0001683168-21-001197.txt : 20210401 0001683168-21-001197.hdr.sgml : 20210401 20210401201958 ACCESSION NUMBER: 0001683168-21-001197 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210325 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOLTOSZ WALTER S CENTRAL INDEX KEY: 0001222526 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32046 FILM NUMBER: 21800221 MAIL ADDRESS: STREET 1: 42505 10TH ST. WEST CITY: LANCASTER STATE: CA ZIP: 93534 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOLTOSZ VIRGINIA E CENTRAL INDEX KEY: 0001222527 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32046 FILM NUMBER: 21800220 MAIL ADDRESS: STREET 1: 42505 10TH STREET WEST CITY: LANCASTER STATE: CA ZIP: 93534 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Simulations Plus, Inc. CENTRAL INDEX KEY: 0001023459 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 954595609 FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 42505 10TH STREET WEST CITY: LANCASTER STATE: CA ZIP: 93534-7059 BUSINESS PHONE: 661-723-7723 MAIL ADDRESS: STREET 1: 42505 10TH STREET WEST CITY: LANCASTER STATE: CA ZIP: 93534-7059 FORMER COMPANY: FORMER CONFORMED NAME: SIMULATIONS PLUS INC DATE OF NAME CHANGE: 19960923 4/A 1 primary_doc.xml X0306 4/A 2021-03-25 2021-03-25 0 0001023459 Simulations Plus, Inc. SLP 0001222526 WOLTOSZ WALTER S 42505 10TH ST. WEST LANCASTER CA 93534-7059 1 0 1 0 0001222527 WOLTOSZ VIRGINIA E 42505 10TH ST. WEST LANCASTER CA 93534-7059 0 0 1 0 Common Stock 2021-03-25 4 S 0 4109 58.83 D 4547726 D Common Stock 2021-03-25 4 S 0 12529 59.85 D 4535197 D Common Stock 2021-03-25 4 S 0 4856 60.84 D 4530341 D Common Stock 2021-03-25 4 S 0 2506 61.44 D 4527835 D This Amendment No. 1 ("Form 4/A") to the Form 4 filed by the reporting person on March 25, 2021 (the "Original Form 4") is being filed (i) to correctly characterize the transactions reported therein as dispositions, rather than acquisitions, as previously reported in error on the Original Form 4, and (ii) to aggregate only those sales falling within a $1.00 price range in a single transaction line item. This Form 4/A amends and restates in its entirety the Original Form 4. The sales reported in this Form 4/A were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (4), (5), (6) and (7) of this Form 4/A. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes. These shares were sold in multiple transactions at prices ranging from $58.29 to $59.23, inclusive. These shares were sold in multiple transactions at prices ranging from $59.29 to $60.27, inclusive. These shares were sold in multiple transactions at prices ranging from $60.36 to $61.35, inclusive. These shares were sold in multiple transactions at prices ranging from $61.37 to $61.51, inclusive. Walter Woltosz 2021-04-01 Virginia Woltosz 2021-04-01