-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CRy8eVH2iogwh8xFn3vD30kHh4jCHyoEN+q4Im19M3FORQzNU4IIeQzVXusIW9ED 9timT3Nz/s5iqeNE1FIgjg== 0001012870-97-001619.txt : 19970821 0001012870-97-001619.hdr.sgml : 19970821 ACCESSION NUMBER: 0001012870-97-001619 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970820 SROS: BSE SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ISONICS CORP CENTRAL INDEX KEY: 0001023966 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 770338561 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-21607 FILM NUMBER: 97667122 BUSINESS ADDRESS: STREET 1: 4010 MOORPACK AVENUE STREET 2: SUITE 119 CITY: SAN JOSE STATE: CA ZIP: 95117 BUSINESS PHONE: 4082600155 MAIL ADDRESS: STREET 1: 4010 MOORPACK AVENUE STREET 2: SUITE 119 CITY: SAN JOSE STATE: CA ZIP: 95117 8-A12G 1 FORM 8-A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------------- FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ISONICS CORPORATION _____________________________ (Exact name of registrant as specified in its charter) California 77-0338561 ------------------------ --------------------- (State of incorporation or organization) (I.R.S. Employer Identification No.) 4010 Moorpark Avenue, Ste. 119 San Jose, CA 95117 --------------------- ----- (Address of principal executive offices) (Zip Code) If this Form relates to the registration If this Form relates to the of a class of debt securities and is registration of a class of debt effective upon filing pursuant to General securities and is to become Instruction A(c)(1) please check the effective simultaneously with the following box. [_] effectiveness of a concurrent registration statement under the Securities Act of 1933 pursuant to General Instruction A(c)(2) please check the following box. [_] Securities to be registered pursuant to Section 12(b) of the Act for trading on the Boston Stock Exchange: UNITS OF COMMON STOCK, NO PAR VALUE, AND REDEEMABLE CLASS A COMMON STOCK PURCHASE WARRANTS ------------------------------------------------- (Title of Class) COMMON STOCK, NO PAR VALUE --------------------------- (Title of Class) REDEEMABLE CLASS A COMMON STOCK PURCHASE WARRANTS ------------------------------------------------- (Title of Class) Securities to be registered pursuant to Section 12(g) of the Act: UNITS OF COMMON STOCK, NO PAR VALUE, AND REDEEMABLE CLASS A COMMON STOCK PURCHASE WARRANTS ------------------------------------------------- (Title of Class) COMMON STOCK, NO PAR VALUE -------------------------- (Title of Class) REDEEMABLE CLASS A COMMON STOCK PURCHASE WARRANTS ------------------------------------------------- (Title of Class) Page 1 of 4 Exhibit Index is on Page 4 ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. The description of the Registrant's classes of securities registered hereunder set forth under the caption "Description of Capital Stock" on pages 47 through 51 of Registrant's Registration Statement on Form SB-2 (File No. 333-13289) originally filed with the Securities and Exchange Commission (the "Commission") on October 2, 1996 and as most recently amended on August 15, 1997 ---------- (the "Registration Statement"), and in the Prospectus to be filed with the ---------------------- Commission under Rule 424(b) related to the Registration Statement, is incorporated by reference in response to this item. ITEM 2. EXHIBITS. The following exhibits are filed herewith, each incorporated herein by reference from the Registration Statement: Exhibit Number Exhibit Title or Description - ------- ---------------------------- 1.01 Underwriting Agreement (incorporated by reference to Exhibit 1.01 to Registration Statement). 3.01 Registrant's Amended and Restated Articles of Incorporation (incorporated by reference to Exhibit 3.01 to the Registration Statement). 3.02 Registrant's Bylaws (incorporated by reference to Exhibit 3.02 to the Registration Statement). 3.03 Registrant's Amended and Restated Articles of Incorporation, to be in effect at the closing of this offering (incorporated by reference to Exhibit 3.03 to the Registration Statement). 4.01 Specimen Common Stock Certificate (incorporated by reference to Exhibit 4.01 to the Registration Statement). 4.02 Underwriter's Warrant Agreement (incorporated by reference to Exhibit 4.02 to the Registration Statement). 4.03 Warrant Agreement between the Registrant and Continental Stock Transfer & Trust Company and Monroe Parker Securities, Inc. (incorporated by reference to Exhibit 4.03 to the Registration Statement). 4.04 Specimen Warrant Certificate (incorporated by reference to Exhibit 4.04 to the Registration Statement). 10.10 Warrant Agreement dated as of September 27, 1996 by and among Registrant and certain investors (incorporated by reference to Exhibit 10.10 to the Registration Statement). 10.11 Registration Rights Agreement dated as of September 27, 1996 by and among Registrant and certain investors (incorporated by reference to Exhibit 10.11 to the Registration Statement). 99.01 The description of Registrant's securities set forth under the caption "Description of Capital Stock" in the Prospectus included in the Registration Statement is incorporated herein by reference under Item 1. -2- SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized. Dated: August 20, 1997 ISONICS CORPORATION By: /s/ Paul J. Catuna ------------------------ Paul J. Catuna Vice President, Finance and Chief Financial Officer INDEX TO EXHIBITS -----------------
Exhibit Sequentially Number Exhibit Title or Description Numbered Page - ------- ---------------------------- ------------- 1.01 Underwriting Agreement (incorporated by reference to Exhibit 1.01 to * Registration Statement). 3.01 Registrant's Amended and Restated Articles of Incorporation * (incorporated by reference to Exhibit 3.01 to the Registration Statement). 3.02 Registrant's Bylaws (incorporated by reference to Exhibit 3.02 to the * Registration Statement). 3.03 Registrant's Amended and Restated Articles of Incorporation, to be in * effect at the closing of this offering (incorporated by reference to Exhibit 3.03 to the Registration Statement). 4.01 Specimen Common Stock Certificate (incorporated by reference to * Exhibit 4.01 to the Registration Statement). 4.02 Underwriter's Warrant Agreement (incorporated by reference to * Exhibit 4.02 to the Registration Statement). 4.03 Warrant Agreement between the Registrant and Continental Stock * Transfer & Trust Company and Monroe Parker Securities, Inc. (incorporated by reference to Exhibit 4.03 to the Registration Statement). 4.04 Specimen Warrant Certificate (incorporated by reference to * Exhibit 4.04 to the Registration Statement). 10.10 Warrant Agreement dated as of September 27, 1996 by and among * Registrant and certain investors (incorporated by reference to Exhibit 10.10 to the Registration Statement). 10.11 Registration Rights Agreement dated as of September 27, 1996 by and * among Registrant and certain investors (incorporated by reference to Exhibit 10.11 to the Registration Statement). 99.01 The description of Registrant's securities set forth under the caption * "Description of Capital Stock" in the Prospectus included in the Registration Statement is incorporated herein by reference under Item 1.
* Filed or to be filed by amendments as an exhibit to or as part of the Registration Statement. -4- -----END PRIVACY-ENHANCED MESSAGE-----