0000921895-13-000636.txt : 20130318 0000921895-13-000636.hdr.sgml : 20130318 20130318213316 ACCESSION NUMBER: 0000921895-13-000636 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130314 FILED AS OF DATE: 20130318 DATE AS OF CHANGE: 20130318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMPEN RICHARD CENTRAL INDEX KEY: 0001047092 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22563 FILM NUMBER: 13699727 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SG BLOCKS, INC. CENTRAL INDEX KEY: 0001023994 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 954463937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 MADISON AVENUE STREET 2: SUITE 16C CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (646) 747-2423 MAIL ADDRESS: STREET 1: 400 MADISON AVENUE STREET 2: SUITE 16C CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CDSI HOLDINGS INC DATE OF NAME CHANGE: 19990114 FORMER COMPANY: FORMER CONFORMED NAME: PC411 INC DATE OF NAME CHANGE: 19961001 4 1 form408066001d_03182013.xml OWNERSHIP DOCUMENT X0306 4 2013-03-14 0 0001023994 SG BLOCKS, INC. SGBX 0001047092 LAMPEN RICHARD C/O VECTOR GROUP LTD. 100 SE 2ND STREET, 32ND FLOOR MIAMI FL 33131 1 0 0 0 Stock Option (Right to Buy) 0.43 2013-03-14 4 A 0 50000 0 A 2023-03-14 Common Stock 50000 50000 D 16,666 options vest on March 14, 2013;16,666 options vest on March 14, 2014; and 16,667 options vest on March 14, 2015. Richard J. Lampen 2013-03-18