0001213900-19-006696.txt : 20190418
0001213900-19-006696.hdr.sgml : 20190418
20190418163707
ACCESSION NUMBER: 0001213900-19-006696
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190322
FILED AS OF DATE: 20190418
DATE AS OF CHANGE: 20190418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Galvin Paul M.
CENTRAL INDEX KEY: 0001532974
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38037
FILM NUMBER: 19756353
MAIL ADDRESS:
STREET 1: C/O SG BLOCKS, INC.
STREET 2: 400 MADISON AVENUE, SUITE 16C
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SG BLOCKS, INC.
CENTRAL INDEX KEY: 0001023994
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 954463937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 195 MONTAGUE STREET, 14TH FLOOR
CITY: BROOKLYN
STATE: NY
ZIP: 11201
BUSINESS PHONE: (646) 240-4235
MAIL ADDRESS:
STREET 1: 195 MONTAGUE STREET, 14TH FLOOR
CITY: BROOKLYN
STATE: NY
ZIP: 11201
FORMER COMPANY:
FORMER CONFORMED NAME: CDSI HOLDINGS INC
DATE OF NAME CHANGE: 19990114
FORMER COMPANY:
FORMER CONFORMED NAME: PC411 INC
DATE OF NAME CHANGE: 19961001
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2019-03-22
0
0001023994
SG BLOCKS, INC.
SGBX
0001532974
Galvin Paul M.
C/O SG BLOCKS, INC.
195 MONTAGUE STREET, 14TH FLOOR
BROOKLYN
NY
11201
1
1
0
0
Chief Executive Officer
Common Stock
2019-03-22
4
A
0
34675
0
A
72375
D
Common Stock
2019-03-22
4
A
0
47222
0
A
119597
D
Common Stock
2019-03-22
4
A
0
40888
0
A
160485
D
Common Stock
10144
I
TAG Partners, LLC
Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The number of RSUs was determined using the closing price of the issuer's common stock on February 26, 2019.
The RSUs will vest in full on December 31, 2019, subject to the reporting person's continued service as an employee of the issuer through such date, and are deliverable January 1, 2020.
The RSUs will vest in three equal annual installments, beginning on December 31, 2020, subject to the reporting person's continued service as an employee of the issuer through such date, and will be delivered within 90 days of when the reporting person is no longer employed by the issuer.
Held by TAG Partners, LLC. Due to his position with TAG Partners, LLC, Mr. Galvin may be deemed to be a beneficial owner of common stock held by TAG Partners, LLC. Mr. Galvin disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein.
Includes 12,700 shares purchased by Mr. Galvin on March 29, 2019, as reported on the Form 4 filed on April 2, 2019.
/s/ Paul M. Galvin
2019-04-18