0001213900-17-000903.txt : 20170202
0001213900-17-000903.hdr.sgml : 20170202
20170202170810
ACCESSION NUMBER: 0001213900-17-000903
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170131
FILED AS OF DATE: 20170202
DATE AS OF CHANGE: 20170202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SG BLOCKS, INC.
CENTRAL INDEX KEY: 0001023994
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 954463937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 COLUMBUS CIRCLE
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 520-6218
MAIL ADDRESS:
STREET 1: 3 COLUMBUS CIRCLE
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: CDSI HOLDINGS INC
DATE OF NAME CHANGE: 19990114
FORMER COMPANY:
FORMER CONFORMED NAME: PC411 INC
DATE OF NAME CHANGE: 19961001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Armstrong Stevan
CENTRAL INDEX KEY: 0001533029
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22563
FILM NUMBER: 17569210
MAIL ADDRESS:
STREET 1: C/O SG BLOCKS, INC., 400 MADISON AVENUE
STREET 2: SUITE 16C
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
f4013117armstrong_sgblocks.xml
OWNERSHIP DOCUMENT
X0306
4
2017-01-31
0
0001023994
SG BLOCKS, INC.
SGBX*
0001533029
Armstrong Stevan
C/O SG BLOCKS, INC., 195 MONTAGUE STREET
BROOKLYN
NY
11201
0
1
0
0
President and COO
Stock Option (right to buy)
3.00
2017-01-31
4
A
0
13200
0
A
2017-01-31
2027-01-31
Common Stock
13200
56877
D
Stock Option (right to buy)
3.00
2017-01-31
4
A
0
21281
0
A
2017-03-31
2027-01-31
Common Stock
21281
78158
D
The securities reported herein are presented to give effect to a 1-for-3 reverse stock split to be completed by the Company after the filing of this report.
The options were issued under the issuer's stock incentive plan and vested in full on the grant date.
The options were issued under the issuer's stock incentive plan and will vest in equal quarterly installments over two years from the grant date so long as the reporting person remains an employee of the issuer.
The options were granted under the issuer's stock incentive plan and without payment of consideration in connection with the reporting person's employment with the issuer.
* The issuer intends to apply for quotation or listing under this symbol in the future.
/s/ Stevan Armstrong
2017-02-02