-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EskdVEbLgWBGsqx+8vZg+eNOtaperosNmNPokTQkUsfs0M6WFlJzTmLw3MFrRwyt 9eOlTeFmCIB52T5ihTJheg== 0001104659-06-037153.txt : 20060524 0001104659-06-037153.hdr.sgml : 20060524 20060524121511 ACCESSION NUMBER: 0001104659-06-037153 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060523 FILED AS OF DATE: 20060524 DATE AS OF CHANGE: 20060524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ISONICS CORP CENTRAL INDEX KEY: 0001023966 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 770338561 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 BUSINESS PHONE: 3032797900 MAIL ADDRESS: STREET 1: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUBIZHEVSKY BORIS CENTRAL INDEX KEY: 0001111962 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21607 FILM NUMBER: 06863446 BUSINESS ADDRESS: STREET 1: ISONIC CORPORATION STREET 2: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 BUSINESS PHONE: 3032797900 MAIL ADDRESS: STREET 1: ISONICS CORP STREET 2: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 4 1 a4.xml 4 X0202 4 2006-05-23 0 0001023966 ISONICS CORP ISON 0001111962 RUBIZHEVSKY BORIS C/O ISONICS CORPORATION 5906 MCINTYRE STREET GOLDEN CO 80403 1 1 0 0 Senior Vice President Common Stock 33333 I See footnote Common Stock 1168872 D Common Stock 102000 I See footnote Stock Option 1.17 2001-11-13 2006-11-13 Common Stock 100000 100000 D Stock Option 1.25 2002-03-28 2007-03-28 Common Stock 18750 18750 D Warrant 1.25 2002-03-28 2007-03-28 Common Stock 100000 100000 D Stock Option 4.64 2005-02-22 2015-02-22 Common Stock 300000 300000 D Stock Option 2.04 2005-05-05 2010-04-18 Common Stock 40000 40000 D Stock Option 1.96 2006-02-14 2016-02-08 Common Stock 100000 100000 D Stock Option 1.15 2006-05-23 4 A 0 75000 0 A 2006-05-23 2016-05-04 Common Stock 75000 75000 D Shares held by Spouse. Shares held by children who reside in the same household. The reporting person disclaims beneficial ownership of all securities held by his spouse and children and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose This transaction is exempt from 16(a) reporting requirements pursuant to Rule 16b-3(d). 20,000 shares vest on November 13, 2001 and 20,000 shares vest on November 13th of each of the years 2002, 2003, 2004 and 2005. Options granted by resolution of the Compensation Committee of the Board of Directors as consideration for salary deferral. The grant of the options is subject to acceptance by the reporting person by no later than April 30, 2002, which acceptance was received. Warrants to purchase 100,000 shares of common stock vest on March 28, 2002. The grant of the warrants is subject to acceptance by the reporting person by no later than April 30, 2002, which acceptance was received. Options granted by resolution of the Compensation Committee of the Board of Directors pursuant to the 1996 Executives' Equity Incentive Plan. The grant of the options is subject to acceptance by the reporting person, which acceptance was received on February 22, 2005. Such incentive stock options vest at a rate of 60,000 shares immediately on the date of the grant (February 22, 2005) and 60,000 shares on each anniversary of the grant date in each of years 2006, 2007, 2008 and 2009. Non-qualified options granted by resolution of the Compensation Committee of the Board of Directors pursuant to the 2005 Stock Option Plan. The grant of the options is subject to acceptance by the reporting person, which acceptance was received on May 5, 2005. Incentive stock options granted by resolution of the Compensation Committee of the Board of Directors pursuant to the 2005 Stock Option Plan. The grant of the options is subject to acceptance by the reporting person, which acceptance was received on February 14, 2006. Such incentive stock options vest at a rate of 25,000 shares immediately on the date of acceptance (February 14, 2006) and 25,000 shares on February 9, 2007, February 9, 2008, and February 9, 2009. Non-qualified options granted by resolution of the Compensation Committee of the Board of Directors pursuant to the 2005 Stock Option Plan. The grant of the options is subject to acceptance by the reporting person, which acceptance was received on May 23, 2006. Options vest at a rate of 18,750 shares immediately on the date of acceptance (May 23, 2006) and 18,750 shares on May 5, 2007, May 5, 2008, and May 5, 2009. /s/ Boris Rubizhevsky 2006-05-23 -----END PRIVACY-ENHANCED MESSAGE-----