-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FQH4PGSpsn3g8tSFkQKAjKqSrt7kU8y7c4v2fZ1GJaOrjmpkTm42paPGiPAh2YhP IQ5zM0foenDaPuKkbpu8mA== 0000950148-96-002485.txt : 19961111 0000950148-96-002485.hdr.sgml : 19961111 ACCESSION NUMBER: 0000950148-96-002485 CONFORMED SUBMISSION TYPE: 8-A12G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961108 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIMULATIONS PLUS INC CENTRAL INDEX KEY: 0001023459 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 954595609 FILING VALUES: FORM TYPE: 8-A12G/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-21665 FILM NUMBER: 96657141 BUSINESS ADDRESS: STREET 1: 40015 SIERRA HIGHWAY STREET 2: BLDG B-145 CITY: PALMDALE STATE: CA ZIP: 93550 BUSINESS PHONE: 8052668500 MAIL ADDRESS: STREET 2: 40015 SIERRA HWY BLDG B0-110 CITY: PALMDALE STATE: CA ZIP: 93550 8-A12G/A 1 AMENDMENT NO. 1 TO FORM 8-A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------- FORM 8-A/A1 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Simulations Plus, Inc. ------------------------------------------------------ (Exact name of registrant as specified in its charter) California 95-4595609 ---------------------------------------- --------------------------------- (State of Incorporation or organization) (IRS Employer Identification No.) 40015 Sierra Highway, Building B-110, Palmdale, California 93550 - ---------------------------------------------------------- ---------- (Address of principal executive offices) (Zip Code) SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(B) OF THE ACT: TITLE OF EACH CLASS NAME OF EACH EXCHANGE ON WHICH TO BE SO REGISTERED EACH CLASS IS TO BE REGISTERED ------------------- ------------------------------ None None ---- ---- SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(G) OF THE ACT: Common Stock, par value, $0.001 per share. Non-Redeemable Warrants, each Warrant exercisable to purchase one share of Common Stock at an exercise price of $6.50 per share, subject to adjustment in certain circumstances. Common Stock, par value $0.001 per share, issuable upon the exercise of the Non-Redeemable Warrants. ________________ (Title of Class) Page 1 of 3 2 Item 1. Description of Registrant's Securities to be Registered. This registration statement relates to the registration with the Securities and Exchange Commission of (i) shares of Common Stock, par value $0.001 per share (the "Common Stock") and (ii) five-year non-redeemable warrants (the "Warrants"), each Warrant exercisable to purchase one share of Common Stock, of Simulations Plus, Inc., a California corporation (the "Registrant"). The description of the Common Stock and Warrants to be registered hereunder set forth under the captions "Description of Securities - Common Stock and "Description of Securities - Warrants," respectively, at page 51 of the Registrant's Prospectus which is included in the Registrant's Registration Statement on Form SB-2, filed with the Securities and Exchange Commission (the "Commission") on September 19, 1996, as amended by Amendment No. 1 to Registration Statement on Form SB-2, as filed with the Commission on November 8, 1996 (Registration No. 333-5600-LA), is incorporated herein by this reference. Item 2. Exhibits. 2.1 The following documents are included as Exhibits, as indicated, to Registrant's Registration Statement on Form SB-2, as filed with the Commission on September 19, 1996, as amended by Amendment No. 1 to Registration Statement on Form SB-2, as filed with the Commission on November 8, 1996 (Registration No. 333-5600-LA), and incorporated herein by this reference:
Form SB-2 Exhibit Description Exhibit Number ------------------- -------------- Articles of Incorporation of Registrant* 3.1 Amended and Restated Bylaws of Registrant 3.2 Form of Common Stock Certificate 4.2 Form of Warrant Agreement 10.17 Form of Warrant Certificate 4.4 and 10.18
_________________ *Previously Filed Page 2 of 3 3 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized. SIMULATIONS PLUS, INC. (Registrant) Dated: November 8, 1996 By: /s/ Walter S. Woltosz --------------------------- Walter S. Woltosz, President and Chief Executive Officer 35402:051 Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----