-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RmKD+hZHPzVetLu791efpa+8m8cYZzUqOG91GcpTQfQfVqJnYkgbz7pNcdNfBtVI FC/XEwvaqhE55KkrELy1Eg== 0001030336-97-000008.txt : 19970325 0001030336-97-000008.hdr.sgml : 19970325 ACCESSION NUMBER: 0001030336-97-000008 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970324 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHDESK CORP CENTRAL INDEX KEY: 0001023767 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 843165144 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-50683 FILM NUMBER: 97561134 BUSINESS ADDRESS: STREET 1: GRAY CARY WARE FREIDENRICH STREET 2: 400 HAMILTON AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 5108832160 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GORDON MANAGEMENT INC /FA CENTRAL INDEX KEY: 0001030336 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 421380846 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: P O BOX 1491 CITY: DES MOINES STATE: IA ZIP: 50306 BUSINESS PHONE: 5152455666 MAIL ADDRESS: STREET 1: PO BOX 1491 CITY: DES MOINES STATE: IA ZIP: 50306 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* HealthDesk Corporation (Name of Issuer) Common Stock, par value $.01 per share (Title of Class Securities) 42220T102 (CUSIP Number) Edgewater Private Equity Fund II, L.P. Attn. Mr. Brian J. Thompson 666 Grand Avenue, Suite 200 Des Moines, IA 50309 (515)245-5666 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications March 7, 1997 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box o. Check the following box if a fee is being paid with the statement o. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. :42220T102 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Person Edgewater Private Equity Fund II, L.P. 42-1446140 2) Check the Appropriate Box if a Member of a Group a) b) 3) SEC Use Only 4) Source of Funds: 00 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or (e) o 6) Citizenship or Place of Organization : United States Number of 7) Sole Voting Power: 971,000 Shares Beneficially 8) Shared Voting Power: -0- Owned by Each 9) Sole Dispositive Power: 971,000 Reporting Person 10) Shared Dispositive Power: -0- With 11) Aggregate Amount Beneficially Owned by Each Reporting Person 971,000 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares o 13) Percent of Class Represented by Amount in Row 11: 18.0% 14) Type of Reporting Person: PN Item 1. Security and Issuer - ----------------------------------- This Initial Statement on Schedule 13D (the "Statement") relates to the common stock, par value $.01 per share (the "Common Stock") of HealthDesk Corporation, a California corporation (the "Company"). The principal executive offices of the Company are located at 2560 Ninth Street, Suite 220, Berkeley, CA 94710. Item 2 Identity and Background - --------------------------------------- (a) Edgewater Private Equity Fund II, L.P., (the "Purchaser") is a Delaware limited partnership. (b) The partnership's principal business address is 666 Grand Avenue Suite 200, Des Moines, IA 50309. (c.) The partnership was formed for investment purposes. (d) During the last five years neither the partnership, its general partner, nor the officers of the general partner have been convicted in a criminal proceeding. (e) During the last five years neither the partnership, its general partner, nor the officers of the general partner have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws. (f) United States Item 3 Source and Amount of Funds or Other Consideration - -------------------------------------------------------- On March 7, 1997 the Purchaser acquired 50,000 shares of Common Stock in the open market for total consideration of $206,250. In various transactions between July of 1995 and February of 1996, both public and privately negotiated, the Purchaser acquired a total of 921,000 shares of Common Stock for total consideration of $1,360,926. The Purchaser acquired such shares of Common Stock with funds invested by its general and limited partners for the purpose of acquiring equity securities. Item 4 Purpose of Transaction. The purchaser does not propose any of the following - --------------------------------------------------------------------- (a) The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer; (b) An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; (c ) A sale or transfer of a material amount of assets of the issuer or any of its subsidiaries; (d) Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) Any material change in the present capitalization or dividend policy of the issuer; (f) Any other material change in the issuer's business or corporate structure including but not limited to, if the issuer is a registered closed-end investment company, any plans or proposals to make any changes in its investment policy for which a vote is required by section 13 of the Investment Company Act of 1940; (g) Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person; (h) Causing a class of securities of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (i) A class of equity securities of the issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or (j) Any action similar to any of those enumerated above. Item 5. Interest in Securities of the Issuer - --------------------------------------------------- (a) As of the date of this Statement, the Purchaser beneficially owned an aggregate of 971,000 shares of Common Stock of the Company. Such shares of Common Stock represent 18.0% of the outstanding Common Stock of the Company, based upon 5,389,720 shares of Common Stock outstanding as of March 7,1997. (b) The Purchaser has sole power to vote or direct the vote and sole power to dispose or direct the disposition of 971,000 shares of Common Stock that are owned. (c ) On February 18, 1997 the Purchaser acquired 10,000 shares of the Company's Common Stock in the open market for total consideration of $52,500. On February 25, 1997 the Purchaser acquired 10,000 shares of the Company's Common Stock in the open market for total consideration of $46,250. (d) N/A (e) N/A Item 6. Contracts, Arrangements, Understandings or Relationship with Respect to Securities of the Issuer.: - ---------------------------------------------------------------- None. Item 7. Material to be Filed as Exhibits - ------------------------------------------------ None SIGNATURE - ----------------------- After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this Statement is true, complete and correct. Dated: March 11, 1997 - --------------------------- /s/ James A. Gordon - --------------------------- James A. Gordon President of Gordon Management, Inc. General Partner to Edgewater II Management, L.P. which is the General Partner of Edgewater Private Equity Fund II, LP -----END PRIVACY-ENHANCED MESSAGE-----