0001437749-20-019221.txt : 20200902 0001437749-20-019221.hdr.sgml : 20200902 20200902160635 ACCESSION NUMBER: 0001437749-20-019221 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200831 FILED AS OF DATE: 20200902 DATE AS OF CHANGE: 20200902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeSena John C. CENTRAL INDEX KEY: 0001766495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12629 FILM NUMBER: 201157010 MAIL ADDRESS: STREET 1: C/O NATIONAL HOLDINGS CORPORATION STREET 2: 200 VESEY STREET, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL HOLDINGS CORP CENTRAL INDEX KEY: 0001023844 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 364128138 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 212-417-8000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 FORMER COMPANY: FORMER CONFORMED NAME: OLYMPIC CASCADE FINANCIAL CORP DATE OF NAME CHANGE: 19960927 4 1 rdgdoc.xml FORM 4 X0306 4 2020-08-31 0001023844 NATIONAL HOLDINGS CORP NHLD 0001766495 DeSena John C. 200 VESEY STREET 25TH FLOOR NEW YORK NY 10281 1 Chief Operating Officer Common Stock 2020-08-31 4 F 0 3185 1.97 D 60076 D Shares withheld to satisfy the tax withholding obligation applicable to the vesting of 9,375 restricted stock units on July 19, 2020. /s/ Giovanni Castellanos Attorney-in-Fact for John C. DeSena 2020-09-02