0001144204-16-112577.txt : 20160712
0001144204-16-112577.hdr.sgml : 20160712
20160712131406
ACCESSION NUMBER: 0001144204-16-112577
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160712
DATE AS OF CHANGE: 20160712
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SG BLOCKS, INC.
CENTRAL INDEX KEY: 0001023994
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 954463937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 COLUMBUS CIRCLE
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 520-6218
MAIL ADDRESS:
STREET 1: 3 COLUMBUS CIRCLE
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: CDSI HOLDINGS INC
DATE OF NAME CHANGE: 19990114
FORMER COMPANY:
FORMER CONFORMED NAME: PC411 INC
DATE OF NAME CHANGE: 19961001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McAvoy Sean M
CENTRAL INDEX KEY: 0001642615
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22563
FILM NUMBER: 161763636
MAIL ADDRESS:
STREET 1: 345 LORTON AVENUE
STREET 2: SUITE 303
CITY: BURLINGAME
STATE: CA
ZIP: 94010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hillair Capital Management LLC
CENTRAL INDEX KEY: 0001642616
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22563
FILM NUMBER: 161763637
BUSINESS ADDRESS:
STREET 1: 345 LORTON AVENUE
STREET 2: SUITE 303
CITY: BURLINGAME
STATE: CA
ZIP: 94010
BUSINESS PHONE: 415-306-6945
MAIL ADDRESS:
STREET 1: 345 LORTON AVENUE
STREET 2: SUITE 303
CITY: BURLINGAME
STATE: CA
ZIP: 94010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hillair Capital Investments LP
CENTRAL INDEX KEY: 0001536125
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22563
FILM NUMBER: 161763638
BUSINESS ADDRESS:
STREET 1: 345 LORTON AVENUE
STREET 2: SUITE 303
CITY: BURLINGAME
STATE: CA
ZIP: 94010
BUSINESS PHONE: 415-306-6945
MAIL ADDRESS:
STREET 1: 345 LORTON AVENUE
STREET 2: SUITE 303
CITY: BURLINGAME
STATE: CA
ZIP: 94010
3
1
v444005_3.xml
OWNERSHIP DOCUMENT
X0206
3
2016-06-30
0
0001023994
SG BLOCKS, INC.
SGBX
0001536125
Hillair Capital Investments LP
C/O HILLAIR CAPITAL MANGEMENT LLC
345 LORTON AVENUE, SUITE 303
BURLINGAME
CA
94010
0
0
1
0
0001642616
Hillair Capital Management LLC
C/O HILLAIR CAPITAL MANGEMENT LLC
345 LORTON AVENUE, SUITE 303
BURLINGAME
CA
94010
0
0
1
0
0001642615
McAvoy Sean M
C/O HILLAIR CAPITAL MANGEMENT LLC
BURLINGAME
CA
94010
0
0
1
0
Common Stock
25415
D
Senior Convertible Secured Debentures
1.25
Common Stock
2000000
D
Series A Convertible Preferred Stock
1.00
Common Stock
3352440
D
The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and Sean M. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
The Senior Convertible Secured Debentures became convertible on June 30, 2016 and expire on June 30, 2018, in the amount of $2,500,000 in principal amount plus any accrued and unpaid interest.
The Series A Convertible Preferred Stock became convertible on June 30, 2016 and has a perpetual duration.
Hillair Capital Investments L.P., /s/ Sean M. McAvoy, Authorized Signatory
2016-07-08
Hillair Capital Management LLC, /s/ Sean M. McAvoy, Authorized Signatory
2016-07-08
/s/ Sean M. McAvoy, Manager of Hillair Capital Investments L.P.
2016-07-08