0001222527-12-000003.txt : 20121220 0001222527-12-000003.hdr.sgml : 20121220 20121220171126 ACCESSION NUMBER: 0001222527-12-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121220 FILED AS OF DATE: 20121220 DATE AS OF CHANGE: 20121220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOLTOSZ WALTER S CENTRAL INDEX KEY: 0001222526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32046 FILM NUMBER: 121278001 MAIL ADDRESS: STREET 1: 1220 W AVENUE J CITY: LANCASTER STATE: CA ZIP: 93534 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIMULATIONS PLUS INC CENTRAL INDEX KEY: 0001023459 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 954595609 FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 42505 10TH STREET WEST STREET 2: * CITY: LANCASTER STATE: CA ZIP: 93534-7059 BUSINESS PHONE: 661-723-7723 MAIL ADDRESS: STREET 1: 42505 10TH STREET WEST CITY: LANCASTER STATE: CA ZIP: 93534-7059 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-12-20 0 0001023459 SIMULATIONS PLUS INC SLP 0001222526 WOLTOSZ WALTER S 42505 10TH STREET WEST LANCASTER CA 93534 1 1 1 0 CEO Simulations Plus, Inc. common stock 2012-12-20 4 A 0 68503 4.255 A 6277909 D Employee stock options for Simulations Plus common stock 1.98 2012-12-20 4 X 0 128000 1.98 D 2012-12-16 2014-12-16 Employee stock options for Simulations Plus common stock 128000 112000 D Average price for options granted on three different dates at three different prices, each issued at 110% of the Market closing price on the date of the respective grants: 20,000 shares exercisable at $3.25 on 12/19/2012 from a total grant of 100,000 options on 12/19/2011 100,000 shares exercisable at $1.62 on 12/16/2012 from a total grant of 100,000 options on 12/16/2009 8,000 shares exercisable at $3.27 on 11/30/2011 from a total grant of 20,000 options on 11/30/2010 Conversion of 128,000 options to 68,503 shares via cashless exercise. Three different option grants, each issued at 110% of the Market closing price on the date of the respective grants: 20,000 shares exercisable at $3.25 on 12/19/2012 from a total grant of 100,000 options on 12/19/2011 100,000 shares exercisable at $1.62 on 12/16/2012 from a total grant of 100,000 options on 12/16/2009 8,000 shares exercisable at $3.27 on 11/30/2011 from a total grant of 20,000 options on 11/30/2010 Three different option grants, with expiration dates as follows: 20,000 shares exercisable at $3.25 on 12/19/2012 from a total grant of 100,000 on 12/19/2011, with an expiration date of 12/19/2016. 100,000 shares exercisable at $1.62 on 12/16/2012 from a total grant of 100,000 shares on 12/16/2009, with an expiration date of 12/16/2014. 8,000 shares exercisable at $3.27 on 11/30/2011 from a total grant of 20,000 shares on 11/30/2010, with an expiration date of 11/30/2015. From exercise of 128,000 employee stock options as described elsewhere on this Form 4. Average of Market high and low share prices for SLP common stock on 12/18/2012. Walter S. Woltosz 2012-12-20