0001437749-19-004254.txt : 20190306
0001437749-19-004254.hdr.sgml : 20190306
20190306194817
ACCESSION NUMBER: 0001437749-19-004254
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180212
FILED AS OF DATE: 20190306
DATE AS OF CHANGE: 20190306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Singer Michael Evan
CENTRAL INDEX KEY: 0001715089
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12629
FILM NUMBER: 19663955
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONAL HOLDINGS CORP
CENTRAL INDEX KEY: 0001023844
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 364128138
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 212-417-8000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
FORMER COMPANY:
FORMER CONFORMED NAME: OLYMPIC CASCADE FINANCIAL CORP
DATE OF NAME CHANGE: 19960927
4
1
rdgdoc.xml
FORM 4
X0306
4
2018-02-12
0001023844
NATIONAL HOLDINGS CORP
NHLD
0001715089
Singer Michael Evan
C/O 200 VESEY STREET
25TH FLOOR
NEW YORK
NY
10281
1
Common Stock
2019-02-12
4
M
0
25000
A
25000
D
Common Stock
2019-02-12
4
M
0
3495
A
28495
D
Common Stock
2019-02-12
4
F
0
10881
3.13
D
17614
D
Common Stock
2019-02-12
4
F
0
1522
3.13
D
16092
D
Restricted Stock Units
2018-02-12
4
A
0
50000
0
A
Common Stock
50000
50000
D
Restricted Stock Units
2018-02-12
4
A
0
10593
0
A
Common Stock
10593
60593
D
Restricted Stock Units
2019-02-12
4
M
0
25000
0
D
Common Stock
25000
35593
D
Restricted Stock Units
2019-02-12
4
M
0
3495
0
D
Common Stock
3495
32098
D
Each restricted stock unit converted into one share of National Holdings Corporation (the "Company") common stock.
Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
The restricted stock units vest in two equal annual installments beginning February 12, 2019. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule.
The restricted stock units vest in three equal annual installments beginning February 12, 2019. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule.
On February 12, 2018, the reporting person was granted 50,000 restricted stock units. These stock units vest in two equal annual installments beginning February 12, 2019.
On February 12, 2018, the reporting person was granted 10,593 restricted stock units. These stock units vest in three equal annual installments beginning February 12, 2019.
/s/ Michael E. Singer
2019-03-06