0001144204-19-001454.txt : 20190111 0001144204-19-001454.hdr.sgml : 20190111 20190111164722 ACCESSION NUMBER: 0001144204-19-001454 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190109 FILED AS OF DATE: 20190111 DATE AS OF CHANGE: 20190111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hillair Capital Investments LP CENTRAL INDEX KEY: 0001536125 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38037 FILM NUMBER: 19522725 BUSINESS ADDRESS: STREET 1: 345 LORTON AVENUE STREET 2: SUITE 303 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 415-306-6945 MAIL ADDRESS: STREET 1: 345 LORTON AVENUE STREET 2: SUITE 303 CITY: BURLINGAME STATE: CA ZIP: 94010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hillair Capital Management LLC CENTRAL INDEX KEY: 0001642616 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38037 FILM NUMBER: 19522726 BUSINESS ADDRESS: STREET 1: 345 LORTON AVENUE STREET 2: SUITE 303 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 415-306-6945 MAIL ADDRESS: STREET 1: 345 LORTON AVENUE STREET 2: SUITE 303 CITY: BURLINGAME STATE: CA ZIP: 94010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McAvoy Sean M CENTRAL INDEX KEY: 0001642615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38037 FILM NUMBER: 19522727 MAIL ADDRESS: STREET 1: 345 LORTON AVENUE STREET 2: SUITE 303 CITY: BURLINGAME STATE: CA ZIP: 94010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SG BLOCKS, INC. CENTRAL INDEX KEY: 0001023994 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 954463937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 195 MONTAGUE STREET, 14TH FLOOR CITY: BROOKLYN STATE: NY ZIP: 11201 BUSINESS PHONE: (646) 240-4235 MAIL ADDRESS: STREET 1: 195 MONTAGUE STREET, 14TH FLOOR CITY: BROOKLYN STATE: NY ZIP: 11201 FORMER COMPANY: FORMER CONFORMED NAME: CDSI HOLDINGS INC DATE OF NAME CHANGE: 19990114 FORMER COMPANY: FORMER CONFORMED NAME: PC411 INC DATE OF NAME CHANGE: 19961001 4 1 tv510931_4.xml FORM 4 X0306 4 2019-01-09 0 0001023994 SG BLOCKS, INC. SGBX 0001536125 Hillair Capital Investments LP C/O HILLAIR CAPITAL MANAGEMENT LLC 345 LORTON AVENUE, SUITE 303 BURLINGAME CA 94010 0 0 1 0 0001642616 Hillair Capital Management LLC C/O HILLAIR CAPITAL MANAGEMENT LLC 345 LORTON AVENUE, SUITE 303 BURLINGAME CA 94010 0 0 1 0 0001642615 McAvoy Sean M C/O HILLAIR CAPITAL MANAGEMENT LLC 345 LORTON AVENUE, SUITE 303 BURLINGAME CA 94010 0 0 1 0 Common Stock 2019-01-09 4 S 0 25000 3.04 D 445058 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.01 to $3.05, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Hillair Capital Investments L.P. /s/ Sean M. McAvoy, Authorized Signatory 2019-01-11 Hillair Capital Management LLC /s/ Sean M. McAvoy, Authorized Signatory 2019-01-11 /s/ Sean M. McAvoy 2019-01-11