-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D+DP3WnHudxZXXglPt0M8KdlvZreAv4xZxFrwFwjb1yF/c5GGf4LiMMtvdorN7y7 aO3eknzK98V39P0F1dC7ZQ== 0000898431-00-000117.txt : 20000411 0000898431-00-000117.hdr.sgml : 20000411 ACCESSION NUMBER: 0000898431-00-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000410 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARCH COAL INC CENTRAL INDEX KEY: 0001037676 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 430921172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13105 FILM NUMBER: 597656 BUSINESS ADDRESS: STREET 1: CITY PLACE ONE STE 300 STREET 2: ARCH MINERAL CORP CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3149942700 MAIL ADDRESS: STREET 1: CITYPLACE ONE SUITE 300 STREET 2: ARCH MINERAL CORP CITY: CREVE COEUR STATE: MO ZIP: 63141 FORMER COMPANY: FORMER CONFORMED NAME: ARCH MINERAL CORP DATE OF NAME CHANGE: 19970411 COMPANY DATA: COMPANY CONFORMED NAME: BOYD JAMES R CENTRAL INDEX KEY: 0001023535 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PO BOX 391 CITY: ASHLAND STATE: KY ZIP: 41114 BUSINESS PHONE: 6063293333 MAIL ADDRESS: STREET 1: C/O ASHLAND INC STREET 2: 1000 ASHLAND DRIVE PO BOX 391 CITY: RUSSELL STATE: KY ZIP: 41169 4 1 FORM 4 --------------------------- FORM 4 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 / / Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). OMB APPROVAL ------------ OMB Number: 3235-0287 Expires: September 30, 1998 Estimated average burden hours per response........................... 0.5 (Print or Type Response) 1. Name and Address of Reporting Person* Boyd James R. ---------------------------------------------- (Last) (First) (Middle) City Place One, Suite 300 ---------------------------------------------- (Street) St. Louis MO 63141 ---------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Arch Coal, Inc. (ACI) ------------------------------------------------ 3. IRS or Social Security Number of Reporting Person (Voluntary) ------------------------ 4. Statement for Month/Year March 2000 ------------------------ 5. If Amendment, Date of Original (Month/Year) ------------------------ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) / X / Director / / 10% Owner / / Officer (Give Title) --------------- / / Other (Specify) --------------- 7. Individual or Joint/Group Filing (Check Applicable Line) / X / Form filed by One Reporting Person / / Form filed by More than One Reporting Person
==================================================================================================================================== TABLE I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ==================================================================================================================================== 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of (Instr. 3) action action or Disposed of (D) Securities Form: Indirect Date Code (Instr. 3, 4 and 5) Benefici- Direct (D) Beneficial (Instr. 8) ally Owned or In- Ownership --------- ----------- -------------------------- at End of direct (I) (Instr. 4) (Month/ Code V Amount (A) or (D) Price Month (Instr. 4) Day/ (Instr. 3 Year) and 4) Common Stock 3/29/2000 J(1) V 8,962(2) A $7.1875 D Common Stock 3/29/2000 J(1) V 1,689 A $7.1875 1,689 I By Ashland Inc. Thrift Common Stock 3/31/2000 A 10,000 A $7.00 23,692 D Plan ------------------------ -------- ----- ----- -------- -------- -------- ----------- ------------ ----------- ==================================================================================================================================== ==================================================================================================================================== (1) Issued to Reporting Person as a result of a distribution of Issuer's stock to Ashland Inc. shareholder. (2) Includes 1,045 shares held jointly with the Reporting Person's spouse. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.* If the form is filed by more than one person, see Instruction 4(b)(v).
==================================================================================================================================== TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ==================================================================================================================================== 1. Title of 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date 7. Title and Derivative sion or action action Derivative Exercisable Amount of Security Exercise Date Code Securities and Under- (Instr. 3) Price of (Month/ (Instr. 8) Acquired (A) Expiration lying Deriva- Day/ or Disposed Date Securities tive Year) of (D)(Instr. (Month/Day/ (Instr. 3 Security 3, 4 and 5) Year) and 4) Date Expir- Amount or Exer- ation Number of Code V (A) (D) cisable Date Title Shares Common Phantom Stock Units 3/29/2000 J(1) V 4,984 (1) (1) Stock 4,984 --------------- --------- -------- ------ ----- ------- ------- -------- -------- ------- ---------- ==================================================================================================================================== Table II (continued) ==================================================================================================================================== 8. Price of 9. Number of 10. Ownership 11. Nature of Derivative Derivative Form of Indirect Security Securities Derivative Beneficial (Instr. 5) Benefic- Security: Ownership ially Direct (D) (Instr. 4) Owned at or Indirect End of Month (I)(Instr. 4) (Instr. 4) $7.1875 4,984 D ------------ ------------- ------------- ------------ ==================================================================================================================================== ====================================================================================================================================
Explanation of Responses: (1) The phantom stock units were received via Ashland Inc.'s 1995 Deferred Compensation Plan as a result of a distribution of Issuer stock to Ashland Inc. shareholders. The stock units are payble in cash or stock upon termination of service. /s/ Rosemary L. Klein April 10, 2000 - ----------------------------------- ----------------- **Signature of Reporting Person Date Rosemary L. Klein Attorney in Fact ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. EX-24 2 EXHIBIT 24 POWER OF ATTORNEY The undersigned appoints the following individuals, with full power to each of them to act alone, as its true and lawful attorneys-in-fact and agents to execute and file on behalf of the undersigned all Forms 3, 4 and 5, and any amendments thereto, that the undersigned may be required to file with the Securities and Exchange Commission, and any stock exchange or similar authority, as a result of the undersigned's ownership of or transactions in securities of Arch Coal, Inc. The authority of the following individuals under this Power of Attorney shall continue until the undersigned is no longer required to file Forms 3, 4 and 5 with regard to the undersigned's ownership of or transactions in securities of Arch Coal, Inc., unless earlier revoked in writing. The undersigned acknowledges that the following individuals are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities and Exchange Act of 1934. The following officers of Arch Coal, Inc.: Secretary of the Corporation Assistant Secretary of the Corporation General Counsel of the Corporation IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed this 10TH day of APRIL , 2000. /s/ JAMES R. BOYD ----------------------- James R. Boyd Signature -----END PRIVACY-ENHANCED MESSAGE-----