0001437749-16-038632.txt : 20160913
0001437749-16-038632.hdr.sgml : 20160913
20160913163216
ACCESSION NUMBER: 0001437749-16-038632
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160912
FILED AS OF DATE: 20160913
DATE AS OF CHANGE: 20160913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONAL HOLDINGS CORP
CENTRAL INDEX KEY: 0001023844
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 364128138
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 410 PARK AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-417-8000
MAIL ADDRESS:
STREET 1: 410 PARK AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: OLYMPIC CASCADE FINANCIAL CORP
DATE OF NAME CHANGE: 19960927
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silverman Joshua
CENTRAL INDEX KEY: 0001524858
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12629
FILM NUMBER: 161883166
MAIL ADDRESS:
STREET 1: IROQUOIS CAPITAL MANAGEMENT LLC
STREET 2: 205 EAST 42ND ST - 20TH FL.
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
rdgdoc.xml
FORM 4
X0306
4
2016-09-12
0001023844
NATIONAL HOLDINGS CORP
NHLD
0001524858
Silverman Joshua
641 LEXINGTON AVENUE
26TH FLOOR
NEW YORK
NY
10022
1
Common Stock, par value $0.02 per share
2016-09-12
4
U
0
414323
3.25
A
414323
I
See Footnote
Securities validly tendered by Iroquois Master Fund (the "Fund") in the tender offer by FBIO Acquisition, Inc., a wholly-owned subsidiary of Fortress Biotech, Inc. Mr. Silverman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
/s/ Joshua Silverman
2016-09-13