-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KrtX0RLHRue2ZRKXzGvVLSUXlD5vNy8D8LcNV/yHflCznXq6ptIjhkvtbrzgUJ7M BjloKr6IBKmelnA1nnAHpg== 0001104659-06-010080.txt : 20060216 0001104659-06-010080.hdr.sgml : 20060216 20060216113711 ACCESSION NUMBER: 0001104659-06-010080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050601 FILED AS OF DATE: 20060216 DATE AS OF CHANGE: 20060216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ISONICS CORP CENTRAL INDEX KEY: 0001023966 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 770338561 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 BUSINESS PHONE: 3032797900 MAIL ADDRESS: STREET 1: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAKYS JOHN V CENTRAL INDEX KEY: 0001197710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21607 FILM NUMBER: 06624177 BUSINESS ADDRESS: BUSINESS PHONE: 3032797900 MAIL ADDRESS: STREET 1: ISONICS CORP STREET 2: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 4 1 a4.xml 4 X0202 4 2005-06-01 0 0001023966 ISONICS CORP ISON 0001197710 SAKYS JOHN V C/O ISONICS CORPORATION 5906 MCINTYRE STREET GOLDEN CO 80403 0 1 0 0 Vice President, CFO Common Stock 2063 D Common Stock 2005-06-01 4 A 0 784 1.53 A 2847 D Common Stock 2005-12-01 4 A 0 1177 1.53 A 4024 D Stock Option 1.69 2001-05-23 2011-05-23 Common Stock 100000 100000 D Stock Option 1.13 2002-03-28 2007-03-28 Common Stock 7812 7812 D Stock Option 0.90 2003-03-03 2013-03-03 Common Stock 25000 25000 D Stock Option 4.64 2005-02-22 2015-02-22 Common Stock 75000 75000 D Stock Option 1.96 2006-02-14 4 A 0 50000 0 A 2006-02-14 2016-02-08 Common Stock 50000 50000 D A portion of these Shares were acquired pursuant to an Employee Stock Purchase Plan. The transaction is therefore exempt from Section 16(a) reporting requirements by reason of Rule 16a-3(f)(1)(B) and is exempt from Section 16(b) by reason of Rules 16b-3(c) and 16b-3(d). Such incentive stock options vest at a rate of 25,000 shares immediately on the date of the grant (May 23, 2001) and 25,000 shares on each anniversary of the grant date in each of the years 2002, 2003, and 2004. All incentive stock options are currently vested. This transaction is exempt by reason of Rule 16b-3(d). Options granted by resolution of the Compensation Committee of the Board of Directors as consideration for salary deferral. The grant of the options is subject to acceptance by the reporting person by no later than April 30, 2002, which acceptance was received. Options granted by resolution of the Compensation Committee of the Board of Directors pursuant to the 1996 Executives' Equity Incentive Plan. The grant of the options is subject to acceptance by the reporting person, which acceptance was received on March 4, 2003. Options granted by resolution of the Compensation Committee of the Board of Directors pursuant to the 1996 Executives' Equity Incentive Plan. The grant of the options is subject to acceptance by the reporting person, which acceptance was received on February 22, 2005. Such incentive stock options vest at a rate of 18,750 shares immediately on the date of the grant (February 22, 2005) and 18,750 shares on each anniversary of the grant date in each of the years 2006, 2007, and 2008. Incentive stock options granted by resolution of the Compensation Committee of the Board of Directors pursuant to the 2005 Stock Option Plan. The grant of the options is subject to acceptance by the reporting person, which acceptance was received on February 14, 2006. Such incentive stock options vest at a rate of 12,500 shares immediately on the date of acceptance (February 14, 2006) and 12,500 shares on February 9, 2007, February 9, 2008, and February 9, 2009. These Shares were acquired pursuant to an Employee Stock Purchase Plan. The transaction is therefore exempt from Section 16(a) reporting requirements by reason of Rule 16a-3(f)(1)(i)(B) and is exempt from Section 16(b) by reason of Rules 16b-3(c) and 16b-3(d). These Shares were acquired pursuant to an Employee Stock Purchase Plan. The transaction is therefore exempt from Section 16(a) reporting requirements by reason of Rule 16a-3(f)(1)(i)(B) and is exempt from Section 16(b) by reason of Rules 16b-3(c) and 16b-3(d). /s/ John V. Sakys 2006-02-14 -----END PRIVACY-ENHANCED MESSAGE-----