0001437749-20-007221.txt : 20200406
0001437749-20-007221.hdr.sgml : 20200406
20200406200914
ACCESSION NUMBER: 0001437749-20-007221
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200402
FILED AS OF DATE: 20200406
DATE AS OF CHANGE: 20200406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAGENSON ROBERT B
CENTRAL INDEX KEY: 0001215183
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12629
FILM NUMBER: 20778152
MAIL ADDRESS:
STREET 1: FAGENSON & CO. INC
STREET 2: 60 BROAD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONAL HOLDINGS CORP
CENTRAL INDEX KEY: 0001023844
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 364128138
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 212-417-8000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
FORMER COMPANY:
FORMER CONFORMED NAME: OLYMPIC CASCADE FINANCIAL CORP
DATE OF NAME CHANGE: 19960927
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-04-02
0001023844
NATIONAL HOLDINGS CORP
NHLD
0001215183
FAGENSON ROBERT B
C/O 200 VESEY STREET, 25TH FLOOR
NEW YORK
NY
10281
1
Restricted Stock Units
2020-04-02
4
A
0
32680
0
A
Common Stock
32680
46602
D
Each restricted stock unit represents a contingent right to receive one share of National Holdings Corporation's common stock.
On April 2, 2020, the reporting person was granted 32,680 restricted stock units. These stock units vest in three equal annual installments beginning April 2, 2021.
/s/ Giovanni Castellanos Attorney-in-Fact for /s/ Robert B. Fagenson
2020-04-06