0001683168-17-002808.txt : 20171102 0001683168-17-002808.hdr.sgml : 20171102 20171102160530 ACCESSION NUMBER: 0001683168-17-002808 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171101 FILED AS OF DATE: 20171102 DATE AS OF CHANGE: 20171102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paglia John Kenneth CENTRAL INDEX KEY: 0001627832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32046 FILM NUMBER: 171172239 MAIL ADDRESS: STREET 1: 746 GRABLE PLACE CITY: NEWBURY PARK STATE: CA ZIP: 91320 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIMULATIONS PLUS INC CENTRAL INDEX KEY: 0001023459 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 954595609 FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 42505 10TH STREET WEST CITY: LANCASTER STATE: CA ZIP: 93534-7059 BUSINESS PHONE: 661-723-7723 MAIL ADDRESS: STREET 1: 42505 10TH STREET WEST CITY: LANCASTER STATE: CA ZIP: 93534-7059 4 1 paglia_frm4.xml OWNERSHIP DOCUMENT X0306 4 2017-11-01 0 0001023459 SIMULATIONS PLUS INC SLP 0001627832 Paglia John Kenneth 42505 10TH STREET WEST LANCASTER CA 93534 1 0 0 0 Common Stock 2017-11-01 4 A 0 752 A 1580 D Stock Option (right to buy) 14.50 2027-08-31 Common Stock 3750 3750 D Stock Option (right to buy) Common Stock 8750 8750 D Shares granted as independent director compensation, issued from the 2017 Equity Incentive Plan. The option is vested over a three year period with 40% on the first anniversary of the date of grant and continuing to vest as to the 2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%. Exercise price range $6.75 to $8.62. Expirations date range from 8/31/2025 to 8/31/2026. /s/ John Paglia 2017-11-01