-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DY0OCp6bsDVZBd9cwyVnTw1L1Egu7zW/iUAOtRHmWDBfnA9vpRS8wx7IX3nIrhU6 G9PsBWu6/rKCIpNGct/nrQ== 0001104659-03-028756.txt : 20031217 0001104659-03-028756.hdr.sgml : 20031217 20031217181504 ACCESSION NUMBER: 0001104659-03-028756 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030601 FILED AS OF DATE: 20031217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ISONICS CORP CENTRAL INDEX KEY: 0001023966 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 770338561 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 BUSINESS PHONE: 3032797900 MAIL ADDRESS: STREET 1: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRADY DANIEL J CENTRAL INDEX KEY: 0001197756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12531 FILM NUMBER: 031060874 BUSINESS ADDRESS: STREET 1: ISONICS CORP STREET 2: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 BUSINESS PHONE: 3032797900 MAIL ADDRESS: STREET 1: ISONICS CORP STREET 2: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 4 1 a4.xml 4 X0201 4 2003-06-01 0 0001023966 ISONICS CORP ISON 0001197756 GRADY DANIEL J ISONICS CORP 5906 MCINTYRE STREET GOLDEN CO 80403 0 1 0 0 VP-Life Sciences Common Stock 51088 D Common Stock 2003-06-01 5 A 0 E 1682 0.9095 A 52770 D Common Stock 2003-12-01 5 A 0 E 1682 0.9095 A 54452 D Stock Option 0.58 1996-01-02 2006-01-02 Common Stock 207340 207340 D Stock Option 1.4375 1999-04-26 2004-04-26 Common Stock 15625 15625 D Stock Option 1.06 2001-11-13 2011-11-13 Common Stock 100000 100000 D Stock Option 1.13 2002-03-28 2007-03-28 Common Stock 6375 6375 D Stock Option 1.20 2003-12-16 4 A 0 50000 1.20 A 2003-12-16 2013-12-16 Common Stock 50000 50000 D Issuer's right to repurchase these options as disclosed on Form 3 dated 9/22/97 expired on 10/1/98. The number of shares and convertible/exercise price reflects a 3-for-1 stock split effected by the issuer following the effectiveness of its Registration Statement on Form SB-2 for its initial public offering of its securities. This transaction is exempt from Section 16 pursuant to Rule 16b-3(d). 20,000 shares vest on November 13, 2001 and 20,000 shares vest on November 13th of each of the years 2002, 2003, 2004, and 2005. The grant of options was subject to acceptance by the reporting person. The resporting person accepted the options on December 19, 2001. Options granted by resolution of the Compensation Committee of the Board of Directors as consideration for salary deferral. The grant of the options is subject to acceptance by the reporting person by no later than April 30, 2002, which acceptance was received. Due to a typograhical error, the expiration date of the option was erroneously reported as 4/26/02 on previous Form 4s filed since April 1999. The above disclosure accurately reflects the terms of the option as of the date of the grant. Options granted by resolution of the Board of Directors pursuant to the 1996 Executives' Equity Incentive Plan. The grant of the options is subject to acceptance by the reporting person, which acceptance was received on December 16, 2003. These Shares were acquired pursuant to an Employee Stock Purchase Plan. The transaction is therefore exempt from Section 16(a) reporting requirements by reason of Rule 16a-3(f)(i)(B) and is exempt from Section 16(b) by reason of Rules 16b-3(c) and 16(b)-3(d). /s/ Daniel J. Grady 2003-12-16 -----END PRIVACY-ENHANCED MESSAGE-----