UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
(Date of the earliest event reported)
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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| Item 5.07 | Submission of Matters to a Vote of Security Holders: |
The 2022 Annual Meeting of Shareholders (the “Annual Meeting”) of Simulations Plus, Inc. (the “Company”) was held on February 11, 2022. At the Annual Meeting, 13,902,058 of the Company’s 20,168,796 issued and outstanding shares of common stock entitled to vote, or approximately 69%, as of December 15, 2021, the record date, were represented by proxy. The proposals voted on at the Annual Meeting are more fully described in the Proxy Statement on Schedule 14A filed by the Company with the Securities and Exchange Commission on December 17, 2021 and are incorporated by reference herein.
The final voting results on the proposals presented for stockholder approval at the Annual Meeting were as follows:
1. Proposal No. 1: To elect five individuals to serve on the Company’s board of directors (“Board”) until the next Annual Meeting of Shareholders of the Company or until their successors are duly elected and qualified, subject to prior death, resignation, or removal.
The votes were cast for this matter as follows:
|
Nominees |
Votes For |
Votes Withheld |
Broker-Non votes |
| Walter Woltosz | 12,368,880 | 113,095 | 1,420,083 |
| Dr. John K. Paglia | 10,724,105 | 1,757,870 | 1,420,083 |
| Sharlene Evans | 12,435,884 | 46,091 | 1,420,083 |
| Dr. Daniel Weiner | 10,733,007 | 1,748,968 | 1,420,083 |
| Lisa LaVange | 10,125,559 | 2,356,416 | 1,420,083 |
As a result, each of the foregoing individuals were elected to serve as directors on the Company’s Board until the next Annual Meeting of Shareholders of the Company or until their successors are duly elected and qualified, subject to prior death, resignation, or removal.
2. Proposal No. 2: To ratify the selection of Rose, Snyder & Jacobs LLP as the independent registered public accounting firm for the Company for the fiscal year ending August 31, 2022. This proposal was approved based upon the following votes:
|
Votes For |
Votes Against |
Votes Abstaining |
|
13,717,204 |
144,098 |
40,756 |
| 2 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| SIMULATIONS PLUS, INC. | |
| Dated: February 14, 2022 | By: /s/ Will Frederick |
| Will Frederick | |
| Chief Financial Officer |
| 3 |