0001144204-18-050892.txt : 20180926
0001144204-18-050892.hdr.sgml : 20180926
20180926145651
ACCESSION NUMBER: 0001144204-18-050892
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180925
FILED AS OF DATE: 20180926
DATE AS OF CHANGE: 20180926
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hillair Capital Investments LP
CENTRAL INDEX KEY: 0001536125
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38037
FILM NUMBER: 181087763
BUSINESS ADDRESS:
STREET 1: 345 LORTON AVENUE
STREET 2: SUITE 303
CITY: BURLINGAME
STATE: CA
ZIP: 94010
BUSINESS PHONE: 415-306-6945
MAIL ADDRESS:
STREET 1: 345 LORTON AVENUE
STREET 2: SUITE 303
CITY: BURLINGAME
STATE: CA
ZIP: 94010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hillair Capital Management LLC
CENTRAL INDEX KEY: 0001642616
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38037
FILM NUMBER: 181087764
BUSINESS ADDRESS:
STREET 1: 345 LORTON AVENUE
STREET 2: SUITE 303
CITY: BURLINGAME
STATE: CA
ZIP: 94010
BUSINESS PHONE: 415-306-6945
MAIL ADDRESS:
STREET 1: 345 LORTON AVENUE
STREET 2: SUITE 303
CITY: BURLINGAME
STATE: CA
ZIP: 94010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McAvoy Sean M
CENTRAL INDEX KEY: 0001642615
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38037
FILM NUMBER: 181087765
MAIL ADDRESS:
STREET 1: 345 LORTON AVENUE
STREET 2: SUITE 303
CITY: BURLINGAME
STATE: CA
ZIP: 94010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SG BLOCKS, INC.
CENTRAL INDEX KEY: 0001023994
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 954463937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 195 MONTAGUE STREET, 14TH FLOOR
CITY: BROOKLYN
STATE: NY
ZIP: 11201
BUSINESS PHONE: (646) 240-4235
MAIL ADDRESS:
STREET 1: 195 MONTAGUE STREET, 14TH FLOOR
CITY: BROOKLYN
STATE: NY
ZIP: 11201
FORMER COMPANY:
FORMER CONFORMED NAME: CDSI HOLDINGS INC
DATE OF NAME CHANGE: 19990114
FORMER COMPANY:
FORMER CONFORMED NAME: PC411 INC
DATE OF NAME CHANGE: 19961001
4
1
tv503560_form4.xml
FORM 4
X0306
4
2018-09-25
0
0001023994
SG BLOCKS, INC.
SGBX
0001536125
Hillair Capital Investments LP
C/O HILLAIR CAPITAL MANAGEMENT LLC
345 LORTON AVENUE, SUITE 303
BURLINGAME
CA
94010
0
0
1
0
0001642616
Hillair Capital Management LLC
C/O HILLAIR CAPITAL MANAGEMENT LLC
345 LORTON AVENUE, SUITE 303
BURLINGAME
CA
94010
0
0
1
0
0001642615
McAvoy Sean M
C/O HILLAIR CAPITAL MANAGEMENT LLC
345 LORTON AVENUE, SUITE 303
BURLINGAME
CA
94010
0
0
1
0
Common Stock
2018-09-25
4
S
0
7620
4.2797
D
610307
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.22 to $4.32, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
Hillair Capital Investments L.P., /s/ Sean M. McAvoy, Authorized Signatory
2018-09-26
Hillair Capital Management LLC, /s/ Sean M. McAvoy, Authorized Signatory
2018-09-26
/s/ Sean M. McAvoy
2018-09-26