-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OgCbRIOV1ddOGTqt56r88VJ0dPnSUFtOE+udywx9TQYZ3LkBVtzMSBj45xYlCmF8 x+kRK6PvZS0uBwy3aAb2ZA== 0001012870-97-000020.txt : 19970107 0001012870-97-000020.hdr.sgml : 19970107 ACCESSION NUMBER: 0001012870-97-000020 CONFORMED SUBMISSION TYPE: 8-A12G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970106 SROS: BSE SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ISONICS CORP CENTRAL INDEX KEY: 0001023966 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 770338561 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 8-A12G/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12531 FILM NUMBER: 97501092 BUSINESS ADDRESS: STREET 1: 4010 MOORPACK AVENUE STREET 2: SUITE 119 CITY: SAN JOSE STATE: CA ZIP: 95117 BUSINESS PHONE: 4082600155 MAIL ADDRESS: STREET 1: 4010 MOORPACK AVENUE STREET 2: SUITE 119 CITY: SAN JOSE STATE: CA ZIP: 95117 8-A12G/A 1 AMENDMENT TO FORM 8-A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- Amendment No. 2 to FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF l934 ISONICS CORPORATION - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) CALIFORNIA 77-0338561 - --------------------------------------- ------------------------------------ (State of incorporation or organization) (I.R.S. Employer Identification No.) 4010 MOORPARK AVENUE, STE. 119 SAN JOSE, CA 95117 - --------------------------------------- ---------- (Address of principal executive offices) (Zip Code) If this Form relates to the registration of a class of debt securities and is to become effective simultaneously with the effectiveness of a concurrent registration statement under the Securities Act of 1933 pursuant to General Instruction A(c)(2) please check the following box. [_] If this Form relates to the registration of a class of debt securities and is effective upon filing pursuant to General Instruction A(c)(1) please check the following box. [_] Securities to be registered pursuant to Section 12(b) of the Act for trading on the Boston Stock Exchange: COMMON STOCK, NO PAR VALUE -------------------------- (Title of Class) REDEEMABLE COMMON STOCK PURCHASE WARRANTS ----------------------------------------- (Title of Class) Securities to be registered pursuant to Section 12(g) of the Act: COMMON STOCK, NO PAR VALUE -------------------------- (Title of Class) REDEEMABLE COMMON STOCK PURCHASE WARRANTS ----------------------------------------- (Title of Class) Page 1 of 4 Exhibit Index is on Page 4 ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. The description of the Registrant's common stock and redeemable common stock purchase warrants set forth under the caption "Description of Capital Stock" on pages 48 through 52 of Registrant's Registration Statement on Form SB- 2 (File No. 333-13289) as amended (the "Registration Statement") originally ---------------------- filed with the Securities and Exchange Commission (the "Commission") on October ---------- 2, 1996, and in the Prospectus to be filed with the Commission under Rule 424(b) related to the Registration Statement, is incorporated by reference in response to this item. ITEM 2. EXHIBITS. The following exhibits are filed herewith, each incorporated herein by reference from the Registration Statement: Exhibit Number Exhibit Title or Description - ------- ---------------------------- 1.01 Form of Underwriting Agreement. 3.01 Registrant's Amended and Restated Articles of Incorporation. 3.02 Registrant's Bylaws. 4.01 Specimen Common Stock Certificate. 4.02 Representatives' Warrant Agreement. 4.03 Warrant Agreement between the Registrant and Continental Stock Transfer & Trust Company, National Securities Corporation and Pryor, McClendon, Counts & Co., Inc. 4.04 Specimen Warrant Certificate. 10.10 Warrant Agreement dated as of September 27, 1996 by and among Registrant and certain investors. 10.11 Registration Rights Agreement dated as of September 27, 1996 by and among Registrant and certain investors. -2- SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized. Dated: January 3, 1997 ISONICS CORPORATION By: /s/ Paul J. Catuna ------------------------------ Paul J. Catuna Chief Financial Officer -3- INDEX TO EXHIBITS -----------------
Exhibit Exhibit Title Sequentially Number or Description Numbered Page - ------- ------------------------- ------------- 1.01 Form of Underwriting Agreement. 3.01 Registrant's Amended and Restated Articles of Incorporation. * 3.02 Registrant's Bylaws. * 4.01 Specimen Common Stock Certificate. * 4.02 Representatives' Warrant Agreement. * 4.03 Warrant Agreement between the Registrant and * Continental Stock Transfer & Trust Company, National Securities Corporation and Pryor, McClendon, Counts & Co., Inc. 4.04 Specimen Warrant Certificate. * 10.10 Warrant Agreement dated as of September 27, 1996 * by and among Registrant and certain investors. 10.11 Registration Rights Agreement dated as of * September 27, 1996 by and among Registrant and certain investors.
*Filed or to be filed by amendments as an exhibit to or as part of the Registration Statement. -4- -----END PRIVACY-ENHANCED MESSAGE-----