-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DW4TdoHdHn5L+vYhYSfFBlzRUVb2d3Wokj2la/FYklyVDlvU37GpU1EcGc63uSdz cfo0vX1AD75JLAa+502T7Q== /in/edgar/work/20000821/0000912057-00-038470/0000912057-00-038470.txt : 20000922 0000912057-00-038470.hdr.sgml : 20000922 ACCESSION NUMBER: 0000912057-00-038470 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20000817 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 20000821 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ISONICS CORP CENTRAL INDEX KEY: 0001023966 STANDARD INDUSTRIAL CLASSIFICATION: [2800 ] IRS NUMBER: 770338561 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-12531 FILM NUMBER: 706480 BUSINESS ADDRESS: STREET 1: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 BUSINESS PHONE: 3032797900 MAIL ADDRESS: STREET 1: 5906 MCINTYRE STREET CITY: GOLDEN STATE: CO ZIP: 80403 8-K 1 a8-k.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT: AUGUST 17, 2000 ISONICS CORPORATION (Name of small business issuer as specified in its charter) CALIFORNIA 001-12531 77-0338561 - ---------- --------- ---------- State of Commission File IRS Employer Incorporation Number Identification No. 5906 MCINTYRE STREET, GOLDEN, COLORADO 80403 -------------------------------------------- Address of principal executive offices 303-279-7900 ------------ Telephone number, including Area code NOT APPLICABLE -------------- Former name or former address if changed since last report ITEM 5 - OTHER EVENTS GENERAL. Isonics filed a registration statement on Form S-4 for an exchange offer by which the Company will offer to exchange its outstanding Class A Redeemable Purchase Stock Purchase Warrants (the Class A Warrants") for newly-created Class B Common Stock Purchase Warrants (the "Class B Warrants) which became effective on June 12, 2000. The Company has decided that it is in its best interests to extend the expiration date of the exchange offer and the Class B Warrants from September 30, 2000 to and including April 30, 2001. Consequently the Company and its transfer agent (acting as Exchange Agent) have entered into an amendment to the Class B/C Warrant Agreement by which the expiration date of the Class B warrants and the exchange offer itself has been extended to and including April 30, 2001. Isonics expects to file a post-effective amendment to its Form S-4 registration statement in the near future to reflect this extension. The extension is effective immediately, but persons will not be entitled to exchange their Class A Warrants under the exchange offer until such post-effective amendment has become effective. Isonics is an advanced materials and technology company which develops and commercializes products based on enriched stable isotopes. Enriched stable isotopes can be thought of as ultra-ultra pure materials. This high degree of purification provides enhanced performance properties compared to normal materials. Stable isotopes have commercial uses in several areas, including energy; research, medical diagnostics, and drug development; product tagging and stewardship; semiconductors; lasers; and optical materials. Except for historical information contained herein, this document contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These statements involve known and unknown risks and uncertainties that may cause the Company's actual results or outcomes to be materially different from those anticipated and discussed herein. Further, the Company operates in industries where securities values may be volatile and may be influenced by regulatory and other factors beyond the Company's control. Other important factors that the Company believes might cause such differences are discussed in the risk factors detailed in the Company's 10-KSB for the year ended April 30, 1999 filed with the Securities and Exchange Commission, which include the Company's cash flow difficulties, dependence on significant customers, and rapid development of technology, among other risks. In assessing forward-looking statements contained herein, readers are urged to carefully read all cautionary statements contained in the Company's filings with the Securities and Exchange Commission. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (a) Financial statements of businesses acquired. NOT APPLICABLE. (b) Pro forma financial statements. NOT APPLICABLE. (c) Exhibits: 1. Amendment No. 1 to the Warrant Agreement dated as of June 1, 2000 between Isonics Corporation and Continental Stock Transfer & Trust Company (included herewith) 2. Warrant Agreement dated as of June 1, 2000 between Isonics Corporation and Continental Stock Transfer & Trust Company (incorporated by reference from Exhibit 4.05 to the registration statement on Form S-4 filed by Isonics Corporation (commission file no. 333-37696). SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on the 17th day of August 2000. ISONICS CORPORATION By: /s/ James E. Alexander ------------------------------------- James E. Alexander President and Chief Executive Officer EX-1 2 ex-1.txt EXHIBIT 1 Amendment No. 1 to the WARRANT AGREEMENT Dated as of June 1, 2000 Between ISONICS CORPORATION AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY THIS FIRST AMENDMENT TO THE WARRANT AGREEMENT between ISONICS CORPORATION and CONTINENTAL STOCK TRANSFER & TRUST COMPANY dated as of June 1, 2000 (the "Warrant Agreement") is entered into this 9th day of August, 2000. Capitalized terms used herein, but not defined shall have the meanings ascribed to such terms in the Warrant Agreement. W I T N E S S E T H : WHEREAS, pursuant to the Warrant Agreement, the Class B Warrants are scheduled to expire at the close of business on September 30, 2000, unless previously exercised; and WHEREAS, the parties desire to amend the Warrant Agreement to extend the expiration date of the Class B Warrants to the close of business on April 30, 2001. NOW, THEREFORE, ISONICS CORPORATION, a California corporation (the "Company"), and CONTINENTAL STOCK TRANSFER & TRUST COMPANY (the "Warrant Agent"), hereby agree to amend the Warrant Agreement as follows: 1. Paragraph (w) of Section 1 be and hereby is amended in its entirety so that it now reads as follows: "Warrant Expiration Date" shall mean, unless the Warrants are redeemed as provided in Section 9 hereof prior to such date, 5:00 p.m. (New York time): (i) with respect to the Class B Warrants, on April 30, 2001, and (ii) with respect to the Class C Warrants, on June 15, 2003, or if earlier, the Redemption Date as defined herein, whichever date is earlier; provided that if such date shall in the State of New York be a holiday or a day on which banks located in the State of New York are authorized to close, then 5:00 p.m. (New York time) on the next following day which, in the State of New York, is neither a holiday nor a day on which such banks are authorized to close. Upon prior written notice to the Registered Holders, the Company (in its sole discretion) shall have the right to extend the Warrant Expiration Date. 2. Exhibit "A" to the Warrant Agreement is hereby modified to conform with the extension of the expiration date of the Class B Warrants to and including April 30, 2001. 3. Except as modified herein, the terms and conditions of the Warrant Agreement shall remain in full force and effect. 4. This First Amendment may be executed in one or more counterparts, and by different parties hereto on separate counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. IN WITNESS WHEREOF, this First Amendment has been executed as of the date first written above. ATTEST: ISONICS CORPORATION By: /s/ Brantley J. Halstead By: /s/ James E. Alexander ----------------------------- -------------------------------- Brantley J. Halstead, Secretary James E. Alexander, President ATTEST: CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Warrant Agent By: /s/ Thomas Jennings By: /s/ William F. Seegraber ----------------------------- -------------------------------- Name: Thomas Jennings Name: William F. Seegraber --------------------------- ------------------------------ Title: Asst. Secretary Title: Vice President -------------------------- ----------------------------- -----END PRIVACY-ENHANCED MESSAGE-----