-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LJ+fZqjGlawqVATTN09TKNKWSpdaoCpKP30hhZ4o4AXAROv9tgLfjFbDUHACnWwA ZNBsfSQUAKXkVlE/YYn36g== 0000897464-97-000012.txt : 19970325 0000897464-97-000012.hdr.sgml : 19970325 ACCESSION NUMBER: 0000897464-97-000012 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970324 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHDESK CORP CENTRAL INDEX KEY: 0001023767 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 843165144 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-50683 FILM NUMBER: 97561366 BUSINESS ADDRESS: STREET 1: GRAY CARY WARE FREIDENRICH STREET 2: 400 HAMILTON AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 5108832160 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PAPPAJOHN JOHN CENTRAL INDEX KEY: 0000897464 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: C/O EQUITY DYNAMICS STREET 2: 2116 FINANCIAL CENTER CITY: DES MOINES STATE: IA ZIP: 50309 MAIL ADDRESS: STREET 1: 5710 B FLARITON PKWY CITY: BOULDER STATE: CO ZIP: 80301 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Amendment No. 1 HEALTHDESK, CORPORATION (Name of Issuer) Common Stock (Title Class of Securities) 42220T-10-2 (CUSIP Number) Mr. John Pappajohn Equity Dynamics, Inc. 2116 Financial Center Des Moines, Iowa 50309 515-244-5746 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 13, 1997 (Date of Event which Requires Filing of this Statement) Check the following box if a fee is being paid with this statement: / / (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Pappajohn ###-##-#### (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / (3) SEC USE ONLY (4) SOURCE OF FUNDS PF (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / (6) CITIZENSHIP OR PLACE OR ORGANIZATION U.S.A. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REAPORTING PERSON WITH: (7) SOLE VOTING POWER 1,115,000 (8) SHARED VOTING POWER 0 (9) SOLE DISPOSITIVE POWER 1,115,000 (10) SHARED DISPOSITIVE POWER 0 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,115,000 (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 20.65% (14) TYPE OF REPORTING PERSON IN SCHEDULE 13D The information contained herein is filed with respect to the Common Stock, no par value (the "Stock") of HealthDesk Corporation by John Pappajohn (Pappajohn). Item 1. Security and Issuer The Class of securities to which this Statement relates is the Common Stock, no par value (the "Stock") of HealthDesk Corporation, a California Corporation (the "Company"), whose address is 2560 Ninth Street, Suite 220, Berkeley, California, 94710. The principal executive officers of HealthDesk Corporation are: Peter O'Donnell Chairman of the Board of Directors President Tim Yamauchi Chief Financial Officer, Secretary and Treasurer Item 2. Identity and Background This Statement is being filed by John Pappajohn, whose business address is 666 Walnut Street, 21st Floor, Des Moines, Iowa, 50309. Mr. Pappajohn is the President of Equity Dynamics, Inc., a financial consulting firm, and sole owner of Pappajohn Capital Resources, a venture capital firm, both located in Des Moines, Iowa. Mr. Pappajohn has also been designated a Director of HealthDesk Corporation. During the last five years Mr. Pappajohn has not been convicted in any criminal proceeding, excluding traffic violations or similar misdemeanors. During the last five years Mr. Pappajohn has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Mr. Pappajohn is a citizen of the United States of America. Item 3. Source and Amount of Funds or Other Consideration On March 13, 1997, Mr. Pappajohn purchased 10,000 shares of Common Stock of HealthDesk Corporation for the total consideration (including brokerage charges and commissions) of approximately $41,250. Mr. Pappajohn acquired such shares of Common Stock with personal funds. On March 4, 1997, Mr. Pappajohn purchased 50,000 shares of Common Stock of HealthDesk Corporation for the total consideration (including brokerage charges and commissions) of approximately $206,265. Mr. Pappajohn acquired such shares of Common Stock with personal funds. Item 4. Purpose of the Transaction The Stock was acquired for investment purposes only. (a) Mr. Pappajohn expects to hold the Stock for investment purposes and has no plans to dispose of the shares or options of HealthDesk Corporation. (b - j) Not Applicable. Item 5. Interest in Securities of the Issuer (a) Mr. Pappajohn owns 1,115,000 shares of Stock representing 20.46% of HealthDesk Corporation's issued and outstanding shares and 10,000 Options representing 0.198%. (b) Mr. Pappajohn has sole power to vote or direct the vote and sole power to dispose or direct the disposition of the 1,115,000 shares of Stock and 10,000 Options. (c) On March 13, 1997, Mr. Pappajohn purchased 10,000 shares of Common Stock of HealthDesk Corporation in the open market at $4.125 per share. On March 4, 1997, Mr. Pappajohn purchased 50,000 shares of Common Stock of HealthDesk Corporation in the open market at $4.125 per share. (d - e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of Issuer No contracts, arrangements, understandings or relationships (legal or otherwise) have been entered into by Mr. Pappajohn and any other person with respect to any of the Stock of HealthDesk Corporation except those that have been described herein and/or are attached hereto as exhibits. Item 7. Material to be Filed as Exhibits Not applicable. Item 8. Certification and Signature: After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this Statement is true, complete and correct. Dated: March 21, 1997 /s/ John Pappajohn - ------------------- John Pappajohn -----END PRIVACY-ENHANCED MESSAGE-----