-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QNWV5dj0VVPBezlgR0IKnjGwePBc0SaFUAn4dVV3U7OuhTC0MvNXSgshHsRL/qYv V/RhzMLeQF3gZ8XF186YPg== 0001133796-02-000134.txt : 20020531 0001133796-02-000134.hdr.sgml : 20020531 20020531133315 ACCESSION NUMBER: 0001133796-02-000134 CONFORMED SUBMISSION TYPE: SC TO-T/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020531 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: URBAN IMPROVEMENT FUND LTD 1973 II CENTRAL INDEX KEY: 0000102342 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 956398192 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-T/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51689 FILM NUMBER: 02667538 BUSINESS ADDRESS: STREET 1: 1201 THIRD AVENUE SUITE 5400 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2066229900 MAIL ADDRESS: STREET 1: 1201 THIRD AVENUE STREET 2: SUITE 5400 CITY: SEATTLE STATE: WA ZIP: 98101-3076 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY RESOURCE GROUP INC ET AL CENTRAL INDEX KEY: 0001023846 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 642723870 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-T/A BUSINESS ADDRESS: STREET 1: 14 STORY SE CITY: CAMBRIDGE STATE: MA ZIP: 02138 BUSINESS PHONE: 6178764800 MAIL ADDRESS: STREET 1: 14 STORY SE CITY: CAMBRIDGE STATE: MA ZIP: 02138 SC TO-T/A 1 k20619scto.txt AMENDMENT NO. 1 TO SC TO-T SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement Pursuant to Section 14(d)(1) of the Securities Exchange Act of 1934 AMENDMENT NO. 1 (Name of Subject Company) Urban Improvement Fund Limited-1973-II A California limited partnership at $200 Net Per Unit by Equity Resource Lexington Fund Limited Partnership, a Massachusetts limited partnership Equity Resources Group, Inc. Eggert Dagbjartsson Limited Partnership Units Eggert Dagbjartsson, Executive Vice President Equity Resources Group, Inc. 44 Brattle Street Cambridge, MA 02138 (617) 876-4800 Calculation of Filing Fee ================================================================================ Transaction Valuation* Amount of Filing Fee $228,000 $45.60 - -------------------------------------------------------------------------------- * For purposes of calculating the filing fee only. This calculation assumes the purchase of 1,140 Units at a purchase price of $200 per Unit in the Partnership. [X] Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. - -------------------------------------------------------------------------------- Amount Previously Paid: $45.60 Filing Equity Resource Party: Lexington Fund LP Form of Registration No.: Schedule TO/T Date Filed: May 2, 2002 - ----------------------------------- -------------------------------------------- AMENDMENT NO. 1 This Amendment No. 1 amends and supplements the Tender Offer Statement on Schedule TO originally filed with the Securities and Exchange Commission on May 2, 2002 (the "Schedule TO") by Equity Resources Lexington Fund Limited Partnership, a Massachusetts limited partnership, Equity Resources Group, Inc., a Massachusetts corporation, and Eggert Dagbjartsson, an individual (together, the "Purchaser") to purchase 1,140 units (the "Units") of limited partnership interests in Urban Improvement Fund Limited-1973-II, a California limited partnership (the "Partnership"), at $200 for each Unit, net to the seller in cash, without interest, less the amount of any distributions declared or paid from any source by the Partnership with respect to the Units after May 2, 2002 (without regard to the record date), upon the terms and subject to the conditions set forth in the Offer to Purchase (the "Offer to Purchase") and in the related Agreement of Sale, copies of which are attached hereto as Exhibits (a)(l) and (a)(3) (which are herein collectively referred to as the "Offer"). The information in the Offer to Purchase, including all schedules and annexes thereto, is hereby expressly incorporated herein by reference in response to all the items of this Statement, except as otherwise set forth below. COVER PAGE AND ITEMS 1, 4 and 12 The Cover Page and Items 1, 4 and 12 of the Schedule TO, which incorporate by reference the information contained in the Offer to Purchase, are hereby amended as follows: Cover Page The boxed paragraph of the cover page of the Offer to Purchase is amended in its entirety to read as follows: "THIS OFFER WILL EXPIRE AT 12:00 MIDNIGHT, EASTERN TIME, ON June 14, 2002, UNLESS THE OFFER IS EXTENDED." Item 1--Summary Term Sheet The sixth question of the Summary Term Sheet is amended in its entirety to read as follows: "How long do I have to decide whether to tender in the offer? You will have at least until 12:00 midnight, Eastern Time, on June 14, 2002, to decide whether to tender your units in the offer. In addition, if we decide to extend the offering period, as described below, you will have an additional opportunity to tender your units. See "THE OFFER--Section 3--Procedures for Tendering Units." Because the Purchaser is offering to purchase less than 100% of all units of the Partnership, there will be no "subsequent offering period."" The Summary Term Sheet is amended to read as follows: "How many Units have been tendered as of the Offer's Extension Date? Approximately 52 Units have been tender under the Offer at the time of the extension."" Item 4--Terms of the Transaction The Offer The first paragraph of Section 1--"Terms of the Offer" is amended in its entirety to read as follows: "Upon the terms and subject to the conditions of the Offer, the Purchaser will accept for payment and pay for up to 1,140 Units that are validly tendered on or prior to the Expiration Date (as defined below). The term "Expiration Date" means 12:00 midnight, Eastern Time, on June 14, 2002, unless the Purchaser extends the period of time for which the Offer is open, in which event the term "Expiration Date" shall mean the latest date on which the Offer, as so extended by the Purchaser, shall expire." Item 12--Exhibits The following is added as an Exhibit to the Schedule TO: (a)(5)Press release dated May 31, 2002. SIGNATURE After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 31, 2002 Equity Resource Lexington Fund Limited Partnership, a Massachusetts limited partnership By: /s/ Eggert Dagbjartsson ---------------------------------------- Eggert Dagbjartsson General Partner Equity Resources Group, Inc. A Massachusetts Corporation By: /s/ Eggert Dagbjartsson ---------------------------------------- Eggert Dagbjartsson Executive Vice President Eggert Dagbjartsson By: /s/ Eggert Dagbjartsson ---------------------------------------- Eggert Dagbjartsson EXHIBIT INDEX - -------------------------------------------------------------------------------- Sequential Exhibit No. Description Page Number - -------------------------------------------------------------------------------- (a)(1) - Offer to Purchase, dated May 2, 2002.* 4-28 - -------------------------------------------------------------------------------- (a)(2) - Transmittal letter, dated May 2, 2002.* 29 - -------------------------------------------------------------------------------- (a)(3) - Agreement of Sale * 30-33 - -------------------------------------------------------------------------------- (a)(4) Summary Advertisement* 34 - -------------------------------------------------------------------------------- (a)(5) Press Release dated May 31, 2002 - -------------------------------------------------------------------------------- (b) - Not applicable. - -------------------------------------------------------------------------------- (c) - Not applicable. - -------------------------------------------------------------------------------- (d) - Not applicable. - -------------------------------------------------------------------------------- (e) - Not applicable. - -------------------------------------------------------------------------------- (f) - Not applicable. - -------------------------------------------------------------------------------- (g) Not applicable - -------------------------------------------------------------------------------- (h) Not applicable. - -------------------------------------------------------------------------------- * Previously Filed EX-99.(A)(5) 3 k20619exa5.txt PRESS RELEASE DATED MAY 31, 2002 Exhibit (a)(5) FOR IMMEDIATE RELEASE May 31, 2002 Contact: Eggert Dagbjartsson Equity Resources Group, Inc. 44 Brattle Street Cambridge, Massachusetts 02138 Telephone: (617) 876-4800 For Immediate Release Equity Resource Lexington Fund Limited Partnership announced today that it has extended its tender offer to purchase up to 1,140 units of limited partnership interests, or LP Units, in Urban Improvement Fund Limited-1973-II, a California limited partnership until June 14, 2002. The terms of the offer are otherwise identical to the terms of the original offer made to holders of LP Units on May 2, 2002. Approximately 52 units have been tendered as of the date of the extension. -----END PRIVACY-ENHANCED MESSAGE-----