-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IOZar5UjdkZahudCXiCZ1ghkGVmabRHFInG7sniKcPaIUmHJSVvirip6VY04TsWI vOFnUqmbJ+0FYTc7JBUu8A== 0001104659-03-029117.txt : 20031223 0001104659-03-029117.hdr.sgml : 20031223 20031223111222 ACCESSION NUMBER: 0001104659-03-029117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031222 FILED AS OF DATE: 20031223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ISONICS CORP CENTRAL INDEX KEY: 0001023966 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 770338561 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 BUSINESS PHONE: 3032797900 MAIL ADDRESS: STREET 1: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALEXANDER JAMES E CENTRAL INDEX KEY: 0001111913 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12531 FILM NUMBER: 031069812 BUSINESS ADDRESS: STREET 1: ISONICS CORP STREET 2: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80408 BUSINESS PHONE: 3032797900 MAIL ADDRESS: STREET 1: ISONICS CORP STREET 2: 5906 MCINYTRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 4 1 a4.xml 4 X0201 4 2003-12-22 1 0001023966 ISONICS CORP ISON 0001111913 ALEXANDER JAMES E ISONICS CORP 5906 MCINYTRE STREET GOLDEN CO 80403 1 1 1 0 President Common Stock 85455 I See Footnote Common Stock 500000 I See Footnote Common Stock 1295712 D Common Stock 2003-12-22 4 G 0 60000 D 1235712 D Common Stock 2003-12-22 4 G 0 50000 D 1185712 D Common Stock 2003-12-22 4 G 0 50000 A 135455 I See Footnote Stock Option 1.4375 1999-04-26 2004-04-26 Common Stock 25000 25000 D Stock Option F4 1.06 2001-11-13 2006-11-13 Common Stock 100000 100000 D Stock Option F4 1.25 2002-03-28 2007-03-28 Common Stock 20000 20000 D Warrant F4 1.25 2002-03-28 2007-03-28 Common Stock 150000 150000 D Shares held by the James and Carol Alexander Foundation, Inc. Shares held by spouse. The reporting person disclaims beneficial ownership of all securities held by his spouse and children and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. This transaction is exempt by reason of Rule 16b-3(d). 20,000 shares vest on November 13, 2001, and 20,000 shares vest on November 13th of each of the years 2002, 2003, 2004, and 2005. Options granted by resolution of the Compensation Committee of the Board of Directors as consideration for salary deferral. The grant of the options is subject to acceptance by the reporting person by no later than April 30, 2002, which acceptance was received. Warrants to purchase 100,000 shares of common stock vest on March 28, 2002. The remaining warrants to purchase 50,000 shares of common stock vest and are exercisable only upon the happening of certains events related to a loan made to Isonics Corporation in March 2002. The grant of the warrants is subject to acceptance by the reporting person by no later than Apil 30, 2002, which acceptance was received. This transation is not a "sale" of securities since it is a gift by the reporting person and is therefore exempt pursuant to Rule 16b-5. There was no value received for the shares. /s/ James E. Alexander 2003-12-22 -----END PRIVACY-ENHANCED MESSAGE-----