0001251859-20-000002.txt : 20200506
0001251859-20-000002.hdr.sgml : 20200506
20200506164111
ACCESSION NUMBER: 0001251859-20-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200505
FILED AS OF DATE: 20200506
DATE AS OF CHANGE: 20200506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASHER DANIEL
CENTRAL INDEX KEY: 0001251859
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12629
FILM NUMBER: 20853219
MAIL ADDRESS:
STREET 1: 111 W JACKSON BLVD
STREET 2: 20TH FL
CITY: CHICAGO
STATE: IL
ZIP: 60604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONAL HOLDINGS CORP
CENTRAL INDEX KEY: 0001023844
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 364128138
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 212-417-8000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
FORMER COMPANY:
FORMER CONFORMED NAME: OLYMPIC CASCADE FINANCIAL CORP
DATE OF NAME CHANGE: 19960927
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-05-05
0
0001023844
NATIONAL HOLDINGS CORP
NHLD
0001251859
ASHER DANIEL
111 W JACKSON BLVD
20TH FL
CHICAGO
IL
60604
0
0
1
0
Common Stock
2020-05-05
4
P
0
61931
1.8
A
1270405
I
Thru Equitec Proprietary Markets, LLC
Common Stock
2020-05-05
4
P
0
9400
1.78
A
1279805
I
Thru Equitec Proprietary Markets, LLC
Common Stock
2020-05-06
4
P
0
100
1.86
A
1279905
I
Thru Equitec Proprietary Markets, LLC
Common Stock
2020-05-06
4
P
0
1080
1.87
A
1280985
I
Thru Equitec Proprietary Markets, LLC
Common Stock
2020-05-06
4
P
0
2100
1.88
A
1283085
I
Thru Equitec Proprietayr Markets, LLC
Common Stock
2020-05-06
4
P
0
3300
1.89
A
1286385
I
Thru Equitec Proprietary Markets, LLC
Common Stock
1277932
I
Thru Sphinx Trading, LP
The Reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC
The reporting person is a member and president of Oakmont Investments, LLC, the general partner of Sphinx Trading, LP
Daniel Asher
2020-05-06