0000921895-14-001663.txt : 20140731 0000921895-14-001663.hdr.sgml : 20140731 20140731173752 ACCESSION NUMBER: 0000921895-14-001663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140730 FILED AS OF DATE: 20140731 DATE AS OF CHANGE: 20140731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SG BLOCKS, INC. CENTRAL INDEX KEY: 0001023994 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 954463937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 520-6218 MAIL ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: CDSI HOLDINGS INC DATE OF NAME CHANGE: 19990114 FORMER COMPANY: FORMER CONFORMED NAME: PC411 INC DATE OF NAME CHANGE: 19961001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WASSERMAN BRIAN A CENTRAL INDEX KEY: 0001124484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22563 FILM NUMBER: 141007360 4 1 form408066001c_07312014.xml OWNERSHIP DOCUMENT X0306 4 2014-07-30 0 0001023994 SG BLOCKS, INC. SGBX 0001124484 WASSERMAN BRIAN A C/O SG BLOCKS, INC. 3 COLUMBUS CIRCLE, 16TH FLOOR NEW YORK NY 10019 1 1 0 0 CFO Stock Option (Right to Buy) 0.11 2014-07-30 4 A 0 1000000 0 A 2024-07-29 Common Stock 1000000 1000000 D Acquired pursuant to Issuer's 2014 Incentive Stock Plan. 333,333 options vest on July 30, 2014; 333,333 options vest on July 30, 2015; and 333,334 options vest on July 30, 2016. /s/ Brian Wasserman 2014-07-31