0001437749-20-000454.txt : 20200110
0001437749-20-000454.hdr.sgml : 20200110
20200110163212
ACCESSION NUMBER: 0001437749-20-000454
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191213
FILED AS OF DATE: 20200110
DATE AS OF CHANGE: 20200110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DeSena John C.
CENTRAL INDEX KEY: 0001766495
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12629
FILM NUMBER: 20521418
MAIL ADDRESS:
STREET 1: C/O NATIONAL HOLDINGS CORPORATION
STREET 2: 200 VESEY STREET, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONAL HOLDINGS CORP
CENTRAL INDEX KEY: 0001023844
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 364128138
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 212-417-8000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
FORMER COMPANY:
FORMER CONFORMED NAME: OLYMPIC CASCADE FINANCIAL CORP
DATE OF NAME CHANGE: 19960927
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-12-13
0001023844
NATIONAL HOLDINGS CORP
NHLD
0001766495
DeSena John C.
200 VESEY STREET
25TH FLOOR
NEW YORK
NY
10281
1
Chief Operating Officer
Restricted Stock Units
2019-12-13
4
A
0
89308
0
A
Common Stock
89308
381310
D
Each restricted stock unit represents a contingent right to receive one share of National Holdings Corporation (the "Company") common stock.
The restricted stock units vest upon the Company first achieving certain net income milestones. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule.
/s/ Giovanni Castellanos Attorney-in-Fact for John C. DeSena
2020-01-10