0001213900-17-002302.txt : 20170314 0001213900-17-002302.hdr.sgml : 20170314 20170314181945 ACCESSION NUMBER: 0001213900-17-002302 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170310 FILED AS OF DATE: 20170314 DATE AS OF CHANGE: 20170314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SG BLOCKS, INC. CENTRAL INDEX KEY: 0001023994 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 954463937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 195 MONTAGUE STREET, 14TH FLOOR CITY: BROOKLYN STATE: NY ZIP: 11201 BUSINESS PHONE: (646) 240-4235 MAIL ADDRESS: STREET 1: 195 MONTAGUE STREET, 14TH FLOOR CITY: BROOKLYN STATE: NY ZIP: 11201 FORMER COMPANY: FORMER CONFORMED NAME: CDSI HOLDINGS INC DATE OF NAME CHANGE: 19990114 FORMER COMPANY: FORMER CONFORMED NAME: PC411 INC DATE OF NAME CHANGE: 19961001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore A Richard JR CENTRAL INDEX KEY: 0001697761 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22563 FILM NUMBER: 17689300 MAIL ADDRESS: STREET 1: C/O SG BLOCKS, INC. STREET 2: 195 MONTAGUE STREET, 14TH FLOOR CITY: BROOKLYN STATE: NY ZIP: 11201 4 1 f4031017moore_sgblocks.xml OWNERSHIP DOCUMENT X0306 4 2017-03-10 0 0001023994 SG BLOCKS, INC. SGBX* 0001697761 Moore A Richard JR C/O SG BLOCKS, INC., 195 MONTAGUE STREET, 14TH FLOOR BROOKLYN, NY 11201 1 0 0 0 Stock Option (right to buy) 3.00 2017-03-10 4 A 0 16667 0 A 2017-03-31 2027-03-10 Common Stock 16667 16667 D The options vest, subject to the reporting person's continued role as director, as to 25% of the underlying shares on the last day of each fiscal quarter following the date of grant until the options are 100% vested. The options were granted under the issuer's stock incentive plan and without payment of consideration in connection with the reporting person's service as a director. * The issuer intends to apply for quotation or listing under this symbol in the future. /s/ A. Richard Moore, Jr. 2017-03-14