0001437749-20-011849.txt : 20200527
0001437749-20-011849.hdr.sgml : 20200527
20200527170052
ACCESSION NUMBER: 0001437749-20-011849
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200522
FILED AS OF DATE: 20200527
DATE AS OF CHANGE: 20200527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mullen Michael A
CENTRAL INDEX KEY: 0001694509
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12629
FILM NUMBER: 20916079
MAIL ADDRESS:
STREET 1: 410 PARK AVENUE, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONAL HOLDINGS CORP
CENTRAL INDEX KEY: 0001023844
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 364128138
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 212-417-8000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
FORMER COMPANY:
FORMER CONFORMED NAME: OLYMPIC CASCADE FINANCIAL CORP
DATE OF NAME CHANGE: 19960927
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-05-22
0001023844
NATIONAL HOLDINGS CORP
NHLD
0001694509
Mullen Michael A
200 VESEY STREET, 25TH FLOOR
NEW YORK
NY
10281
1
1
CEO and Chairman of the Board
Common Stock
2020-05-22
4
F
0
13977
1.4199
D
325759
D
Shares withheld to satisfy the tax withholding obligation applicable to the vesting of 41,143 restricted stock units on April 10, 2020.
/s/ Giovanni Castellanos Attorney-in-Fact for Michael A. Mullen
2020-05-27