0001683168-21-000314.txt : 20210129 0001683168-21-000314.hdr.sgml : 20210129 20210129165809 ACCESSION NUMBER: 0001683168-21-000314 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210127 FILED AS OF DATE: 20210129 DATE AS OF CHANGE: 20210129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEINER DANIEL L CENTRAL INDEX KEY: 0001134615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32046 FILM NUMBER: 21572063 MAIL ADDRESS: STREET 1: 800 WEST EL CAMINO REAL STREET 2: SUITE 200 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIMULATIONS PLUS INC CENTRAL INDEX KEY: 0001023459 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 954595609 FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 42505 10TH STREET WEST CITY: LANCASTER STATE: CA ZIP: 93534-7059 BUSINESS PHONE: 661-723-7723 MAIL ADDRESS: STREET 1: 42505 10TH STREET WEST CITY: LANCASTER STATE: CA ZIP: 93534-7059 4 1 ownership.xml X0306 4 2021-01-27 0 0001023459 SIMULATIONS PLUS INC SLP 0001134615 WEINER DANIEL L 42505 10TH STREET WEST LANCASTER CA 93534 1 0 0 0 Common Stock 2021-01-27 4 M 0 416 14.50 A 5658 D Common Stock 2021-01-27 4 F 0 75 80.18 D 5583 D Common Stock 2021-01-27 4 M 0 4000 34.23 A 9583 D Common Stock 2021-01-27 4 F 0 1708 80.18 D 7875 D Stock Option (Right to Buy) 14.50 2021-01-27 4 M 0 416 0 D 2027-08-31 Common Stock 416 0 D Stock Option (Right to Buy) 34.23 2021-01-27 4 M 0 4000 0 D 2029-07-19 Common Stock 4000 6000 D Fully Vested The option is vested over a three year period with 40% on the first anniversary of the date of grant and continuing to vest as to the 2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%. /s/ Daniel L. Weiner 2021-01-29