0001683168-21-000327.txt : 20210129
0001683168-21-000327.hdr.sgml : 20210129
20210129205543
ACCESSION NUMBER: 0001683168-21-000327
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210127
FILED AS OF DATE: 20210129
DATE AS OF CHANGE: 20210129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Paglia John Kenneth
CENTRAL INDEX KEY: 0001627832
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32046
FILM NUMBER: 21573888
MAIL ADDRESS:
STREET 1: 746 GRABLE PLACE
CITY: NEWBURY PARK
STATE: CA
ZIP: 91320
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIMULATIONS PLUS INC
CENTRAL INDEX KEY: 0001023459
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 954595609
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 42505 10TH STREET WEST
CITY: LANCASTER
STATE: CA
ZIP: 93534-7059
BUSINESS PHONE: 661-723-7723
MAIL ADDRESS:
STREET 1: 42505 10TH STREET WEST
CITY: LANCASTER
STATE: CA
ZIP: 93534-7059
4
1
ownership.xml
X0306
4
2021-01-27
0
0001023459
SIMULATIONS PLUS INC
SLP
0001627832
Paglia John Kenneth
42505 10TH STREET WEST
LANCASTER
CA
93534
1
0
0
0
Common Stock
2021-01-27
4
S
0
3808
82.0988
D
0
D
Common Stock
2021-01-27
4
M
0
3750
6.75
A
3750
D
Common Stock
2021-01-27
4
F
0
316
80.18
D
3434
D
Common Stock
2021-01-27
4
M
0
5000
8.62
A
8434
D
Common Stock
2021-01-27
4
F
0
538
80.18
D
7896
D
Common Stock
2021-01-27
4
M
0
3750
14.50
A
11646
D
Common Stock
2021-01-27
4
F
0
678
80.18
D
10968
D
Common Stock
2021-01-27
4
M
0
4000
34.23
A
14968
D
Common Stock
2021-01-27
4
F
0
1708
80.18
D
13260
D
Common Stock
2021-01-29
4
S
0
13260
79.2477
D
0
D
Stock Option (Right to Buy)
6.75
2021-01-27
4
M
0
3750
0
D
2025-08-31
Common Stock
3750
0
D
Stock Option (Right to Buy)
8.62
2021-01-27
4
M
0
5000
0
D
2026-08-31
Common Stock
5000
0
D
Stock Option (Right to Buy)
14.5
2021-01-27
4
M
0
3750
0
D
2027-08-31
Common Stock
3750
0
D
Stock Option (Right to Buy)
34.23
2021-01-27
4
M
0
4000
0
D
2029-07-19
Common Stock
4000
6000
D
Reflects the weighted-average sale price for an aggregate of 13,260 shares sold in multiple transactions at prices ranging from $79.00 to $79.80 per share. Reporting person undertakes to provide upon
request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Fully Vested
The option is vested over a three year period with 40% on the first anniversary of the date of grant and continuing to vest as to the
2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%.
/s/ John Paglia
2021-01-29