-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BGN/I+wH154ljphow5Lg4Yh4kReKnqkmmTHqFCMtSfVdNZn7kjJOU3+wWu4P06ZE bgnY2U2StBcEpiNdyBzSeA== 0001104659-05-008218.txt : 20050224 0001104659-05-008218.hdr.sgml : 20050224 20050224215903 ACCESSION NUMBER: 0001104659-05-008218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030502 FILED AS OF DATE: 20050224 DATE AS OF CHANGE: 20050224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ISONICS CORP CENTRAL INDEX KEY: 0001023966 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 770338561 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 BUSINESS PHONE: 3032797900 MAIL ADDRESS: STREET 1: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUBIZHEVSKY BORIS CENTRAL INDEX KEY: 0001111962 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12531 FILM NUMBER: 05638805 BUSINESS ADDRESS: STREET 1: ISONIC CORPORATION STREET 2: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 BUSINESS PHONE: 3032797900 MAIL ADDRESS: STREET 1: ISONICS CORP STREET 2: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 4 1 a4.xml 4 X0202 4 2003-05-02 0 0001023966 ISONICS CORP ISON 0001111962 RUBIZHEVSKY BORIS ISONICS CORPORATION 5906 MCINTYRE STREET GOLDEN CO 80403 1 1 0 0 Senior Vice President Common Stock 33333 I See footnote Common Stock 1168872 D Common Stock 2003-05-02 4 G 0 40000 0 D 102000 I See footnotes Common Stock 2003-05-02 4 G 0 60000 0 D 60000 I See footnote Common Stock 2004-02-03 4 G 0 40000 0 D 142000 I See footnotes Common Stock 2004-02-03 4 G 0 60000 0 D 120000 I See footnote Common Stock 2004-02-03 4 G 0 3000 0 D 3000 I See footnote Stock Option 1.4375 2002-04-26 4 J 0 22500 0 D 1999-04-26 2002-04-26 Common Stock 22500 0 D Warrant 2.79 2002-07-29 4 J 0 44780 0 D 1999-07-29 2002-07-29 Common Stock 44780 0 D Stock Option 1.17 2001-11-13 2006-11-13 Common Stock 100000 100000 D Stock Option 1.25 2002-03-28 2007-03-28 Common Stock 18750 18750 D Warrant 1.25 2002-03-28 2007-03-28 Common Stock 150000 150000 D Stock Option 4.64 2005-02-22 4 A 0 300000 0 A 2005-02-22 2015-02-22 Common Stock 300000 300000 D Shares held by spouse. Shares held by children who reside in the same household. The reporting person disclaims beneficial ownership of all securities held by his spouse and children and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Bona fide gift. Transaction is exempt from the operation of Section 16(b) by reason of Rule 16b-5. The above disclosure reflects the current exercise price and number of warrants to purchase common stock resulting from various adjustments as a result of several equity investments in the Company. The warrants are subject to further adjustment if additional investments are made in the Company. This transaction is exempt from 16(a) reporting requirements pursuant to Rule 16b-3(d). 20,000 shares vest on November 13, 2001 and 20,000 shares vest on November 13th of each of the years 2002, 2003, 2004 and 2005. Options granted by resolution of the Compensation Committee of the Board of Directors as consideration for salary deferral. The grant of the options is subject to acceptance by the reporting person by no later than April 30, 2002, which acceptance was received. Warrants to purchase 100,000 shares of common stock vest on March 28, 2002. The remaining warrants to purchase 50,000 shares of common stock vest and are exercisable only upon the happening of certain events related to a loan made to Isonics Corporation in March 2002. The grant of the warrants is subject to acceptance by the reporting person by no later than April 30, 2002, which acceptance was received. Options granted by resolution of the Compensation Committee of the Board of Directors pursuant to the 1996 Executives' Equity Incentive Plan. The grant of the options is subject to acceptance by the reporting person, which acceptance was received on February 22, 2005. Such incentive stock options vest at a rate of 75,000 shares immediately on the date of the grant (February 22, 2005) and 75,000 shares on each anniversary of the grant date in each of years 2006, 2007, 2008 and 2009. Bona fide gift to children who reside in the same household. Transaction is exempt from the operation of Section 16(b) by reason of Rule 16b-5. Bona fide gift to family members not residing in the same household of 30,000 shares each to Manny Eiden and Phyllis Eiden. Transaction is exempt from the operation of Section 16(b) by reason of Rule 16b-5. Bona fide gift to Temple Emanu-El of Closter, New Jersey. Transaction is exempt from the operation of Section 16(b) by reason of Rule 16b-5. Options expired on the date noted herein. Neither Direct or Indirect ownership is exercised with respect to these gifted shares. /s/ Boris Rubizhevsky 2005-02-24 -----END PRIVACY-ENHANCED MESSAGE-----