0001683168-17-002295.txt : 20170905 0001683168-17-002295.hdr.sgml : 20170904 20170905081754 ACCESSION NUMBER: 0001683168-17-002295 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170831 FILED AS OF DATE: 20170905 DATE AS OF CHANGE: 20170905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ralph David L. CENTRAL INDEX KEY: 0001543736 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32046 FILM NUMBER: 171067448 MAIL ADDRESS: STREET 1: 42505 10TH STREET WEST CITY: LANCASTER STATE: CA ZIP: 93534 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIMULATIONS PLUS INC CENTRAL INDEX KEY: 0001023459 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 954595609 FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 42505 10TH STREET WEST CITY: LANCASTER STATE: CA ZIP: 93534-7059 BUSINESS PHONE: 661-723-7723 MAIL ADDRESS: STREET 1: 42505 10TH STREET WEST CITY: LANCASTER STATE: CA ZIP: 93534-7059 4 1 ralph_f4.xml OWNERSHIP DOCUMENT X0306 4 2017-08-31 0 0001023459 SIMULATIONS PLUS INC SLP 0001543736 Ralph David L. 42505 10TH STREET WEST LANCASTER CA 93534 1 0 0 0 Common Stock 828 D Stock Option (right to buy) 14.50 2017-08-31 4 A 0 3750 14.50 A 2027-08-31 Common Stock 3750 3750 D Stock Option (right to buy) Common Stock 21000 21000 D Shares granted as independent director compensation, issued from the 2017 Equity Incentive Plan. The option is vested over a three year period with 40% on the first anniversary of the date of grant and continuing to vest as to the 2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%. Exercise price range $4.46 to $8.62. Expiration dates from 8/31/2022 through 8/31/2026. /s/ David Ralph 2017-09-05