0001213900-19-007911.txt : 20190507 0001213900-19-007911.hdr.sgml : 20190507 20190506175811 ACCESSION NUMBER: 0001213900-19-007911 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20190507 DATE AS OF CHANGE: 20190506 EFFECTIVENESS DATE: 20190507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SG BLOCKS, INC. CENTRAL INDEX KEY: 0001023994 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 954463937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-338926 FILM NUMBER: 19800636 BUSINESS ADDRESS: STREET 1: 195 MONTAGUE STREET, 14TH FLOOR CITY: BROOKLYN STATE: NY ZIP: 11201 BUSINESS PHONE: (646) 240-4235 MAIL ADDRESS: STREET 1: 195 MONTAGUE STREET, 14TH FLOOR CITY: BROOKLYN STATE: NY ZIP: 11201 FORMER COMPANY: FORMER CONFORMED NAME: CDSI HOLDINGS INC DATE OF NAME CHANGE: 19990114 FORMER COMPANY: FORMER CONFORMED NAME: PC411 INC DATE OF NAME CHANGE: 19961001 D 1 primary_doc.xml X0708 D LIVE 0001023994 SG BLOCKS, INC. 195 MONTAGUE STREET, 14TH FLOOR BROOKLYN NY NEW YORK 11201 (646) 240-4235 DELAWARE CDSI Holdings Inc. PC411 Inc. CDSI HOLDINGS INC PC411 INC Corporation true Paul M. Galvin c/o SG Blocks, Inc. 195 Montague Street, 14th Floor Brooklyn NY NEW YORK 11201 Director Mahesh S. Shetty c/o SG Blocks, Inc. 195 Montague Street, 14th Floor Brooklyn NY NEW YORK 11201 Executive Officer Director Stevan Armstrong c/o SG Blocks, Inc. 195 Montague Street, 14th Floor Brooklyn NY NEW YORK 11201 Executive Officer Balan R. Ayyar c/o SG Blocks, Inc. 195 Montague Street, 14th Floor Brooklyn NY NEW YORK 11201 Director Yaniv Blumenfeld c/o SG Blocks, Inc. 195 Montague Street, 14th Floor Brooklyn NY NEW YORK 11201 Director Christopher Melton c/o SG Blocks, Inc. 195 Montague Street, 14th Floor Brooklyn NY NEW YORK 11201 Director A. Richard Moore c/o SG Blocks, Inc. 195 Montague Street, 14th Floor Brooklyn NY NEW YORK 11201 Director James C. Potts c/o SG Blocks, Inc. 195 Montague Street, 14th Floor Brooklyn NY NEW YORK 11201 Director Other Decline to Disclose 06b false 2019-04-29 false true true false 0 Roth Capital Partners, LLC 15407 None None 888 SAN CLEMENTE DRIVE SUITE 400 NEWPORT BEACH CA CALIFORNIA 92660 NY NEW YORK false 1282222 1282222 0 Total amount sold is aggregate exercise price of the warrants. false 3 65277 true 0 0 While no offering proceeds are set aside for payments to the named officers or directors, it is possible that some proceeds to be used as working capital will be used indirectly for paying salaries to employees including executive officers. false SG BLOCKS, INC. /s/ Mahesh S.Shetty Mahesh S.Shetty President and Chief Financial Officer 2019-05-06