0001222527-12-000003.txt : 20121220
0001222527-12-000003.hdr.sgml : 20121220
20121220171126
ACCESSION NUMBER: 0001222527-12-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121220
FILED AS OF DATE: 20121220
DATE AS OF CHANGE: 20121220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WOLTOSZ WALTER S
CENTRAL INDEX KEY: 0001222526
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32046
FILM NUMBER: 121278001
MAIL ADDRESS:
STREET 1: 1220 W AVENUE J
CITY: LANCASTER
STATE: CA
ZIP: 93534
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIMULATIONS PLUS INC
CENTRAL INDEX KEY: 0001023459
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 954595609
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 42505 10TH STREET WEST
STREET 2: *
CITY: LANCASTER
STATE: CA
ZIP: 93534-7059
BUSINESS PHONE: 661-723-7723
MAIL ADDRESS:
STREET 1: 42505 10TH STREET WEST
CITY: LANCASTER
STATE: CA
ZIP: 93534-7059
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-12-20
0
0001023459
SIMULATIONS PLUS INC
SLP
0001222526
WOLTOSZ WALTER S
42505 10TH STREET WEST
LANCASTER
CA
93534
1
1
1
0
CEO
Simulations Plus, Inc. common stock
2012-12-20
4
A
0
68503
4.255
A
6277909
D
Employee stock options for Simulations Plus common stock
1.98
2012-12-20
4
X
0
128000
1.98
D
2012-12-16
2014-12-16
Employee stock options for Simulations Plus common stock
128000
112000
D
Average price for options granted on three different dates at three different prices, each issued at 110% of the Market closing price on the date of the respective grants:
20,000 shares exercisable at $3.25 on 12/19/2012 from a total grant of 100,000 options on 12/19/2011
100,000 shares exercisable at $1.62 on 12/16/2012 from a total grant of 100,000 options on 12/16/2009
8,000 shares exercisable at $3.27 on 11/30/2011 from a total grant of 20,000 options on 11/30/2010
Conversion of 128,000 options to 68,503 shares via cashless exercise.
Three different option grants, each issued at 110% of the Market closing price on the date of the respective grants:
20,000 shares exercisable at $3.25 on 12/19/2012 from a total grant of 100,000 options on 12/19/2011
100,000 shares exercisable at $1.62 on 12/16/2012 from a total grant of 100,000 options on 12/16/2009
8,000 shares exercisable at $3.27 on 11/30/2011 from a total grant of 20,000 options on 11/30/2010
Three different option grants, with expiration dates as follows:
20,000 shares exercisable at $3.25 on 12/19/2012 from a total grant of 100,000 on 12/19/2011, with an expiration date of 12/19/2016.
100,000 shares exercisable at $1.62 on 12/16/2012 from a total grant of 100,000 shares on 12/16/2009, with an expiration date of 12/16/2014.
8,000 shares exercisable at $3.27 on 11/30/2011 from a total grant of 20,000 shares on 11/30/2010, with an expiration date of 11/30/2015.
From exercise of 128,000 employee stock options as described elsewhere on this Form 4.
Average of Market high and low share prices for SLP common stock on 12/18/2012.
Walter S. Woltosz
2012-12-20