-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V2gl7zKdtYWHcvqUfxWHNTlNseNBD6HUEeCoAcKqenHJAWxhjuYG4iWxSp9tejNK Lwb8/HEGagTp57T59NoGmw== 0001144204-09-001408.txt : 20090112 0001144204-09-001408.hdr.sgml : 20090112 20090112114825 ACCESSION NUMBER: 0001144204-09-001408 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081230 FILED AS OF DATE: 20090112 DATE AS OF CHANGE: 20090112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANGELO MARK CENTRAL INDEX KEY: 0001271848 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21607 FILM NUMBER: 09520958 BUSINESS ADDRESS: BUSINESS PHONE: 201-985-8300 MAIL ADDRESS: STREET 1: 101 HUDSON STREET CITY: JERSEY CITY STATE: NJ ZIP: 07302 FORMER NAME: FORMER CONFORMED NAME: ANGELO MARC DATE OF NAME CHANGE: 20031202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YORKVILLE ADVISORS LLC CENTRAL INDEX KEY: 0001271849 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21607 FILM NUMBER: 09520956 BUSINESS ADDRESS: BUSINESS PHONE: 201 985 8300 MAIL ADDRESS: STREET 1: 101 HUDSON STREET CITY: JERSEY CITY STATE: NJ ZIP: 07302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ISONICS CORP CENTRAL INDEX KEY: 0001023966 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 770338561 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 BUSINESS PHONE: 3032797900 MAIL ADDRESS: STREET 1: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YA Global Investments CENTRAL INDEX KEY: 0001132874 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21607 FILM NUMBER: 09520957 BUSINESS ADDRESS: STREET 1: 101 HUDSON STREET STREET 2: SUITE 3606 CITY: JERSEY CITY STATE: NJ ZIP: 07302 BUSINESS PHONE: (201) 985-8300 MAIL ADDRESS: STREET 1: 101 HUDSON STREET STREET 2: SUITE 3606 CITY: JERSEY CITY STATE: NJ ZIP: 07302 FORMER NAME: FORMER CONFORMED NAME: CORNELL CAPITAL PARTNERS LP DATE OF NAME CHANGE: 20010119 3 1 v136852_ex.xml X0203 3 2008-12-30 0 0001023966 ISONICS CORP ISON 0001132874 YA Global Investments 101 HUDSON STREET, SUITE 3700 JERSEY CITY NJ 07302 0 0 1 0 0001271849 YORKVILLE ADVISORS LLC 101 HUDSON STREET, SUITE 3700 JERSEY CITY NJ 07302 0 0 1 0 0001271848 ANGELO MARK 101 HUDSON STREET, SUITE 3700 JERSEY CITY NJ 07302 0 0 1 0 Secured Convertible Debenture 13.0% 2009-10-31 Common Stock 9857800 D Secured Convertible Debenture 13.0% 2009-10-31 Common Stock 2000000 D Warrant 5.00 2009-05-30 Common Stock 500000 D Warrant 7.00 2009-05-30 Common Stock 750000 D Warrant 8.00 2009-05-30 Common Stock 750000 D Warrant 0.03 2015-06-13 Common Stock 13000000 D Warrant 0.07 2010-04-10 Common Stock 250000 D The Secured Convertible Debenture (No. CCP-1) was originally issued on May 31, 2006, pursuant to a Securities Purchase Agreement, dated May 31, 2006, by and among the Issuer and YA Global, in the principal amount of $10,000,000. ("Debenture No. 1"). Debenture No. 1 was amended and restated as Secured Convertible Debenture (No. CCP-3), on June 13, 2006 and further amended pursuant to Amendment No. 1 ("Amendment to Debenture No. 1") thereto on June 13, 2008. As amended, Debenture No. 1 is convertible into shares of Common Stock at a per share price equal to the lower of (i) $.03 or (ii) 80% of the lowest volume weighted average price over the previous ten trading days. The Secured Convertible Debenture (No. CCP-2007-1), was originally issued on April 10, 2007, pursuant to a Securities Purchase Agreement, dated April 10, 2006, by and among the Issuer and YA Global, in the principal amount of $2,000,000. ("Debenture No. 2"). Debenture No. 2 was amended pursuant to Amendment No. 1 ("Amendment to Debenture No. 2") on June 13, 2008, As amended, Debenture No. 2 is convertible into shares of Common Stock at a per share price equal to the lower of (i) $.03 or (ii) 80% of the average two lowest volume weighted average price over the previous ten trading days. Warrant to Purchase Common Stock (No. CCP-001), which was amended and restated on June 13, 2006 as Amended and Restated Warrant to Purchase Common Stock (No. CCP-002), to purchase 2,000,000 shares of Common Stock at a purchase price of $1.25 per share ("Warrant No. 1"). On February 13, 2007, the Issuer consummated a 4:1 reverse stock split of the Common Stock as a result of which the number of shares of Common Stock that may be purchased pursuant to Warrant No. 1 was amended on the books of YA Global to 500,000. Warrant to Purchase Common Stock (No. CCP-002), which was amended and restated on June 13, 2006 as Amended and Restated Warrant to Purchase Common Stock (No. CCP-003), to purchase 3,000,000 shares of Common Stock at a purchase price of $1.75 per share ("Warrant No. 2"). On February 13, 2007, the Issuer consummated a 4:1 reverse stock split of the Common Stock as a result of which the number of shares of Common Stock that may be purchased pursuant to Warrant No. 1 was amended on the books of YA Global to 750,000. Warrant to Purchase Common Stock (No. CCP-003), which was amended and restated on June 13, 2006, as Amended and Restated Warrant to Purchase Common Stock (No. CCP-004), to purchase 3,000,000 shares of Common Stock at a purchase price of $2.00 per share ("Warrant No. 3"). On February 13, 2007, the Issuer consummated a 4:1 reverse stock split of the Common Stock as a result of which the number of shares of Common Stock that may be purchased pursuant to Warrant No. 1 was amended on the books of YA Global to 750,000. These derivative securities are presently exercisable. $0.03 or 80% of the lowest VWAP for the previous (10) trading days. YA Global Investments, L.P. ("YA Global") directly owns the Derivative Securities. As the Investment Manager of YA Global, Yorkville Advisors, LLC ("Yorkville") may be deemed to beneficially own the Derivative Securities beneficially owned by YA Global. As the president of Yorkville, the investment manager to YA Global, and as the portfolio manager to YA Global, Mark Angelo ("Angelo") may be deemed to beneficially own the Derivative Securities beneficially owned by YA Global. Except for the Derivative Securities beneficially owned by YA Global, the other Reporting Persons disclaim beneficial ownership of these securities except to the extent of his or its pecuniary interest, and its report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose. /s/ Steven S. Goldstein By: Yorkville Advisors, LLC By: Steven S. Goldstein 2009-01-12 /s/ Steven S. Goldstein By: Yorkville Advisors, LLC By: Steven S. Goldstein Its: Investment Manager 2009-01-12 /s/ Mark Angelo By: Mark Angelo 2009-01-12 -----END PRIVACY-ENHANCED MESSAGE-----