0001059213-13-000002.txt : 20130102
0001059213-13-000002.hdr.sgml : 20130101
20130102193443
ACCESSION NUMBER: 0001059213-13-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121228
FILED AS OF DATE: 20130102
DATE AS OF CHANGE: 20130102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DIVIDEND & INCOME FUND
CENTRAL INDEX KEY: 0001059213
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 510382212
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11 HANOVER SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 2127850400
MAIL ADDRESS:
STREET 1: 11 HANOVER SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: DIVIDEND & INCOME FUND, INC.
DATE OF NAME CHANGE: 20110210
FORMER COMPANY:
FORMER CONFORMED NAME: CHARTWELL DIVIDEND & INCOME FUND INC
DATE OF NAME CHANGE: 19980406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BEXIL CORP
CENTRAL INDEX KEY: 0001023714
STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799]
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-08747
FILM NUMBER: 13503529
BUSINESS ADDRESS:
STREET 1: 11 HANOVER SQUARE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 2127850400
MAIL ADDRESS:
STREET 1: 11 HANOVER SQUARE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER NAME:
FORMER CONFORMED NAME: BULL & BEAR U S GOVERNMENT SECURITIES FUND INC
DATE OF NAME CHANGE: 19960926
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-12-28
0
0001059213
DIVIDEND & INCOME FUND
DNI
0001023714
BEXIL CORP
11 HANOVER SQUARE
12TH FLOOR
NEW YORK
NY
10005
0
0
0
1
See "Explanation of Responses"
Common Stock
2012-12-28
4
J
0
237741
13.33
D
0
D
Represents a contribution of shares by the Reporting Person to Bexil American Mortgage Inc. in consideration for common stock of Bexil American Mortgage Inc.
The Reporting Person is the sole member of the registered investment adviser of the Issuer.
John F. Ramirez, Chief Compliance Officer, on behalf of Bexil Corporation
2013-01-02