0001437749-20-019221.txt : 20200902
0001437749-20-019221.hdr.sgml : 20200902
20200902160635
ACCESSION NUMBER: 0001437749-20-019221
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200831
FILED AS OF DATE: 20200902
DATE AS OF CHANGE: 20200902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DeSena John C.
CENTRAL INDEX KEY: 0001766495
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12629
FILM NUMBER: 201157010
MAIL ADDRESS:
STREET 1: C/O NATIONAL HOLDINGS CORPORATION
STREET 2: 200 VESEY STREET, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONAL HOLDINGS CORP
CENTRAL INDEX KEY: 0001023844
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 364128138
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 212-417-8000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
FORMER COMPANY:
FORMER CONFORMED NAME: OLYMPIC CASCADE FINANCIAL CORP
DATE OF NAME CHANGE: 19960927
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-08-31
0001023844
NATIONAL HOLDINGS CORP
NHLD
0001766495
DeSena John C.
200 VESEY STREET
25TH FLOOR
NEW YORK
NY
10281
1
Chief Operating Officer
Common Stock
2020-08-31
4
F
0
3185
1.97
D
60076
D
Shares withheld to satisfy the tax withholding obligation applicable to the vesting of 9,375 restricted stock units on July 19, 2020.
/s/ Giovanni Castellanos Attorney-in-Fact for John C. DeSena
2020-09-02