0000921895-14-002511.txt : 20141124 0000921895-14-002511.hdr.sgml : 20141124 20141124191756 ACCESSION NUMBER: 0000921895-14-002511 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141121 FILED AS OF DATE: 20141124 DATE AS OF CHANGE: 20141124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SG BLOCKS, INC. CENTRAL INDEX KEY: 0001023994 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 954463937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 520-6218 MAIL ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: CDSI HOLDINGS INC DATE OF NAME CHANGE: 19990114 FORMER COMPANY: FORMER CONFORMED NAME: PC411 INC DATE OF NAME CHANGE: 19961001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Casano Frank CENTRAL INDEX KEY: 0001599363 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22563 FILM NUMBER: 141247558 MAIL ADDRESS: STREET 1: 3 COLUMBUS CIRCLE, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 form408066001f_11242014.xml OWNERSHIP DOCUMENT X0306 4 2014-11-21 0 0001023994 SG BLOCKS, INC. SGBX 0001599363 Casano Frank 3 COLUMBUS CIRCLE, 16TH FLOOR NEW YORK NY 10019 1 0 0 0 Stock Option (Right to Buy) 0.275 2014-11-21 4 A 0 50000 0 A 2024-11-21 Common Stock 50000 50000 D Acquired pursuant to Issuer's 2014 Incentive Stock Plan. 16,666 options vest on November 21, 2014, 16,666 options vest on November 21, 2015, and 16,667 options vest on November 21, 2016. /s/ Frank Casano 2014-11-24