0001683168-18-000343.txt : 20180207 0001683168-18-000343.hdr.sgml : 20180207 20180207170644 ACCESSION NUMBER: 0001683168-18-000343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180201 FILED AS OF DATE: 20180207 DATE AS OF CHANGE: 20180207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paglia John Kenneth CENTRAL INDEX KEY: 0001627832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32046 FILM NUMBER: 18581850 MAIL ADDRESS: STREET 1: 746 GRABLE PLACE CITY: NEWBURY PARK STATE: CA ZIP: 91320 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIMULATIONS PLUS INC CENTRAL INDEX KEY: 0001023459 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 954595609 FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 42505 10TH STREET WEST CITY: LANCASTER STATE: CA ZIP: 93534-7059 BUSINESS PHONE: 661-723-7723 MAIL ADDRESS: STREET 1: 42505 10TH STREET WEST CITY: LANCASTER STATE: CA ZIP: 93534-7059 4 1 paglia_frm4.xml OWNERSHIP DOCUMENT X0306 4 2018-02-01 0 0001023459 SIMULATIONS PLUS INC SLP 0001627832 Paglia John Kenneth 42505 10TH STREET WEST LANCASTER CA 93534 1 0 0 0 Common Stock 2018-02-01 4 A 0 759 16.15 A 2339 D Stock Option (right to buy) 14.50 2027-08-31 Common Stock 3750 3750 D Stock Option (right to buy) Common Stock 8750 8750 D Shares granted as independent director compensation, issued from the 2017 Equity Incentive Plan. The option is vested over a three year period with 40% on the first anniversary of the date of grant and continuing to vest as to the 2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%. Exercise price range $6.75 to $8.62. Expirations date range from 8/31/2025 to 8/31/2026. /s/ John Paglia 2018-02-07