-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R9nUmA+Jh38LsIUXDQpXyBYL1C4SkzDcnIpa1zcEpEpJb8z6ocWk9VjTWIZEG7HU RZ8ZZiQUo/hSAMBkBSvGUQ== 0000912057-01-517504.txt : 20010627 0000912057-01-517504.hdr.sgml : 20010627 ACCESSION NUMBER: 0000912057-01-517504 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010524 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ISONICS CORP CENTRAL INDEX KEY: 0001023966 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 770338561 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-56669 FILM NUMBER: 1647544 BUSINESS ADDRESS: STREET 1: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 BUSINESS PHONE: 3032797900 MAIL ADDRESS: STREET 1: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RUBIZHEVSKY BORIS CENTRAL INDEX KEY: 0001111962 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: ISONIC CORPORATION STREET 2: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 BUSINESS PHONE: 3032797900 SC 13D/A 1 a2050456zsc13da.txt SC 13D/A OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2001 Estimated average burden hours per response 14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Isonics Corporation ------------------------------------------------------------------------------- (Name of Issuer) Common Stock ------------------------------------------------------------------------------- (Title of Class of Securities) 464895 10 1 ----------------------------------------------------- (CUSIP Number) James E. Alexander 5906 McIntyre Street, Golden, CO 80403 303-279-7900 ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 26, 2001 ----------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-l(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13a-l(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes) SCHEDULE 13D CUSIP No. 464895 10 1 Page 3 of 6 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Boris Rubizhevsky, SS# ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF | 7 | SOLE VOTING POWER SHARES -0- shares BENEFICIALLY -------------------------------------------------------------- OWNED BY | 8 | SHARED VOTING POWER EACH 1,573,872 shares REPORTING -------------------------------------------------------------- PERSON | 9 | SOLE DISPOSITIVE POWER WITH -0- shares -------------------------------------------------------------- | 10 | SHARED DISPOSITIVE POWER 1,573,872 shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,697,161 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 18.8 % - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP No. 464895 10 1 Page 4 of 6 - -------------------------------------------------------------------------------- ITEM 1. SECURITY AND ISSUER This Statement relates to the Common Stock (the "Shares") of Isonics Corporation , a Colorado corporation (the "Company"). The principal executive offices of the Company are located at 5906 McIntyre Street, Golden, CO 80403. ITEM 2. IDENTITY AND BACKGROUND The identity and business address of the reporting person is Boris Rubizhevsky, 5906 McIntyre Street, Golden, CO 80403. The reporting person is Senior Vice President and a Director of the Company. The reporting person has not been convicted in a criminal proceeding of the nature described in Item 2(d) of Schedule 13D in the last five years. The reporting person has not been a party to a civil proceeding of the nature described in Item 2(e) of Schedule 13D in the last five years. The reporting person is a citizen of the United States of America. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION This Schedule 13D reports the following transactions:
SECURITIES AMOUNT/SOURCE OF FUNDS 2,123 shares of common The warrants were obtained in December 2000 as a result of a stock underlying warrants dilution adjustment on warrants purchased by the reporting person with personal funds in a private placement in July 1999. The warrants are held by the reporting person for investment purposes. 33,333 shares of common The reporting person's wife obtained these shares as a result of stock held by the reporting the conversion of Preferred Stock into Common Stock as person's wife, Nancy Eiden reported on Form 4 by the reporting person in June 2000. Rubizhevsky 16,000 shares of common The reporting person gifted shares that he purchased with stock held by the reporting personal funds prior to September 22, 1997 to his son for estate person's son, Zachary planning purposes. No cash or other consideration was paid for Rubizhevsky these shares. The reporting person's son resides in the same household.
SCHEDULE 13D CUSIP No. 464895 10 1 Page 5 of 6 - -------------------------------------------------------------------------------- 16,000 shares of common The reporting person gifted shares that he purchased with stock held by the reporting personal funds prior to September 22, 1997 to his son for estate person's son, Ryan planning purposes. No cash or other consideration was paid for Rubizhevsky these shares. The reporting person's son resides in the same household. 116,000 shares of common The reporting person gifted shares that he purchased with stock personal funds prior to September 22, 1997 to non-affiliated family members for estate planning purposes in June 2000 and January 2001. No cash or other consideration was paid for these shares. 50,000 shares of common The reporting person made sales in November 2000 to obtain stock funds for personal use. 61,255 shares of common The reporting person made sales in January and April 2001 to stock obtain funds for personal use.
ITEM 4. PURPOSE OF TRANSACTION See Item 3, above. ITEM 5. INTEREST IN THE SECURITIES OF THE ISSUER The reporting person's aggregate interest and percentage of common stock of Isonics Corporation equals 1,697,161 shares and 18.8 % respectively. The shares described below are the only interest the reporting person has in Isonics Corporation common stock. options to acquire 22,500 The options were granted by the Board of Directors in shares of common stock connection with the reporting person volunteering to defer salary in March and April 1999. 35,456 shares of common 33,333 shares of common stock underlying warrants were stock underlying warrants purchased by the reporting person with personal funds in a private placement in July 1999. Subsequently an additional 2,123 shares of common stock underlying warrants were issued to the reporting person in December 2000 as a result of a dilution adjustment on the original warrant.
SCHEDULE 13D CUSIP No. 464895 10 1 Page 6 of 6 - -------------------------------------------------------------------------------- 33,333 shares of common The reporting person's wife obtained these shares as a result of stock held by the reporting the conversion of Preferred Stock into Common Stock. person's wife, Nancy Eiden Rubizhevsky 16,000 shares of common The reporting person gifted shares that he purchased with stock held by the reporting personal funds prior to September 22, 1997 to his son for estate person's son, Zachary planning purposes. No cash or other consideration was paid for Rubizhevsky these shares. The reporting person's son resides in the same household. 16,000 shares of common The reporting person gifted shares that he purchased with stock held by the reporting personal funds prior to September 22, 1997 to his son for estate person's son, Ryan planning purposes. No cash or other consideration was paid for Rubizhevsky these shares. The reporting person's son resides in the same household. 1,573,872 shares of The reporting person purchased these shares with personal common stock funds prior to September 22, 1997 and holds these shares jointly with his wife Nancy Eiden Rubizhevsky.
The reporting person has no sole voting power, shared voting power, sole dispositive power or shared dispositive power over any securities of Isonics Corporation except the shares of Common Stock, the options and warrants described above. ITEM 6. CONTRACT, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER None ITEM 7. MATERIAL TO BE FILED AS EXHIBITS N/A SIGNATURE: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 5/22/01 By: /s/ Boris Rubizevsky ------- ---------------------------- Boris Rubizhevsky ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. (SEE 18USC1001) -----END PRIVACY-ENHANCED MESSAGE-----