0001213900-17-002302.txt : 20170314
0001213900-17-002302.hdr.sgml : 20170314
20170314181945
ACCESSION NUMBER: 0001213900-17-002302
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170310
FILED AS OF DATE: 20170314
DATE AS OF CHANGE: 20170314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SG BLOCKS, INC.
CENTRAL INDEX KEY: 0001023994
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 954463937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 195 MONTAGUE STREET, 14TH FLOOR
CITY: BROOKLYN
STATE: NY
ZIP: 11201
BUSINESS PHONE: (646) 240-4235
MAIL ADDRESS:
STREET 1: 195 MONTAGUE STREET, 14TH FLOOR
CITY: BROOKLYN
STATE: NY
ZIP: 11201
FORMER COMPANY:
FORMER CONFORMED NAME: CDSI HOLDINGS INC
DATE OF NAME CHANGE: 19990114
FORMER COMPANY:
FORMER CONFORMED NAME: PC411 INC
DATE OF NAME CHANGE: 19961001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moore A Richard JR
CENTRAL INDEX KEY: 0001697761
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22563
FILM NUMBER: 17689300
MAIL ADDRESS:
STREET 1: C/O SG BLOCKS, INC.
STREET 2: 195 MONTAGUE STREET, 14TH FLOOR
CITY: BROOKLYN
STATE: NY
ZIP: 11201
4
1
f4031017moore_sgblocks.xml
OWNERSHIP DOCUMENT
X0306
4
2017-03-10
0
0001023994
SG BLOCKS, INC.
SGBX*
0001697761
Moore A Richard JR
C/O SG BLOCKS, INC.,
195 MONTAGUE STREET, 14TH FLOOR
BROOKLYN,
NY
11201
1
0
0
0
Stock Option (right to buy)
3.00
2017-03-10
4
A
0
16667
0
A
2017-03-31
2027-03-10
Common Stock
16667
16667
D
The options vest, subject to the reporting person's continued role as director, as to 25% of the underlying shares on the last day of each fiscal quarter following the date of grant until the options are 100% vested.
The options were granted under the issuer's stock incentive plan and without payment of consideration in connection with the reporting person's service as a director.
* The issuer intends to apply for quotation or listing under this symbol in the future.
/s/ A. Richard Moore, Jr.
2017-03-14