-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HqWEiFWiYVCusc9p3Ebs2Hvr3YTOqDotEa5sqrDfyZQctyEYtjd1rGRoNHYGb/cB 93zOhZWm7D6ydsj9dhDQGQ== 0001104659-03-028760.txt : 20031217 0001104659-03-028760.hdr.sgml : 20031217 20031217183552 ACCESSION NUMBER: 0001104659-03-028760 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030601 FILED AS OF DATE: 20031217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ISONICS CORP CENTRAL INDEX KEY: 0001023966 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 770338561 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 BUSINESS PHONE: 3032797900 MAIL ADDRESS: STREET 1: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAKYS JOHN V CENTRAL INDEX KEY: 0001197710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12531 FILM NUMBER: 031060907 BUSINESS ADDRESS: STREET 1: ISONICS CORP STREET 2: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 BUSINESS PHONE: 3032797900 MAIL ADDRESS: STREET 1: ISONICS CORP STREET 2: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 4 1 a4.xml 4 X0201 4 2003-06-01 0 0001023966 ISONICS CORP ISON 0001197710 SAKYS JOHN V ISONICS CORP 5906 MCINTYRE STREET GOLDEN CO 80403 0 1 0 0 VP-Chief Financial Officer Common Stock 527 D Common Stock 2003-06-01 5 A 0 E 374 0.9095 A 901 D Common Stock 2003-12-01 5 A 0 E 374 0.9095 A 1275 D Stock Option 1.69 2001-05-23 2011-05-23 Common Stock 100000 100000 D Stock Option 1.13 2002-03-28 2007-03-28 Common Stock 7812 7812 D Stock Option 0.90 2003-03-03 2013-03-03 Common Stock 25000 25000 D These Shares were acquired pursuant to an Employee Stock Purchase Plan. The transaction is therefore exempt from Section 16(a) reporting requirements by reason of Rule 16a-3(f)(i)(B) and is exempt from Section 16(b) by reason of Rules 16b-3(c) and 16b-3(d). Such incentive stock options vest at a rate of 25,000 shares immediately on the date of the grant (May 23, 2001) and 25,000 shares on each anniversary of the grant date (May 23, in each of the years 2002, 2003, and 2004). This transaction is exempt pursuant to Rule 16b-3(d). Options granted by resolution of the Compensation Committee of the Board of Directors as consideration for salaray deferral. The grant of the options is subject to acceptance by the reporting person by no later than April 30, 2002, which acceptance was received. Options granted by resolution of the Compensation Committtee of the Board of Directors pursuant to the 1996 Executives' Equity Incentive Plan. The grant of the options is subject to acceptance by the reporting person, which acceptance was received on March 4, 2003. /s/ John V. Sakys 2003-12-16 -----END PRIVACY-ENHANCED MESSAGE-----