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Filing Detail
Form SC 13E3 - Going private transaction by certain issuers:
SEC Accession No. 0001213900-21-004690
Filing Date
2021-01-28
Accepted
2021-01-27 17:51:00
Documents
159
Group Members
B. RILEY FINANCIAL, INC.B. RILEY PRINCIPAL MERGER CORP. III

Document Format Files

Seq Description Document Type Size
1 SCHEDULE 13E3 ea133808-sc13e3_national.htm SC 13E3 168652
2 KBW PRESENTATION TO THE SPECIAL COMMITTEE OF THE BOARD OF DIRECTORS OF THE NHLD, ea133808ex99-c2_national.htm EX-99.C2 33464
3 KBW PRESENTATION TO THE SPECIAL COMMITTEE OF THE BOARD OF DIRECTORS OF THE NHLD, ea133808ex99-c3_national.htm EX-99.C3 5642
4 KBW PRESENTATION TO THE SPECIAL COMMITTEE OF THE BOARD OF DIRECTORS OF THE NHLD, ea133808ex99-c4_national.htm EX-99.C4 5577
5 KBW PRESENTATION TO THE SPECIAL COMMITTEE OF THE BOARD OF DIRECTORS OF THE NHLD, ea133808ex99-c5_national.htm EX-99.C5 5577
6 KBW PRESENTATION TO THE SPECIAL COMMITTEE OF THE BOARD OF DIRECTORS OF THE NHLD, ea133808ex99-c6_national.htm EX-99.C6 6343
7 KBW PRESENTATION TO THE SPECIAL COMMITTEE OF THE BOARD OF DIRECTORS OF THE NHLD, ea133808ex99-c7_national.htm EX-99.C7 29167
8 KBW PRESENTATION TO THE SPECIAL COMMITTEE OF THE BOARD OF DIRECTORS OF THE NHLD, ea133808ex99-c8_national.htm EX-99.C8 14294
9 KBW PRESENTATION TO THE SPECIAL COMMITTEE OF THE BOARD OF DIRECTORS OF THE NHLD, ea133808ex99-c9_national.htm EX-99.C9 5579
10 KBW PRESENTATION TO THE SPECIAL COMMITTEE OF THE BOARD OF DIRECTORS OF THE NHLD, ea133808ex99-c10_national.htm EX-99.C10 27439
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  Complete submission text file 0001213900-21-004690.txt   42681274
Mailing Address 200 VESEY STREET 25TH FLOOR NEW YORK NY 10281
Business Address 200 VESEY STREET 25TH FLOOR NEW YORK NY 10281 212-417-8000
NATIONAL HOLDINGS CORP (Filed by) CIK: 0001023844 (see all company filings)

IRS No.: 364128138 | State of Incorp.: DE | Fiscal Year End: 0930
Type: SC 13E3
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services

Mailing Address 200 VESEY STREET 25TH FLOOR NEW YORK NY 10281
Business Address 200 VESEY STREET 25TH FLOOR NEW YORK NY 10281 212-417-8000
NATIONAL HOLDINGS CORP (Subject) CIK: 0001023844 (see all company filings)

IRS No.: 364128138 | State of Incorp.: DE | Fiscal Year End: 0930
Type: SC 13E3 | Act: 34 | File No.: 005-51125 | Film No.: 21561202
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services