|
FOX CORPORATION
|
||||||||||||||||||||||||||||||
|
Security
|
35137L204
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
FOX
|
Meeting Date
|
14-Nov-2019
|
|||||||||||||||||||||||||||
|
ISIN
|
US35137L2043
|
Agenda
|
935084107 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
16-Sep-2019
|
Holding Recon Date
|
16-Sep-2019
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
13-Nov-2019
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1a.
|
Election of Director: K. Rupert Murdoch AC
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1b.
|
Election of Director: Lachlan K. Murdoch
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1c.
|
Election of Director: Chase Carey
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1d.
|
Election of Director: Anne Dias
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
1e.
|
Election of Director: Roland A. Hernandez
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
1f.
|
Election of Director: Jacques Nasser AC
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1g.
|
Election of Director: Paul D. Ryan
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
2.
|
Proposal to ratify the selection of Ernst &
Young LLP as the Company's independent
registered accounting firm for the fiscal year
ending June 30, 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
Advisory vote to approve named executive
officer compensation.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
4.
|
Advisory vote to approve the frequency of
future advisory votes to approve named
executive officer compensation.
|
Management
|
1 Year
|
1 Year
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
1,658,333
|
0
|
11-Nov-2019
|
11-Nov-2019
|
|||||||||||||||||||||||
|
FOX CORPORATION
|
||||||||||||||||||||||||||||||
|
Security
|
35137L105
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
FOXA
|
Meeting Date
|
14-Nov-2019
|
|||||||||||||||||||||||||||
|
ISIN
|
US35137L1052
|
Agenda
|
935086098 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
16-Sep-2019
|
Holding Recon Date
|
16-Sep-2019
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
13-Nov-2019
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1.
|
This meeting is for informational purposes
only and does not include any votable
agenda items. Please review the meeting
materials for more information regarding
this security.
|
Management
|
None
|
|||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
1,550,000
|
0
|
|||||||||||||||||||||||||
|
ACCENTURE PLC
|
||||||||||||||||||||||||||||||
|
Security
|
G1151C101
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
ACN
|
Meeting Date
|
30-Jan-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
IE00B4BNMY34
|
Agenda
|
935116118 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
02-Dec-2019
|
Holding Recon Date
|
02-Dec-2019
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
29-Jan-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Re-appointment of Director: Jaime Ardila
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Re-appointment of Director: Herbert Hainer
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Re-appointment of Director: Nancy
McKinstry
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Re-appointment of Director: Gilles C.
Pélisson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Re-appointment of Director: Paula A. Price
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Re-appointment of Director: Venkata
(Murthy) Renduchintala
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Re-appointment of Director: David Rowland
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Re-appointment of Director: Arun Sarin
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Re-appointment of Director: Julie Sweet
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1J.
|
Re-appointment of Director: Frank K. Tang
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1K.
|
Re-appointment of Director: Tracey T.
Travis
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
To approve, in a non-binding vote, the
compensation of our named executive
officers.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
3.
|
To approve the Amended and Restated
Accenture plc 2010 Share Incentive Plan.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
To ratify, in a non-binding vote, the
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.
|
To grant the Board of Directors the authority
to issue shares under Irish law.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6.
|
To grant the Board of Directors the authority
to opt-out of pre-emption rights under Irish
law.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.
|
To determine the price range at which
Accenture can re-allot shares that it
acquires as treasury shares under Irish law.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
855,000
|
0
|
21-Jan-2020
|
21-Jan-2020
|
|||||||||||||||||||||||
|
TE CONNECTIVITY LTD
|
||||||||||||||||||||||||||||||
|
Security
|
H84989104
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
TEL
|
Meeting Date
|
11-Mar-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
CH0102993182
|
Agenda
|
935124280 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
08-Jan-2020
|
Holding Recon Date
|
08-Jan-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
Switzerland
|
Vote Deadline Date
|
09-Mar-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Pierre R. Brondeau
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Terrence R. Curtin
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Carol A. ("John")
Davidson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: Lynn A. Dugle
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: William A. Jeffrey
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: David M. Kerko
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Thomas J. Lynch
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: Yong Nam
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Daniel J. Phelan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1J.
|
Election of Director: Abhijit Y. Talwalkar
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1K.
|
Election of Director: Mark C. Trudeau
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1L.
|
Election of Director: Dawn C. Willoughby
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1M.
|
Election of Director: Laura H. Wright
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
To elect Thomas J. Lynch as the Chairman
of the Board of Directors.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3A.
|
To elect the individual member of the
Management Development and
Compensation Committee: Daniel J. Phelan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3B.
|
To elect the individual member of the
Management Development and
Compensation Committee: Abhijit Y.
Talwalkar
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3C.
|
To elect the individual member of the
Management Development and
Compensation Committee: Mark C.
Trudeau
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3D.
|
To elect the individual member of the
Management Development and
Compensation Committee: Dawn C.
Willoughby
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
To elect Dr. René Schwarzenbach, of Proxy
Voting Services GmbH, or another
individual representative of Proxy Voting
Services GmbH if Dr. Schwarzenbach is
unable to serve at the relevant meeting, as
the independent proxy at the 2021 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1
|
To approve the 2019 Annual Report of TE
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 27, 2019, the
consolidated financial statements for the
fiscal year ended September 27, 2019 and
the Swiss Compensation Report for the
fiscal year ended September 27, 2019).
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2
|
To approve the statutory financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3
|
To approve the consolidated financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6.
|
To release the members of the Board of
Directors and executive officers of TE
Connectivity for activities during the fiscal
year ended September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.1
|
To elect Deloitte & Touche LLP as TE
Connectivity's independent registered public
accounting firm for fiscal year 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.2
|
To elect Deloitte AG, Zürich, Switzerland,
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.3
|
To elect PricewaterhouseCoopers AG,
Zürich, Switzerland, as TE Connectivity's
special auditor until the next annual general
meeting of TE Connectivity.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.
|
An advisory vote to approve named
executive officer compensation
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
9.
|
A binding vote to approve fiscal year 2021
maximum aggregate compensation amount
for executive management.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10.
|
A binding vote to approve fiscal year 2021
maximum aggregate compensation amount
for the Board of Directors.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11.
|
To approve the carryforward of
unappropriated accumulated earnings at
September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12.
|
To approve a dividend payment to
shareholders equal to $1.92 per issued
share to be paid in four equal quarterly
installments of $0.48 starting with the third
fiscal quarter of 2020 and ending in the
second fiscal quarter of 2021 pursuant to
the terms of the dividend resolution.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13.
|
To approve a renewal of authorized capital
and related amendment to our articles of
association.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14.
|
To approve a reduction of share capital for
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association of
TE Connectivity Ltd.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15.
|
To approve any adjournments or
postponements of the meeting.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
1,225,000
|
0
|
05-Mar-2020
|
05-Mar-2020
|
|||||||||||||||||||||||
|
TE CONNECTIVITY LTD
|
||||||||||||||||||||||||||||||
|
Security
|
H84989104
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
TEL
|
Meeting Date
|
11-Mar-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
CH0102993182
|
Agenda
|
935133479 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
20-Feb-2020
|
Holding Recon Date
|
20-Feb-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
Switzerland
|
Vote Deadline Date
|
09-Mar-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Pierre R. Brondeau
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Terrence R. Curtin
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Carol A. ("John")
Davidson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: Lynn A. Dugle
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: William A. Jeffrey
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: David M. Kerko
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Thomas J. Lynch
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: Yong Nam
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Daniel J. Phelan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1J.
|
Election of Director: Abhijit Y. Talwalkar
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1K.
|
Election of Director: Mark C. Trudeau
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1L.
|
Election of Director: Dawn C. Willoughby
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1M.
|
Election of Director: Laura H. Wright
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
To elect Thomas J. Lynch as the Chairman
of the Board of Directors.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3A.
|
To elect the individual member of the
Management Development and
Compensation Committee: Daniel J. Phelan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3B.
|
To elect the individual member of the
Management Development and
Compensation Committee: Abhijit Y.
Talwalkar
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3C.
|
To elect the individual member of the
Management Development and
Compensation Committee: Mark C.
Trudeau
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3D.
|
To elect the individual member of the
Management Development and
Compensation Committee: Dawn C.
Willoughby
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
To elect Dr. René Schwarzenbach, of Proxy
Voting Services GmbH, or another
individual representative of Proxy Voting
Services GmbH if Dr. Schwarzenbach is
unable to serve at the relevant meeting, as
the independent proxy at the 2021 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1
|
To approve the 2019 Annual Report of TE
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 27, 2019, the
consolidated financial statements for the
fiscal year ended September 27, 2019 and
the Swiss Compensation Report for the
fiscal year ended September 27, 2019).
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2
|
To approve the statutory financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3
|
To approve the consolidated financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6.
|
To release the members of the Board of
Directors and executive officers of TE
Connectivity for activities during the fiscal
year ended September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.1
|
To elect Deloitte & Touche LLP as TE
Connectivity's independent registered public
accounting firm for fiscal year 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.2
|
To elect Deloitte AG, Zürich, Switzerland,
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.3
|
To elect PricewaterhouseCoopers AG,
Zürich, Switzerland, as TE Connectivity's
special auditor until the next annual general
meeting of TE Connectivity.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.
|
An advisory vote to approve named
executive officer compensation
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
9.
|
A binding vote to approve fiscal year 2021
maximum aggregate compensation amount
for executive management.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10.
|
A binding vote to approve fiscal year 2021
maximum aggregate compensation amount
for the Board of Directors.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11.
|
To approve the carryforward of
unappropriated accumulated earnings at
September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12.
|
To approve a dividend payment to
shareholders equal to $1.92 per issued
share to be paid in four equal quarterly
installments of $0.48 starting with the third
fiscal quarter of 2020 and ending in the
second fiscal quarter of 2021 pursuant to
the terms of the dividend resolution.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13.
|
To approve a renewal of authorized capital
and related amendment to our articles of
association.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14.
|
To approve a reduction of share capital for
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association of
TE Connectivity Ltd.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15.
|
To approve any adjournments or
postponements of the meeting.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
1,225,000
|
0
|
05-Mar-2020
|
05-Mar-2020
|
|||||||||||||||||||||||
|
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
|
||||||||||||||||||||||||||||||
|
Security
|
806857108
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
SLB
|
Meeting Date
|
01-Apr-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
AN8068571086
|
Agenda
|
935131021 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
12-Feb-2020
|
Holding Recon Date
|
12-Feb-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
31-Mar-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Patrick de La
Chevardière
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Miguel M. Galuccio
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Olivier Le Peuch
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: Tatiana A. Mitrova
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: Lubna S. Olayan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: Mark G. Papa
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Leo Rafael Reif
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: Henri Seydoux
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Jeff W. Sheets
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
Approval of the advisory resolution to
approve our executive compensation.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
3.
|
Approval of our consolidated balance sheet
as of December 31, 2019; our consolidated
statement of income for the year ended
December 31, 2019; and our Board of
Directors' declarations of dividends in 2019,
as reflected in our 2019 Annual Report to
Stockholders.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
Ratification of the appointment of
PricewaterhouseCoopers LLP as our
independent auditors for 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
3,610,000
|
0
|
26-Mar-2020
|
26-Mar-2020
|
|||||||||||||||||||||||
|
SMITH & NEPHEW PLC
|
||||||||||||||||||||||||||||||
|
Security
|
83175M205
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
SNN
|
Meeting Date
|
09-Apr-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US83175M2052
|
Agenda
|
935136944 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
24-Feb-2020
|
Holding Recon Date
|
24-Feb-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
03-Apr-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
O1
|
To receive the audited accounts.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O2
|
To approve the Directors' Remuneration
Policy.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O3
|
To approve the Directors' Remuneration
Report (excluding policy)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O4
|
To declare a final dividend.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O5
|
Election/Re-Election of Director: Graham
Baker
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O6
|
Election/Re-Election of Director: Vinita Bali
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O7
|
Election/Re-Election of Director: The Rt.
Hon Baroness Virginia Bottomley
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O8
|
Election/Re-Election of Director: Roland
Diggelmann
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O9
|
Election/Re-Election of Director: Erik
Engstrom
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O10
|
Election/Re-Election of Director: Robin
Freestone
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O11
|
Election/Re-Election of Director: Marc
Owen
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O12
|
Election/Re-Election of Director: Angie
Risley
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O13
|
Election/Re-Election of Director: Roberto
Quarta
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O14
|
To re-appoint the Auditor.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O15
|
To authorise Directors' to determine the
remuneration of the Auditor.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O16
|
To approve the Smith & Nephew Global
Share Plan 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O17
|
To renew the Directors' authority to allot
shares.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
S18
|
To renew the Directors' authority for the
disapplication of the pre-emption rights.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
S19
|
To authorise the Directors to disapply pre-
emption rights for the purposes of
acquisitions or other capital investments.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
S20
|
To renew the Directors' limited authority to
make market purchases of the Company's
own shares.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
S21
|
To authorise general meetings to be held
on 14 clear days' notice.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
3,265,000
|
0
|
26-Mar-2020
|
26-Mar-2020
|
|||||||||||||||||||||||
|
PPG INDUSTRIES, INC.
|
||||||||||||||||||||||||||||||
|
Security
|
693506107
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
PPG
|
Meeting Date
|
16-Apr-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US6935061076
|
Agenda
|
935135132 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
21-Feb-2020
|
Holding Recon Date
|
21-Feb-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
15-Apr-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
APPROVE THE ELECTION OF
DIRECTOR TO SERVE IN THE CLASS
WHOSE TERM EXPIRES IN 2023:
STEPHEN F. ANGEL
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
APPROVE THE ELECTION OF
DIRECTOR TO SERVE IN THE CLASS
WHOSE TERM EXPIRES IN 2023: HUGH
GRANT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
APPROVE THE ELECTION OF
DIRECTOR TO SERVE IN THE CLASS
WHOSE TERM EXPIRES IN 2023:
MELANIE L. HEALEY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2A.
|
APPROVE THE APPOINMENT OF A
DIRECTOR TO SERVE IN THE CLASS
WHOSE TERM EXPIRES IN 2022:
KATHLEEN A.LIGOCKI
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE
OFFICERS ON AN ADVISORY BASIS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
PROPOSAL TO APPROVE AN
AMENDMENT OF THE COMPANY'S
ARTICLES OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION
OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.
|
PROPOSAL TO APPROVE AN
AMENDMENT OF THE COMPANY'S
ARTICLES OF INCORPORATION AND
BYLAWS TO REPLACE THE
SUPERMAJORITY VOTING
REQUIREMENTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6.
|
RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
735,000
|
0
|
09-Apr-2020
|
09-Apr-2020
|
|||||||||||||||||||||||
|
NORTHERN TRUST CORPORATION
|
||||||||||||||||||||||||||||||
|
Security
|
665859104
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
NTRS
|
Meeting Date
|
21-Apr-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US6658591044
|
Agenda
|
935134356 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
24-Feb-2020
|
Holding Recon Date
|
24-Feb-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
20-Apr-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Linda Walker Bynoe
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Susan Crown
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Dean M. Harrison
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: Jay L. Henderson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: Marcy S. Klevorn
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: Siddharth N. (Bobby)
Mehta
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Michael G. O'Grady
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: Jose Luis Prado
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Thomas E. Richards
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1J.
|
Election of Director: Martin P. Slark
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1K.
|
Election of Director: David H. B. Smith, Jr.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1L.
|
Election of Director: Donald Thompson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1M.
|
Election of Director: Charles A. Tribbett III
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
Approval, by an advisory vote, of the 2019
compensation of the Corporation's named
executive officers.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
Ratification of the appointment of KPMG
LLP as the Corporation's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
1,150,000
|
0
|
16-Apr-2020
|
16-Apr-2020
|
|||||||||||||||||||||||
|
PACCAR INC
|
||||||||||||||||||||||||||||||
|
Security
|
693718108
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
PCAR
|
Meeting Date
|
21-Apr-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US6937181088
|
Agenda
|
935138873 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
25-Feb-2020
|
Holding Recon Date
|
25-Feb-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
20-Apr-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Mark C. Pigott
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Dame Alison J.
Carnwath
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Franklin L. Feder
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: R. Preston Feight
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: Beth E. Ford
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: Kirk S. Hachigian
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Roderick C. McGeary
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: John M. Pigott
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Mark A. Schulz
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1J.
|
Election of Director: Gregory M. E. Spierkel
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1K.
|
Election of Director: Charles R. Williamson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
Advisory resolution to approve executive
compensation.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
Approval of an amendment to the certificate
of incorporation to confirm that stockholders
owning at least 25% of the Company's
outstanding shares may call special
stockholder meetings.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
Stockholder proposal regarding stockholder
action by written consent if properly
presented at the meeting.
|
Shareholder
|
For
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
1,675,000
|
0
|
16-Apr-2020
|
16-Apr-2020
|
|||||||||||||||||||||||
|
EATON CORPORATION PLC
|
||||||||||||||||||||||||||||||
|
Security
|
G29183103
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
ETN
|
Meeting Date
|
22-Apr-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
IE00B8KQN827
|
Agenda
|
935138619 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
24-Feb-2020
|
Holding Recon Date
|
24-Feb-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
21-Apr-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Craig Arnold
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Christopher M. Connor
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Michael J. Critelli
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: Richard H. Fearon
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: Olivier Leonetti
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: Deborah L. McCoy
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Silvio Napoli
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: Gregory R. Page
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Sandra Pianalto
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1J.
|
Election of Director: Lori J. Ryerkerk
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1K.
|
Election of Director: Gerald B. Smith
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1L.
|
Election of Director: Dorothy C. Thompson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
Approving a proposed 2020 Stock Plan.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
Approving the appointment of Ernst &
Young as independent auditor for 2020 and
authorizing the Audit Committee of the
Board of Directors to set its remuneration.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
Advisory approval of the Company's
executive compensation.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.
|
Approving a proposal to grant the Board
authority to issue shares.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6.
|
Approving a proposal to grant the Board
authority to opt out of pre-emption rights.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.
|
Authorizing the Company and any
subsidiary of the Company to make
overseas market purchases of Company
shares.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
1,320,000
|
0
|
17-Apr-2020
|
17-Apr-2020
|
|||||||||||||||||||||||
|
NESTLE S.A.
|
||||||||||||||||||||||||||||||
|
Security
|
641069406
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
NSRGY
|
Meeting Date
|
23-Apr-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US6410694060
|
Agenda
|
935155956 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
16-Mar-2020
|
Holding Recon Date
|
16-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
15-Apr-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1.1
|
Approval of the Annual Review, the
financial statements of Nestlé S.A. and the
consolidated financial statements of the
Nestlé Group for 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.2
|
Acceptance of the Compensation Report
2019 (advisory vote).
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
Discharge to the members of the Board of
Directors and of the Management.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
Appropriation of profit resulting from the
balance sheet of Nestlé S.A. (proposed
dividend) for the financial year 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4AA
|
Re-election of Director: Mr. Paul Bulcke, as
member and Chairman
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4AB
|
Re-election of Director: Mr. Ulf Mark
Schneider
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4AC
|
Re-election of Director: Mr. Henri de
Castries
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4AD
|
Re-election of Director: Mr. Renato
Fassbind
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4AE
|
Re-election of Director: Mrs. Ann M.
Veneman
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4AF
|
Re-election of Director: Mrs. Eva Cheng
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4AG
|
Re-election of Director: Mr. Patrick
Aebischer
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4AH
|
Re-election of Director: Mrs. Ursula M.
Burns
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4AI
|
Re-election of Director: Mr. Kasper Rorsted
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4AJ
|
Re-election of Director: Mr. Pablo Isla
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4AK
|
Re-election of Director: Mrs. Kimberly A.
Ross
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4AL
|
Re-election of Director: Mr. Dick Boer
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4AM
|
Re-election of Director: Mr. Dinesh Paliwal
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4B
|
Election of Director: Mrs. Hanne Jimenez
de Mora
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4C1
|
Election of the member of the
Compensation Committee: Mr. Patrick
Aebischer
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4C2
|
Election of the member of the
Compensation Committee: Mrs. Ursula M.
Burns
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4C3
|
Election of the member of the
Compensation Committee: Mr. Pablo Isla
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4C4
|
Election of the member of the
Compensation Committee: Mr. Dick Boer
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4D
|
Election of the statutory auditors Ernst &
Young Ltd, Lausanne branch
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4E
|
Election of the Independent Representative
Hartmann Dreyer, Attorneys-at-law
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1
|
Approval of the compensation of the Board
of Directors
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2
|
Approval of the compensation of the
Executive Board
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
Capital reduction (by cancellation of shares)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
In the event of any yet unknown new or
modified proposal by a shareholder during
the General Meeting, I instruct the
Independent Representative to vote as
follows.
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
1,060,000
|
0
|
06-Apr-2020
|
06-Apr-2020
|
|||||||||||||||||||||||
|
HONEYWELL INTERNATIONAL INC.
|
||||||||||||||||||||||||||||||
|
Security
|
438516106
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
HON
|
Meeting Date
|
27-Apr-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US4385161066
|
Agenda
|
935137794 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
28-Feb-2020
|
Holding Recon Date
|
28-Feb-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
24-Apr-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Darius Adamczyk
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Duncan B. Angove
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: William S. Ayer
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: Kevin Burke
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: D. Scott Davis
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: Linnet F. Deily
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Deborah Flint
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: Judd Gregg
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Clive Hollick
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1J.
|
Election of Director: Grace D. Lieblein
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1K.
|
Election of Director: Raymond T. Odierno
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1L.
|
Election of Director: George Paz
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1M.
|
Election of Director: Robin L. Washington
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
Advisory Vote to Approve Executive
Compensation.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
Approval of Independent Accountants.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
Let Shareholders Vote on Bylaw
Amendments.
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
5.
|
Report on Lobbying Activities and
Expenditures.
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
1,200,000
|
0
|
21-Apr-2020
|
21-Apr-2020
|
|||||||||||||||||||||||
|
UNILEVER PLC
|
||||||||||||||||||||||||||||||
|
Security
|
904767704
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
UL
|
Meeting Date
|
29-Apr-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US9047677045
|
Agenda
|
935147428 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
04-Mar-2020
|
Holding Recon Date
|
04-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
17-Apr-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1.
|
To receive the Report and Accounts for the
year ended 31 December 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
To approve the Directors' Remuneration
Report.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
3.
|
To re-elect Mr N Andersen as a Non-
Executive Director.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
To re-elect Mrs L Cha as a Non-Executive
Director.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.
|
To re-elect Mr V Colao as a Non-Executive
Director.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6.
|
To re-elect Dr J Hartmann as a Non-
Executive Director.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.
|
To re-elect Mr A Jope as an Executive
Director.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.
|
To re-elect Ms A Jung as a Non-Executive
Director.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9.
|
To re-elect Ms S Kilsby as a Non-Executive
Director.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10.
|
To re-elect Mr S Masiyiwa as a Non-
Executive Director.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11.
|
To re-elect Professor Y Moon as a Non-
Executive Director.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12.
|
To re-elect Mr G Pitkethly as an Executive
Director.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13.
|
To re-elect Mr J Rishton as a Non-
Executive Director.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14.
|
To re-elect Mr F Sijbesma as a Non-
Executive Director.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15.
|
To reappoint KPMG LLP as Auditor of the
Company.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
16.
|
To authorise the Directors to fix the
remuneration of the Auditor.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
17.
|
To authorise Political Donations and
expenditure.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
18.
|
To renew the authority to Directors to issue
shares.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
19.
|
To renew the authority to Directors to
disapply pre-emption rights.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
20.
|
To renew the authority to Directors to
disapply pre-emption rights for the purposes
of acquisitions or capital investments.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
21.
|
To renew the authority to the Company to
purchase its own shares.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
22.
|
To shorten the Notice period for General
Meetings.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
2,650,000
|
0
|
13-Apr-2020
|
13-Apr-2020
|
|||||||||||||||||||||||
|
KONINKLIJKE PHILIPS ELECTRONICS N.V.
|
||||||||||||||||||||||||||||||
|
Security
|
500472303
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
PHG
|
Meeting Date
|
30-Apr-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US5004723038
|
Agenda
|
935175768 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
02-Apr-2020
|
Holding Recon Date
|
02-Apr-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
20-Apr-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
2B.
|
Proposal to adopt the financial statements
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
2C.
|
Proposal to adopt dividend
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
2D.
|
Remuneration Report 2019 (advisory vote)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
2E.
|
Proposal to discharge the members of the
Board of Management
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
2F.
|
Proposal to discharge the members of the
Supervisory Board
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
3A.
|
Proposal to adopt a Remuneration Policy
for the Board of Management
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
3B.
|
Proposal to approve a Long-Term Incentive
Plan for the Board of Management
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
3C.
|
Proposal to adopt a Remuneration Policy
for the Supervisory Board
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
4A.
|
Proposal to re-appoint Ms N. Dhawan as
member of the Supervisory Board
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
4B.
|
Proposal to appoint Mr F. Sijbesma as
member of the Supervisory Board
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
4C.
|
Proposal to appoint Mr P. Löscher as
member of the Supervisory Board
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
5A.
|
Proposals to authorize the Board of
Management to: issue shares or grant
rights to acquire shares
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
5B.
|
Proposals to authorize the Board of
Management to: restrict or exclude
preemption rights
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
6.
|
Proposal to authorize the Board of
Management to acquire shares in the
company
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
7.
|
Proposal to cancel shares
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
2,500,000
|
0
|
14-Apr-2020
|
14-Apr-2020
|
|||||||||||||||||||||||
|
BERKSHIRE HATHAWAY INC.
|
||||||||||||||||||||||||||||||
|
Security
|
084670702
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
BRKB
|
Meeting Date
|
02-May-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US0846707026
|
Agenda
|
935144105 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
04-Mar-2020
|
Holding Recon Date
|
04-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
01-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||
|
1
|
Warren E. Buffett
|
For
|
For
|
|||||||||||||||||||||||||||
|
2
|
Charles T. Munger
|
For
|
For
|
|||||||||||||||||||||||||||
|
3
|
Gregory E. Abel
|
For
|
For
|
|||||||||||||||||||||||||||
|
4
|
Howard G. Buffett
|
For
|
For
|
|||||||||||||||||||||||||||
|
5
|
Stephen B. Burke
|
For
|
For
|
|||||||||||||||||||||||||||
|
6
|
Kenneth I. Chenault
|
For
|
For
|
|||||||||||||||||||||||||||
|
7
|
Susan L. Decker
|
For
|
For
|
|||||||||||||||||||||||||||
|
8
|
David S. Gottesman
|
For
|
For
|
|||||||||||||||||||||||||||
|
9
|
Charlotte Guyman
|
For
|
For
|
|||||||||||||||||||||||||||
|
10
|
Ajit Jain
|
For
|
For
|
|||||||||||||||||||||||||||
|
11
|
Thomas S. Murphy
|
For
|
For
|
|||||||||||||||||||||||||||
|
12
|
Ronald L. Olson
|
For
|
For
|
|||||||||||||||||||||||||||
|
13
|
Walter Scott, Jr.
|
For
|
For
|
|||||||||||||||||||||||||||
|
14
|
Meryl B. Witmer
|
For
|
For
|
|||||||||||||||||||||||||||
|
2.
|
Non-binding resolution to approve the
compensation of the Company's Named
Executive Officers, as described in the 2020
Proxy Statement.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
Non-binding resolution to determine the
frequency (whether annual, biennial or
triennial) with which shareholders of the
Company shall be entitled to have an
advisory vote on executive compensation.
|
Management
|
3 Years
|
3 Years
|
||||||||||||||||||||||||||
|
4.
|
Shareholder proposal regarding diversity.
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
1,460,000
|
0
|
28-Apr-2020
|
28-Apr-2020
|
|||||||||||||||||||||||
|
EXPEDITORS INT'L OF WASHINGTON, INC.
|
||||||||||||||||||||||||||||||
|
Security
|
302130109
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
EXPD
|
Meeting Date
|
05-May-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US3021301094
|
Agenda
|
935150639 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
10-Mar-2020
|
Holding Recon Date
|
10-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
04-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1.1
|
Election of Director: Robert R. Wright
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.2
|
Election of Director: Glenn M. Alger
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.3
|
Election of Director: Robert P. Carlile
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.4
|
Election of Director: James M. DuBois
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.5
|
Election of Director: Mark A. Emmert
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.6
|
Election of Director: Diane H. Gulyas
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.7
|
Election of Director: Jeffrey S. Musser
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.8
|
Election of Director: Liane J. Pelletier
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
Advisory Vote to Approve Named Executive
Officer Compensation
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
Approve Amendments to the 2017 Omnibus
Incentive Plan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
Ratification of Independent Registered
Public Accounting Firm
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.
|
Shareholder Proposal: NYC Comptroller
Proposal
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
1,740,000
|
0
|
01-May-2020
|
01-May-2020
|
|||||||||||||||||||||||
|
PEPSICO, INC.
|
||||||||||||||||||||||||||||||
|
Security
|
713448108
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
PEP
|
Meeting Date
|
06-May-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US7134481081
|
Agenda
|
935148901 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
02-Mar-2020
|
Holding Recon Date
|
02-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
05-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Shona L. Brown
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Cesar Conde
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Ian Cook
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: Dina Dublon
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: Richard W. Fisher
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: Michelle Gass
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Ramon L. Laguarta
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: David C. Page
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Robert C. Pohlad
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1J.
|
Election of Director: Daniel Vasella
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1K.
|
Election of Director: Darren Walker
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1L.
|
Election of Director: Alberto Weisser
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
Ratification of the appointment of KPMG
LLP as the Company's independent
registered public accounting firm for fiscal
year 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
Advisory approval of the Company's
executive compensation.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
4.
|
Shareholder Proposal - Reduce Ownership
Threshold to Call Special Shareholder
Meetings.
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
5.
|
SHAREHOLDER PROPOSAL - REPORT
ON SUGAR AND PUBLIC HEALTH.
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
920,000
|
0
|
28-Apr-2020
|
28-Apr-2020
|
|||||||||||||||||||||||
|
NUTRIEN LTD. (THE "CORPORATION")
|
||||||||||||||||||||||||||||||
|
Security
|
67077M108
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
NTR
|
Meeting Date
|
06-May-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
CA67077M1086
|
Agenda
|
935164361 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
20-Mar-2020
|
Holding Recon Date
|
20-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
Canada
|
Vote Deadline Date
|
01-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||
|
1
|
Christopher M. Burley
|
For
|
For
|
|||||||||||||||||||||||||||
|
2
|
Maura J. Clark
|
For
|
For
|
|||||||||||||||||||||||||||
|
3
|
David C. Everitt
|
For
|
For
|
|||||||||||||||||||||||||||
|
4
|
Russell K. Girling
|
For
|
For
|
|||||||||||||||||||||||||||
|
5
|
Miranda C. Hubbs
|
For
|
For
|
|||||||||||||||||||||||||||
|
6
|
Alice D. Laberge
|
For
|
For
|
|||||||||||||||||||||||||||
|
7
|
Consuelo E. Madere
|
For
|
For
|
|||||||||||||||||||||||||||
|
8
|
Charles V. Magro
|
For
|
For
|
|||||||||||||||||||||||||||
|
9
|
Keith G. Martell
|
For
|
For
|
|||||||||||||||||||||||||||
|
10
|
Aaron W. Regent
|
For
|
For
|
|||||||||||||||||||||||||||
|
11
|
Mayo M. Schmidt
|
For
|
For
|
|||||||||||||||||||||||||||
|
2
|
The re-appointment of KPMG LLP,
Chartered Accountants, as auditor of the
Corporation.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
A non-binding advisory resolution to accept
the Corporation's approach to executive
compensation.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
351,120
|
0
|
28-Apr-2020
|
28-Apr-2020
|
|||||||||||||||||||||||
|
THE CHARLES SCHWAB CORPORATION
|
||||||||||||||||||||||||||||||
|
Security
|
808513105
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
SCHW
|
Meeting Date
|
12-May-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US8085131055
|
Agenda
|
935165565 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
16-Mar-2020
|
Holding Recon Date
|
16-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
11-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: William S. Haraf
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Frank C. Herringer
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Roger O. Walther
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
Ratification of the selection of Deloitte &
Touche LLP as independent auditors
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
Advisory vote to approve named executive
officer compensation
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
4.
|
Approve the 2013 Stock Incentive Plan as
Amended and Restated
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.
|
Approve the Amended and Restated
Bylaws to adopt a proxy access bylaw for
director nominations by stockholders
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6.
|
Stockholder Proposal requesting annual
disclosure of EEO-1 data
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
7.
|
Stockholder Proposal requesting disclosure
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
3,480,000
|
0
|
28-Apr-2020
|
28-Apr-2020
|
|||||||||||||||||||||||
|
MASCO CORPORATION
|
||||||||||||||||||||||||||||||
|
Security
|
574599106
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
MAS
|
Meeting Date
|
12-May-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US5745991068
|
Agenda
|
935174805 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
16-Mar-2020
|
Holding Recon Date
|
16-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
11-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1a.
|
Election of Director: Keith J. Allman
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1b.
|
Election of Director: J. Michael Losh
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1c.
|
Election of Director: Christopher A.
O'Herlihy
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1d.
|
Election of Director: Charles K. Stevens, III
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
To approve, by non-binding advisory vote,
the compensation paid to the Company's
named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the SEC, including the
Compensation Discussion and Analysis, the
compensation tables and the related
materials disclosed in the Proxy Statement.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
To ratify the selection of
PricewaterhouseCoopers LLP as
independent auditors for the Company for
2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
4,225,000
|
0
|
27-Apr-2020
|
27-Apr-2020
|
|||||||||||||||||||||||
|
HD SUPPLY HOLDINGS, INC.
|
||||||||||||||||||||||||||||||
|
Security
|
40416M105
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
HDS
|
Meeting Date
|
19-May-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US40416M1053
|
Agenda
|
935158457 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
23-Mar-2020
|
Holding Recon Date
|
23-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
18-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||
|
1
|
Kathleen J. Affeldt
|
Withheld
|
For
|
|||||||||||||||||||||||||||
|
2
|
Joseph J. DeAngelo
|
For
|
For
|
|||||||||||||||||||||||||||
|
3
|
Peter A. Dorsman
|
For
|
For
|
|||||||||||||||||||||||||||
|
4
|
Stephen J. Konenkamp
|
For
|
For
|
|||||||||||||||||||||||||||
|
5
|
Patrick R. McNamee
|
For
|
For
|
|||||||||||||||||||||||||||
|
6
|
Scott D. Ostfeld
|
For
|
For
|
|||||||||||||||||||||||||||
|
7
|
Charles W. Peffer
|
For
|
For
|
|||||||||||||||||||||||||||
|
8
|
James A. Rubright
|
For
|
For
|
|||||||||||||||||||||||||||
|
9
|
Lauren Taylor Wolfe
|
For
|
For
|
|||||||||||||||||||||||||||
|
2.
|
To ratify our board of directors' appointment
of PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending on January
31, 2021.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
To conduct an advisory vote to approve
named executive officer compensation.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
To conduct an advisory vote on the
frequency of advisory votes to approve
named executive officer compensation.
|
Management
|
1 Year
|
1 Year
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
2,805,000
|
0
|
13-May-2020
|
13-May-2020
|
|||||||||||||||||||||||
|
QUEST DIAGNOSTICS INCORPORATED
|
||||||||||||||||||||||||||||||
|
Security
|
74834L100
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
DGX
|
Meeting Date
|
19-May-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US74834L1008
|
Agenda
|
935159423 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
20-Mar-2020
|
Holding Recon Date
|
20-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
18-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Vicky B. Gregg
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Wright L. Lassiter III
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Timothy L. Main
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: Denise M. Morrison
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: Gary M. Pfeiffer
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: Timothy M. Ring
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Stephen H.
Rusckowski
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: Daniel C. Stanzione
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Helen I. Torley
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1J.
|
Election of Director: Gail R. Wilensky
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
An advisory resolution to approve the
executive officer compensation disclosed in
the Company's 2020 proxy statement
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
Ratification of the appointment of our
independent registered public accounting
firm for 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
1,835,000
|
0
|
15-May-2020
|
15-May-2020
|
|||||||||||||||||||||||
|
JPMORGAN CHASE & CO.
|
||||||||||||||||||||||||||||||
|
Security
|
46625H100
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
JPM
|
Meeting Date
|
19-May-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US46625H1005
|
Agenda
|
935170833 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
20-Mar-2020
|
Holding Recon Date
|
20-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
18-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Linda B. Bammann
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Stephen B. Burke
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Todd A. Combs
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: James S. Crown
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: James Dimon
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: Timothy P. Flynn
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Mellody Hobson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: Michael A. Neal
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Lee R. Raymond
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1J.
|
Election of Director: Virginia M. Rometty
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
Advisory resolution to approve executive
compensation
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
3.
|
Ratification of independent registered public
accounting firm
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
Independent board chairman
|
Shareholder
|
For
|
Against
|
||||||||||||||||||||||||||
|
5.
|
Oil and gas company and project financing
related to the Arctic and the Canadian oil
sands
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
6.
|
Climate change risk reporting
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
7.
|
Amend shareholder written consent
provisions
|
Shareholder
|
For
|
Against
|
||||||||||||||||||||||||||
|
8.
|
Charitable contributions disclosure
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
9.
|
Gender/Racial pay equity
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
1,295,000
|
0
|
15-May-2020
|
15-May-2020
|
|||||||||||||||||||||||
|
CHUBB LIMITED
|
||||||||||||||||||||||||||||||
|
Security
|
H1467J104
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
CB
|
Meeting Date
|
20-May-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
CH0044328745
|
Agenda
|
935169931 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
27-Mar-2020
|
Holding Recon Date
|
27-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
Bermuda
|
Vote Deadline Date
|
18-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
Approval of the management report,
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2A
|
Allocation of disposable profit
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2B
|
Distribution of a dividend out of legal
reserves (by way of release and allocation
to a dividend reserve)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
Discharge of the Board of Directors
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4A
|
Election of Auditor: Election of
PricewaterhouseCoopers AG (Zurich) as
our statutory auditor
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4B
|
Election of Auditor: Ratification of
appointment of PricewaterhouseCoopers
LLP (United States) as independent
registered public accounting firm for
purposes of U.S. securities law reporting
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4C
|
Election of Auditor: Election of BDO AG
(Zurich) as special audit firm
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5A
|
Election of Director: Evan G. Greenberg
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5B
|
Election of Director: Michael G. Atieh
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5C
|
Election of Director: Sheila P. Burke
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5D
|
Election of Director: James I. Cash
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5E
|
Election of Director: Mary Cirillo
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5F
|
Election of Director: Michael P. Connors
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5G
|
Election of Director: John A. Edwardson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5H
|
Election of Director: Robert J. Hugin
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5I
|
Election of Director: Robert W. Scully
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5J
|
Election of Director: Eugene B. Shanks, Jr.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5K
|
Election of Director: Theodore E. Shasta
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5L
|
Election of Director: David H. Sidwell
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5M
|
Election of Director: Olivier Steimer
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5N
|
Election of Director: Frances F. Townsend
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
Election of Evan G. Greenberg as
Chairman of the Board of Directors
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7A
|
Election of the Compensation Committee of
the Board of Directors: Michael P. Connors
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7B
|
Election of the Compensation Committee of
the Board of Directors: Mary Cirillo
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7C
|
Election of the Compensation Committee of
the Board of Directors: John A. Edwardson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7D
|
Election of the Compensation Committee of
the Board of Directors: Frances F.
Townsend
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8
|
Election of Homburger AG as independent
proxy
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
Amendment to the Articles of Association
relating to authorized share capital for
general purposes
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
Reduction of share capital
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11A
|
Compensation of the Board of Directors
until the next annual general meeting
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11B
|
Compensation of Executive Management
for the next calendar year
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12
|
Advisory vote to approve executive
compensation under U.S. securities law
requirements
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
A
|
If a new agenda item or a new proposal for
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
1,105,000
|
0
|
06-May-2020
|
06-May-2020
|
|||||||||||||||||||||||
|
SOUTHWEST AIRLINES CO.
|
||||||||||||||||||||||||||||||
|
Security
|
844741108
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
LUV
|
Meeting Date
|
21-May-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US8447411088
|
Agenda
|
935182256 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
25-Mar-2020
|
Holding Recon Date
|
25-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
20-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: David W. Biegler
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: J. Veronica Biggins
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Douglas H. Brooks
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: William H. Cunningham
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: John G. Denison
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: Thomas W. Gilligan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Gary C. Kelly
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: Grace D. Lieblein
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Nancy B. Loeffler
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1J.
|
Election of Director: John T. Montford
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1K.
|
Election of Director: Ron Ricks
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
Advisory vote to approve named executive
officer compensation.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
Ratification of the selection of Ernst &
Young LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
Advisory vote on shareholder proposal to
require an independent board chairman.
|
Shareholder
|
For
|
Against
|
||||||||||||||||||||||||||
|
5.
|
Advisory vote on shareholder proposal to
permit shareholder action by written
consent.
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
6.
|
Advisory vote on shareholder proposal
requesting an annual report disclosing
information regarding the Company's
lobbying policies and activities.
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
2,205,000
|
0
|
06-May-2020
|
06-May-2020
|
|||||||||||||||||||||||
|
DOLLAR GENERAL CORPORATION
|
||||||||||||||||||||||||||||||
|
Security
|
256677105
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
DG
|
Meeting Date
|
27-May-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US2566771059
|
Agenda
|
935166579 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
19-Mar-2020
|
Holding Recon Date
|
19-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
26-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Warren F. Bryant
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Michael M. Calbert
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Sandra B. Cochran
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: Patricia D. Fili-Krushel
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: Timothy I. McGuire
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: William C. Rhodes, III
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Debra A. Sandler
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: Ralph E. Santana
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Todd J. Vasos
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
To approve, on an advisory (non-binding)
basis, the resolution regarding the
compensation of Dollar General
Corporation's named executive officers as
disclosed in the proxy statement.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
3.
|
To ratify the appointment of Ernst & Young
LLP as Dollar General Corporation's
independent registered public accounting
firm for fiscal 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
To approve amendments to the amended
and restated charter, as amended, of Dollar
General Corporation to replace
supermajority voting requirements with a
majority voting requirement as described in
the proxy statement.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.
|
To approve an amendment to the amended
and restated bylaws of Dollar General
Corporation to replace the supermajority
voting requirement with a majority voting
requirement as described in the proxy
statement.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
1,085,000
|
0
|
22-May-2020
|
22-May-2020
|
|||||||||||||||||||||||
|
UNITEDHEALTH GROUP INCORPORATED
|
||||||||||||||||||||||||||||||
|
Security
|
91324P102
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
UNH
|
Meeting Date
|
01-Jun-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US91324P1021
|
Agenda
|
935188931 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
07-Apr-2020
|
Holding Recon Date
|
07-Apr-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
29-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Richard T. Burke
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Timothy P. Flynn
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Stephen J. Hemsley
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: Michele J. Hooper
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: F. William McNabb III
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: Valerie C. Montgomery
Rice, M.D.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: John H. Noseworthy,
M.D.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: Glenn M. Renwick
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: David S. Wichmann
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1J.
|
Election of Director: Gail R. Wilensky, Ph.D.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
Advisory approval of the Company's
executive compensation.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
Ratification of the appointment of Deloitte &
Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
Approval of the UnitedHealth Group 2020
Stock Incentive Plan.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.
|
If properly presented at the 2020 Annual
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting any material amendment to the
Company's Bylaws be subject to a non-
binding shareholder vote.
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
835,000
|
0
|
15-May-2020
|
15-May-2020
|
|||||||||||||||||||||||
|
COMCAST CORPORATION
|
||||||||||||||||||||||||||||||
|
Security
|
20030N101
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
CMCSA
|
Meeting Date
|
03-Jun-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US20030N1019
|
Agenda
|
935190532 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
03-Apr-2020
|
Holding Recon Date
|
03-Apr-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
02-Jun-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||
|
1
|
Kenneth J. Bacon
|
For
|
For
|
|||||||||||||||||||||||||||
|
2
|
Madeline S. Bell
|
For
|
For
|
|||||||||||||||||||||||||||
|
3
|
Naomi M. Bergman
|
For
|
For
|
|||||||||||||||||||||||||||
|
4
|
Edward D. Breen
|
Withheld
|
For
|
|||||||||||||||||||||||||||
|
5
|
Gerald L. Hassell
|
Withheld
|
For
|
|||||||||||||||||||||||||||
|
6
|
Jeffrey A. Honickman
|
For
|
For
|
|||||||||||||||||||||||||||
|
7
|
Maritza G. Montiel
|
For
|
For
|
|||||||||||||||||||||||||||
|
8
|
Asuka Nakahara
|
For
|
For
|
|||||||||||||||||||||||||||
|
9
|
David C. Novak
|
Withheld
|
For
|
|||||||||||||||||||||||||||
|
10
|
Brian L. Roberts
|
For
|
For
|
|||||||||||||||||||||||||||
|
2.
|
Ratification of the appointment of our
independent auditors
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
Approval of Amended 2003 Stock Option
Plan
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
4.
|
Approval of Amended 2002 Restricted
Stock Plan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.
|
Advisory vote on executive compensation
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
6.
|
To provide a lobbying report
|
Shareholder
|
For
|
Against
|
||||||||||||||||||||||||||
|
7.
|
To require an independent board chairman
|
Shareholder
|
For
|
Against
|
||||||||||||||||||||||||||
|
8.
|
To conduct independent investigation and
report on risks posed by failing to prevent
sexual harassment
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
3,075,000
|
0
|
29-May-2020
|
29-May-2020
|
|||||||||||||||||||||||
|
BOOKING HOLDINGS INC.
|
||||||||||||||||||||||||||||||
|
Security
|
09857L108
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
BKNG
|
Meeting Date
|
04-Jun-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US09857L1089
|
Agenda
|
935188929 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
09-Apr-2020
|
Holding Recon Date
|
09-Apr-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
03-Jun-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||
|
1
|
Timothy M. Armstrong
|
For
|
For
|
|||||||||||||||||||||||||||
|
2
|
Jeffery H. Boyd
|
For
|
For
|
|||||||||||||||||||||||||||
|
3
|
Glenn D. Fogel
|
For
|
For
|
|||||||||||||||||||||||||||
|
4
|
Mirian M. Graddick-Weir
|
For
|
For
|
|||||||||||||||||||||||||||
|
5
|
Wei Hopeman
|
For
|
For
|
|||||||||||||||||||||||||||
|
6
|
Robert J. Mylod, Jr.
|
For
|
For
|
|||||||||||||||||||||||||||
|
7
|
Charles H. Noski
|
For
|
For
|
|||||||||||||||||||||||||||
|
8
|
Nicholas J. Read
|
For
|
For
|
|||||||||||||||||||||||||||
|
9
|
Thomas E. Rothman
|
For
|
For
|
|||||||||||||||||||||||||||
|
10
|
Bob van Dijk
|
For
|
For
|
|||||||||||||||||||||||||||
|
11
|
Lynn M. Vojvodich
|
For
|
For
|
|||||||||||||||||||||||||||
|
12
|
Vanessa A. Wittman
|
For
|
For
|
|||||||||||||||||||||||||||
|
2.
|
Advisory vote to approve 2019 executive
compensation.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
3.
|
Ratification of Deloitte & Touche LLP as our
independent registered public accounting
firm for the fiscal year ending December 31,
2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
Stockholder proposal requesting the right of
stockholders to act by written consent.
|
Shareholder
|
For
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
100,000
|
0
|
18-May-2020
|
18-May-2020
|
|||||||||||||||||||||||
|
THE CHARLES SCHWAB CORPORATION
|
||||||||||||||||||||||||||||||
|
Security
|
808513105
|
Meeting Type
|
Special
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
SCHW
|
Meeting Date
|
04-Jun-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US8085131055
|
Agenda
|
935219091 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
27-Apr-2020
|
Holding Recon Date
|
27-Apr-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
03-Jun-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1.
|
Approve the issuance of Schwab common
shares, consisting of common stock and
nonvoting common stock, to holders of
shares of TD Ameritrade common stock in
connection with the merger contemplated
with TD Ameritrade.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
Approve an amendment to the Schwab
charter to increase the number of
authorized shares of capital stock of
Schwab by 300 million and create a new
class of Schwab nonvoting common stock.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
Approve a proposal that will give the
Schwab board of directors authority to
adjourn the Schwab special meeting from
time to time if necessary to solicit additional
proxies if there are not sufficient votes to
approve Proposals 1 and 2 above at the
time of the Schwab special meeting, or any
adjournment or postponement of the
Schwab special meeting.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
3,330,000
|
0
|
22-May-2020
|
22-May-2020
|
|||||||||||||||||||||||
|
THE TJX COMPANIES, INC.
|
||||||||||||||||||||||||||||||
|
Security
|
872540109
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
TJX
|
Meeting Date
|
09-Jun-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US8725401090
|
Agenda
|
935195633 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
13-Apr-2020
|
Holding Recon Date
|
13-Apr-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
08-Jun-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Zein Abdalla
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Alan M. Bennett
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Rosemary T. Berkery
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: David T. Ching
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: Ernie Herrman
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: Michael F. Hines
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Amy B. Lane
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: Carol Meyrowitz
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Jackwyn L. Nemerov
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1J.
|
Election of Director: John F. O'Brien
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1K.
|
Election of Director: Willow B. Shire
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
Ratification of appointment of
PricewaterhouseCoopers as TJX's
independent registered public accounting
firm for fiscal 2021
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
Advisory approval of TJX's executive
compensation (the say-on-pay vote)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
Shareholder proposal for a report on
reduction in chemical footprint
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
5.
|
Shareholder proposal for a report on animal
welfare
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
6.
|
Shareholder proposal for setting target
amounts for CEO compensation
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
7.
|
Shareholder proposal for disclosure
regarding executive share retention
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
2,325,000
|
0
|
27-May-2020
|
27-May-2020
|
|||||||||||||||||||||||
|
OMNICOM GROUP INC.
|
||||||||||||||||||||||||||||||
|
Security
|
681919106
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
OMC
|
Meeting Date
|
09-Jun-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US6819191064
|
Agenda
|
935198970 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
22-Apr-2020
|
Holding Recon Date
|
22-Apr-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
08-Jun-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1.1
|
Election of Director: John D. Wren
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.2
|
Election of Director: Mary C. Choksi
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.3
|
Election of Director: Leonard S. Coleman,
Jr.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.4
|
Election of Director: Susan S. Denison
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.5
|
Election of Director: Ronnie S. Hawkins
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.6
|
Election of Director: Deborah J. Kissire
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.7
|
Election of Director: Gracia C. Martore
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.8
|
Election of Director: Linda Johnson Rice
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.9
|
Election of Director: Valerie M. Williams
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
Advisory resolution to approve executive
compensation.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
3.
|
Ratification of the appointment of KPMG
LLP as the Company's independent
auditors for the 2020 fiscal year.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
Shareholder proposal regarding proxy
access amendment.
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
1,915,000
|
0
|
04-Jun-2020
|
04-Jun-2020
|
|||||||||||||||||||||||
|
DOLLAR TREE, INC.
|
||||||||||||||||||||||||||||||
|
Security
|
256746108
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
DLTR
|
Meeting Date
|
11-Jun-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US2567461080
|
Agenda
|
935193261 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
09-Apr-2020
|
Holding Recon Date
|
09-Apr-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
10-Jun-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Arnold S. Barron
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Gregory M. Bridgeford
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Thomas W. Dickson
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: Lemuel E. Lewis
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: Jeffrey G. Naylor
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: Gary M. Philbin
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Bob Sasser
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: Thomas A. Saunders III
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Stephanie P. Stahl
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
1J.
|
Election of Director: Carrie A. Wheeler
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
1K.
|
Election of Director: Thomas E. Whiddon
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
1L.
|
Election of Director: Carl P. Zeithaml
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
2.
|
To approve, by a non-binding advisory vote,
the compensation of the Company's named
executive officers.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
3.
|
To ratify the selection of KPMG LLP as the
Company's independent registered public
accounting firm for the fiscal year 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
To vote on the shareholder proposal on
greenhouse gas emissions goals.
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
1,505,000
|
0
|
08-Jun-2020
|
08-Jun-2020
|
|||||||||||||||||||||||
|
KONINKLIJKE PHILIPS ELECTRONICS N.V.
|
||||||||||||||||||||||||||||||
|
Security
|
500472303
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
PHG
|
Meeting Date
|
26-Jun-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US5004723038
|
Agenda
|
935234411 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
29-May-2020
|
Holding Recon Date
|
29-May-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
16-Jun-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1.
|
Proposal to adopt a dividend of EUR 0.85
per common share, in shares only, against
the net income for 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2300
|
FMI Large Cap Fund
|
9980
|
U.S. BANK
|
2,475,000
|
0
|
11-Jun-2020
|
11-Jun-2020
|
|||||||||||||||||||||||
|
ARMSTRONG WORLD INDUSTRIES, INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
04247X102
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
AWI
|
Meeting Date
|
11-Jul-2019
|
|||||||||||||||||||||||||||||
|
ISIN
|
US04247X1028
|
Agenda
|
935037134 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
23-Apr-2019
|
Holding Recon Date
|
23-Apr-2019
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
10-Jul-2019
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||||
|
1
|
Stan A. Askren
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2
|
Victor D. Grizzle
|
For
|
For
|
|||||||||||||||||||||||||||||
|
3
|
Tao Huang
|
For
|
For
|
|||||||||||||||||||||||||||||
|
4
|
Barbara L. Loughran
|
For
|
For
|
|||||||||||||||||||||||||||||
|
5
|
Larry S. McWilliams
|
For
|
For
|
|||||||||||||||||||||||||||||
|
6
|
James C. Melville
|
For
|
For
|
|||||||||||||||||||||||||||||
|
7
|
John J. Roberts
|
For
|
For
|
|||||||||||||||||||||||||||||
|
8
|
Wayne R. Shurts
|
For
|
For
|
|||||||||||||||||||||||||||||
|
9
|
Roy W. Templin
|
For
|
For
|
|||||||||||||||||||||||||||||
|
10
|
Cherryl T. Thomas
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2.
|
To ratify the selection of KPMG LLP as our
independent registered public accounting
firm for 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
To approve, on an advisory basis, our
executive compensation program.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
525,000
|
0
|
02-Jul-2019
|
12-Jul-2019
|
|||||||||||||||||||||||||
|
VIASAT, INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
92552V100
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
VSAT
|
Meeting Date
|
04-Sep-2019
|
|||||||||||||||||||||||||||||
|
ISIN
|
US92552V1008
|
Agenda
|
935063519 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
08-Jul-2019
|
Holding Recon Date
|
08-Jul-2019
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
03-Sep-2019
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||||
|
1
|
Richard Baldridge
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2
|
Sean Pak
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2.
|
Ratification of Appointment of
PricewaterhouseCoopers LLP as ViaSat's
Independent Registered Public Accounting
Firm for fiscal year 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Advisory Vote on Executive Compensation.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||||
|
4.
|
Amendment and Restatement of the
Employee Stock Purchase Plan.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
5.
|
Amendment and Restatement of the 1996
Equity Participation Plan.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
310,000
|
0
|
28-Aug-2019
|
28-Aug-2019
|
|||||||||||||||||||||||||
|
EPLUS INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
294268107
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
PLUS
|
Meeting Date
|
18-Sep-2019
|
|||||||||||||||||||||||||||||
|
ISIN
|
US2942681071
|
Agenda
|
935068759 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
23-Jul-2019
|
Holding Recon Date
|
23-Jul-2019
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
17-Sep-2019
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||||
|
1
|
BRUCE M. BOWEN
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2
|
JOHN E. CALLIES
|
For
|
For
|
|||||||||||||||||||||||||||||
|
3
|
C. THOMAS FAULDERS, III
|
For
|
For
|
|||||||||||||||||||||||||||||
|
4
|
ERIC D. HOVDE
|
For
|
For
|
|||||||||||||||||||||||||||||
|
5
|
IRA A. HUNT, III
|
For
|
For
|
|||||||||||||||||||||||||||||
|
6
|
MARK P. MARRON
|
For
|
For
|
|||||||||||||||||||||||||||||
|
7
|
MAUREEN F. MORRISON
|
For
|
For
|
|||||||||||||||||||||||||||||
|
8
|
BEN XIANG
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2.
|
ADVISORY VOTE ON NAMED
EXECUTIVE OFFICER COMPENSATION,
AS DISCLOSED IN THE PROXY.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||||
|
3.
|
PROPOSAL TO RATIFY THE SELECTION
OF DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR
2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
270,000
|
0
|
12-Sep-2019
|
12-Sep-2019
|
|||||||||||||||||||||||||
|
PHIBRO ANIMAL HEALTH CORPORATION
|
||||||||||||||||||||||||||||||||
|
Security
|
71742Q106
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
PAHC
|
Meeting Date
|
04-Nov-2019
|
|||||||||||||||||||||||||||||
|
ISIN
|
US71742Q1067
|
Agenda
|
935082002 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
05-Sep-2019
|
Holding Recon Date
|
05-Sep-2019
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
01-Nov-2019
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||||
|
1
|
Jack C. Bendheim
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2
|
E. Thomas Corcoran
|
For
|
For
|
|||||||||||||||||||||||||||||
|
3
|
Dr. George Gunn
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2.
|
Approval, on an advisory basis, of the
compensation paid to the named executive
officers, as disclosed in the proxy
statement.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Advisory vote on the frequency of future
advisory votes on the compensation of the
named executive officers.
|
Management
|
1 Year
|
3 Years
|
||||||||||||||||||||||||||||
|
4.
|
Ratification of the selection of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
June 30, 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
180,000
|
0
|
30-Oct-2019
|
30-Oct-2019
|
|||||||||||||||||||||||||
|
DONALDSON COMPANY, INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
257651109
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
DCI
|
Meeting Date
|
22-Nov-2019
|
|||||||||||||||||||||||||||||
|
ISIN
|
US2576511099
|
Agenda
|
935086668 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
23-Sep-2019
|
Holding Recon Date
|
23-Sep-2019
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
21-Nov-2019
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||||
|
1
|
Michael J. Hoffman
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2
|
Douglas A. Milroy
|
For
|
For
|
|||||||||||||||||||||||||||||
|
3
|
Willard D. Oberton
|
For
|
For
|
|||||||||||||||||||||||||||||
|
4
|
John P. Wiehoff
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2.
|
A non-binding advisory vote on the
compensation of our Named Executive
Officers.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
To adopt the Donaldson Company, Inc.
2019 Master Stock Incentive Plan.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
4.
|
Ratification of the appointment of
PricewaterhouseCoopers LLP as
Donaldson Company, Inc.'s independent
registered public accounting firm for the
fiscal year ending July 31, 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
288,000
|
0
|
19-Nov-2019
|
19-Nov-2019
|
|||||||||||||||||||||||||
|
WOODWARD, INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
980745103
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
WWD
|
Meeting Date
|
29-Jan-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US9807451037
|
Agenda
|
935114897 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
02-Dec-2019
|
Holding Recon Date
|
02-Dec-2019
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
28-Jan-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1A
|
Election of Director: Paul Donovan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1B
|
Election of Director: Mary L. Petrovich
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1C
|
Election of Director: James R. Rulseh
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2.
|
PROPOSAL TO RATIFY THE
APPOINTMENT OF DELOITTE & TOUCHE
LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
PROPOSAL FOR THE ADVISORY
RESOLUTION REGARDING THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
4.
|
PROPOSAL FOR THE APPROVAL OF AN
AMENDMENT TO THE AMENDED AND
RESTATED WOODWARD, INC. 2017
OMNIBUS INCENTIVE PLAN.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
265,000
|
0
|
21-Jan-2020
|
21-Jan-2020
|
|||||||||||||||||||||||||
|
MSC INDUSTRIAL DIRECT CO., INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
553530106
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
MSM
|
Meeting Date
|
29-Jan-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US5535301064
|
Agenda
|
935116839 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
11-Dec-2019
|
Holding Recon Date
|
11-Dec-2019
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
28-Jan-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||||
|
1
|
Mitchell Jacobson
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2
|
Erik Gershwind
|
For
|
For
|
|||||||||||||||||||||||||||||
|
3
|
Jonathan Byrnes
|
For
|
For
|
|||||||||||||||||||||||||||||
|
4
|
Louise Goeser
|
For
|
For
|
|||||||||||||||||||||||||||||
|
5
|
Michael Kaufmann
|
For
|
For
|
|||||||||||||||||||||||||||||
|
6
|
Denis Kelly
|
For
|
For
|
|||||||||||||||||||||||||||||
|
7
|
Steven Paladino
|
For
|
For
|
|||||||||||||||||||||||||||||
|
8
|
Philip Peller
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2.
|
To ratify the appointment of Ernst & Young
LLP as our independent registered public
accounting firm for fiscal year 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
To approve, on an advisory basis, the
compensation of our named executive
officers.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
210,000
|
0
|
23-Jan-2020
|
23-Jan-2020
|
|||||||||||||||||||||||||
|
AVERY DENNISON CORPORATION
|
||||||||||||||||||||||||||||||||
|
Security
|
053611109
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
AVY
|
Meeting Date
|
23-Apr-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US0536111091
|
Agenda
|
935137706 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
24-Feb-2020
|
Holding Recon Date
|
24-Feb-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
22-Apr-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1A.
|
Election of Director: Bradley Alford
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1B.
|
Election of Director: Anthony Anderson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1C.
|
Election of Director: Peter Barker
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1D.
|
Election of Director: Mark Barrenechea
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1E.
|
Election of Director: Mitchell Butier
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1F.
|
Election of Director: Ken Hicks
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1G.
|
Election of Director: Andres Lopez
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1H.
|
Election of Director: Patrick Siewert
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1I.
|
Election of Director: Julia Stewart
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1J.
|
Election of Director: Martha Sullivan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2.
|
Approval, on an advisory basis, of our
executive compensation.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Ratification of the appointment of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
405,000
|
0
|
24-Mar-2020
|
24-Mar-2020
|
|||||||||||||||||||||||||
|
VALMONT INDUSTRIES, INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
920253101
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
VMI
|
Meeting Date
|
28-Apr-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US9202531011
|
Agenda
|
935144597 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
06-Mar-2020
|
Holding Recon Date
|
06-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
27-Apr-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||||
|
1
|
Mogens C. Bay
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2
|
Walter Scott, Jr.
|
For
|
For
|
|||||||||||||||||||||||||||||
|
3
|
Clark T. Randt, Jr.
|
For
|
For
|
|||||||||||||||||||||||||||||
|
4
|
Richard A. Lanoha
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2.
|
Advisory approval of the company's
executive compensation.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Ratifying the appointment of Deloitte &
Touche LLP as independent auditors for
fiscal 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
147,000
|
0
|
24-Mar-2020
|
24-Mar-2020
|
|||||||||||||||||||||||||
|
ENPRO INDUSTRIES, INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
29355X107
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
NPO
|
Meeting Date
|
29-Apr-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US29355X1072
|
Agenda
|
935158572 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
13-Mar-2020
|
Holding Recon Date
|
13-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
28-Apr-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||||
|
1
|
Marvin A. Riley
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2
|
Thomas M. Botts
|
For
|
For
|
|||||||||||||||||||||||||||||
|
3
|
Felix M. Brueck
|
For
|
For
|
|||||||||||||||||||||||||||||
|
4
|
B. Bernard Burns, Jr.
|
For
|
For
|
|||||||||||||||||||||||||||||
|
5
|
Diane C. Creel
|
For
|
For
|
|||||||||||||||||||||||||||||
|
6
|
Adele M. Gulfo
|
For
|
For
|
|||||||||||||||||||||||||||||
|
7
|
David L. Hauser
|
For
|
For
|
|||||||||||||||||||||||||||||
|
8
|
John Humphrey
|
For
|
For
|
|||||||||||||||||||||||||||||
|
9
|
Kees van der Graaf
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2.
|
On an advisory basis, to approve the
compensation to our named executive
officers as disclosed in the proxy statement.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
To approve the EnPro Industries, Inc. 2020
Equity Compensation Plan.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
4.
|
To ratify the selection of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31,
2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
228,000
|
0
|
27-Apr-2020
|
27-Apr-2020
|
|||||||||||||||||||||||||
|
RYDER SYSTEM, INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
783549108
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
R
|
Meeting Date
|
01-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US7835491082
|
Agenda
|
935143026 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
06-Mar-2020
|
Holding Recon Date
|
06-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
30-Apr-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1A.
|
Election of Director: Robert J. Eck
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1B.
|
Election of Director: Robert A. Hagemann
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1C.
|
Election of Director: Michael F. Hilton
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1D.
|
Election of Director: Tamara L. Lundgren
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1E.
|
Election of Director: Luis P. Nieto
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1F.
|
Election of Director: David G. Nord
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1G.
|
Election of Director: Robert E. Sanchez
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1H.
|
Election of Director: Abbie J. Smith
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1I.
|
Election of Director: E. Follin Smith
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1J.
|
Election of Director: Dmitri L. Stockton
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1K.
|
Election of Director: Hansel E. Tookes, II
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2.
|
Ratification of PricewaterhouseCoopers
LLP as independent registered certified
public accounting firm for the 2020 fiscal
year.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Approval, on an advisory basis, of the
compensation of our named executive
officers.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||||
|
4.
|
Approval of Amended and Restated Stock
Purchase Plan for Employees.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
5.
|
Shareholder proposal on shareholder
approval of bylaw amendments.
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
530,000
|
0
|
28-Apr-2020
|
28-Apr-2020
|
|||||||||||||||||||||||||
|
ZIONS BANCORPORATION
|
||||||||||||||||||||||||||||||||
|
Security
|
989701107
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
ZION
|
Meeting Date
|
01-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US9897011071
|
Agenda
|
935149509 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
27-Feb-2020
|
Holding Recon Date
|
27-Feb-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
30-Apr-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1A.
|
Election of Director: Jerry C. Atkin
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1B.
|
Election of Director: Gary L. Crittenden
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1C.
|
Election of Director: Suren K. Gupta
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1D.
|
Election of Director: J. David Heaney
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1E.
|
Election of Director: Vivian S. Lee
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1F.
|
Election of Director: Scott J. McLean
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1G.
|
Election of Director: Edward F. Murphy
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1H.
|
Election of Director: Stephen D. Quinn
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1I.
|
Election of Director: Harris H. Simmons
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1J.
|
Election of Director: Aaron B. Skonnard
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1K.
|
Election of Director: Barbara A. Yastine
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2.
|
Ratification of the appointment of Ernst &
Young LLP as the Independent Registered
Public Accounting Firm to audit the Bank's
financial statements for the current fiscal
year.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Approval, on a nonbinding advisory basis,
of the compensation paid to the Bank's
named executive officers with respect to
fiscal year ended December 31, 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
595,000
|
0
|
28-Apr-2020
|
28-Apr-2020
|
|||||||||||||||||||||||||
|
TRINITY INDUSTRIES, INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
896522109
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
TRN
|
Meeting Date
|
04-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US8965221091
|
Agenda
|
935174362 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
13-Mar-2020
|
Holding Recon Date
|
13-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
01-May-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||||
|
1
|
John L. Adams
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2
|
Brandon B. Boze
|
For
|
For
|
|||||||||||||||||||||||||||||
|
3
|
John J. Diez
|
For
|
For
|
|||||||||||||||||||||||||||||
|
4
|
Leldon E. Echols
|
For
|
For
|
|||||||||||||||||||||||||||||
|
5
|
Charles W. Matthews
|
For
|
For
|
|||||||||||||||||||||||||||||
|
6
|
E. Jean Savage
|
For
|
For
|
|||||||||||||||||||||||||||||
|
7
|
Dunia A. Shive
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2.
|
Advisory vote to approve named executive
officer compensation.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Ratification of the appointment of Ernst &
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
1,085,000
|
0
|
28-Apr-2020
|
28-Apr-2020
|
|||||||||||||||||||||||||
|
CARLISLE COMPANIES INCORPORATED
|
||||||||||||||||||||||||||||||||
|
Security
|
142339100
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
CSL
|
Meeting Date
|
06-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US1423391002
|
Agenda
|
935150285 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
11-Mar-2020
|
Holding Recon Date
|
11-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
05-May-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1A.
|
Election of Director: Robert G. Bohn
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1B.
|
Election of Director: Gregg A. Ostrander
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1C.
|
Election of Director: Jesse G. Singh
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2.
|
To ratify the appointment of Deloitte &
Touche LLP as the Company's independent
registered public accounting firm for 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
To approve, on an advisory basis, the
Company's named executive officer
compensation in 2019.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
312,000
|
0
|
15-Apr-2020
|
15-Apr-2020
|
|||||||||||||||||||||||||
|
GRAHAM HOLDINGS COMPANY
|
||||||||||||||||||||||||||||||||
|
Security
|
384637104
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
GHC
|
Meeting Date
|
07-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US3846371041
|
Agenda
|
935160820 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
18-Mar-2020
|
Holding Recon Date
|
18-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
06-May-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||||
|
1
|
Christopher C. Davis
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2
|
Anne M. Mulcahy
|
For
|
For
|
|||||||||||||||||||||||||||||
|
3
|
Larry D. Thompson
|
For
|
For
|
|||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
65,000
|
0
|
04-May-2020
|
04-May-2020
|
|||||||||||||||||||||||||
|
MANPOWERGROUP INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
56418H100
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
MAN
|
Meeting Date
|
08-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US56418H1005
|
Agenda
|
935150122 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
28-Feb-2020
|
Holding Recon Date
|
28-Feb-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
07-May-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1A.
|
Election of Director: Gina R. Boswell
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1B.
|
Election of Director: Cari M. Dominguez
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1C.
|
Election of Director: William Downe
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1D.
|
Election of Director: John F. Ferraro
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1E.
|
Election of Director: Patricia Hemingway
Hall
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1F.
|
Election of Director: Julie M. Howard
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1G.
|
Election of Director: Ulice Payne, Jr.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1H.
|
Election of Director: Jonas Prising
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1I.
|
Election of Director: Paul Read
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1J.
|
Election of Director: Elizabeth P. Sartain
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1K.
|
Election of Director: Michael J. Van Handel
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2.
|
Ratification of Deloitte & Touche LLP as our
independent auditors for 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Advisory vote to approve the compensation
of our named executive officers.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||||
|
4.
|
To approve the amendment and
restatement of the 2011 Equity Incentive
Plan of ManpowerGroup Inc.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
315,000
|
0
|
28-Apr-2020
|
28-Apr-2020
|
|||||||||||||||||||||||||
|
TRIMAS CORPORATION
|
||||||||||||||||||||||||||||||||
|
Security
|
896215209
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
TRS
|
Meeting Date
|
12-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US8962152091
|
Agenda
|
935163763 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
13-Mar-2020
|
Holding Recon Date
|
13-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
11-May-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||||
|
1
|
Herbert K. Parker
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2
|
Holly M. Boehne
|
For
|
For
|
|||||||||||||||||||||||||||||
|
3
|
Teresa M. Finley
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2.
|
Ratification of the appointment of Deloitte &
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Approval, on a non-binding advisory basis,
of the compensation paid to the Company's
Named Executive Officers.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
1,195,000
|
0
|
05-May-2020
|
05-May-2020
|
|||||||||||||||||||||||||
|
PENSKE AUTOMOTIVE GROUP, INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
70959W103
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
PAG
|
Meeting Date
|
13-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US70959W1036
|
Agenda
|
935158483 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
17-Mar-2020
|
Holding Recon Date
|
17-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
12-May-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||||
|
1
|
John D. Barr
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2
|
Lisa Davis
|
For
|
For
|
|||||||||||||||||||||||||||||
|
3
|
Wolfgang Dürheimer
|
For
|
For
|
|||||||||||||||||||||||||||||
|
4
|
Michael R. Eisenson
|
For
|
For
|
|||||||||||||||||||||||||||||
|
5
|
Robert H. Kurnick, Jr.
|
For
|
For
|
|||||||||||||||||||||||||||||
|
6
|
Kimberly J. McWaters
|
For
|
For
|
|||||||||||||||||||||||||||||
|
7
|
Greg Penske
|
For
|
For
|
|||||||||||||||||||||||||||||
|
8
|
Roger S. Penske
|
For
|
For
|
|||||||||||||||||||||||||||||
|
9
|
Sandra E. Pierce
|
For
|
For
|
|||||||||||||||||||||||||||||
|
10
|
Greg C. Smith
|
For
|
For
|
|||||||||||||||||||||||||||||
|
11
|
Ronald G. Steinhart
|
For
|
For
|
|||||||||||||||||||||||||||||
|
12
|
H. Brian Thompson
|
For
|
For
|
|||||||||||||||||||||||||||||
|
13
|
Masashi Yamanaka
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2.
|
Approval of our 2020 Equity Incentive Plan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Ratification of Deloitte & Touche LLP as our
independent auditor for 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
4.
|
Approval, by non-binding vote, of executive
compensation.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
440,000
|
0
|
04-May-2020
|
04-May-2020
|
|||||||||||||||||||||||||
|
ARROW ELECTRONICS, INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
042735100
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
ARW
|
Meeting Date
|
13-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US0427351004
|
Agenda
|
935160553 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
16-Mar-2020
|
Holding Recon Date
|
16-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
12-May-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||||
|
1
|
Barry W. Perry
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2
|
William F. Austen
|
For
|
For
|
|||||||||||||||||||||||||||||
|
3
|
Steven H. Gunby
|
For
|
For
|
|||||||||||||||||||||||||||||
|
4
|
Gail E. Hamilton
|
For
|
For
|
|||||||||||||||||||||||||||||
|
5
|
Richard S. Hill
|
For
|
For
|
|||||||||||||||||||||||||||||
|
6
|
M.F. (Fran) Keeth
|
For
|
For
|
|||||||||||||||||||||||||||||
|
7
|
Andrew C. Kerin
|
For
|
For
|
|||||||||||||||||||||||||||||
|
8
|
Laurel J. Krzeminski
|
For
|
For
|
|||||||||||||||||||||||||||||
|
9
|
Michael J. Long
|
For
|
For
|
|||||||||||||||||||||||||||||
|
10
|
Stephen C. Patrick
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2.
|
To ratify the appointment of Ernst & Young
LLP as Arrow's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
To approve, by non-binding vote, named
executive officer compensation.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
366,000
|
0
|
07-May-2020
|
07-May-2020
|
|||||||||||||||||||||||||
|
THE HOWARD HUGHES CORPORATION
|
||||||||||||||||||||||||||||||||
|
Security
|
44267D107
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
HHC
|
Meeting Date
|
14-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US44267D1072
|
Agenda
|
935170201 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
18-Mar-2020
|
Holding Recon Date
|
18-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
13-May-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1A.
|
Election of Director: William Ackman
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1B.
|
Election of Director: Adam Flatto
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1C.
|
Election of Director: Jeffrey Furber
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1D.
|
Election of Director: Beth Kaplan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1E.
|
Election of Director: Paul Layne
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1F.
|
Election of Director: Allen Model
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1G.
|
Election of Director: R. Scot Sellers
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1H.
|
Election of Director: Steven Shepsman
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1I.
|
Election of Director: Mary Ann Tighe
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2.
|
Advisory vote to approve executive
compensation (Say-on-Pay)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Approval of The Howard Hughes
Corporation 2020 Equity Incentive Plan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
4.
|
Ratification of the appointment of Ernst &
Young LLP as our independent registered
public accounting firm for 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
217,000
|
0
|
04-May-2020
|
04-May-2020
|
|||||||||||||||||||||||||
|
HD SUPPLY HOLDINGS, INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
40416M105
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
HDS
|
Meeting Date
|
19-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US40416M1053
|
Agenda
|
935158457 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
23-Mar-2020
|
Holding Recon Date
|
23-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
18-May-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||||
|
1
|
Kathleen J. Affeldt
|
Withheld
|
For
|
|||||||||||||||||||||||||||||
|
2
|
Joseph J. DeAngelo
|
For
|
For
|
|||||||||||||||||||||||||||||
|
3
|
Peter A. Dorsman
|
For
|
For
|
|||||||||||||||||||||||||||||
|
4
|
Stephen J. Konenkamp
|
For
|
For
|
|||||||||||||||||||||||||||||
|
5
|
Patrick R. McNamee
|
For
|
For
|
|||||||||||||||||||||||||||||
|
6
|
Scott D. Ostfeld
|
For
|
For
|
|||||||||||||||||||||||||||||
|
7
|
Charles W. Peffer
|
For
|
For
|
|||||||||||||||||||||||||||||
|
8
|
James A. Rubright
|
For
|
For
|
|||||||||||||||||||||||||||||
|
9
|
Lauren Taylor Wolfe
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2.
|
To ratify our board of directors' appointment
of PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending on January
31, 2021.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
To conduct an advisory vote to approve
named executive officer compensation.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
4.
|
To conduct an advisory vote on the
frequency of advisory votes to approve
named executive officer compensation.
|
Management
|
1 Year
|
1 Year
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
900,000
|
0
|
13-May-2020
|
13-May-2020
|
|||||||||||||||||||||||||
|
DENTSPLY SIRONA INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
24906P109
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
XRAY
|
Meeting Date
|
20-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US24906P1093
|
Agenda
|
935171974 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
23-Mar-2020
|
Holding Recon Date
|
23-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
19-May-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1A.
|
Election of Director: Michael C. Alfano
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1B.
|
Election of Director: Eric K. Brandt
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1C.
|
Election of Director: Donald M. Casey Jr.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1D.
|
Election of Director: Willie A. Deese
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1E.
|
Election of Director: Betsy D. Holden
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1F.
|
Election of Director: Arthur D. Kowaloff
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1G.
|
Election of Director: Harry M. Kraemer Jr.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1H.
|
Election of Director: Gregory T. Lucier
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1I.
|
Election of Director: Francis J. Lunger
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1J.
|
Election of Director: Leslie F. Varon
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1K.
|
Election of Director: Janet S. Vergis
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2.
|
Ratification of the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accountants for 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Approval, by non-binding vote, of the
Company's executive compensation.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
235,000
|
0
|
15-May-2020
|
15-May-2020
|
|||||||||||||||||||||||||
|
GENPACT LIMITED
|
||||||||||||||||||||||||||||||||
|
Security
|
G3922B107
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
G
|
Meeting Date
|
20-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
BMG3922B1072
|
Agenda
|
935175516 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
27-Mar-2020
|
Holding Recon Date
|
27-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
Bermuda
|
Vote Deadline Date
|
19-May-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.1
|
Election of Director: N.V. Tyagarajan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.2
|
Election of Director: James Madden
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.3
|
Election of Director: Ajay Agrawal
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.4
|
Election of Director: Stacey Cartwright
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.5
|
Election of Director: Laura Conigliaro
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.6
|
Election of Director: Carol Lindstrom
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.7
|
Election of Director: CeCelia Morken
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.8
|
Election of Director: Mark Nunnelly
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.9
|
Election of Director: Mark Verdi
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2.
|
To approve, on a non-binding, advisory
basis, the compensation of our named
executive officers.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||||
|
3.
|
To approve the appointment of KPMG as
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
1,175,000
|
0
|
15-May-2020
|
15-May-2020
|
|||||||||||||||||||||||||
|
CORE LABORATORIES N.V.
|
||||||||||||||||||||||||||||||||
|
Security
|
N22717107
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
CLB
|
Meeting Date
|
20-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
NL0000200384
|
Agenda
|
935179108 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
13-Mar-2020
|
Holding Recon Date
|
13-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
19-May-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1A.
|
Election of Class I Supervisory Director:
Harvey Klingensmith. (Please note that an
Abstain vote is treated as a Withhold)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1B.
|
Election of Class I Supervisory Director:
Monique van Dijken Eeuwijk. (Please note
that an Abstain vote is treated as a
Withhold)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2.
|
To appoint KPMG, including its U.S. and
Dutch affiliates (collectively, "KPMG") as
Core Laboratories N.V.'s independent
registered public accountants for the year
ending December 31, 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
To confirm and adopt our Dutch Statutory
Annual Accounts in the English language
for the fiscal year ended December 31,
2019, following a discussion of our Dutch
Report of the Management Board for that
same period.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
4.
|
To approve and resolve the cancellation of
our repurchased shares held at 12:01 a.m.
CEST on May 20, 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
5.
|
To approve and resolve the extension of the
existing authority to repurchase up to 10%
of our issued share capital from time to time
for an 18-month period, until November 20,
2021, and such repurchased shares may be
used for any legal purpose.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
6.
|
To approve and resolve the extension of the
authority to issue shares and/or to grant
rights (including options to purchase) with
respect to our common and preference
shares up to a maximum of 10% of
outstanding shares per annum until
November 20, 2021.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
7.
|
To approve and resolve the extension of the
authority to limit or exclude the preemptive
rights of the holders of our common shares
and/or preference shares up to a maximum
of 10% of outstanding shares per annum
until November 20, 2021.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
8A.
|
Approve, on an advisory basis, the
compensation philosophy, policies and
procedures described in the section entitled
Compensation Discussion and Analysis
("CD&A"), and the compensation of Core
Laboratories N.V.'s named executive
officers as disclosed pursuant to the United
States Securities and Exchange
Commission's compensation disclosure
rules, including the compensation tables.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
8B.
|
Cast a favorable advisory vote on the
remuneration report referred to in Section
2:135b of the Dutch Civil Code for the fiscal
year ended December 31, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
8C.
|
Adopt the remuneration policy for the
Management Board and the Supervisory
Board in line with new Dutch legal
requirements.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
9.
|
To approve and resolve the amendment
and restatement of the Core Laboratories
N.V. 2014 Long-Term Incentive Plan (the
"LTIP"), the principal purposes of which are
to increase the number of shares
authorized for issuance thereunder, to
extend the term of the LTIP through May
20, 2030, and for other purposes.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
336,210
|
0
|
15-May-2020
|
15-May-2020
|
|||||||||||||||||||||||||
|
ROBERT HALF INTERNATIONAL INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
770323103
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
RHI
|
Meeting Date
|
20-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US7703231032
|
Agenda
|
935184060 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
27-Mar-2020
|
Holding Recon Date
|
27-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
19-May-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.1
|
Election of Director: Julia L. Coronado
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.2
|
Election of Director: Dirk A. Kempthorne
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.3
|
Election of Director: Harold M. Messmer, Jr.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.4
|
Election of Director: Marc H. Morial
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.5
|
Election of Director: Barbara J. Novogradac
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.6
|
Election of Director: Robert J. Pace
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.7
|
Election of Director: Frederick A. Richman
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.8
|
Election of Director: M. Keith Waddell
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2.
|
To cast an advisory vote to approve
executive compensation.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
To ratify the appointment of
PricewaterhouseCoopers LLP, as the
Company's independent registered public
accounting firm for 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
477,900
|
0
|
12-May-2020
|
12-May-2020
|
|||||||||||||||||||||||||
|
INSIGHT ENTERPRISES, INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
45765U103
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
NSIT
|
Meeting Date
|
20-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US45765U1034
|
Agenda
|
935184464 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
30-Mar-2020
|
Holding Recon Date
|
30-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
19-May-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.1
|
Election of Director: Richard E. Allen
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.2
|
Election of Director: Bruce W. Armstrong
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.3
|
Election of Director: Linda Breard
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.4
|
Election of Director: Timothy A. Crown
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.5
|
Election of Director: Catherine Courage
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.6
|
Election of Director: Anthony A. Ibargüen
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.7
|
Election of Director: Kenneth T. Lamneck
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.8
|
Election of Director: Kathleen S. Pushor
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.9
|
Election of Director: Girish Rishi
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2.
|
Advisory vote (non-binding) to approve
named executive officer compensation
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Approval of the 2020 Omnibus Plan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
4.
|
Ratification of the appointment of KPMG
LLP as our independent registered public
accounting firm for the year ending
December 31, 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
210,000
|
0
|
15-May-2020
|
15-May-2020
|
|||||||||||||||||||||||||
|
HENRY SCHEIN, INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
806407102
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
HSIC
|
Meeting Date
|
21-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US8064071025
|
Agenda
|
935176695 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
23-Mar-2020
|
Holding Recon Date
|
23-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
20-May-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1A.
|
Election of Director: Barry J. Alperin
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1B.
|
Election of Director: Gerald A. Benjamin
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1C.
|
Election of Director: Stanley M. Bergman
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1D.
|
Election of Director: James P. Breslawski
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1E.
|
Election of Director: Paul Brons
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1F.
|
Election of Director: Shira Goodman
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1G.
|
Election of Director: Joseph L. Herring
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1H.
|
Election of Director: Kurt P. Kuehn
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1I.
|
Election of Director: Philip A. Laskawy
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1J.
|
Election of Director: Anne H. Margulies
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1K.
|
Election of Director: Mark E. Mlotek
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1L.
|
Election of Director: Steven Paladino
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1M.
|
Election of Director: Carol Raphael
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1N.
|
Election of Director: E. Dianne Rekow,
DDS, Ph.D.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1O.
|
Election of Director: Bradley T. Sheares,
Ph.D.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2.
|
Proposal to amend and restate the
Company's Amended and Restated 2013
Stock Incentive Plan to, among other
things, increase the aggregate share
reserve and extend the term of the plan to
March 31, 2030.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Proposal to approve, by non-binding vote,
the 2019 compensation paid to the
Company's Named Executive Officers.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||||
|
4.
|
Proposal to ratify the selection of BDO
USA, LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 26, 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
200,000
|
0
|
18-May-2020
|
18-May-2020
|
|||||||||||||||||||||||||
|
THE INTERPUBLIC GROUP OF COMPANIES, INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
460690100
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
IPG
|
Meeting Date
|
21-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US4606901001
|
Agenda
|
935182852 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
30-Mar-2020
|
Holding Recon Date
|
30-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
20-May-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.1
|
Election of Director: Jocelyn Carter-Miller
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.2
|
Election of Director: Mary J. Steele Guilfoile
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.3
|
Election of Director: Dawn Hudson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.4
|
Election of Director: Jonathan F. Miller
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.5
|
Election of Director: Patrick Q. Moore
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.6
|
Election of Director: Michael I. Roth
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.7
|
Election of Director: Linda S. Sanford
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.8
|
Election of Director: David M. Thomas
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.9
|
Election of Director: E. Lee Wyatt Jr.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2.
|
Ratification of the appointment of
PricewaterhouseCoopers LLP as
Interpublic's independent registered public
accounting firm for the year 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Advisory vote to approve named executive
officer compensation.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||||
|
4.
|
Stockholder proposal entitled "Special
Stockholder Meetings."
|
Management
|
Against
|
Against
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
1,535,000
|
0
|
15-May-2020
|
15-May-2020
|
|||||||||||||||||||||||||
|
WHITE MOUNTAINS INSURANCE GROUP, LTD.
|
||||||||||||||||||||||||||||||||
|
Security
|
G9618E107
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
WTM
|
Meeting Date
|
21-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
BMG9618E1075
|
Agenda
|
935199477 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
01-Apr-2020
|
Holding Recon Date
|
01-Apr-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
20-May-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||||
|
1
|
G. Manning Rountree
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2
|
Mary C. Choksi
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2.
|
Approval of the advisory resolution on
executive compensation.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Approval of the appointment of
PricewaterhouseCooopers LLP ("PwC") as
the Company's Independent Registered
Public Accounting Firm for 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
36,000
|
0
|
13-May-2020
|
13-May-2020
|
|||||||||||||||||||||||||
|
FLOWSERVE CORPORATION
|
||||||||||||||||||||||||||||||||
|
Security
|
34354P105
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
FLS
|
Meeting Date
|
22-May-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US34354P1057
|
Agenda
|
935176378 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
27-Mar-2020
|
Holding Recon Date
|
27-Mar-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
21-May-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1A.
|
Election of Director: R. Scott Rowe
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1B.
|
Election of Director: Sujeet Chand
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1C.
|
Election of Director: Ruby R. Chandy
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1D.
|
Election of Director: Gayla J. Delly
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1E.
|
Election of Director: Roger L. Fix
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1F.
|
Election of Director: John R. Friedery
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1G.
|
Election of Director: John L. Garrison
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1H.
|
Election of Director: Michael C. McMurray
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1I.
|
Election of Director: David E. Roberts
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2.
|
Advisory vote to approve named executive
officer compensation.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Ratification of the appointment of
PricewaterhouseCoopers LLP to serve as
the Company's independent auditor for
2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
4.
|
Amendments to the Company's Certificate
of Incorporation to allow shareholder action
by less than unanimous written consent.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
5.
|
A shareholder proposal on advisory vote for
amendments to organizational documents.
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
290,000
|
0
|
07-May-2020
|
07-May-2020
|
|||||||||||||||||||||||||
|
FIRSTCASH, INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
33767D105
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
FCFS
|
Meeting Date
|
04-Jun-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US33767D1054
|
Agenda
|
935192308 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
13-Apr-2020
|
Holding Recon Date
|
13-Apr-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
03-Jun-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1A.
|
Election of Director: Mr. Daniel E. Berce
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1B.
|
Election of Director: Mr. Mikel D. Faulkner
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1C.
|
Election of Director: Mr. Randel G. Owen
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2.
|
Ratification of the selection of RSM US LLP
as the independent registered public
accounting firm of the Company for the year
ending December 31, 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Approve, by non-binding vote, the
compensation of named executive officers
as described in the proxy statement.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
365,000
|
0
|
01-Jun-2020
|
01-Jun-2020
|
|||||||||||||||||||||||||
|
KENNEDY-WILSON HOLDINGS, INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
489398107
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
KW
|
Meeting Date
|
11-Jun-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US4893981070
|
Agenda
|
935211134 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
24-Apr-2020
|
Holding Recon Date
|
24-Apr-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
10-Jun-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.1
|
Election of Director: Todd Boehly
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.2
|
Election of Director: David Minella
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.3
|
Election of Director: Mary Ricks
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1.4
|
Election of Director: Sanaz Zaimi
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2.
|
To approve, on an advisory nonbinding
basis, the compensation of the Company's
named executive officers.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
To ratify the appointment of KPMG LLP as
the Company's independent registered
accounting firm for the 2020 fiscal year.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
1,340,000
|
0
|
08-Jun-2020
|
08-Jun-2020
|
|||||||||||||||||||||||||
|
W. R. BERKLEY CORPORATION
|
||||||||||||||||||||||||||||||||
|
Security
|
084423102
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
WRB
|
Meeting Date
|
12-Jun-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US0844231029
|
Agenda
|
935198831 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
15-Apr-2020
|
Holding Recon Date
|
15-Apr-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
11-Jun-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1A.
|
Election of Director: María Luisa Ferré
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1B.
|
Election of Director: Jack H. Nusbaum
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1C.
|
Election of Director: Mark L. Shapiro
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
1D.
|
Election of Director: Jonathan Talisman
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2.
|
To approve and adopt an amendment to the
Company's Restated Certificate of
Incorporation to increase the authorized
number of shares of common stock from
500,000,000 to 750,000,000
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
Non-binding advisory vote on a resolution
approving the compensation of the
Company's named executive officers
pursuant to the compensation disclosure
rules of the U.S. Securities and Exchange
Commission, or "say-on-pay" vote
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
4.
|
Ratification of the appointment of KPMG
LLP as the independent registered public
accounting firm for the Company for the
fiscal year ending December 31, 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
382,000
|
0
|
01-Jun-2020
|
01-Jun-2020
|
|||||||||||||||||||||||||
|
ARMSTRONG WORLD INDUSTRIES, INC.
|
||||||||||||||||||||||||||||||||
|
Security
|
04247X102
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
AWI
|
Meeting Date
|
25-Jun-2020
|
|||||||||||||||||||||||||||||
|
ISIN
|
US04247X1028
|
Agenda
|
935202832 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
21-Apr-2020
|
Holding Recon Date
|
21-Apr-2020
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
24-Jun-2020
|
|||||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||||
|
1
|
Stan A. Askren
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2
|
Victor D. Grizzle
|
For
|
For
|
|||||||||||||||||||||||||||||
|
3
|
Tao Huang
|
For
|
For
|
|||||||||||||||||||||||||||||
|
4
|
Barbara L. Loughran
|
For
|
For
|
|||||||||||||||||||||||||||||
|
5
|
Larry S. McWilliams
|
For
|
For
|
|||||||||||||||||||||||||||||
|
6
|
James C. Melville
|
For
|
For
|
|||||||||||||||||||||||||||||
|
7
|
Wayne R. Shurts
|
For
|
For
|
|||||||||||||||||||||||||||||
|
8
|
Roy W. Templin
|
For
|
For
|
|||||||||||||||||||||||||||||
|
9
|
Cherryl T. Thomas
|
For
|
For
|
|||||||||||||||||||||||||||||
|
2.
|
To ratify the selection of KPMG LLP as our
independent registered public accounting
firm for 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3.
|
To approve, on an advisory basis, our
executive compensation program.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||||
|
000011896300
|
FMI Common Stock Fund
|
9999
|
U.S. BANK
|
222,000
|
0
|
09-Jun-2020
|
09-Jun-2020
|
|||||||||||||||||||||||||
|
B&M EUROPEAN VALUE RETAIL SA.
|
||||||||||||||||||||||||||||||||
|
Security
|
L1175H106
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
26-Jul-2019
|
||||||||||||||||||||||||||||||
|
ISIN
|
LU1072616219
|
Agenda
|
711324006 - Management
|
|||||||||||||||||||||||||||||
|
Record Date
|
12-Jul-2019
|
Holding Recon Date
|
12-Jul-2019
|
|||||||||||||||||||||||||||||
|
City /
|
Country
|
LUXEMB
OURG
|
/
|
Luxembourg
|
Vote Deadline Date
|
19-Jul-2019
|
||||||||||||||||||||||||||
|
SEDOL(s)
|
BMTRW10 - BNFXC97 - BW39G09
|
Quick Code
|
||||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||||
|
1
|
RECEIVE BOARD REPORTS ON THE
CONSOLIDATED AND
UNCONSOLIDATED FINANCIAL
STATEMENTS AND ANNUAL ACCOUNTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
2
|
RECEIVE CONSOLIDATED AND
UNCONSOLIDATED FINANCIAL
STATEMENTS AND ANNUAL
ACCOUNTS, AND AUDITORS' REPORTS
THEREON
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
3
|
APPROVE CONSOLIDATED FINANCIAL
STATEMENTS AND ANNUAL ACCOUNTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
4
|
APPROVE UNCONSOLIDATED
FINANCIAL STATEMENTS AND ANNUAL
ACCOUNTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
5
|
APPROVE ALLOCATION OF INCOME
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
6
|
APPROVE DIVIDENDS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
7
|
APPROVE REMUNERATION REPORT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
8
|
APPROVE DISCHARGE OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
9
|
RE-ELECT PETER BAMFORD AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
10
|
RE-ELECT SIMON ARORA AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
11
|
RE-ELECT PAUL MCDONALD AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
12
|
RE-ELECT RON MCMILLAN AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
13
|
RE-ELECT KATHLEEN GUION AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
14
|
RE-ELECT TIFFANY HALL AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
15
|
ELECT CAROLYN BRADLEY AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
16
|
ELECT GILLES PETIT AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
17
|
APPROVE DISCHARGE OF AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
18
|
REAPPOINT KPMG LUXEMBOURG
SOCIETE COOPERATIVE AS AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
19
|
AUTHORISE BOARD TO FIX
REMUNERATION OF AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
20
|
AUTHORISE MARKET PURCHASE OF
ORDINARY SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
21
|
AUTHORISE ISSUE OF EQUITY
WITHOUT PRE-EMPTIVE RIGHTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
22
|
AUTHORISE ISSUE OF EQUITY
WITHOUT PRE-EMPTIVE RIGHTS IN
CONNECTION WITH AN ACQUISITION
OR OTHER CAPITAL INVESTMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
34,305,000
|
0
|
15-Jul-2019
|
15-Jul-2019
|
|||||||||||||||||||||||
|
MERLIN ENTERTAINMENTS PLC
|
||||||||||||||||||||||||||||||
|
Security
|
G6019W108
|
Meeting Type
|
Court Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
03-Sep-2019
|
||||||||||||||||||||||||||||
|
ISIN
|
GB00BDZT6P94
|
Agenda
|
711469646 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
30-Aug-2019
|
||||||||||||||||||||||||||||
|
City /
|
Country
|
LONDON
|
/
|
United
Kingdom
|
Vote Deadline Date
|
28-Aug-2019
|
||||||||||||||||||||||||
|
SEDOL(s)
|
BDZT6P9 - BGFBLC8 - BGLVXV5
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
TO APPROVE THE SCHEME
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT ABSTAIN IS NOT A
VALID VOTE OPTION FOR THIS
MEETING TYPE.-PLEASE CHOOSE
BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE-
ABSTAIN FOR THIS MEETING THEN
YOUR VOTE WILL BE DISREGARDED BY
THE ISSUER OR-ISSUERS AGENT.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
37,700,000
|
0
|
26-Aug-2019
|
26-Aug-2019
|
|||||||||||||||||||||||
|
MERLIN ENTERTAINMENTS PLC
|
||||||||||||||||||||||||||||||
|
Security
|
G6019W108
|
Meeting Type
|
Ordinary General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
03-Sep-2019
|
||||||||||||||||||||||||||||
|
ISIN
|
GB00BDZT6P94
|
Agenda
|
711469824 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
30-Aug-2019
|
||||||||||||||||||||||||||||
|
City /
|
Country
|
LONDON
|
/
|
United
Kingdom
|
Vote Deadline Date
|
28-Aug-2019
|
||||||||||||||||||||||||
|
SEDOL(s)
|
BDZT6P9 - BGFBLC8 - BGLVXV5
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
TO IMPLEMENT THE SCHEME, AS SET
OUT IN THE NOTICE OF GENERAL
MEETING, INCLUDING THE
AMENDMENT TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
37,700,000
|
0
|
26-Aug-2019
|
26-Aug-2019
|
|||||||||||||||||||||||
|
WPP PLC
|
||||||||||||||||||||||||||||||
|
Security
|
G9788D103
|
Meeting Type
|
Ordinary General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
24-Oct-2019
|
||||||||||||||||||||||||||||
|
ISIN
|
JE00B8KF9B49
|
Agenda
|
711606941 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
22-Oct-2019
|
||||||||||||||||||||||||||||
|
City /
|
Country
|
LONDON
|
/
|
Jersey
|
Vote Deadline Date
|
18-Oct-2019
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B8KF9B4 - B9GRCY5 - BD1MS89
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
THAT: (A) THE PROPOSED SALE BY
WPP PLC (THE COMPANY) AND ITS SUBSIDIARIES OF 60 PER CENT. OF THEIR KANTAR BUSINESS, AND THE ESTABLISHMENT OF, AND COMPLIANCE BY THE COMPANY AND ITS SUBSIDIARIES WITH THE TERMS AND CONDITIONS OF, THE JOINT VENTURE, EACH AS DESCRIBED IN THE CIRCULAR (TOGETHER, THE TRANSACTION), AS A CLASS 1 TRANSACTION SUBSTANTIALLY ON THE TERMS AND SUBJECT TO THE CONDITIONS OF THE SALE AGREEMENT DATED 12 JULY 2019 (AS AMENDED) BETWEEN THE COMPANY, SUMMER (BC) UK BIDCO LIMITED AND SUMMER (BC) TOPCO S.A R.L. (THE SALE AGREEMENT) AND THE SHAREHOLDERS' AGREEMENT TO BE ENTERED INTO BETWEEN, AMONG OTHERS, CERTAIN SUBSIDIARIES OF THE COMPANY AND SUMMER (BC) TOPCO S.A R.L. (THE SHAREHOLDERS' AGREEMENT), AND ALL OTHER AGREEMENTS AND ANCILLARY DOCUMENTS CONTEMPLATED BY THE SALE AGREEMENT AND THE SHAREHOLDERS' AGREEMENT, BE AND ARE APPROVED FOR THE PURPOSES OF CHAPTER 10 OF THE LISTING RULES OF THE FINANCIAL CONDUCT AUTHORITY, WITH ANY CHANGES AS ARE PERMITTED IN ACCORDANCE WITH (B) BELOW; AND (B) THE DIRECTORS OF THE COMPANY (THE DIRECTORS) (OR ANY DULY AUTHORISED COMMITTEE OF THE DIRECTORS) BE AND ARE AUTHORISED: (I) TO DO OR PROCURE TO BE DONE ALL SUCH ACTS AND THINGS ON BEHALF OF THE COMPANY AND ANY OF ITS SUBSIDIARIES AS THE DIRECTORS (OR ANY DULY |
Management
|
|
For
|
||||||||||||||||||||||||||
|
AUTHORISED COMMITTEE OF THE
DIRECTORS) CONSIDER NECESSARY, EXPEDIENT OR DESIRABLE IN CONNECTION WITH, AND TO IMPLEMENT, THE TRANSACTION; AND (II) TO AGREE SUCH MODIFICATIONS, VARIATIONS, REVISIONS, WAIVERS, EXTENSIONS, ADDITIONS OR AMENDMENTS (NOT BEING MODIFICATIONS, VARIATIONS, REVISIONS, WAIVERS, EXTENSIONS, ADDITIONS OR AMENDMENTS OF A MATERIAL NATURE) AS THE DIRECTORS (OR ANY DULY AUTHORISED COMMITTEE OF THE DIRECTORS) MAY IN THEIR ABSOLUTE DISCRETION DEEM NECESSARY, EXPEDIENT OR DESIRABLE IN CONNECTION WITH THE TRANSACTION, THE SALE AGREEMENT, THE SHAREHOLDERS' AGREEMENT AND/OR THE ASSOCIATED AND ANCILLARY AGREEMENTS |
||||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
14,200,000
|
0
|
|
|
|||||||||||||||||||||||
|
SMITHS GROUP PLC
|
||||||||||||||||||||||||||||||
|
Security
|
G82401111
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
13-Nov-2019
|
||||||||||||||||||||||||||||
|
ISIN
|
GB00B1WY2338
|
Agenda
|
711614671 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
11-Nov-2019
|
||||||||||||||||||||||||||||
|
City /
|
Country
|
LONDON
|
/
|
United
Kingdom
|
Vote Deadline Date
|
07-Nov-2019
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B1WY233 - B1YYQ17 - B1YZ472
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
ADOPTION OF ANNUAL REPORT FY2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
APPROVAL OF DIRECTORS
REMUNERATION REPORT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
DECLARATION OF A FINAL DIVIDEND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4
|
RE-ELECTION OF BRUNO ANGELICI AS
A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5
|
RE-ELECTION OF OLIVIER BOHUON AS
A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
RE-ELECTION OF SIR GEORGE
BUCKLEY AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
RE-ELECTION OF DAME ANN DOWLING
AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8
|
RE-ELECTION OF TANYA FRATTO AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
RE-ELECTION OF WILLIAM SEEGER AS
A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
RE-ELECTION OF MARK SELIGMAN AS
A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11
|
RE-ELECTION OF JOHN SHIPSEY AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12
|
RE-ELECTION OF ANDREW REYNOLDS
SMITH AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13
|
RE-ELECTION OF NOEL TATA AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14
|
APPOINTMENT OF KPMG LLP AS
AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15
|
AUDITORS REMUNERATION
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
16
|
AUTHORITY TO ISSUE SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
17
|
AUTHORITY TO DISAPPLY PRE-
EMPTION RIGHTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
18
|
ADDITIONAL AUTHORITY TO DISAPPLY
PRE-EMPTION RIGHTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
19
|
AUTHORITY TO MAKE MARKET
PURCHASES OF SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
20
|
AUTHORITY TO CALL GENERAL
MEETINGS OTHER THAN ANNUAL
GENERAL MEETINGS ON NOT LESS
THAN 14 CLEAR DAYS NOTICE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
21
|
AUTHORITY TO MAKE POLITICAL
DONATIONS AND EXPENDITURE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
12,825,000
|
0
|
05-Nov-2019
|
05-Nov-2019
|
|||||||||||||||||||||||
|
FERGUSON PLC
|
||||||||||||||||||||||||||||||
|
Security
|
G3421J106
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
21-Nov-2019
|
||||||||||||||||||||||||||||
|
ISIN
|
JE00BJVNSS43
|
Agenda
|
711652621 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
19-Nov-2019
|
||||||||||||||||||||||||||||
|
City /
|
Country
|
LONDON
|
/
|
Jersey
|
Vote Deadline Date
|
15-Nov-2019
|
||||||||||||||||||||||||
|
SEDOL(s)
|
BJVNSS4 - BK8XX01 - BKB0C57 -
BKB1DD5
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
TO RECEIVE THE COMPANY'S ANNUAL
REPORT AND ACCOUNTS FOR THE
YEAR ENDED 31 JULY 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
TO APPROVE THE DIRECTORS'
REMUNERATION REPORT FOR THE
YEAR ENDED 31 JULY 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
TO APPROVE THE REMUNERATION
POLICY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4
|
TO DECLARE A FINAL DIVIDEND OF
145.1 CENTS PER ORDINARY SHARE
FOR THE YEAR ENDED 31 JULY 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5
|
TO ELECT MS TESSA BAMFORD' AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
TO ELECT MR GARETH DAVIS' AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
TO ELECT MR GEOFF DRABBLE' AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8
|
TO ELECT MS CATHERINE HALLIGAN'
AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
TO ELECT MR KEVIN MURPHY' AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
TO ELECT MR ALAN MURRAY' AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11
|
TO ELECT MR MICHAEL POWELL' AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12
|
TO ELECT MR TOM SCHMITT' AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13
|
TO ELECT DR NADIA SHOURABOURA'
AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14
|
TO ELECT MS JACQUELINE SIMMONDS'
AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15
|
TO APPOINT DELOITTE LLP AS THE
AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
16
|
TO AUTHORISE THE AUDIT COMMITTEE
ON BEHALF OF THE DIRECTORS TO
AGREE THE REMUNERATION OF THE
AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
17
|
TO AUTHORISE THE COMPANY TO
INCUR POLITICAL EXPENDITURE AND
TO MAKE POLITICAL DONATIONS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
18
|
TO AUTHORISE THE COMPANY'S
DIRECTORS TO ALLOT EQUITY
SECURITIES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
19
|
TO APPROVE THE AMENDMENTS TO
THE FERGUSON GROUP LONG TERM
INCENTIVE PLAN 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
20
|
TO AUTHORISE THE COMPANY'S
DIRECTORS TO ALLOT EQUITY
SECURITIES WITHOUT THE
APPLICATION OF PRE-EMPTION
RIGHTS'
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
21
|
TO AUTHORISE THE COMPANY'S
DIRECTORS TO ALLOT EQUITY
SECURITIES WITHOUT THE
APPLICATION OF PRE-EMPTION
RIGHTS FOR THE PURPOSES OF
FINANCING OR REFINANCING AN
ACQUISITION OR SPECIFIED CAPITAL
INVESTMENT'
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
22
|
TO AUTHORISE THE COMPANY TO
PURCHASE ITS OWN ORDINARY
SHARES'
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
4,950,000
|
0
|
13-Nov-2019
|
13-Nov-2019
|
|||||||||||||||||||||||
|
WHITBREAD PLC
|
||||||||||||||||||||||||||||||
|
Security
|
G9606P197
|
Meeting Type
|
Ordinary General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
06-Dec-2019
|
||||||||||||||||||||||||||||
|
ISIN
|
GB00B1KJJ408
|
Agenda
|
711767953 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
04-Dec-2019
|
||||||||||||||||||||||||||||
|
City /
|
Country
|
LONDON
|
/
|
United
Kingdom
|
Vote Deadline Date
|
02-Dec-2019
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B1KJJ40 - B1MCN34 - B1MCN67 -
BYZB9G4
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
TO APPROVE THE REVISED
DIRECTORS' REMUNERATION POLICY
AS SET OUT IN APPENDIX I OF THE
CIRCULAR CONTAINING THE NOTICE
OF GENERAL MEETING
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
TO APPROVE THE ADOPTION OF THE
RULES FOR THE NEW RESTRICTED
SHARE PLAN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
4,223,000
|
0
|
22-Nov-2019
|
22-Nov-2019
|
|||||||||||||||||||||||
|
SHAW COMMUNICATIONS INC
|
||||||||||||||||||||||||||||||
|
Security
|
82028K200
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
14-Jan-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
CA82028K2002
|
Agenda
|
711877401 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
25-Nov-2019
|
Holding Recon Date
|
25-Nov-2019
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
CALGAR
Y
|
/
|
Canada
|
Vote Deadline Date
|
08-Jan-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
2591900 - 2801836 - B1CH0J4
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT THIS IS AN
INFORMATIONAL MEETING, AS THE ISIN
DOES NOT HOLD-VOTING RIGHTS.
SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY-
REQUEST A NON-VOTING ENTRANCE
CARD. THANK YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.1
|
ELECTION OF DIRECTOR: PETER J.
BISSONNETTE
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.2
|
ELECTION OF DIRECTOR: ADRIAN I.
BURNS
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.3
|
ELECTION OF DIRECTOR: HON.
CHRISTINA J. CLARK
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.4
|
ELECTION OF DIRECTOR: DR. RICHARD
R. GREEN
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.5
|
ELECTION OF DIRECTOR: GREGG
KEATING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.6
|
ELECTION OF DIRECTOR: MICHAEL W.
O'BRIEN
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.7
|
ELECTION OF DIRECTOR: PAUL K. PEW
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.8
|
ELECTION OF DIRECTOR: JEFFREY C.
ROYER
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.9
|
ELECTION OF DIRECTOR: BRADLEY S.
SHAW
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.10
|
ELECTION OF DIRECTOR: JR SHAW
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.11
|
ELECTION OF DIRECTOR: MIKE
SIEVERT
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.12
|
ELECTION OF DIRECTOR: JC
SPARKMAN
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.13
|
ELECTION OF DIRECTOR: CARL E.
VOGEL
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.14
|
ELECTION OF DIRECTOR: SHEILA C.
WEATHERILL
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.15
|
ELECTION OF DIRECTOR: WILLARD H.
YUILL
|
Non-Voting
|
||||||||||||||||||||||||||||
|
2
|
APPOINTMENT OF ERNST & YOUNG LLP
AS AUDITORS FOR THE ENSUING YEAR
AND-AUTHORIZE THE DIRECTORS TO
SET THEIR REMUNERATION
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
4,700,000
|
0
|
|||||||||||||||||||||||||
|
ACCENTURE PLC
|
||||||||||||||||||||||||||||||
|
Security
|
G1151C101
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
ACN
|
Meeting Date
|
30-Jan-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
IE00B4BNMY34
|
Agenda
|
935116118 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
02-Dec-2019
|
Holding Recon Date
|
02-Dec-2019
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
29-Jan-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Re-appointment of Director: Jaime Ardila
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Re-appointment of Director: Herbert Hainer
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Re-appointment of Director: Nancy
McKinstry
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Re-appointment of Director: Gilles C.
Pélisson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Re-appointment of Director: Paula A. Price
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Re-appointment of Director: Venkata
(Murthy) Renduchintala
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Re-appointment of Director: David Rowland
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Re-appointment of Director: Arun Sarin
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Re-appointment of Director: Julie Sweet
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1J.
|
Re-appointment of Director: Frank K. Tang
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1K.
|
Re-appointment of Director: Tracey T.
Travis
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
To approve, in a non-binding vote, the
compensation of our named executive
officers.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
3.
|
To approve the Amended and Restated
Accenture plc 2010 Share Incentive Plan.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
To ratify, in a non-binding vote, the
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.
|
To grant the Board of Directors the authority
to issue shares under Irish law.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6.
|
To grant the Board of Directors the authority
to opt-out of pre-emption rights under Irish
law.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.
|
To determine the price range at which
Accenture can re-allot shares that it
acquires as treasury shares under Irish law.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
935,000
|
0
|
21-Jan-2020
|
21-Jan-2020
|
|||||||||||||||||||||||
|
COMPASS GROUP PLC
|
||||||||||||||||||||||||||||||
|
Security
|
G23296208
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
06-Feb-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
GB00BD6K4575
|
Agenda
|
711897617 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
04-Feb-2020
|
||||||||||||||||||||||||||||
|
City /
|
Country
|
TWICKE
NHAM
|
/
|
United
Kingdom
|
Vote Deadline Date
|
29-Jan-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
BD6K457 - BKLGLC5 - BZ12333 -
BZBYF99
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
TO RECEIVE AND ADOPT THE
DIRECTORS' ANNUAL REPORT AND
ACCOUNTS AND THE AUDITOR'S
REPORTTHEREON
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
TO RECEIVE AND ADOPT THE
DIRECTORS' REMUNERATION REPORT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
TO DECLARE A FINAL DIVIDEND ON
THE ORDINARY SHARES: FINAL
DIVIDEND OF 26.9 PENCE PER
ORDINARY SHARE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4
|
TO ELECT KAREN WITTS AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5
|
TO RE-ELECT DOMINIC BLAKEMORE AS
A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
TO RE-ELECT GARY GREEN AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
TO RE-ELECT CAROL ARROWSMITH AS
A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8
|
TO RE-ELECT JOHN BASON AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
TO RE-ELECT STEFAN BOMHARD AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
TO RE-ELECT JOHN BRYANT AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11
|
TO RE-ELECT ANNE-FRANCOISE
NESMES AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12
|
TO RE-ELECT NELSON SILVA AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13
|
TO RE-ELECT IREENA VITTAL AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14
|
TO RE-ELECT PAUL WALSH AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15
|
TO RE-APPOINT KPMG LLP AS AUDITOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
16
|
TO AUTHORISE THE AUDIT COMMITTEE
TO AGREE THE AUDITOR'S
REMUNERATION
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
17
|
TO AUTHORISE DONATIONS TO EU
POLITICAL ORGANISATIONS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
18
|
TO APPROVE AMENDMENT TO THE
REMUNERATION POLICY TO ALLOW
PAYMENT OF THE FULL FEE
PAYABLETO NON-EXEC DIRECTORS IN
RESPECT OF EACH NON-EXEC ROLE
THEY PERFORM
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
19
|
TO RENEW THE DIRECTORS'
AUTHORITY TO ALLOT SHARES
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
20
|
TO AUTHORISE THE DIRECTORS TO
ALLOT SHARES FOR CASH
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
21
|
TO AUTHORISE THE DIRECTORS TO
ALLOT SHARES FOR CASH IN LIMITED
CIRCUMSTANCES
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
22
|
TO AUTHORISE THE COMPANY TO
PURCHASE SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
23
|
TO AUTHORISE THE DIRECTORS TO
REDUCE GENERAL MEETING NOTICE
PERIODS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
5,410,000
|
0
|
20-Jan-2020
|
20-Jan-2020
|
|||||||||||||||||||||||
|
ELECTROLUX AB
|
||||||||||||||||||||||||||||||
|
Security
|
W24713120
|
Meeting Type
|
ExtraOrdinary General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
21-Feb-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
SE0000103814
|
Agenda
|
712006306 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
14-Feb-2020
|
Holding Recon Date
|
14-Feb-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
STOCKH
OLM
|
/
|
Sweden
|
Vote Deadline Date
|
12-Feb-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B1KKBX6 - B1LGXT3 - B1LQ445 -
BHZLFJ0
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
AN ABSTAIN VOTE CAN HAVE THE
SAME EFFECT AS AN AGAINST VOTE IF
THE MEETING-REQUIRES APPROVAL
FROM THE MAJORITY OF
PARTICIPANTS TO PASS A
RESOLUTION
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
MARKET RULES REQUIRE DISCLOSURE
OF BENEFICIAL OWNER INFORMATION
FOR ALL VOTED-ACCOUNTS. IF AN
ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS
AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE.
THIS INFORMATION IS REQUIRED-IN
ORDER FOR YOUR VOTE TO BE
LODGED
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
IMPORTANT MARKET PROCESSING
REQUIREMENT: A BENEFICIAL OWNER
SIGNED POWER OF-ATTORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET.
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO-BE REJECTED. IF
YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
ELECTION OF CHAIRMAN OF THE
MEETING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
2
|
PREPARATION AND APPROVAL OF THE
VOTING LIST
|
Non-Voting
|
||||||||||||||||||||||||||||
|
3
|
APPROVAL OF THE AGENDA
|
Non-Voting
|
||||||||||||||||||||||||||||
|
4
|
ELECTION OF TWO MINUTES-
CHECKERS
|
Non-Voting
|
||||||||||||||||||||||||||||
|
5
|
DETERMINATION AS TO WHETHER THE
MEETING HAS BEEN PROPERLY
CONVENED
|
Non-Voting
|
||||||||||||||||||||||||||||
|
6
|
RESOLUTION ON DISTRIBUTION OF ALL
SHARES IN ELECTROLUX
PROFESSIONAL AB
|
Management
|
|
For
|
||||||||||||||||||||||||||
|
7
|
CLOSING OF THE MEETING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
6,070,000
|
0
|
10-Feb-2020
|
10-Feb-2020
|
|||||||||||||||||||||||
|
TE CONNECTIVITY LTD
|
||||||||||||||||||||||||||||||
|
Security
|
H84989104
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
TEL
|
Meeting Date
|
11-Mar-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
CH0102993182
|
Agenda
|
935124280 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
08-Jan-2020
|
Holding Recon Date
|
08-Jan-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
Switzerland
|
Vote Deadline Date
|
09-Mar-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Pierre R. Brondeau
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Terrence R. Curtin
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Carol A. ("John")
Davidson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: Lynn A. Dugle
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: William A. Jeffrey
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: David M. Kerko
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Thomas J. Lynch
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: Yong Nam
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Daniel J. Phelan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1J.
|
Election of Director: Abhijit Y. Talwalkar
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1K.
|
Election of Director: Mark C. Trudeau
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1L.
|
Election of Director: Dawn C. Willoughby
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1M.
|
Election of Director: Laura H. Wright
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
To elect Thomas J. Lynch as the Chairman
of the Board of Directors.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3A.
|
To elect the individual member of the
Management Development and
Compensation Committee: Daniel J. Phelan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3B.
|
To elect the individual member of the
Management Development and
Compensation Committee: Abhijit Y.
Talwalkar
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3C.
|
To elect the individual member of the
Management Development and
Compensation Committee: Mark C.
Trudeau
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3D.
|
To elect the individual member of the
Management Development and
Compensation Committee: Dawn C.
Willoughby
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
To elect Dr. René Schwarzenbach, of Proxy
Voting Services GmbH, or another
individual representative of Proxy Voting
Services GmbH if Dr. Schwarzenbach is
unable to serve at the relevant meeting, as
the independent proxy at the 2021 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1
|
To approve the 2019 Annual Report of TE
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 27, 2019, the
consolidated financial statements for the
fiscal year ended September 27, 2019 and
the Swiss Compensation Report for the
fiscal year ended September 27, 2019).
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2
|
To approve the statutory financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3
|
To approve the consolidated financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6.
|
To release the members of the Board of
Directors and executive officers of TE
Connectivity for activities during the fiscal
year ended September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.1
|
To elect Deloitte & Touche LLP as TE
Connectivity's independent registered public
accounting firm for fiscal year 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.2
|
To elect Deloitte AG, Zürich, Switzerland,
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.3
|
To elect PricewaterhouseCoopers AG,
Zürich, Switzerland, as TE Connectivity's
special auditor until the next annual general
meeting of TE Connectivity.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.
|
An advisory vote to approve named
executive officer compensation
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
9.
|
A binding vote to approve fiscal year 2021
maximum aggregate compensation amount
for executive management.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10.
|
A binding vote to approve fiscal year 2021
maximum aggregate compensation amount
for the Board of Directors.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11.
|
To approve the carryforward of
unappropriated accumulated earnings at
September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12.
|
To approve a dividend payment to
shareholders equal to $1.92 per issued
share to be paid in four equal quarterly
installments of $0.48 starting with the third
fiscal quarter of 2020 and ending in the
second fiscal quarter of 2021 pursuant to
the terms of the dividend resolution.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13.
|
To approve a renewal of authorized capital
and related amendment to our articles of
association.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14.
|
To approve a reduction of share capital for
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association of
TE Connectivity Ltd.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15.
|
To approve any adjournments or
postponements of the meeting.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
1,700,000
|
0
|
05-Mar-2020
|
05-Mar-2020
|
|||||||||||||||||||||||
|
TE CONNECTIVITY LTD
|
||||||||||||||||||||||||||||||
|
Security
|
H84989104
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
TEL
|
Meeting Date
|
11-Mar-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
CH0102993182
|
Agenda
|
935133479 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
20-Feb-2020
|
Holding Recon Date
|
20-Feb-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
Switzerland
|
Vote Deadline Date
|
09-Mar-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Pierre R. Brondeau
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Terrence R. Curtin
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Carol A. ("John")
Davidson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: Lynn A. Dugle
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: William A. Jeffrey
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: David M. Kerko
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Thomas J. Lynch
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: Yong Nam
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Daniel J. Phelan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1J.
|
Election of Director: Abhijit Y. Talwalkar
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1K.
|
Election of Director: Mark C. Trudeau
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1L.
|
Election of Director: Dawn C. Willoughby
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1M.
|
Election of Director: Laura H. Wright
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
To elect Thomas J. Lynch as the Chairman
of the Board of Directors.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3A.
|
To elect the individual member of the
Management Development and
Compensation Committee: Daniel J. Phelan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3B.
|
To elect the individual member of the
Management Development and
Compensation Committee: Abhijit Y.
Talwalkar
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3C.
|
To elect the individual member of the
Management Development and
Compensation Committee: Mark C.
Trudeau
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3D.
|
To elect the individual member of the
Management Development and
Compensation Committee: Dawn C.
Willoughby
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
To elect Dr. René Schwarzenbach, of Proxy
Voting Services GmbH, or another
individual representative of Proxy Voting
Services GmbH if Dr. Schwarzenbach is
unable to serve at the relevant meeting, as
the independent proxy at the 2021 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1
|
To approve the 2019 Annual Report of TE
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 27, 2019, the
consolidated financial statements for the
fiscal year ended September 27, 2019 and
the Swiss Compensation Report for the
fiscal year ended September 27, 2019).
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2
|
To approve the statutory financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3
|
To approve the consolidated financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6.
|
To release the members of the Board of
Directors and executive officers of TE
Connectivity for activities during the fiscal
year ended September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.1
|
To elect Deloitte & Touche LLP as TE
Connectivity's independent registered public
accounting firm for fiscal year 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.2
|
To elect Deloitte AG, Zürich, Switzerland,
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.3
|
To elect PricewaterhouseCoopers AG,
Zürich, Switzerland, as TE Connectivity's
special auditor until the next annual general
meeting of TE Connectivity.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.
|
An advisory vote to approve named
executive officer compensation
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
9.
|
A binding vote to approve fiscal year 2021
maximum aggregate compensation amount
for executive management.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10.
|
A binding vote to approve fiscal year 2021
maximum aggregate compensation amount
for the Board of Directors.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11.
|
To approve the carryforward of
unappropriated accumulated earnings at
September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12.
|
To approve a dividend payment to
shareholders equal to $1.92 per issued
share to be paid in four equal quarterly
installments of $0.48 starting with the third
fiscal quarter of 2020 and ending in the
second fiscal quarter of 2021 pursuant to
the terms of the dividend resolution.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13.
|
To approve a renewal of authorized capital
and related amendment to our articles of
association.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14.
|
To approve a reduction of share capital for
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association of
TE Connectivity Ltd.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15.
|
To approve any adjournments or
postponements of the meeting.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
1,640,000
|
0
|
05-Mar-2020
|
05-Mar-2020
|
|||||||||||||||||||||||
|
DKSH HOLDING AG
|
||||||||||||||||||||||||||||||
|
Security
|
H2012M121
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
19-Mar-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
CH0126673539
|
Agenda
|
712174882 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
10-Mar-2020
|
Holding Recon Date
|
10-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
ZURICH
|
/
|
Switzerland
|
Vote Deadline Date
|
11-Mar-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B71QPM2 - B789NJ7 - BH66709 -
BKJ90R4
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS ARE REQUIRED FOR
THIS MEETING. IF-NO BENEFICIAL
OWNER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE
REJECTED.-THANK YOU.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
APPROVAL OF THE FINANCIAL
STATEMENTS OF DKSH HOLDING LTD.
AND THE GROUP CONSOLIDATED
FINANCIAL STATEMENTS OF THE DKSH
GROUP FOR THE FINANCIAL YEAR
2019, REPORTS OF THE STATUTORY
AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
APPROPRIATION OF AVAILABLE
EARNINGS AS PER BALANCE SHEET
2019 AND DECLARATION OF DIVIDEND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
DISCHARGE FROM LIABILITY OF THE
MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE EXECUTIVE
COMMITTEE FOR THE FINANCIAL YEAR
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1
|
APPROVAL OF THE COMPENSATION OF
THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE
COMMITTEE: COMPENSATION OF THE
BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.2
|
APPROVAL OF THE COMPENSATION OF
THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE
COMMITTEE: COMPENSATION OF THE
EXECUTIVE COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.1
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: DR.
WOLFGANG BAIER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.2
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MR. JACK
CLEMONS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.3
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MR. MARCO
GADOLA
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.4
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: DR. FRANK CH.
GULICH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.5
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MR. ADRIAN T.
KELLER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.6
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MR. ANDREAS
W. KELLER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.7
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MS. PROF. DR.
ANNETTE G. KOEHLER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.8
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: DR. HANS
CHRISTOPH TANNER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.9
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MS. EUNICE
ZEHNDER-LAI
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2
|
ELECTION OF MR. MARCO GADOLA AS
CHAIRMAN OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3.1
|
RE-ELECTION OF DR. FRANK CH.
GULICH AS MEMBER OF THE
NOMINATION AND COMPENSATION
COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3.2
|
RE-ELECTION OF MS. EUNICE
ZEHNDER-LAI AS MEMBER OF THE
NOMINATION AND COMPENSATION
COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3.3
|
ELECTION OF MR. ADRIAN T. KELLER
AS MEMBER OF THE NOMINATION AND
COMPENSATION COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
RE-ELECTION OF THE STATUTORY
AUDITORS: ERNST AND YOUNG LTD,
ZURICH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
RE-ELECTION OF THE INDEPENDENT
PROXY: MR. ERNST A. WIDMER,
ZURICH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
CMMT
|
PART 2 OF THIS MEETING IS FOR
VOTING ON AGENDA AND MEETING
ATTENDANCE-REQUESTS ONLY.
PLEASE ENSURE THAT YOU HAVE
FIRST VOTED IN FAVOUR OF THE-
REGISTRATION OF SHARES IN PART 1
OF THE MEETING. IT IS A MARKET
REQUIREMENT-FOR MEETINGS OF
THIS TYPE THAT THE SHARES ARE
REGISTERED AND MOVED TO A-
REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE
INDIVIDUAL-SUB-CUSTODIANS MAY
VARY. UPON RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR
SHARES TO ALLOW FOR
RECONCILIATION AND-RE-
|
Non-Voting
|
||||||||||||||||||||||||||||
|
REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT
PREVENT THE-TRADING OF SHARES,
ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED
FOR SETTLEMENT. DEREGISTRATION
CAN AFFECT THE VOTING RIGHTS OF
THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR-
CLIENT REPRESENTATIVE
|
||||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
2,440,000
|
0
|
06-Mar-2020
|
06-Mar-2020
|
|||||||||||||||||||||||
|
ELECTROLUX AB
|
||||||||||||||||||||||||||||||
|
Security
|
W24713120
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
31-Mar-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
SE0000103814
|
Agenda
|
712195608 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
25-Mar-2020
|
Holding Recon Date
|
25-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
STOCKH
OLM
|
/
|
Sweden
|
Vote Deadline Date
|
23-Mar-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B1KKBX6 - B1LGXT3 - B1LQ445 -
BHZLFJ0
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
AN ABSTAIN VOTE CAN HAVE THE
SAME EFFECT AS AN AGAINST VOTE IF
THE MEETING-REQUIRES APPROVAL
FROM THE MAJORITY OF
PARTICIPANTS TO PASS A
RESOLUTION
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
MARKET RULES REQUIRE DISCLOSURE
OF BENEFICIAL OWNER INFORMATION
FOR ALL VOTED-ACCOUNTS. IF AN
ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS
AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE.
THIS INFORMATION IS REQUIRED-IN
ORDER FOR YOUR VOTE TO BE
LODGED
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
IMPORTANT MARKET PROCESSING
REQUIREMENT: A BENEFICIAL OWNER
SIGNED POWER OF-ATTORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET.
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO-BE REJECTED. IF
YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
ELECTION OF CHAIRMAN OF THE
MEETING: EVA HAGG, MEMBER OF THE
SWEDISH BAR-ASSOCIATION, AS
CHAIRMAN OF THE ANNUAL GENERAL
MEETING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
2
|
PREPARATION AND APPROVAL OF THE
VOTING LIST
|
Non-Voting
|
||||||||||||||||||||||||||||
|
3
|
APPROVAL OF THE AGENDA
|
Non-Voting
|
||||||||||||||||||||||||||||
|
4
|
ELECTION OF TWO MINUTES-
CHECKERS
|
Non-Voting
|
||||||||||||||||||||||||||||
|
5
|
DETERMINATION AS TO WHETHER THE
MEETING HAS BEEN PROPERLY
CONVENED
|
Non-Voting
|
||||||||||||||||||||||||||||
|
6
|
PRESENTATION OF THE ANNUAL
REPORT AND THE AUDIT REPORT AS
WELL AS THE-CONSOLIDATED
ACCOUNTS AND THE AUDIT REPORT
FOR THE GROUP
|
Non-Voting
|
||||||||||||||||||||||||||||
|
7
|
SPEECH BY THE PRESIDENT, JONAS
SAMUELSON
|
Non-Voting
|
||||||||||||||||||||||||||||
|
8
|
RESOLUTION ON ADOPTION OF THE
INCOME STATEMENT AND THE
BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT
AND THE CONSOLIDATED BALANCE
SHEET
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
RESOLUTION ON DISCHARGE FROM
LIABILITY OF THE DIRECTORS AND THE
PRESIDENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
RESOLUTION ON DISPOSITIONS IN
RESPECT OF THE COMPANY'S PROFIT
PURSUANT TO THE ADOPTED BALANCE
SHEET AND DETERMINATION OF
RECORD DATES FOR DIVIDEND: THE
BOARD OF DIRECTORS PROPOSES A
DIVIDEND FOR THE FISCAL YEAR 2019
OF SEK 8.50 PER SHARE. THE
DIVIDEND IS PROPOSED TO BE PAID IN
TWO EQUAL INSTALLMENTS OF SEK
4.25 PER INSTALLMENT AND SHARE,
THE FIRST WITH THE RECORD DATE
THURSDAY, APRIL 2, 2020, AND THE
SECOND WITH THE RECORD DATE
FRIDAY OCTOBER 2, 2020. SUBJECT TO
RESOLUTION BY THE GENERAL
MEETING IN ACCORDANCE WITH THIS
PROPOSAL, THE FIRST INSTALLMENT
OF DIVIDEND IS EXPECTED TO BE
DISTRIBUTED BY EUROCLEAR SWEDEN
AB ON TUESDAY, APRIL 7, 2020 AND
THE SECOND INSTALLMENT ON
WEDNESDAY, OCTOBER 7, 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT RESOLUTION 11,
12, 13.A TO 13.J AND 14 ARE
PROPOSED BY-NOMINATION
COMMITTEE AND BOARD DOES NOT
MAKE ANY RECOMMENDATION ON
THESE-PROPOSALS. THE STANDING
INSTRUCTIONS ARE DISABLED FOR
THIS MEETING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
11
|
DETERMINATION OF THE NUMBER OF
DIRECTORS AND DEPUTY DIRECTORS:
NINE DIRECTORS AND NO DEPUTY
DIRECTORS
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
12
|
DETERMINATION OF FEES TO THE
BOARD OF DIRECTORS AND THE
AUDITOR
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.A
|
ELECTION OF STAFFAN BOHMAN AS
DIRECTOR. (RE-ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.B
|
ELECTION OF PETRA HEDENGRAN AS
DIRECTOR. (RE-ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.C
|
ELECTION OF HENRIK HENRIKSSON AS
DIRECTOR. (NEW ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.D
|
ELECTION OF ULLA LITZEN AS
DIRECTOR. (RE-ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.E
|
ELECTION OF KARIN OVERBECK AS
DIRECTOR. (NEW ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.F
|
ELECTION OF FREDRIK PERSSON AS
DIRECTOR. (RE-ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.G
|
ELECTION OF DAVID PORTER AS
DIRECTOR. (RE-ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.H
|
ELECTION OF JONAS SAMUELSON AS
DIRECTOR. (RE-ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.I
|
ELECTION OF KAI WARN AS DIRECTOR.
(RE-ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.J
|
ELECTION OF STAFFAN BOHMAN AS
CHAIRMAN. (RE-ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
14
|
ELECTION OF AUDITOR: THE
NOMINATION COMMITTEE PROPOSES,
IN ACCORDANCE WITH THE
RECOMMENDATION BY THE AUDIT
COMMITTEE, RE-ELECTION OF THE
AUDIT FIRM DELOITTE AB AS THE
COMPANY'S AUDITOR FOR THE PERIOD
UNTIL THE END OF THE 2021 ANNUAL
GENERAL MEETING
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
15
|
RESOLUTION ON REMUNERATION
GUIDELINES FOR THE ELECTROLUX
GROUP MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
16
|
RESOLUTION ON IMPLEMENTATION OF
A PERFORMANCE BASED, LONG-TERM
SHARE PROGRAM FOR 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
17.A
|
RESOLUTION ON: ACQUISITION OF
OWN SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
17.B
|
RESOLUTION ON: TRANSFER OF OWN
SHARES ON ACCOUNT OF COMPANY
ACQUISITIONS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
17.C
|
RESOLUTION ON: TRANSFER OF OWN
SHARES ON ACCOUNT OF THE SHARE
PROGRAM FOR 2018
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
18
|
CLOSING OF THE MEETING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
1,501,900
|
0
|
17-Mar-2020
|
17-Mar-2020
|
|||||||||||||||||||||||
|
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
|
||||||||||||||||||||||||||||||
|
Security
|
806857108
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
SLB
|
Meeting Date
|
01-Apr-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
AN8068571086
|
Agenda
|
935131021 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
12-Feb-2020
|
Holding Recon Date
|
12-Feb-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
31-Mar-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Patrick de La
Chevardière
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Miguel M. Galuccio
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Olivier Le Peuch
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: Tatiana A. Mitrova
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: Lubna S. Olayan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: Mark G. Papa
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Leo Rafael Reif
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: Henri Seydoux
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Jeff W. Sheets
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
Approval of the advisory resolution to
approve our executive compensation.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
3.
|
Approval of our consolidated balance sheet
as of December 31, 2019; our consolidated
statement of income for the year ended
December 31, 2019; and our Board of
Directors' declarations of dividends in 2019,
as reflected in our 2019 Annual Report to
Stockholders.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
Ratification of the appointment of
PricewaterhouseCoopers LLP as our
independent auditors for 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
5,400,000
|
0
|
26-Mar-2020
|
26-Mar-2020
|
|||||||||||||||||||||||
|
SMITH & NEPHEW PLC
|
||||||||||||||||||||||||||||||
|
Security
|
G82343164
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
09-Apr-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
GB0009223206
|
Agenda
|
712230399 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
07-Apr-2020
|
||||||||||||||||||||||||||||
|
City /
|
Country
|
LONDON
|
/
|
United
Kingdom
|
Vote Deadline Date
|
01-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
0922320 - B032756 - B03W767 -
BKX8X01
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
ACCEPT FINANCIAL STATEMENTS AND
STATUTORY REPORTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
APPROVE REMUNERATION POLICY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
APPROVE REMUNERATION REPORT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4
|
APPROVE FINAL DIVIDEND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5
|
RE-ELECT GRAHAM BAKER AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
RE-ELECT VINITA BALI AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
RE-ELECT RT. HON BARONESS
VIRGINIA BOTTOMLEY AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8
|
RE-ELECT ROLAND DIGGELMANN AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
RE-ELECT ERIK ENGSTROM AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
RE-ELECT ROBIN FREESTONE AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11
|
RE-ELECT MARC OWEN AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12
|
RE-ELECT ANGIE RISLEY AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13
|
RE-ELECT ROBERTO QUARTA AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14
|
REAPPOINT KPMG LLP AS AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15
|
AUTHORISE BOARD TO FIX
REMUNERATION OF AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
16
|
APPROVE GLOBAL SHARE PLAN 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
17
|
AUTHORISE ISSUE OF EQUITY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
18
|
AUTHORISE ISSUE OF EQUITY
WITHOUT PRE-EMPTIVE RIGHTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
19
|
AUTHORISE ISSUE OF EQUITY
WITHOUT PRE-EMPTIVE RIGHTS IN
CONNECTION WITH AN ACQUISITION
OR OTHER CAPITAL INVESTMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
20
|
AUTHORISE MARKET PURCHASE OF
ORDINARY SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
21
|
AUTHORISE THE COMPANY TO CALL
GENERAL MEETING WITH TWO WEEKS'
NOTICE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
CMMT
|
04 MAR 2020: PLEASE NOTE THAT THIS
IS A REVISION DUE TO MODIFICATION
OF TEXT-OF RESOLUTION 7. IF YOU
HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE-AGAIN UNLESS
YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
6,330,000
|
0
|
26-Mar-2020
|
26-Mar-2020
|
|||||||||||||||||||||||
|
FAIRFAX FINANCIAL HOLDINGS LTD
|
||||||||||||||||||||||||||||||
|
Security
|
303901102
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
16-Apr-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
CA3039011026
|
Agenda
|
712240984 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
06-Mar-2020
|
Holding Recon Date
|
06-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
TORONT
O
|
/
|
Canada
|
Vote Deadline Date
|
10-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
2173665 - 2566351 - 5495719 -
B2N6TX4 - BYVR1R1
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR
'ABSTAIN'-ONLY FOR RESOLUTION
NUMBERS 1.1 TO 1.11 AND 2. THANK
YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.1
|
ELECTION OF DIRECTOR: ANTHONY F.
GRIFFITHS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.2
|
ELECTION OF DIRECTOR: ROBERT J.
GUNN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.3
|
ELECTION OF DIRECTOR: KAREN L.
JURJEVICH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.4
|
ELECTION OF DIRECTOR: R. WILLIAM
MCFARLAND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.5
|
ELECTION OF DIRECTOR: CHRISTINE N.
MCLEAN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.6
|
ELECTION OF DIRECTOR: TIMOTHY R.
PRICE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.7
|
ELECTION OF DIRECTOR: BRANDON W.
SWEITZER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.8
|
ELECTION OF DIRECTOR: LAUREN C.
TEMPLETON
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.9
|
ELECTION OF DIRECTOR: BENJAMIN P.
WATSA
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.10
|
ELECTION OF DIRECTOR: V. PREM
WATSA
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.11
|
ELECTION OF DIRECTOR: WILLIAM C.
WELDON
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
AUDITOR OF THE CORPORATION
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
427,000
|
0
|
24-Mar-2020
|
24-Mar-2020
|
|||||||||||||||||||||||
|
ADECCO GROUP SA
|
||||||||||||||||||||||||||||||
|
Security
|
H00392318
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
16-Apr-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
CH0012138605
|
Agenda
|
712295953 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
08-Apr-2020
|
Holding Recon Date
|
08-Apr-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
ZURICH
|
/
|
Switzerland
|
Vote Deadline Date
|
06-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
7110720 - B0T2TQ5 - B0YBL38
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS ARE REQUIRED FOR
THIS MEETING. IF-NO BENEFICIAL
OWNER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE
REJECTED.-THANK YOU.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
PART 2 OF THIS MEETING IS FOR
VOTING ON AGENDA AND MEETING
ATTENDANCE-REQUESTS ONLY.
PLEASE ENSURE THAT YOU HAVE
FIRST VOTED IN FAVOUR OF THE-
REGISTRATION OF SHARES IN PART 1
OF THE MEETING. IT IS A MARKET
REQUIREMENT-FOR MEETINGS OF
THIS TYPE THAT THE SHARES ARE
REGISTERED AND MOVED TO A-
REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE
INDIVIDUAL-SUB-CUSTODIANS MAY
VARY. UPON RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR
SHARES TO ALLOW FOR
RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT
PREVENT THE-TRADING OF SHARES,
ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED
FOR SETTLEMENT. DEREGISTRATION
CAN AFFECT THE VOTING RIGHTS OF
THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR-
CLIENT REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.1
|
APPROVAL OF THE ANNUAL REPORT
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.2
|
ADVISORY VOTE ON THE
REMUNERATION REPORT 2019
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
2
|
APPROPRIATION OF AVAILABLE
EARNINGS 2019 AND DISTRIBUTION OF
DIVIDEND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
GRANTING OF DISCHARGE TO THE
MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE EXECUTIVE
COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1
|
APPROVAL OF MAXIMUM TOTAL
AMOUNT OF REMUNERATION OF THE
BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.2
|
APPROVAL OF MAXIMUM TOTAL
AMOUNT OF REMUNERATION OF THE
EXECUTIVE COMMITTEE
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
5.1.1
|
RE-ELECTION OF JEAN- CHRISTOPHE
DESLARZES AS MEMBER OF THE
BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.2
|
RE-ELECTION OF ARIANE GORIN AS
MEMBER OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.3
|
RE-ELECTION OF ALEXANDER GUT AS
MEMBER OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.4
|
RE-ELECTION OF DIDIER LAMOUCHE
AS MEMBER OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.5
|
RE-ELECTION OF DAVID PRINCE AS
MEMBER OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.6
|
RE-ELECTION OF KATHLEEN TAYLOR
AS MEMBER OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.7
|
RE-ELECTION OF REGULA WALLIMANN
AS MEMBER OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.8
|
ELECTION OF JEAN-CHRISTOPHE
DESLARZES AS CHAIR OF THE BOARD
OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.9
|
ELECTION OF RACHEL DUAN AS
MEMBER OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2.1
|
RE-ELECTION OF KATHLEEN TAYLOR
AS MEMBER OF THE COMPENSATION
COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2.2
|
RE-ELECTION OF DIDIER LAMOUCHE
AS MEMBER OF THE COMPENSATION
COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2.3
|
ELECTION OF RACHEL DUAN AS
MEMBER OF THE COMPENSATION
COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3
|
ELECTION OF THE INDEPENDENT
PROXY REPRESENTATIVE: LAW OFFICE
KELLER PARTNERSHIP, ZURICH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.4
|
RE-ELECTION OF THE AUDITORS:
ERNST + YOUNG LTD, ZURICH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
CAPITAL REDUCTION BY WAY OF
CANCELLATION OF OWN SHARES
AFTER SHARE BUYBACK
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
2,540,000
|
0
|
26-Mar-2020
|
26-Mar-2020
|
|||||||||||||||||||||||
|
CNH INDUSTRIAL N.V.
|
||||||||||||||||||||||||||||||
|
Security
|
N20944109
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
16-Apr-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
NL0010545661
|
Agenda
|
712300348 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
19-Mar-2020
|
Holding Recon Date
|
19-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
AMSTER
DAM
|
/
|
Netherlands
|
Vote Deadline Date
|
02-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
BDX85Z1 - BF445D0 - BFCB7X7 -
BFH3MS8
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS IS REQUIRED FOR
THIS MEETING. IF NO-BENEFICIAL
OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
THANK-YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
OPENING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
2.A
|
POLICY ON ADDITIONS TO RESERVES
AND ON DIVIDENDS
|
Non-Voting
|
||||||||||||||||||||||||||||
|
2.B
|
ADOPTION OF THE 2019 ANNUAL
FINANCIAL STATEMENTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.C
|
DETERMINATION AND DISTRIBUTION
OF DIVIDEND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.D
|
RELEASE FROM LIABILITY OF THE
EXECUTIVE DIRECTORS AND THE NON-
EXECUTIVE DIRECTORS OF THE
BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.A
|
2019 REMUNERATION REPORT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.B
|
AMENDMENT TO THE REMUNERATION
POLICY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.C
|
PROPOSAL TO APPROVE THE PLAN TO
AWARD (RIGHTS TO SUBSCRIBE FOR)
COMMON SHARES IN THE CAPITAL OF
THE COMPANY TO EXECUTIVE
DIRECTORS IN ACCORDANCE WITH
ARTICLE 13.6 OF THE COMPANY'S
ARTICLES OF ASSOCIATION
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.A
|
RE-APPOINTMENT OF SUZANNE
HEYWOOD (EXECUTIVE DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.B
|
RE-APPOINTMENT OF HUBERTUS M.
MUHLHAUSER (EXECUTIVE DIRECTOR)
|
Non-Voting
|
||||||||||||||||||||||||||||
|
4.C
|
RE-APPOINTMENT OF LEO W. HOULE
(NON-EXECUTIVE DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.D
|
RE-APPOINTMENT OF JOHN B.
LANAWAY (NON-EXECUTIVE
DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.E
|
RE-APPOINTMENT OF ALESSANDRO
NASI (NON-EXECUTIVE DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.F
|
RE-APPOINTMENT OF LORENZO
SIMONELLI (NON-EXECUTIVE
DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.G
|
RE-APPOINTMENT OF JACQUELINE A.
TAMMENOMS BAKKER (NON-
EXECUTIVE DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.H
|
RE-APPOINTMENT OF JACQUES
THEURILLAT (NON-EXECUTIVE
DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.I
|
APPOINTMENT OF HOWARD BUFFETT
(NON-EXECUTIVE DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.J
|
APPOINTMENT OF NELDA (JANINE)
CONNORS (NON-EXECUTIVE
DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.K
|
APPOINTMENT OF TUFAN ERGINBILGIC
(NON-EXECUTIVE DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.L
|
APPOINTMENT OF VAGN SORENSEN
(NON-EXECUTIVE DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5
|
PROPOSAL TO RE-APPOINT ERNST &
YOUNG ACCOUNTANTS LLP AS THE
INDEPENDENT AUDITOR OF THE
COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
REPLACEMENT OF THE EXISTING
AUTHORIZATION TO THE BOARD OF
THE AUTHORITY TO ACQUIRE COMMON
SHARES IN THE CAPITAL OF THE
COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
CLOSE OF MEETING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 368895
DUE TO WITHDRAWAL-OF RESOLUTION
4.B. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE-
DISREGARDED IF VOTE DEADLINE
EXTENSIONS ARE GRANTED.
THEREFORE PLEASE-REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW
JOB. IF HOWEVER VOTE DEADLINE-
EXTENSIONS ARE NOT GRANTED IN
THE MARKET, THIS MEETING WILL BE
CLOSED AND-YOUR VOTE INTENTIONS
ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE-ENSURE VOTING
IS SUBMITTED PRIOR TO CUTOFF ON
THE ORIGINAL MEETING, AND AS-SOON
AS POSSIBLE ON THIS NEW AMENDED
MEETING. THANK YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
12,790,000
|
0
|
30-Mar-2020
|
30-Mar-2020
|
|||||||||||||||||||||||
|
VIVENDI SA
|
||||||||||||||||||||||||||||||
|
Security
|
F97982106
|
Meeting Type
|
MIX
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
20-Apr-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
FR0000127771
|
Agenda
|
712254224 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
15-Apr-2020
|
Holding Recon Date
|
15-Apr-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
PARIS
|
/
|
France
|
Vote Deadline Date
|
06-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
4834777 - 4841379 - B11SBW8 -
BF448C0
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
THE FOLLOWING APPLIES TO
SHAREHOLDERS THAT DO NOT HOLD
SHARES DIRECTLY WITH A-FRENCH
CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED
TO THE-GLOBAL CUSTODIANS ON THE
VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED-INTERMEDIARY, THE
GLOBAL CUSTODIANS WILL SIGN THE
PROXY CARDS AND FORWARD-THEM
TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION,
PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
IN CASE AMENDMENTS OR NEW
RESOLUTIONS ARE PRESENTED
DURING THE MEETING, YOUR-VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES
CAN ALTERNATIVELY BE PASSED TO
THE-CHAIRMAN OR A NAMED THIRD
PARTY TO VOTE ON ANY SUCH ITEM
RAISED. SHOULD YOU-WISH TO PASS
CONTROL OF YOUR SHARES IN THIS
WAY, PLEASE CONTACT YOUR-
BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS
AVAILABLE BY-CLICKING ON THE
MATERIAL URL LINK:-https://www.journal-
officiel.gouv.fr/balo/document/20200311200
0485-31
|
Non-Voting
|
||||||||||||||||||||||||||||
|
O.1
|
APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.2
|
APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.3
|
ALLOCATION OF INCOME FOR THE
FINANCIAL YEAR 2019, SETTING OF
THE DIVIDEND AND ITS DATE OF
PAYMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.4
|
RENEWAL OF THE TERM OF OFFICE OF
MR. YANNICK BOLLORE AS A MEMBER
OF THE SUPERVISORY BOARD
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
O.5
|
APPOINTMENT OF MR. LAURENT
DASSAULT AS MEMBER OF THE
SUPERVISORY BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.6
|
AUTHORIZATION GRANTED TO THE
MANAGEMENT BOARD FOR THE
COMPANY TO PURCHASE ITS OWN
SHARES WITHIN THE LIMIT OF 10% OF
THE CAPITAL
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.7
|
APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT
PREPARED IN ACCORDANCE WITH
ARTICLE L. 225-88 OF THE FRENCH
COMMERCIAL CODE ON THE
REGULATED AGREEMENTS AND
COMMITMENTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.8
|
APPROVAL OF THE INFORMATION
REFERRED TO IN ARTICLE L. 225-37-3 I.
OF THE FRENCH COMMERCIAL CODE
CONTAINED IN THE CORPORATE
GOVERNANCE REPORT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.9
|
APPROVAL OF THE ELEMENTS MAKING
UP THE COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
THE FINANCIAL YEAR 2019 OR
ALLOCATED FOR THE SAME FINANCIAL
YEAR TO MR. YANNICK BOLLORE,
CHAIRMAN OF THE SUPERVISORY
BOARD
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
O.10
|
APPROVAL OF THE ELEMENTS MAKING
UP THE COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
THE FINANCIAL YEAR 2019 OR
ALLOCATED FOR THE SAME FINANCIAL
YEAR TO MR. ARNAUD DE
PUYFONTAINE, CHAIRMAN OF THE
MANAGEMENT BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.11
|
APPROVAL OF THE ELEMENTS MAKING
UP THE COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO
MR. GILLES ALIX, MEMBER OF THE
MANAGEMENT BOARD
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
O.12
|
APPROVAL OF THE ELEMENTS MAKING
UP THE COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO
MR. CEDRIC DE BAILLIENCOURT,
MEMBER OF THE MANAGEMENT
BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.13
|
APPROVAL OF THE ELEMENTS MAKING
UP THE COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO
MR. FREDERIC CREPIN, MEMBER OF
THE MANAGEMENT BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.14
|
APPROVAL OF THE ELEMENTS MAKING
UP THE COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO
MR. SIMON GILLHAM, MEMBER OF THE
MANAGEMENT BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.15
|
APPROVAL OF THE ELEMENTS MAKING
UP THE COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO
MR. HERVE PHILIPPE, MEMBER OF THE
MANAGEMENT BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.16
|
APPROVAL OF THE ELEMENTS MAKING
UP THE COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO
MR. STEPHANE ROUSSEL, MEMBER OF
THE MANAGEMENT BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.17
|
APPROVAL OF THE COMPENSATION
POLICY OF THE CHAIRMAN AND
MEMBERS OF THE SUPERVISORY
BOARD FOR THE FINANCIAL YEAR 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.18
|
APPROVAL OF THE COMPENSATION
POLICY OF THE CHAIRMAN OF THE
MANAGEMENT BOARD FOR THE
FINANCIAL YEAR 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.19
|
APPROVAL OF THE COMPENSATION
POLICY FOR MEMBERS OF THE
MANAGEMENT BOARD FOR THE
FINANCIAL YEAR 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.20
|
APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE
MODIFICATION OF THE COMMITMENT,
WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT
PENSION PLAN, FOR THE BENEFIT OF
MR. ARNAUD DE PUYFONTAINE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.21
|
APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE
MODIFICATION OF THE COMMITMENT,
WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT
PENSION PLAN, FOR THE BENEFIT OF
MR. GILLES ALIX
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.22
|
APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE
MODIFICATION OF THE COMMITMENT,
WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT
PENSION PLAN, FOR THE BENEFIT OF
MR. CEDRIC DE BAILLIENCOURT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.23
|
APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE
MODIFICATION OF THE COMMITMENT,
WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT
PENSION PLAN, FOR THE BENEFIT OF
MR. FREDERIC CREPIN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.24
|
APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE
MODIFICATION OF THE COMMITMENT,
WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT
PENSION PLAN, FOR THE BENEFIT OF
MR. SIMON GILLHAM
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.25
|
APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE
MODIFICATION OF THE COMMITMENT,
WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT
PENSION PLAN, FOR THE BENEFIT OF
MR. HERVE PHILIPPE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.26
|
APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE
MODIFICATION OF THE COMMITMENT,
WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT
PENSION PLAN, FOR THE BENEFIT OF
MR. STEPHANE ROUSSEL
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.27
|
AUTHORIZATION GRANTED TO THE
MANAGEMENT BOARD TO REDUCE THE
SHARE CAPITAL BY CANCELLING
SHARES WITHIN THE LIMIT OF 10% OF
THE CAPITAL
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.28
|
REDUCTION OF CAPITAL BY A
MAXIMUM NOMINAL AMOUNT OF
1,954,507,735.50 EUROS, I.E. 30% OF
THE CAPITAL, BY WAY OF THE
REPURCHASE BY THE COMPANY OF
ITS OWN SHARES WITHIN THE LIMIT OF
A MAXIMUM OF 355,372,861 SHARES
FOLLOWED BY THE CANCELLATION OF
THE REPURCHASED SHARES, AND
AUTHORIZATION TO BE GRANTED TO
THE MANAGEMENT BOARD TO
FORMULATE A BUYBACK PUBLIC
OFFERING OF ALL SHAREHOLDERS, TO
IMPLEMENT THE CAPITAL REDUCTION
AND THEN TO SET THE FINAL AMOUNT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.29
|
ALIGNMENT OF ARTICLE 8 - II. OF THE
BYLAWS WITH THE NEW LEGAL
PROVISIONS RELATING TO THE TERMS
AND CONDITIONS OF EMPLOYEE
REPRESENTATION ON THE
SUPERVISORY BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.30
|
POWERS TO CARRY OUT FORMALITIES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
3,795,000
|
0
|
30-Mar-2020
|
30-Mar-2020
|
|||||||||||||||||||||||
|
AKZO NOBEL NV
|
||||||||||||||||||||||||||||||
|
Security
|
N01803308
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
23-Apr-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
NL0013267909
|
Agenda
|
712257915 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
26-Mar-2020
|
Holding Recon Date
|
26-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
AMSTER
DAM
|
/
|
Netherlands
|
Vote Deadline Date
|
08-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
BHZSJ33 - BJ2KSG2 - BJB54X7 -
BJB54Z9 - BJB55X4
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS IS REQUIRED FOR
THIS MEETING. IF NO-BENEFICIAL
OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
THANK-YOU.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
OPENING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
2.A
|
REPORT OF THE BOARD OF
MANAGEMENT FOR THE FINANCIAL
YEAR 2019
|
Non-Voting
|
||||||||||||||||||||||||||||
|
3.A
|
ADOPTION OF THE 2019 FINANCIAL
STATEMENTS OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.B
|
DISCUSSION ON THE DIVIDEND POLICY
|
Non-Voting
|
||||||||||||||||||||||||||||
|
3.C
|
PROFIT ALLOCATION AND ADOPTION
OF DIVIDEND PROPOSAL: EUR 1.90 PER
SHARE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.D
|
REMUNERATION REPORT 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.A
|
DISCHARGE FROM LIABILITY OF
MEMBERS OF THE BOARD OF
MANAGEMENT IN OFFICE IN 2019 FOR
THE PERFORMANCE OF THEIR DUTIES
IN 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.B
|
DISCHARGE FROM LIABILITY OF
MEMBERS OF THE SUPERVISORY
BOARD IN OFFICE IN 2019 FOR THE
PERFORMANCE OF THEIR DUTIES IN
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.A
|
RE-APPOINTMENT OF DR. P. KIRBY TO
THE SUPERVISORY BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6.A
|
AMENDMENT REMUNERATION POLICY
FOR THE BOARD OF MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6.B
|
AMENDMENT REMUNERATION POLICY
FOR THE SUPERVISORY BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
PROPOSAL TO AMEND THE ARTICLES
OF ASSOCIATION OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.A
|
AUTHORIZATION FOR THE BOARD OF
MANAGEMENT: TO ISSUE SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.B
|
AUTHORIZATION FOR THE BOARD OF
MANAGEMENT: TO RESTRICT OR
EXCLUDE PRE-EMPTIVE RIGHTS OF
SHAREHOLDERS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
AUTHORIZATION FOR THE BOARD OF
MANAGEMENT TO ACQUIRE COMMON
SHARES IN THE SHARE CAPITAL OF
THE COMPANY ON BEHALF OF THE
COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
CANCELLATION OF COMMON SHARES
HELD OR ACQUIRED BY THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11
|
CLOSING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
02 APR 2020: PLEASE NOTE THAT THIS
IS A REVISION DUE TO CHANGE IN
TEXT OF-TEXT OF RESOLUTION 3.C. IF
YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT-VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
925,000
|
0
|
06-Apr-2020
|
06-Apr-2020
|
|||||||||||||||||||||||
|
NESTLE S.A.
|
||||||||||||||||||||||||||||||
|
Security
|
H57312649
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
23-Apr-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
CH0038863350
|
Agenda
|
712296866 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
16-Apr-2020
|
Holding Recon Date
|
16-Apr-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
LAUSAN
NE
|
/
|
Switzerland
|
Vote Deadline Date
|
14-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
7123870 - 7125274 - B0ZGHZ6 -
BG43QP3
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS ARE REQUIRED FOR
THIS MEETING. IF-NO BENEFICIAL
OWNER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE
REJECTED.-THANK YOU.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
PART 2 OF THIS MEETING IS FOR
VOTING ON AGENDA AND MEETING
ATTENDANCE-REQUESTS ONLY.
PLEASE ENSURE THAT YOU HAVE
FIRST VOTED IN FAVOUR OF THE-
REGISTRATION OF SHARES IN PART 1
OF THE MEETING. IT IS A MARKET
REQUIREMENT-FOR MEETINGS OF
THIS TYPE THAT THE SHARES ARE
REGISTERED AND MOVED TO A-
REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE
INDIVIDUAL-SUB-CUSTODIANS MAY
VARY. UPON RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR
SHARES TO ALLOW FOR
RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT
PREVENT THE-TRADING OF SHARES,
ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED
FOR SETTLEMENT. DEREGISTRATION
CAN AFFECT THE VOTING RIGHTS OF
THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR-
CLIENT REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.1
|
APPROVAL OF THE ANNUAL REVIEW,
THE FINANCIAL STATEMENTS OF
NESTLE S.A. AND THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.2
|
ACCEPTANCE OF THE COMPENSATION
REPORT 2019 (ADVISORY VOTE)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
DISCHARGE TO THE MEMBERS OF THE
BOARD OF DIRECTORS AND OF THE
MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
APPROPRIATION OF PROFIT
RESULTING FROM THE BALANCE
SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1.1
|
RE-ELECTION AS MEMBER AND
CHAIRMAN OF THE BOARD OF
DIRECTORS: MR. PAUL BULCKE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1.2
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MR. ULF MARK
SCHNEIDER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1.3
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MR. HENRI DE
CASTRIES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1.4
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MR. RENATO
FASSBIND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1.5
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MRS. ANN M.
VENEMAN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1.6
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MRS. EVA
CHENG
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1.7
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MR. PATRICK
AEBISCHER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1.8
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MRS. URSULA
M. BURNS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1.9
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MR. KASPER
RORSTED
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.110
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MR. PABLO
ISLA
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.111
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MRS.
KIMBERLY A. ROSS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.112
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MR. DICK
BOER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.113
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MR. DINESH
PALIWAL
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.2
|
ELECTION TO THE BOARD OF
DIRECTORS: MRS. HANNE JIMENEZ DE
MORA
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.3.1
|
ELECTION AS MEMBER OF THE
COMPENSATION COMMITTEE: MR.
PATRICK AEBISCHER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.3.2
|
ELECTION AS MEMBER OF THE
COMPENSATION COMMITTEE: MRS.
URSULA M. BURNS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.3.3
|
ELECTION AS MEMBER OF THE
COMPENSATION COMMITTEE: MR.
PABLO ISLA
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.3.4
|
ELECTION AS MEMBER OF THE
COMPENSATION COMMITTEE: MR. DICK
BOER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.4
|
ELECTION OF THE STATUTORY
AUDITORS: ERNST AND YOUNG SA,
LAUSANNE BRANCH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.5
|
ELECTION OF THE INDEPENDENT
REPRESENTATIVE: HARTMANN
DREYER, ATTORNEYS-AT-LAW
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1
|
APPROVAL OF THE COMPENSATION OF
THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2
|
APPROVAL OF THE COMPENSATION OF
THE EXECUTIVE BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
CAPITAL REDUCTION (BY
CANCELLATION OF SHARES)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
IN THE EVENT OF ANY YET UNKNOWN
NEW OR MODIFIED PROPOSAL BY A
SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO
VOTE AS FOLLOWS: (YES = VOTE IN
FAVOR OF ANY SUCH YET UNKNOWN
PROPOSAL, NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PROPOSAL,
ABSTAIN = ABSTAIN FROM VOTING) -
THE BOARD OF DIRECTORS
RECOMMENDS TO VOTE "NO" ON ANY
SUCH YET UNKNOWN PROPOSAL
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
628,000
|
0
|
06-Apr-2020
|
06-Apr-2020
|
|||||||||||||||||||||||
|
GRUPO TELEVISA, S.A.B.
|
||||||||||||||||||||||||||||||
|
Security
|
40049J206
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
TV
|
Meeting Date
|
28-Apr-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US40049J2069
|
Agenda
|
935187131 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
23-Mar-2020
|
Holding Recon Date
|
23-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
22-Apr-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
L1
|
Appointment and/or ratification, as the case
may be, of the members of the Board of
Directors to be appointed at this meeting
pursuant to articles Twenty Sixth, Twenty
Seventh and other applicable articles of the
corporate By-Laws.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
L2
|
Appointment of special delegates to
formalize the resolutions adopted at the
meeting. To vote on the next (1) General
Ordinary Series A and B Shareholders
Meeting; (2) Special Series D Shareholders
Meeting, Shareholders must be Mexican
nationals or Mexican corporations, whose
by-laws exclude foreign ownership of their
shares.
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
D1
|
Appointment and/or ratification, as the case
may be, of the members of the Board of
Directors to be appointed at this meeting
pursuant to articles Twenty Sixth, Twenty
Seventh and other applicable articles of the
corporate By-Laws.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
D2
|
Appointment of special delegates to
formalize the resolutions adopted at the
meeting.
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
1
|
Presentation and, in its case, approval of
the reports referred to in Article 28,
paragraph IV of the Securities Market Law,
including the financial statements for the
year ended on December 31, 2019 and
resolutions regarding the actions taken by
the Board of Directors, the Committees and
the Chief Executive Officer of the Company.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
2
|
Presentation of the report regarding certain
fiscal obligations of the Company, pursuant
to the applicable legislation.
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
3
|
Resolution regarding the allocation of
results for the fiscal year ended on
December 31, 2019.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
4
|
Resolution regarding (i) the amount that
may be allocated to the repurchase of
shares of the Company pursuant to article
56, paragraph IV of the Securities Market
Law; and (ii) the report on the policies and
resolutions adopted by the Board of
Directors of the Company, regarding the
acquisition and sale of such shares.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
5
|
Appointment and/or ratification, as the case
may be, of the members that shall conform
the Board of Directors, the Secretary and
Officers of the Company.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
6
|
Appointment and/or ratification, as the case
may be, of the members that shall conform
the Executive Committee.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
7
|
Appointment and/or ratification, as the case
may be, of the Chairman of the Audit
Committee.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
8
|
Appointment and/or ratification, as the case
may be, of the Chairman of the Corporate
Practices Committee.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
9
|
Compensation to the members of the Board
of Directors, of the Executive Committee, of
the Audit Committee and of the Corporate
Practices Committee, as well as to their
corresponding Secretaries.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
10
|
Appointment of special delegates to
formalize the resolutions adopted at the
meeting.
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
8,400,000
|
0
|
20-Apr-2020
|
20-Apr-2020
|
|||||||||||||||||||||||
|
UNILEVER PLC
|
||||||||||||||||||||||||||||||
|
Security
|
G92087165
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
29-Apr-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
GB00B10RZP78
|
Agenda
|
712287134 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
27-Apr-2020
|
||||||||||||||||||||||||||||
|
City /
|
Country
|
LONDON
|
/
|
United
Kingdom
|
Vote Deadline Date
|
21-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B10RZP7 - B15F6K8 - BZ15D54
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
TO RECEIVE THE REPORT AND
ACCOUNTS FOR THE YEAR ENDED 31
DECEMBER 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
TO APPROVE THE DIRECTORS'
REMUNERATION REPORT
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
3
|
TO RE-ELECT MR N ANDERSEN AS A
NON-EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4
|
TO RE-ELECT MRS L CHA AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5
|
TO RE-ELECT MR V COLAO AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
TO RE-ELECT DR J HARTMANN AS A
NON-EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
TO RE-ELECT MR A JOPE AS AN
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8
|
TO RE-ELECT MS A JUNG AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
TO RE-ELECT MS S KILSBY AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
TO RE-ELECT MR S MASIYIWA AS A
NON-EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11
|
TO RE-ELECT PROFESSOR Y MOON AS
A NON-EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12
|
TO RE-ELECT MR G PITKETHLY AS AN
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13
|
TO RE-ELECT MR J RISHTON AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14
|
TO RE-ELECT MR F SIJBESMA AS A
NON-EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15
|
TO REAPPOINT KPMG LLP AS
AUDITORS OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
16
|
TO AUTHORISE THE DIRECTORS TO FIX
THE REMUNERATION OF THE
AUDITORS
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
17
|
TO AUTHORISE POLITICAL DONATIONS
AND EXPENDITURE
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
18
|
TO RENEW THE AUTHORITY TO
DIRECTORS TO ISSUE SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
19
|
TO RENEW THE AUTHORITY TO
DIRECTORS TO DISAPPLY PRE-
EMPTION RIGHTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
20
|
TO RENEW THE AUTHORITY TO
DIRECTORS TO DISAPPLY PRE-
EMPTION RIGHTS FOR THE PURPOSES
OF ACQUISITIONS OR CAPITAL
INVESTMENTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
21
|
TO RENEW THE AUTHORITY TO THE
COMPANY TO PURCHASE ITS OWN
SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
22
|
TO SHORTEN THE NOTICE PERIOD FOR
GENERAL MEETINGS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
2,425,000
|
0
|
13-Apr-2020
|
13-Apr-2020
|
|||||||||||||||||||||||
|
ROYAL PHILIPS NV
|
||||||||||||||||||||||||||||||
|
Security
|
N7637U112
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
30-Apr-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
NL0000009538
|
Agenda
|
712267637 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
02-Apr-2020
|
Holding Recon Date
|
02-Apr-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
AMSTER
DAM
|
/
|
Netherlands
|
Vote Deadline Date
|
17-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
4197726 - 4200572 - 5986622 -
B4K7BS3 - BF44701
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
SPEECH OF THE PRESIDENT
|
Non-Voting
|
||||||||||||||||||||||||||||
|
2.A
|
ANNUAL REPORT 2019: EXPLANATION
OF THE POLICY ON ADDITIONS TO
RESERVES AND-DIVIDENDS
|
Non-Voting
|
||||||||||||||||||||||||||||
|
2.B
|
ANNUAL REPORT 2019: PROPOSAL TO
ADOPT THE FINANCIAL STATEMENTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.C
|
ANNUAL REPORT 2019: PROPOSAL TO
ADOPT A DIVIDEND OF EUR 0.85 PER
COMMON SHARE, IN CASH OR IN
SHARES AT THE OPTION OF THE
SHAREHOLDER, AGAINST THE NET
INCOME FOR 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.D
|
ANNUAL REPORT 2019:
REMUNERATION REPORT 2019
(ADVISORY VOTE)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.E
|
ANNUAL REPORT 2019: PROPOSAL TO
DISCHARGE THE MEMBERS OF THE
BOARD OF MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.F
|
ANNUAL REPORT 2019: PROPOSAL TO
DISCHARGE THE MEMBERS OF THE
SUPERVISORY BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.A
|
REMUNERATION OF THE BOARD OF
MANAGEMENT AND THE SUPERVISORY
BOARD: PROPOSAL TO ADOPT A
REMUNERATION POLICY FOR THE
BOARD OF MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.B
|
REMUNERATION OF THE BOARD OF
MANAGEMENT AND THE SUPERVISORY
BOARD: PROPOSAL TO APPROVE A
LONG-TERM INCENTIVE PLAN FOR THE
BOARD OF MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.C
|
REMUNERATION OF THE BOARD OF
MANAGEMENT AND THE SUPERVISORY
BOARD: PROPOSAL TO ADOPT A
REMUNERATION POLICY FOR THE
SUPERVISORY BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.A
|
COMPOSITION OF THE SUPERVISORY
BOARD: PROPOSAL TO RE-APPOINT MS
N. DHAWAN AS MEMBER OF THE
SUPERVISORY BOARD WITH EFFECT
FROM APRIL 30, 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.B
|
COMPOSITION OF THE SUPERVISORY
BOARD: PROPOSAL TO APPOINT MR F.
SIJBESMA AS MEMBER OF THE
SUPERVISORY BOARD WITH EFFECT
FROM APRIL 30, 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.C
|
COMPOSITION OF THE SUPERVISORY
BOARD: PROPOSAL TO APPOINT MR P.
LOSCHER AS MEMBER OF THE
SUPERVISORY BOARD WITH EFFECT
FROM APRIL 30, 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.A
|
AUTHORIZATION OF THE BOARD OF
MANAGEMENT TO: ISSUE SHARES OR
GRANT RIGHTS TO ACQUIRE SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.B
|
AUTHORIZATION OF THE BOARD OF
MANAGEMENT TO: RESTRICT OR
EXCLUDE PRE-EMPTION RIGHTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
AUTHORIZATION OF THE BOARD OF
MANAGEMENT TO ACQUIRE SHARES IN
THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
CANCELLATION OF SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8
|
ANY OTHER BUSINESS
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS IS REQUIRED FOR
THIS MEETING. IF NO-BENEFICIAL
OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
THANK-YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
18 MAR 2020: PLEASE NOTE THAT THIS
IS A REVISION DUE TO MODIFICATION
OF TEXT-OF RESOLUTIONS 2.E & 2.F. IF
YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO-NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK-YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
3,200,000
|
0
|
14-Apr-2020
|
14-Apr-2020
|
|||||||||||||||||||||||
|
EXPEDITORS INT'L OF WASHINGTON, INC.
|
||||||||||||||||||||||||||||||
|
Security
|
302130109
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
EXPD
|
Meeting Date
|
05-May-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US3021301094
|
Agenda
|
935150639 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
10-Mar-2020
|
Holding Recon Date
|
10-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
04-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1.1
|
Election of Director: Robert R. Wright
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.2
|
Election of Director: Glenn M. Alger
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.3
|
Election of Director: Robert P. Carlile
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.4
|
Election of Director: James M. DuBois
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.5
|
Election of Director: Mark A. Emmert
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.6
|
Election of Director: Diane H. Gulyas
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.7
|
Election of Director: Jeffrey S. Musser
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.8
|
Election of Director: Liane J. Pelletier
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
Advisory Vote to Approve Named Executive
Officer Compensation
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
Approve Amendments to the 2017 Omnibus
Incentive Plan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
Ratification of Independent Registered
Public Accounting Firm
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.
|
Shareholder Proposal: NYC Comptroller
Proposal
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
1,290,000
|
0
|
01-May-2020
|
01-May-2020
|
|||||||||||||||||||||||
|
NUTRIEN LTD. (THE "CORPORATION")
|
||||||||||||||||||||||||||||||
|
Security
|
67077M108
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
NTR
|
Meeting Date
|
06-May-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
CA67077M1086
|
Agenda
|
935164361 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
20-Mar-2020
|
Holding Recon Date
|
20-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
Canada
|
Vote Deadline Date
|
01-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||
|
1
|
Christopher M. Burley
|
For
|
For
|
|||||||||||||||||||||||||||
|
2
|
Maura J. Clark
|
For
|
For
|
|||||||||||||||||||||||||||
|
3
|
David C. Everitt
|
For
|
For
|
|||||||||||||||||||||||||||
|
4
|
Russell K. Girling
|
For
|
For
|
|||||||||||||||||||||||||||
|
5
|
Miranda C. Hubbs
|
For
|
For
|
|||||||||||||||||||||||||||
|
6
|
Alice D. Laberge
|
For
|
For
|
|||||||||||||||||||||||||||
|
7
|
Consuelo E. Madere
|
For
|
For
|
|||||||||||||||||||||||||||
|
8
|
Charles V. Magro
|
For
|
For
|
|||||||||||||||||||||||||||
|
9
|
Keith G. Martell
|
For
|
For
|
|||||||||||||||||||||||||||
|
10
|
Aaron W. Regent
|
For
|
For
|
|||||||||||||||||||||||||||
|
11
|
Mayo M. Schmidt
|
For
|
For
|
|||||||||||||||||||||||||||
|
2
|
The re-appointment of KPMG LLP,
Chartered Accountants, as auditor of the
Corporation.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
A non-binding advisory resolution to accept
the Corporation's approach to executive
compensation.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
471,140
|
0
|
28-Apr-2020
|
28-Apr-2020
|
|||||||||||||||||||||||
|
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS)
|
||||||||||||||||||||||||||||||
|
Security
|
G50764102
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
07-May-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
BMG507641022
|
Agenda
|
712379507 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
05-May-2020
|
||||||||||||||||||||||||||||
|
City /
|
Country
|
HAMILT
ON
HM12
|
/
|
Bermuda
|
Vote Deadline Date
|
29-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
0474081 - 2614045 - B0CRVH2 -
B5VTXP6 - B838095
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
TO RECEIVE THE FINANCIAL
STATEMENTS FOR 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
TO DECLARE A FINAL DIVIDEND FOR
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
TO RE-ELECT DAVID HSU AS A
DIRECTOR
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
4
|
TO RE-ELECT ADAM KESWICK AS A
DIRECTOR
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
5
|
TO RE-ELECT LINCOLN K.K. LEONG AS
A DIRECTOR
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
6
|
TO RE-APPOINT THE AUDITORS AND
TO AUTHORISE THE DIRECTORS TO FIX
THEIR REMUNERATION
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
TO RENEW THE GENERAL MANDATE
TO THE DIRECTORS TO ISSUE NEW
SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
5,110,000
|
0
|
27-Apr-2020
|
27-Apr-2020
|
|||||||||||||||||||||||
|
DKSH HOLDING AG
|
||||||||||||||||||||||||||||||
|
Security
|
H2012M121
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
13-May-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
CH0126673539
|
Agenda
|
712364722 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
04-May-2020
|
Holding Recon Date
|
04-May-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
ZURICH
|
/
|
Switzerland
|
Vote Deadline Date
|
29-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B71QPM2 - B789NJ7 - BH66709 -
BKJ90R4
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS ARE REQUIRED FOR
THIS MEETING. IF-NO BENEFICIAL
OWNER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE
REJECTED.-THANK YOU.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
PART 2 OF THIS MEETING IS FOR
VOTING ON AGENDA AND MEETING
ATTENDANCE-REQUESTS ONLY.
PLEASE ENSURE THAT YOU HAVE
FIRST VOTED IN FAVOUR OF THE-
REGISTRATION OF SHARES IN PART 1
OF THE MEETING. IT IS A MARKET
REQUIREMENT-FOR MEETINGS OF
THIS TYPE THAT THE SHARES ARE
REGISTERED AND MOVED TO A-
REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE
INDIVIDUAL-SUB-CUSTODIANS MAY
VARY. UPON RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR
SHARES TO ALLOW FOR
RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT
PREVENT THE-TRADING OF SHARES,
ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED
FOR SETTLEMENT. DEREGISTRATION
CAN AFFECT THE VOTING RIGHTS OF
THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR-
CLIENT REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
APPROVAL OF THE FINANCIAL
STATEMENTS OF DKSH HOLDING LTD.
AND THE GROUP CONSOLIDATED
FINANCIAL STATEMENTS OF THE DKSH
GROUP FOR THE FINANCIAL YEAR
2019: REPORTS OF THE STATUTORY
AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
APPROPRIATION OF AVAILABLE
EARNINGS AS PER BALANCE SHEET
2019 AND DECLARATION OF DIVIDEND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
DISCHARGE FROM LIABILITY OF THE
MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE EXECUTIVE
COMMITTEE FOR THE FINANCIAL YEAR
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1
|
APPROVAL OF THE COMPENSATION OF
THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.2
|
APPROVAL OF THE COMPENSATION OF
THE EXECUTIVE COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.1
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: DR.
WOLFGANG BAIER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.2
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MR. JACK
CLEMONS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.3
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MR. MARCO
GADOLA
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.4
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: DR. FRANK CH.
GULICH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.5
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MR. ADRIAN T.
KELLER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.6
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MR. ANDREAS
W. KELLER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.7
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MS. PROF. DR.
ANNETTE G. KOEHLER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.8
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: DR. HANS
CHRISTOPH TANNER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.9
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MS. EUNICE
ZEHNDER-LAI
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2
|
ELECTION OF MR. MARCO GADOLA AS
CHAIRMAN OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3.1
|
ELECTION OF THE MEMBER OF THE
NOMINATION AND COMPENSATION
COMMITTEE: RE-ELECTION OF DR.
FRANK CH. GULICH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3.2
|
ELECTION OF THE MEMBER OF THE
NOMINATION AND COMPENSATION
COMMITTEE: RE-ELECTION OF MS.
EUNICE ZEHNDER-LAI
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3.3
|
ELECTION OF THE MEMBER OF THE
NOMINATION AND COMPENSATION
COMMITTEE: ELECTION OF MR. ADRIAN
T. KELLER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
RE-ELECTION OF THE STATUTORY
AUDITORS: ERNST AND YOUNG LTD.,
ZURICH FOR THE FINANCIAL YEAR 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
RE-ELECTION OF THE INDEPENDENT
PROXY: MR. ERNST A. WIDMER,
ZURICH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
1,968,000
|
0
|
24-Apr-2020
|
24-Apr-2020
|
|||||||||||||||||||||||
|
CK HUTCHISON HOLDINGS LTD
|
||||||||||||||||||||||||||||||
|
Security
|
G21765105
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
14-May-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
KYG217651051
|
Agenda
|
712361170 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
08-May-2020
|
Holding Recon Date
|
08-May-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
HONG
KONG
|
/
|
Cayman
Islands
|
Vote Deadline Date
|
07-May-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
BD8NBJ7 - BW9P816 - BWF9FC2 -
BWFGCF5 - BWFQVV4
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
07 MAY 2020: PLEASE NOTE THAT THE
COMPANY NOTICE AND PROXY FORM
ARE AVAILABLE-BY CLICKING ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listcone
ws/sehk/2020/0407/2020040700761.pdf-
AND-
https://www1.hkexnews.hk/listedco/listcone
ws/sehk/2020/0407/2020040700769.pdf;-
AND-
https://www1.hkexnews.hk/listedco/listcone
ws/sehk/2020/0507/2020050700547.pdf
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR
'AGAINST' FOR-ALL RESOLUTIONS,
ABSTAIN IS NOT A VOTING OPTION ON
THIS MEETING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
TO CONSIDER AND ADOPT THE
AUDITED FINANCIAL STATEMENTS, THE
REPORTS OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR FOR THE
YEAR ENDED 31 DECEMBER 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
TO DECLARE A FINAL DIVIDEND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.A
|
TO RE-ELECT MR FOK KIN NING,
CANNING AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.B
|
TO RE-ELECT MR KAM HING LAM AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.C
|
TO RE-ELECT MS EDITH SHIH AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.D
|
TO RE-ELECT MR CHOW KUN CHEE,
ROLAND AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.E
|
TO RE-ELECT MR LEUNG SIU HON AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.F
|
TO RE-ELECT MR CHENG HOI CHUEN,
VINCENT AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4
|
APPROVE
PRICEWATERHOUSECOOPERS AS
AUDITOR AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1
|
TO GRANT A GENERAL MANDATE TO
THE DIRECTORS TO ISSUE, ALLOT AND
DISPOSE OF ADDITIONAL SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2
|
TO APPROVE THE REPURCHASE BY
THE COMPANY OF ITS OWN SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
SPECIAL RESOLUTION: TO APPROVE
THE AMENDMENTS TO THE ARTICLES
OF ASSOCIATION
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
CMMT
|
07 MAY 2020: PLEASE NOTE THAT THIS
IS A REVISION DUE TO MODIFICATION
OF TEXT-OF RESOLUTION 4 AND
ADDITION OF URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR-VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR
ORIGINAL-INSTRUCTIONS. THANK YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
17,500,000
|
0
|
04-May-2020
|
04-May-2020
|
|||||||||||||||||||||||
|
CHUBB LIMITED
|
||||||||||||||||||||||||||||||
|
Security
|
H1467J104
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
CB
|
Meeting Date
|
20-May-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
CH0044328745
|
Agenda
|
935169931 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
27-Mar-2020
|
Holding Recon Date
|
27-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
Bermuda
|
Vote Deadline Date
|
18-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
Approval of the management report,
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2A
|
Allocation of disposable profit
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2B
|
Distribution of a dividend out of legal
reserves (by way of release and allocation
to a dividend reserve)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
Discharge of the Board of Directors
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4A
|
Election of Auditor: Election of
PricewaterhouseCoopers AG (Zurich) as
our statutory auditor
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4B
|
Election of Auditor: Ratification of
appointment of PricewaterhouseCoopers
LLP (United States) as independent
registered public accounting firm for
purposes of U.S. securities law reporting
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4C
|
Election of Auditor: Election of BDO AG
(Zurich) as special audit firm
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5A
|
Election of Director: Evan G. Greenberg
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5B
|
Election of Director: Michael G. Atieh
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5C
|
Election of Director: Sheila P. Burke
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5D
|
Election of Director: James I. Cash
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5E
|
Election of Director: Mary Cirillo
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5F
|
Election of Director: Michael P. Connors
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5G
|
Election of Director: John A. Edwardson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5H
|
Election of Director: Robert J. Hugin
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5I
|
Election of Director: Robert W. Scully
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5J
|
Election of Director: Eugene B. Shanks, Jr.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5K
|
Election of Director: Theodore E. Shasta
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5L
|
Election of Director: David H. Sidwell
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5M
|
Election of Director: Olivier Steimer
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5N
|
Election of Director: Frances F. Townsend
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
Election of Evan G. Greenberg as
Chairman of the Board of Directors
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7A
|
Election of the Compensation Committee of
the Board of Directors: Michael P. Connors
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7B
|
Election of the Compensation Committee of
the Board of Directors: Mary Cirillo
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7C
|
Election of the Compensation Committee of
the Board of Directors: John A. Edwardson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7D
|
Election of the Compensation Committee of
the Board of Directors: Frances F.
Townsend
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8
|
Election of Homburger AG as independent
proxy
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
Amendment to the Articles of Association
relating to authorized share capital for
general purposes
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
Reduction of share capital
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11A
|
Compensation of the Board of Directors
until the next annual general meeting
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11B
|
Compensation of Executive Management
for the next calendar year
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12
|
Advisory vote to approve executive
compensation under U.S. securities law
requirements
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
A
|
If a new agenda item or a new proposal for
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
1,200,000
|
0
|
06-May-2020
|
06-May-2020
|
|||||||||||||||||||||||
|
LLOYDS BANKING GROUP PLC
|
||||||||||||||||||||||||||||||
|
Security
|
G5533W248
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
21-May-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
GB0008706128
|
Agenda
|
712474307 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
19-May-2020
|
||||||||||||||||||||||||||||
|
City /
|
Country
|
EDINBU
RGH
|
/
|
United
Kingdom
|
Vote Deadline Date
|
13-May-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
0870612 - 5460524 - BRTM7Q0
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 384320
DUE TO INCLUSION-OF WITHDRAWAL
OF RESOLUTION 17. ALL VOTES
RECEIVED ON THE PREVIOUS
MEETING-WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE.-THANK YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
RECEIVE THE REPORT AND ACCOUNTS
FOR THE YEAR ENDED 31 DECEMBER
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
ELECTION OF MR W L D CHALMERS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
ELECTION OF MS S C LEGG
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4
|
ELECTION OF MS C M WOODS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5
|
RE-ELECTION OF LORD BLACKWELL
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
RE-ELECTION OF MR J COLUMBAS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
RE-ELECTION OF MR A P DICKINSON
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8
|
RE-ELECTION OF MR S P HENRY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
RE-ELECTION OF MR A HORTA OSORIO
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
RE-ELECTION OF LORD LUPTON
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11
|
RE-ELECTION OF MS A F MACKENZIE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12
|
RE-ELECTION OF MR N E T
PRETTEJOHN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13
|
RE-ELECTION OF MR S W SINCLAIR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14
|
RE-ELECTION OF MS S V WELLER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15
|
REMUNERATION POLICY SECTION OF
THE DIRECTORS REMUNERATION
REPORT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
16
|
ANNUAL REPORT ON REMUNERATION
SECTION OF THE DIRECTORS
REMUNERATION REPORT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
17
|
APPROVAL OF A FINAL ORDINARY
DIVIDEND OF 2 POINT 25 PENCE PER
SHARE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
18
|
RE-APPOINTMENT OF THE AUDITOR:
PRICEWATERHOUSECOOPERS LLP
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
19
|
AUTHORITY TO SET THE
REMUNERATION OF THE AUDITOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
20
|
APPROVAL OF THE LONG TERM SHARE
PLAN 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
21
|
AUTHORITY FOR THE COMPANY AND
ITS SUBSIDIARIES TO MAKE POLITICAL
DONATIONS OR INCUR POLITICAL
EXPENDITURE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
22
|
DIRECTORS AUTHORITY TO ALLOT
SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
23
|
DIRECTORS AUTHORITY TO ALLOT
SHARES IN RELATION TO THE ISSUE
OF REGULATORY CAPITAL
CONVERTIBLE INSTRUMENTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
24
|
LIMITED DISAPPLICATION OF PRE-
EMPTION RIGHTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
25
|
LIMITED DISAPPLICATION OF PRE-
EMPTION RIGHTS IN THE EVENT OF
FINANCING AN ACQUISITION
TRANSACTION OR OTHER CAPITAL
INVESTMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
26
|
LIMITED DISAPPLICATION OF PRE-
EMPTION RIGHTS IN RELATION TO THE
ISSUE OF REGULATORY CAPITAL
CONVERTIBLE INSTRUMENTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
27
|
AUTHORITY TO PURCHASE ORDINARY
SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
28
|
AUTHORITY TO PURCHASE
PREFERENCE SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
29
|
NOTICE PERIOD FOR GENERAL
MEETINGS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
CMMT
|
23 APR 2020: PLEASE NOTE THAT THIS
IS A REVISION DUE TO THE CHANGE IN
VOTING-STATUS OF RESOLUTION 17,
WHICH HAD PREVIOUSLY BEEN
WITHDRAWN. IF YOU HAVE-ALREADY
SENT IN YOUR VOTES TO MID 397609,
PLEASE DO NOT VOTE AGAIN UNLESS
YOU-DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
172,000,000
|
0
|
07-May-2020
|
07-May-2020
|
|||||||||||||||||||||||
|
BOLLORE
|
||||||||||||||||||||||||||||||
|
Security
|
F10659260
|
Meeting Type
|
MIX
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
27-May-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
FR0000039299
|
Agenda
|
712299379 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
22-May-2020
|
Holding Recon Date
|
22-May-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
PUTEAU
X
|
/
|
France
|
Vote Deadline Date
|
08-May-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
4572709 - B1L4FR9 - B28FJC5
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
THE FOLLOWING APPLIES TO
SHAREHOLDERS THAT DO NOT HOLD
SHARES DIRECTLY WITH A-FRENCH
CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED
TO THE-GLOBAL CUSTODIANS ON THE
VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED-INTERMEDIARY, THE
GLOBAL CUSTODIANS WILL SIGN THE
PROXY CARDS AND FORWARD-THEM
TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION,
PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT THE FRENCH
PROXY CARD IS AVAILABLE AS A LINK
UNDER THE-'MATERIAL URL'
DROPDOWN AT THE TOP OF THE
BALLOT
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
FOLLOWING CHANGES IN THE FORMAT
OF PROXY CARDS FOR FRENCH
MEETINGS, ABSTAIN-IS NOW A VALID
VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING-THE
VOTING OPTION WILL DEFAULT TO
'AGAINST', OR FOR POSITIONS WHERE
THE PROXY-CARD IS NOT COMPLETED
BY BROADRIDGE, TO THE
PREFERENCE OF YOUR CUSTODIAN.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
O.1
|
APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2019 - APPROVAL OF THE NON-
DEDUCTIBLE EXPENSES - DISCHARGE
GRANTED TO DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.2
|
APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.3
|
ALLOCATION OF INCOME FOR THE
FINANCIAL YEAR - SETTING OF THE
DIVIDEND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.4
|
APPROVAL OF THE REGULATED
AGREEMENTS AND COMMITMENTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.5
|
RENEWAL OF THE TERM OF OFFICE OF
MRS. MARIE BOLLORE AS DIRECTOR
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
O.6
|
RENEWAL OF THE TERM OF OFFICE OF
CONSTANTIN ASSOCIES COMPANY AS
PRINCIPAL STATUTORY AUDITOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.7
|
RENEWAL OF THE TERM OF OFFICE OF
CISANE AS DEPUTY STATUTORY
AUDITOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.8
|
AUTHORIZATION GRANTED TO THE
BOARD OF DIRECTORS TO ACQUIRE
THE COMPANY'S SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.9
|
APPROVAL OF THE INFORMATION
REFERRED TO IN SECTION L OF
ARTICLE L.225-37-3 OF THE FRENCH
COMMERCIAL CODE AS PRESENTED IN
THE REPORT ON CORPORATE
GOVERNANCE - SAY ON PAY "EX POST"
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.10
|
APPROVAL OF THE FIXED, VARIABLE
AND EXCEPTIONAL ELEMENTS MAKING
UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
THE PERIOD FROM 01 JANUARY TO 14
MARCH 2019 OR ALLOCATED DURING
THE SAME PERIOD TO MR. VINCENT
BOLLORE DUE TO THE EXERCISE OF
HIS TERM OF OFFICE AS CHAIRMAN
AND CHIEF EXECUTIVE OFFICER OF
THE COMPANY - SAY ON PAY "EX
POST"
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.11
|
APPROVAL OF THE FIXED, VARIABLE
AND EXCEPTIONAL ELEMENTS MAKING
UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
THE PERIOD FROM 01 JANUARY TO 14
MARCH 2019 OR ALLOCATED DURING
THE SAME PERIOD TO MR. CYRILLE
BOLLORE DUE TO THE EXERCISE OF
HIS TERM OF OFFICE AS DEPUTY
CHIEF EXECUTIVE OFFICER OF THE
COMPANY - SAY ON PAY "EX POST"
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.12
|
APPROVAL OF THE FIXED, VARIABLE
AND EXCEPTIONAL ELEMENTS MAKING
UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
THE PERIOD FROM 01 APRIL TO 31
DECEMBER 2019 OR ALLOCATED
DURING THE SAME PERIOD TO MR.
CYRILLE BOLLORE DUE TO THE
EXERCISE OF HIS TERM OF OFFICE AS
CHAIRMAN AND CHIEF EXECUTIVE
OFFICER - SAY ON PAY "EX POST"
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
O.13
|
APPROVAL OF THE COMPENSATION
POLICY OF DIRECTORS ESTABLISHED
BY THE BOARD OF DIRECTORS - EX-
ANTE VOTING PROCEDURE
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
O.14
|
APPROVAL OF THE COMPENSATION
POLICY OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER ESTABLISHED BY
THE BOARD OF DIRECTORS - "EX ANTE"
VOTING PROCEDURE
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
O.15
|
POWERS TO CARRY OUT FORMALITIES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.1
|
DELEGATION OF AUTHORITY TO BE
GRANTED TO THE BOARD OF
DIRECTORS TO ISSUE SHARES OR
TRANSFERABLE SECURITIES
GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE COMPANY'S
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, IN
CONSIDERATION FOR CONTRIBUTIONS
OF SECURITIES MADE AS PART OF A
PUBLIC OFFERING INCLUDING AN
EXCHANGE COMPONENT INITIATED BY
THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.2
|
AUTHORIZATION GRANTED TO THE
BOARD OF DIRECTORS TO REDUCE
THE CAPITAL BY CANCELLATION OF
SHARES PREVIOUSLY REPURCHASED
UNDER A SHARE BUYBACK PROGRAM
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.3
|
AMENDMENT TO ARTICLE 12 "BOARD
OF DIRECTORS - EMPLOYEE
DIRECTORS" IN ORDER TO AMEND THE
TERMS AND CONDITIONS OF
APPOINTING EMPLOYEE DIRECTORS
AND TO BRING THE BY-LAWS INTO LINE
WITH THE NEW PROVISIONS OF
ARTICLE L 225-27-1 OF THE FRENCH
COMMERCIAL CODE RELATING TO THE
NUMBER OF EMPLOYEE DIRECTORS
PRESENT ON THE BOARD OF
DIRECTORS IN ACCORDANCE WITH
THE NUMBER OF DIRECTORS SITTING
ON THE BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.4
|
AMENDMENTS TO THE PROVISIONS OF
ARTICLE 19 OF THE BY-LAWS
"GENERAL MEETINGS" BY ADDING A
PROVISION ALLOWING THE USE OF
REMOTE VOTING BY ELECTRONIC
MEANS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.5
|
AMENDMENTS TO THE PROVISIONS OF
ARTICLE 16 OF THE BY-LAWS
"COMPENSATION OF DIRECTORS"
FOLLOWING THE CANCELLATION OF
THE CONCEPT OF "ATTENDANCE FEES"
IN LAW NO. 2019-486 OF 22 MAY 2019,
KNOWN AS THE " COVENANT LAW"
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.6
|
POWERS TO CARRY OUT FORMALITIES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
CMMT
|
06 MAY 2020: PLEASE NOTE THAT
IMPORTANT ADDITIONAL MEETING
INFORMATION IS-AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:-
https://www.journal-
officiel.gouv.fr/balo/document/20200325200
0606-37 AND-https://www.journal-
officiel.gouv.fr/balo/document/20200506200
1050-55; PLEASE-NOTE THAT THIS IS A
REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK. IF YOU-HAVE
ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE-TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
26,693,000
|
0
|
06-May-2020
|
06-May-2020
|
|||||||||||||||||||||||
|
SAFRAN SA
|
||||||||||||||||||||||||||||||
|
Security
|
F4035A557
|
Meeting Type
|
MIX
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
28-May-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
FR0000073272
|
Agenda
|
712329134 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
25-May-2020
|
Holding Recon Date
|
25-May-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
MASSY
|
/
|
France
|
Vote Deadline Date
|
14-May-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B058TZ6 - B0591N1 - B28LP25 -
BF447J0
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
THE FOLLOWING APPLIES TO
SHAREHOLDERS THAT DO NOT HOLD
SHARES DIRECTLY WITH A-FRENCH
CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED
TO THE-GLOBAL CUSTODIANS ON THE
VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED-INTERMEDIARY, THE
GLOBAL CUSTODIANS WILL SIGN THE
PROXY CARDS AND FORWARD-THEM
TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION,
PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT THE FRENCH
PROXY CARD IS AVAILABLE AS A LINK
UNDER THE-'MATERIAL URL'
DROPDOWN AT THE TOP OF THE
BALLOT
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
FOLLOWING CHANGES IN THE FORMAT
OF PROXY CARDS FOR FRENCH
MEETINGS, ABSTAIN-IS NOW A VALID
VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING-THE
VOTING OPTION WILL DEFAULT TO
'AGAINST', OR FOR POSITIONS WHERE
THE PROXY-CARD IS NOT COMPLETED
BY BROADRIDGE, TO THE
PREFERENCE OF YOUR CUSTODIAN.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
11 MAY 2020: PLEASE NOTE THAT
IMPORTANT ADDITIONAL MEETING
INFORMATION IS-AVAILABLE BY
CLICKING ON THE MATERIAL URL-
LINK:https://www.journal-
officiel.gouv.fr/balo/document/20200401200
0689-40-AND https://www.journal-
officiel.gouv.fr/balo/document/20200511200
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1300-57;-PLEASE NOTE THAT THIS IS A
REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK. IF-YOU HAVE
ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS
YOU-DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
|
||||||||||||||||||||||||||||||
|
O.1
|
APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2019 - APPROVAL OF THE NON-
DEDUCTIBLE EXPENSES AND COSTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.2
|
APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.3
|
ALLOCATION OF INCOME FOR THE
FINANCIAL YEAR 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.4
|
APPOINTMENT OF PATRICIA
BELLINGER AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.5
|
RATIFICATION OF THE CO-OPTATION
OF FERNANDA SARAIVA AS DIRECTOR
REPRESENTING EMPLOYEE
SHAREHOLDERS, AS A REPLACEMENT
FOR ELIANE CARRE-COPIN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.6
|
APPOINTMENT OF MARC AUBRY AS
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS, AS A REPLACEMENT
FOR FERNANDA SARAIVA
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.7
|
APPOINTMENT OF ANNE AUBERT AS
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS, AS A REPLACEMENT
FOR GERARD MARDINE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
A
|
PLEASE NOTE THAT THIS RESOLUTION
IS A SHAREHOLDER PROPOSAL:
RENEWAL OF THE TERM OF OFFICE OF
FERNANDA SARAIVA AS DIRECTOR
REPRESENTING EMPLOYEE
SHAREHOLDERS
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
B
|
PLEASE NOTE THAT THIS RESOLUTION
IS A SHAREHOLDER PROPOSAL:
APPOINTMENT OF CARLOS ARVIZU AS
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
O.8
|
APPROVAL OF THE FIXED, VARIABLE
AND EXCEPTIONAL ELEMENTS MAKING
UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
THE FINANCIAL YEAR 2019 OR
ALLOCATED FOR THE FINANCIAL YEAR
2019 TO ROSS MCINNES, THE
CHAIRMAN OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.9
|
APPROVAL OF THE FIXED, VARIABLE
AND EXCEPTIONAL ELEMENTS MAKING
UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
THE FINANCIAL YEAR 2019 OR
ALLOCATED FOR THE FINANCIAL YEAR
2019 TO PHILIPPE PETITCOLIN, THE
CHIEF EXECUTIVE OFFICER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.10
|
APPROVAL OF THE INFORMATION
REFERRED TO IN SECTION I OF
ARTICLE L. 225-37-3 OF THE FRENCH
COMMERCIAL CODE, RELATING TO THE
COMPENSATION OF CORPORATE
OFFICERS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.11
|
SETTING OF THE ANNUAL AMOUNT
ALLOCATED TO DIRECTORS AS
COMPENSATION FOR THEIR ACTIVITY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.12
|
APPROVAL OF THE COMPENSATION
POLICY APPLICABLE TO THE
CHAIRMAN OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.13
|
APPROVAL OF THE COMPENSATION
POLICY APPLICABLE TO THE CHIEF
EXECUTIVE OFFICER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.14
|
APPROVAL OF THE COMPENSATION
POLICY APPLICABLE TO DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.15
|
AUTHORIZATION TO BE GRANTED TO
THE BOARD OF DIRECTORS TO TRADE
IN THE SHARES OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.16
|
AMENDMENT TO ARTICLES 14.1 AND
14.2 OF THE BYLAWS, IN ORDER TO
INCREASE THE MAXIMUM NUMBER OF
DIRECTORS (EXCLUDING DIRECTORS
REPRESENTING EMPLOYEE
SHAREHOLDERS AND EMPLOYEES)
FROM 13 TO 14
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.17
|
AMENDMENT OF THE BYLAWS:
SIMPLIFICATION OF THE CORPORATE
PURPOSE AND COMPLIANCE WITH
LEGISLATIVE AND REGULATORY
PROVISIONS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.18
|
POWERS TO CARRY OUT FORMALITIES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
1,296,650
|
0
|
06-May-2020
|
06-May-2020
|
|||||||||||||||||||||||
|
BOOKING HOLDINGS INC.
|
||||||||||||||||||||||||||||||
|
Security
|
09857L108
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
BKNG
|
Meeting Date
|
04-Jun-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US09857L1089
|
Agenda
|
935188929 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
09-Apr-2020
|
Holding Recon Date
|
09-Apr-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
03-Jun-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||
|
1
|
Timothy M. Armstrong
|
For
|
For
|
|||||||||||||||||||||||||||
|
2
|
Jeffery H. Boyd
|
For
|
For
|
|||||||||||||||||||||||||||
|
3
|
Glenn D. Fogel
|
For
|
For
|
|||||||||||||||||||||||||||
|
4
|
Mirian M. Graddick-Weir
|
For
|
For
|
|||||||||||||||||||||||||||
|
5
|
Wei Hopeman
|
For
|
For
|
|||||||||||||||||||||||||||
|
6
|
Robert J. Mylod, Jr.
|
For
|
For
|
|||||||||||||||||||||||||||
|
7
|
Charles H. Noski
|
For
|
For
|
|||||||||||||||||||||||||||
|
8
|
Nicholas J. Read
|
For
|
For
|
|||||||||||||||||||||||||||
|
9
|
Thomas E. Rothman
|
For
|
For
|
|||||||||||||||||||||||||||
|
10
|
Bob van Dijk
|
For
|
For
|
|||||||||||||||||||||||||||
|
11
|
Lynn M. Vojvodich
|
For
|
For
|
|||||||||||||||||||||||||||
|
12
|
Vanessa A. Wittman
|
For
|
For
|
|||||||||||||||||||||||||||
|
2.
|
Advisory vote to approve 2019 executive
compensation.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
3.
|
Ratification of Deloitte & Touche LLP as our
independent registered public accounting
firm for the fiscal year ending December 31,
2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
Stockholder proposal requesting the right of
stockholders to act by written consent.
|
Shareholder
|
For
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
117,500
|
0
|
18-May-2020
|
18-May-2020
|
|||||||||||||||||||||||
|
WPP PLC
|
||||||||||||||||||||||||||||||
|
Security
|
G9788D103
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
10-Jun-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
JE00B8KF9B49
|
Agenda
|
712616981 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
08-Jun-2020
|
||||||||||||||||||||||||||||
|
City /
|
Country
|
LONDON
|
/
|
Jersey
|
Vote Deadline Date
|
02-Jun-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B8KF9B4 - B9GRCY5 - BMF1V31
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
TO RECEIVE THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
TO RECEIVE AND APPROVE THE
COMPENSATION COMMITTEE REPORT
CONTAINED WITHIN THE ANNUAL
REPORT AND ACCOUNTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
TO RECEIVE AND APPROVE THE
DIRECTORS COMPENSATION POLICY
CONTAINED WITHIN THE ANNUAL
REPORT AND ACCOUNTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4
|
TO ELECT JOHN ROGERS AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5
|
TO ELECT SANDRINE DUFOUR AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
TO ELECT KEITH WEED AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
TO ELECT JASMINE WHITBREAD AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8
|
TO RE-ELECT ROBERTO QUARTA AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
TO RE-ELECT DR JACQUES AIGRAIN AS
A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
TO RE-ELECT TAREK FARAHAT AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11
|
TO RE-ELECT MARK READ AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12
|
TO RE-ELECT CINDY ROSE OBE AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13
|
TO RE-ELECT NICOLE SELIGMAN AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14
|
TO RE-ELECT SALLY SUSMAN AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15
|
TO RE-APPOINT DELOITTE LLP AS
AUDITORS TO HOLD OFFICE FROM THE
CONCLUSION OF THE ANNUAL
GENERAL MEETING TO THE
CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
16
|
TO AUTHORISE THE AUDIT COMMITTEE
FOR AND ON BEHALF OF THE BOARD
OF DIRECTORS TO DETERMINE THE
AUDITORS' REMUNERATION
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
17
|
AUTHORITY TO ALLOT SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
18
|
AUTHORITY TO PURCHASE OWN
SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
19
|
DISAPPLICATION OF PRE-EMPTION
RIGHTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
9,420,000
|
0
|
26-May-2020
|
26-May-2020
|
|||||||||||||||||||||||
|
HENKEL AG & CO. KGAA
|
||||||||||||||||||||||||||||||
|
Security
|
D3207M102
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
17-Jun-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
DE0006048408
|
Agenda
|
712617919 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
26-May-2020
|
Holding Recon Date
|
26-May-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
DUESSE
LDORF
|
/
|
Germany
|
Vote Deadline Date
|
03-Jun-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
5002465 - B28J8T7 - BRTLG60
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
FROM 10TH FEBRUARY, BROADRIDGE
WILL CODE ALL AGENDAS FOR
GERMAN MEETINGS IN-ENGLISH ONLY.
IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE-
AVAILABLE AS A LINK UNDER THE
'MATERIAL URL' DROPDOWN AT THE
TOP OF THE-BALLOT. THE GERMAN
AGENDAS FOR ANY EXISTING OR PAST
MEETINGS WILL REMAIN IN-PLACE.
FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
ACCORDING TO GERMAN LAW, IN CASE
OF SPECIFIC CONFLICTS OF INTEREST
IN-CONNECTION WITH SPECIFIC ITEMS
OF THE AGENDA FOR THE GENERAL
MEETING YOU ARE-NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT
MIGHT-BE EXCLUDED WHEN YOUR
SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS-AND
YOU HAVE NOT COMPLIED WITH ANY
OF YOUR MANDATORY VOTING
RIGHTS-NOTIFICATIONS PURSUANT TO
THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS
REGARD PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-
FOR CLARIFICATION. IF YOU DO NOT
HAVE ANY INDICATION REGARDING
SUCH CONFLICT-OF INTEREST, OR
ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS-USUAL
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY
ON THE ISSUER'S-WEBSITE (PLEASE
REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF
YOU-WISH TO ACT ON THESE ITEMS,
YOU WILL NEED TO REQUEST A
MEETING ATTEND AND-VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS
CANNOT-BE REFLECTED ON THE
BALLOT ON PROXYEDGE
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
PRESENTATION OF THE FINANCIAL
STATEMENTS AND ANNUAL REPORT
FOR THE 2019 FINANCIAL YEAR WITH
THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL
REPORT AS WELL AS THE CORPORATE
GOVERNANCE REPORT, THE
REMUNERATION REPORT AND THE
REPORT PURSUANT TO SECTIONS
289A(1) AND 315A(1) OF THE GERMAN
COMMERCIAL CODE APPROVAL OF
THE FINANCIAL STATEMENTS FOR THE
2019 FINANCIAL YEAR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
RESOLUTION ON THE APPROPRIATION
OF THE DISTRIBUTABLE PROFIT THE
DISTRIBUTABLE PROFIT OF EUR
1,712,396,938.19 SHALL BE
APPROPRIATED AS FOLLOWS:
PAYMENT OF A DIVIDEND OF EUR 1.83
PER ORDINARY SHARE PAYMENT OF A
DIVIDEND OF EUR 1.85 PER
PREFERRED SHARE EUR 907,369,168.19
SHALL BE CARRIED FORWARD EX-
DIVIDEND DATE: JUNE 18, 2020
PAYABLE DATE: JUNE 22, 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
RATIFICATION OF THE ACTS OF THE
GENERAL PARTNER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4
|
RATIFICATION OF THE ACTS OF THE
SUPERVISORY BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5
|
RATIFICATION OF THE ACTS OF THE
SHAREHOLDERS' COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
APPOINTMENT OF AUDITORS THE
FOLLOWING ACCOUNTANTS SHALL BE
APPOINTED AS AUDITORS AND GROUP
AUDITORS FOR THE 2020 FINANCIAL
YEAR AND FOR THE REVIEW OF THE
HALF-YEAR FINANCIAL STATEMENTS:
PRICEWATERHOUSECOOPERS GMBH,
FRANKFURT AM MAIN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.A
|
ELECTION TO THE SUPERVISORY
BOARD: SIMONE BAGEL TRAH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.B
|
ELECTION TO THE SUPERVISORY
BOARD: LUTZ BUNNENBERG
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.C
|
ELECTION TO THE SUPERVISORY
BOARD: BENEDIKT-RICHARD FREIHERR
VON HERMAN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.D
|
ELECTION TO THE SUPERVISORY
BOARD: TIMOTHEUS HOETTGES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.E
|
ELECTION TO THE SUPERVISORY
BOARD: MICHAEL KASCHKE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.F
|
ELECTION TO THE SUPERVISORY
BOARD: BARBARA KUX
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.G
|
ELECTION TO THE SUPERVISORY
BOARD: SIMONE MENNE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.H
|
ELECTION TO THE SUPERVISORY
BOARD: PHILIPP SCHOLZ
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.A
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: PAUL ACHLEITNER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.B
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: SIMONE BAGEL-TRAH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.C
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: ALEXANDER BIRKEN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.D
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: JOHANN-CHRISTOPH
FREY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.E
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: CHRISTOPH HENKEL
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.F
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: CHRISTOPH KNEIP
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.G
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: ULRICH LEHNER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.H
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: NORBERT REITHOFER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.I
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: KONSTANTIN VON UNGER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.J
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: JEAN-FRANCOIS VAN
BOXMEER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
RESOLUTION ON THE APPROVAL OF
THE REMUNERATION SYSTEM FOR THE
MEMBERS OF THE BOARD OF MDS THE
REMUNERATION SYSTEM FOR THE
MEMBERS OF THE BOARD OF MDS
SHALL BE APPROVED
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
RESOLUTION ON THE CREATION OF A
NEW AUTHORIZED CAPITAL 2020 AND
THE CORRESPONDING AMENDMENT
TO THE ARTICLES OF ASSOCIATION
THE GENERAL PARTNER SHALL BE
AUTHORIZED, WITH THE CONSENT OF
THE SHARE-HOLDERS' COMMITTEE
AND THE SUPERVISORY BOARD, TO
INCREASE THE SHARE CAPITAL BY UP
TO EUR 43,795,875 THROUGH THE
ISSUE OF UP TO 43,795,875 NEW
BEARER NON-VOTING PREFERRED
SHARES AGAINST CONTRIBUTIONS IN
CASH, ON OR BEFORE JUNE 16, 2025
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
(AUTHORIZED CAPITAL 2020).
SHAREHOLDERS SHALL BE GRANTED
SUBSCRIPTION RIGHTS. THE SHARES
CAN ALSO BE TAKEN UP BY ONE OR
MORE FINANCIAL INSTITUTIONS OR
COMPANIES ACTING UNDER SECTION
186(5)1 OF THE GERMAN STOCK
CORPORATION ACT WITH THE
OBLIGATION TO OFFER THE SHARES
TO THE SHAREHOLDERS FOR
SUBSCRIPTION. THE GENERAL
PARTNER SHALL BE AUTHORIZED,
WITH THE CONSENT OF THE SHARE-
HOLDERS' COMMITTEE AND THE
SUPERVISORY BOARD, TO DETERMINE
THE FURTHER TERMS AND
CONDITIONS FOR THE ISSUE OF THE
NEW SHARES
|
||||||||||||||||||||||||||||||
|
11
|
RESOLUTION ON THE REVISION OF
SECTION 20(2) OF THE ARTICLES OF
ASSOCIATION SECTION 20(2) SHALL BE
ADJUSTED IN RESPECT OF THE PROOF
OF SHARE OWNER-SHIP ISSUED IN
TEXT FORM IN GERMAN OR ENGLISH
BY THE LAST INTERMEDIARY IN
ACCORDANCE WITH SECTION 67C(3)
OF THE GERMAN STOCK
CORPORATION ACT BEING SUFFICIENT
AS EVIDENCE. THIS PROOF MUST
REFER TO THE BEGINNING OF THE
21ST DAY PRIOR TO THE
SHAREHOLDERS' MEETING
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
1,550,000
|
0
|
02-Jun-2020
|
02-Jun-2020
|
|||||||||||||||||||||||
|
YOKOGAWA ELECTRIC CORPORATION
|
||||||||||||||||||||||||||||||
|
Security
|
J97272124
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
24-Jun-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
JP3955000009
|
Agenda
|
712740629 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
31-Mar-2020
|
Holding Recon Date
|
31-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
TOKYO
|
/
|
Japan
|
Vote Deadline Date
|
22-Jun-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
6986427 - B1CGT83 - B3BK849
|
Quick Code
|
68410
|
|||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
|||||||||||||||||||||||||||||
|
1
|
Approve Appropriation of Surplus
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.1
|
Appoint a Director Nishijima, Takashi
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.2
|
Appoint a Director Nara, Hitoshi
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.3
|
Appoint a Director Anabuki, Junichi
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.4
|
Appoint a Director Yu Dai
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.5
|
Appoint a Director Uji, Noritaka
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.6
|
Appoint a Director Seki, Nobuo
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.7
|
Appoint a Director Sugata, Shiro
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.8
|
Appoint a Director Uchida, Akira
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.1
|
Appoint a Corporate Auditor Watanabe,
Hajime
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.2
|
Appoint a Corporate Auditor Ono, Masaru
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
5,350,000
|
0
|
16-Jun-2020
|
16-Jun-2020
|
|||||||||||||||||||||||
|
SECOM CO.,LTD.
|
||||||||||||||||||||||||||||||
|
Security
|
J69972107
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
25-Jun-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
JP3421800008
|
Agenda
|
712768223 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
31-Mar-2020
|
Holding Recon Date
|
31-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
TOKYO
|
/
|
Japan
|
Vote Deadline Date
|
23-Jun-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
6791591 - B018RR8 - B1CDZW0
|
Quick Code
|
97350
|
|||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
|||||||||||||||||||||||||||||
|
1
|
Approve Appropriation of Surplus
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.1
|
Appoint a Director Iida, Makoto
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.2
|
Appoint a Director Nakayama, Yasuo
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.3
|
Appoint a Director Ozeki, Ichiro
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.4
|
Appoint a Director Yoshida, Yasuyuki
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.5
|
Appoint a Director Fuse, Tatsuro
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.6
|
Appoint a Director Izumida, Tatsuya
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.7
|
Appoint a Director Kurihara, Tatsushi
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.8
|
Appoint a Director Hirose, Takaharu
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.9
|
Appoint a Director Kawano, Hirobumi
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.10
|
Appoint a Director Watanabe, Hajime
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.11
|
Appoint a Director Hara, Miri
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
1,070,000
|
0
|
18-Jun-2020
|
18-Jun-2020
|
|||||||||||||||||||||||
|
MILLICOM INTERNATIONAL CELLULAR S.A.
|
||||||||||||||||||||||||||||||
|
Security
|
L6388F110
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
TIGO
|
Meeting Date
|
25-Jun-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
LU0038705702
|
Agenda
|
935222985 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
06-May-2020
|
Holding Recon Date
|
06-May-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
Luxembourg
|
Vote Deadline Date
|
17-Jun-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1.
|
To elect the Chairman of the AGM and to
empower him to appoint the other members
of the bureau of the meeting.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
To receive the management reports of the
Board and the reports of the external
auditor on the annual accounts and the
consolidated accounts for the year ended
December 31, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
To approve the annual accounts and the
consolidated accounts for the year ended
December 31, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
To allocate the results of the year ended
December 31, 2019 to unappropriated net
profits to be carried forward.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.
|
To discharge all the Directors of Millicom for
the performance of their mandates during
the year ended December 31, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6.
|
To set the number of Directors at eight (8).
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.
|
To re-elect Mr. José Antonio Ríos García as
a Director for a term ending on the annual
general meeting to be held in 2021 (the
"2021 AGM").
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.
|
To re-elect Ms. Pernille Erenbjerg as a
Director for a term ending on the 2021
AGM.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9.
|
To re-elect Mr. Tomas Eliasson as a
Director for a term ending on the 2021
AGM.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10.
|
To re-elect Mr. Odilon Almeida as a Director
for a term ending on the 2021 AGM.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11.
|
To re-elect Mr. Lars-Åke Norling as a
Director for a term ending on the 2021
AGM.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12.
|
To re-elect Mr. James Thompson as a
Director for a term ending on the 2021
AGM.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13.
|
To re-elect Ms. Mercedes Johnson as a
Director for a term ending on the 2021
AGM.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14.
|
To elect Mr. Mauricio Ramos as a Director
for a term ending on the 2021 AGM.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15.
|
To re-elect Mr. José Antonio Ríos García as
Chairman of the Board for a term ending on
the 2021 AGM.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
16.
|
To approve the Directors' remuneration for
the period from the AGM to the 2021 AGM.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
17.
|
To re-elect Ernst & Young S.A.,
Luxembourg as the external auditor for a
term ending on the 2021 AGM and to
approve the external auditor remuneration
to be paid against approved account.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
18.
|
To approve an instruction to the Nomination
Committee.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
19.
|
To approve the Share Repurchase Plan.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
20.
|
To approve the guidelines and policy for
senior management remuneration.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
21.
|
To approve the share-based incentive plans
for Millicom employees.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
2,210,000
|
0
|
15-Jun-2020
|
15-Jun-2020
|
|||||||||||||||||||||||
|
BUREAU VERITAS SA
|
||||||||||||||||||||||||||||||
|
Security
|
F96888114
|
Meeting Type
|
Ordinary General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
26-Jun-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
FR0006174348
|
Agenda
|
712604099 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
23-Jun-2020
|
Holding Recon Date
|
23-Jun-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
NEUILLY
-SUR-
SEINE
|
/
|
France
|
Vote Deadline Date
|
15-Jun-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B28DTJ6 - B28SN22 - B2Q5MS4
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
THE FOLLOWING APPLIES TO
SHAREHOLDERS THAT DO NOT HOLD
SHARES DIRECTLY WITH A-FRENCH
CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED
TO THE-GLOBAL CUSTODIANS ON THE
VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED-INTERMEDIARY, THE
GLOBAL CUSTODIANS WILL SIGN THE
PROXY CARDS AND FORWARD-THEM
TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION,
PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
FOLLOWING CHANGES IN THE FORMAT
OF PROXY CARDS FOR FRENCH
MEETINGS, ABSTAIN-IS NOW A VALID
VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING-THE
VOTING OPTION WILL DEFAULT TO
'AGAINST', OR FOR POSITIONS WHERE
THE PROXY-CARD IS NOT COMPLETED
BY BROADRIDGE, TO THE
PREFERENCE OF YOUR CUSTODIAN.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
05 JUN 2020: PLEASE NOTE THAT
IMPORTANT ADDITIONAL MEETING
INFORMATION IS-AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:-
https://www.journal-
officiel.gouv.fr/balo/document/20200506200
1340-55 AND-https://www.journal-
officiel.gouv.fr/balo/document/20200605200
2094-68; PLEASE-NOTE THAT THIS IS A
REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK. IF YOU-HAVE
ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE-TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2019 - APPROVAL OF NON-DEDUCTIBLE
EXPENSES AND COSTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
ALLOCATION OF INCOME FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4
|
THE STATUTORY AUDITORS' SPECIAL
REPORT ON THE AGREEMENTS
REFERRED TO IN ARTICLE L. 225 -38 OF
THE FRENCH COMMERCIAL CODE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5
|
RATIFICATION OF THE CO-OPTATION
OF MR. JEROME MICHIELS AS
DIRECTOR, AS A REPLACEMENT FOR
MR. STEPHANE BACQUAERT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
RENEWAL OF THE TERM OF OFFICE OF
MRS. SIAN HERBERT-JONES AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
RENEWAL OF THE TERM OF OFFICE OF
MRS. STEPHANIE BESNIER AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8
|
RENEWAL OF THE TERM OF OFFICE OF
MR. CLAUDE EHLINGER AS DIRECTOR
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
9
|
APPROVAL OF THE ELEMENTS OF THE
COMPENSATION POLICY FOR
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
APPROVAL OF THE ELEMENTS OF THE
COMPENSATION POLICY FOR THE
CHAIRMAN OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11
|
APPROVAL OF THE ELEMENTS OF THE
COMPENSATION POLICY FOR THE
CHIEF EXECUTIVE OFFICER
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
12
|
APPROVAL OF THE REPORT ON THE
COMPENSATION OF CORPORATE
OFFICERS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13
|
APPROVAL OF THE FIXED, VARIABLE
AND EXCEPTIONAL ELEMENTS MAKING
UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND PAID IN
RESPECT OF THE TERM OF OFFICE
DURING THE FINANCIAL YEAR 2019, OR
AWARDED IN RESPECT OF THE TERM
OF OFFICE DURING THE SAME
FINANCIAL YEAR, TO MR. ALDO
CARDOSO, CHAIRMAN OF THE BOARD
OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14
|
APPROVAL OF THE FIXED, VARIABLE
AND EXCEPTIONAL ELEMENTS MAKING
UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND PAID IN
RESPECT OF THE TERM OF OFFICE
DURING THE FINANCIAL YEAR 2019, OR
AWARDED IN RESPECT OF THE TERM
OF OFFICE DURING THE SAME
FINANCIAL YEAR, TO MR. DIDIER
MICHAUD-DANIEL, CHIEF EXECUTIVE
OFFICER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15
|
AUTHORISATION GRANTED TO THE
BOARD OF DIRECTORS TO TRADE IN
SHARES OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
16
|
POWERS TO CARRY OUT FORMALITIES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
2,985,000
|
0
|
11-Jun-2020
|
11-Jun-2020
|
|||||||||||||||||||||||
|
ROYAL PHILIPS NV
|
||||||||||||||||||||||||||||||
|
Security
|
N7637U112
|
Meeting Type
|
ExtraOrdinary General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
26-Jun-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
NL0000009538
|
Agenda
|
712638836 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
29-May-2020
|
Holding Recon Date
|
29-May-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
TBD
|
/
|
Netherlands
|
Vote Deadline Date
|
12-Jun-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
4197726 - 4200572 - 5986622 -
B4K7BS3 - BF44701
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS IS REQUIRED FOR
THIS MEETING. IF NO-BENEFICIAL
OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
THANK-YOU.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
APPROVE DIVIDENDS OF EUR 0.85 PER
SHARE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
3,025,000
|
0
|
11-Jun-2020
|
11-Jun-2020
|
|||||||||||||||||||||||
|
SONY CORPORATION
|
||||||||||||||||||||||||||||||
|
Security
|
J76379106
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
26-Jun-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
JP3435000009
|
Agenda
|
712694000 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
31-Mar-2020
|
Holding Recon Date
|
31-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
TOKYO
|
/
|
Japan
|
Vote Deadline Date
|
24-Jun-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
6821506 - B0K3NH6 - BYW3ZJ8
|
Quick Code
|
67580
|
|||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
|||||||||||||||||||||||||||||
|
1
|
Amend Articles to: Change Official
Company Name
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.1
|
Appoint a Director Yoshida, Kenichiro
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.2
|
Appoint a Director Totoki, Hiroki
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.3
|
Appoint a Director Sumi, Shuzo
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.4
|
Appoint a Director Tim Schaaff
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.5
|
Appoint a Director Matsunaga, Kazuo
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.6
|
Appoint a Director Oka, Toshiko
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.7
|
Appoint a Director Akiyama, Sakie
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.8
|
Appoint a Director Wendy Becker
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.9
|
Appoint a Director Hatanaka, Yoshihiko
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.10
|
Appoint a Director Adam Crozier
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.11
|
Appoint a Director Kishigami, Keiko
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.12
|
Appoint a Director Joseph A. Kraft Jr.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
Approve Issuance of Share Acquisition
Rights as Stock Options
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
2,895,000
|
0
|
22-Jun-2020
|
22-Jun-2020
|
|||||||||||||||||||||||
|
ISUZU MOTORS LIMITED
|
||||||||||||||||||||||||||||||
|
Security
|
J24994113
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
29-Jun-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
JP3137200006
|
Agenda
|
712800817 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
31-Mar-2020
|
Holding Recon Date
|
31-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
TOKYO
|
/
|
Japan
|
Vote Deadline Date
|
25-Jun-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
5101986 - 6467104 - B02H280
|
Quick Code
|
72020
|
|||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
|||||||||||||||||||||||||||||
|
1
|
Approve Appropriation of Surplus
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.1
|
Appoint a Director Minami, Shinsuke
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
2.2
|
Appoint a Director Sugimoto, Shigeji
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.3
|
Appoint a Director Shibata, Mitsuyoshi
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
2.4
|
Appoint a Director Nakayama, Kozue
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
Appoint a Corporate Auditor Miyazaki, Kenji
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2303
|
FMI International Fund
|
9970
|
U.S. BANK
|
5,915,350
|
0
|
17-Jun-2020
|
17-Jun-2020
|
|||||||||||||||||||||||
|
ELECTROLUX AB
|
||||||||||||||||||||||||||||||
|
Security
|
W24713120
|
Meeting Type
|
ExtraOrdinary General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
21-Feb-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
SE0000103814
|
Agenda
|
712006306 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
14-Feb-2020
|
Holding Recon Date
|
14-Feb-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
STOCKH
OLM
|
/
|
Sweden
|
Vote Deadline Date
|
12-Feb-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B1KKBX6 - B1LGXT3 - B1LQ445 -
BHZLFJ0
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
AN ABSTAIN VOTE CAN HAVE THE
SAME EFFECT AS AN AGAINST VOTE IF
THE MEETING-REQUIRES APPROVAL
FROM THE MAJORITY OF
PARTICIPANTS TO PASS A
RESOLUTION
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
MARKET RULES REQUIRE DISCLOSURE
OF BENEFICIAL OWNER INFORMATION
FOR ALL VOTED-ACCOUNTS. IF AN
ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS
AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE.
THIS INFORMATION IS REQUIRED-IN
ORDER FOR YOUR VOTE TO BE
LODGED
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
IMPORTANT MARKET PROCESSING
REQUIREMENT: A BENEFICIAL OWNER
SIGNED POWER OF-ATTORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET.
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO-BE REJECTED. IF
YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
ELECTION OF CHAIRMAN OF THE
MEETING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
2
|
PREPARATION AND APPROVAL OF THE
VOTING LIST
|
Non-Voting
|
||||||||||||||||||||||||||||
|
3
|
APPROVAL OF THE AGENDA
|
Non-Voting
|
||||||||||||||||||||||||||||
|
4
|
ELECTION OF TWO MINUTES-
CHECKERS
|
Non-Voting
|
||||||||||||||||||||||||||||
|
5
|
DETERMINATION AS TO WHETHER THE
MEETING HAS BEEN PROPERLY
CONVENED
|
Non-Voting
|
||||||||||||||||||||||||||||
|
6
|
RESOLUTION ON DISTRIBUTION OF ALL
SHARES IN ELECTROLUX
PROFESSIONAL AB
|
Management
|
For
|
|||||||||||||||||||||||||||
|
7
|
CLOSING OF THE MEETING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unheadged
|
9971
|
U.S. BANK
|
22,450
|
0
|
|||||||||||||||||||||||||
|
TE CONNECTIVITY LTD
|
||||||||||||||||||||||||||||||
|
Security
|
H84989104
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
TEL
|
Meeting Date
|
11-Mar-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
CH0102993182
|
Agenda
|
935133479 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
20-Feb-2020
|
Holding Recon Date
|
20-Feb-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
Switzerland
|
Vote Deadline Date
|
09-Mar-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Pierre R. Brondeau
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Terrence R. Curtin
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Carol A. ("John")
Davidson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: Lynn A. Dugle
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: William A. Jeffrey
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: David M. Kerko
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Thomas J. Lynch
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: Yong Nam
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Daniel J. Phelan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1J.
|
Election of Director: Abhijit Y. Talwalkar
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1K.
|
Election of Director: Mark C. Trudeau
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1L.
|
Election of Director: Dawn C. Willoughby
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1M.
|
Election of Director: Laura H. Wright
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
To elect Thomas J. Lynch as the Chairman
of the Board of Directors.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3A.
|
To elect the individual member of the
Management Development and
Compensation Committee: Daniel J. Phelan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3B.
|
To elect the individual member of the
Management Development and
Compensation Committee: Abhijit Y.
Talwalkar
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3C.
|
To elect the individual member of the
Management Development and
Compensation Committee: Mark C.
Trudeau
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3D.
|
To elect the individual member of the
Management Development and
Compensation Committee: Dawn C.
Willoughby
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
To elect Dr. René Schwarzenbach, of Proxy
Voting Services GmbH, or another
individual representative of Proxy Voting
Services GmbH if Dr. Schwarzenbach is
unable to serve at the relevant meeting, as
the independent proxy at the 2021 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1
|
To approve the 2019 Annual Report of TE
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 27, 2019, the
consolidated financial statements for the
fiscal year ended September 27, 2019 and
the Swiss Compensation Report for the
fiscal year ended September 27, 2019).
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2
|
To approve the statutory financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3
|
To approve the consolidated financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6.
|
To release the members of the Board of
Directors and executive officers of TE
Connectivity for activities during the fiscal
year ended September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.1
|
To elect Deloitte & Touche LLP as TE
Connectivity's independent registered public
accounting firm for fiscal year 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.2
|
To elect Deloitte AG, Zürich, Switzerland,
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.3
|
To elect PricewaterhouseCoopers AG,
Zürich, Switzerland, as TE Connectivity's
special auditor until the next annual general
meeting of TE Connectivity.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.
|
An advisory vote to approve named
executive officer compensation
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
9.
|
A binding vote to approve fiscal year 2021
maximum aggregate compensation amount
for executive management.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10.
|
A binding vote to approve fiscal year 2021
maximum aggregate compensation amount
for the Board of Directors.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11.
|
To approve the carryforward of
unappropriated accumulated earnings at
September 27, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12.
|
To approve a dividend payment to
shareholders equal to $1.92 per issued
share to be paid in four equal quarterly
installments of $0.48 starting with the third
fiscal quarter of 2020 and ending in the
second fiscal quarter of 2021 pursuant to
the terms of the dividend resolution.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13.
|
To approve a renewal of authorized capital
and related amendment to our articles of
association.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14.
|
To approve a reduction of share capital for
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association of
TE Connectivity Ltd.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15.
|
To approve any adjournments or
postponements of the meeting.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
5,950
|
0
|
05-Mar-2020
|
06-Mar-2020
|
|||||||||||||||||||||||
|
DKSH HOLDING AG
|
||||||||||||||||||||||||||||||
|
Security
|
H2012M121
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
19-Mar-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
CH0126673539
|
Agenda
|
712174882 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
10-Mar-2020
|
Holding Recon Date
|
10-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
ZURICH
|
/
|
Switzerland
|
Vote Deadline Date
|
11-Mar-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B71QPM2 - B789NJ7 - BH66709 -
BKJ90R4
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS ARE REQUIRED FOR
THIS MEETING. IF-NO BENEFICIAL
OWNER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE
REJECTED.-THANK YOU.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
APPROVAL OF THE FINANCIAL
STATEMENTS OF DKSH HOLDING LTD.
AND THE GROUP CONSOLIDATED
FINANCIAL STATEMENTS OF THE DKSH
GROUP FOR THE FINANCIAL YEAR
2019, REPORTS OF THE STATUTORY
AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
APPROPRIATION OF AVAILABLE
EARNINGS AS PER BALANCE SHEET
2019 AND DECLARATION OF DIVIDEND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
DISCHARGE FROM LIABILITY OF THE
MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE EXECUTIVE
COMMITTEE FOR THE FINANCIAL YEAR
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1
|
APPROVAL OF THE COMPENSATION OF
THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE
COMMITTEE: COMPENSATION OF THE
BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.2
|
APPROVAL OF THE COMPENSATION OF
THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE
COMMITTEE: COMPENSATION OF THE
EXECUTIVE COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.1
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: DR.
WOLFGANG BAIER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.2
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MR. JACK
CLEMONS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.3
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MR. MARCO
GADOLA
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.4
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: DR. FRANK CH.
GULICH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.5
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MR. ADRIAN T.
KELLER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.6
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MR. ANDREAS
W. KELLER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.7
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MS. PROF. DR.
ANNETTE G. KOEHLER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.8
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: DR. HANS
CHRISTOPH TANNER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.9
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MS. EUNICE
ZEHNDER-LAI
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2
|
ELECTION OF MR. MARCO GADOLA AS
CHAIRMAN OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3.1
|
RE-ELECTION OF DR. FRANK CH.
GULICH AS MEMBER OF THE
NOMINATION AND COMPENSATION
COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3.2
|
RE-ELECTION OF MS. EUNICE
ZEHNDER-LAI AS MEMBER OF THE
NOMINATION AND COMPENSATION
COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3.3
|
ELECTION OF MR. ADRIAN T. KELLER
AS MEMBER OF THE NOMINATION AND
COMPENSATION COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
RE-ELECTION OF THE STATUTORY
AUDITORS: ERNST AND YOUNG LTD,
ZURICH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
RE-ELECTION OF THE INDEPENDENT
PROXY: MR. ERNST A. WIDMER,
ZURICH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
CMMT
|
PART 2 OF THIS MEETING IS FOR
VOTING ON AGENDA AND MEETING
ATTENDANCE-REQUESTS ONLY.
PLEASE ENSURE THAT YOU HAVE
FIRST VOTED IN FAVOUR OF THE-
REGISTRATION OF SHARES IN PART 1
OF THE MEETING. IT IS A MARKET
REQUIREMENT-FOR MEETINGS OF
THIS TYPE THAT THE SHARES ARE
REGISTERED AND MOVED TO A-
REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE
INDIVIDUAL-SUB-CUSTODIANS MAY
VARY. UPON RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR
SHARES TO ALLOW FOR
RECONCILIATION AND-RE-
|
Non-Voting
|
||||||||||||||||||||||||||||
|
REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT
PREVENT THE-TRADING OF SHARES,
ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED
FOR SETTLEMENT. DEREGISTRATION
CAN AFFECT THE VOTING RIGHTS OF
THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR-
CLIENT REPRESENTATIVE
|
||||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
9,600
|
0
|
06-Mar-2020
|
06-Mar-2020
|
|||||||||||||||||||||||
|
ELECTROLUX AB
|
||||||||||||||||||||||||||||||
|
Security
|
W24713120
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
31-Mar-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
SE0000103814
|
Agenda
|
712195608 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
25-Mar-2020
|
Holding Recon Date
|
25-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
STOCKH
OLM
|
/
|
Sweden
|
Vote Deadline Date
|
23-Mar-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B1KKBX6 - B1LGXT3 - B1LQ445 -
BHZLFJ0
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
AN ABSTAIN VOTE CAN HAVE THE
SAME EFFECT AS AN AGAINST VOTE IF
THE MEETING-REQUIRES APPROVAL
FROM THE MAJORITY OF
PARTICIPANTS TO PASS A
RESOLUTION
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
MARKET RULES REQUIRE DISCLOSURE
OF BENEFICIAL OWNER INFORMATION
FOR ALL VOTED-ACCOUNTS. IF AN
ACCOUNT HAS MULTIPLE BENEFICIAL
OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS
AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE.
THIS INFORMATION IS REQUIRED-IN
ORDER FOR YOUR VOTE TO BE
LODGED
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
IMPORTANT MARKET PROCESSING
REQUIREMENT: A BENEFICIAL OWNER
SIGNED POWER OF-ATTORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET.
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO-BE REJECTED. IF
YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
ELECTION OF CHAIRMAN OF THE
MEETING: EVA HAGG, MEMBER OF THE
SWEDISH BAR-ASSOCIATION, AS
CHAIRMAN OF THE ANNUAL GENERAL
MEETING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
2
|
PREPARATION AND APPROVAL OF THE
VOTING LIST
|
Non-Voting
|
||||||||||||||||||||||||||||
|
3
|
APPROVAL OF THE AGENDA
|
Non-Voting
|
||||||||||||||||||||||||||||
|
4
|
ELECTION OF TWO MINUTES-
CHECKERS
|
Non-Voting
|
||||||||||||||||||||||||||||
|
5
|
DETERMINATION AS TO WHETHER THE
MEETING HAS BEEN PROPERLY
CONVENED
|
Non-Voting
|
||||||||||||||||||||||||||||
|
6
|
PRESENTATION OF THE ANNUAL
REPORT AND THE AUDIT REPORT AS
WELL AS THE-CONSOLIDATED
ACCOUNTS AND THE AUDIT REPORT
FOR THE GROUP
|
Non-Voting
|
||||||||||||||||||||||||||||
|
7
|
SPEECH BY THE PRESIDENT, JONAS
SAMUELSON
|
Non-Voting
|
||||||||||||||||||||||||||||
|
8
|
RESOLUTION ON ADOPTION OF THE
INCOME STATEMENT AND THE
BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT
AND THE CONSOLIDATED BALANCE
SHEET
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
RESOLUTION ON DISCHARGE FROM
LIABILITY OF THE DIRECTORS AND THE
PRESIDENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
RESOLUTION ON DISPOSITIONS IN
RESPECT OF THE COMPANY'S PROFIT
PURSUANT TO THE ADOPTED BALANCE
SHEET AND DETERMINATION OF
RECORD DATES FOR DIVIDEND: THE
BOARD OF DIRECTORS PROPOSES A
DIVIDEND FOR THE FISCAL YEAR 2019
OF SEK 8.50 PER SHARE. THE
DIVIDEND IS PROPOSED TO BE PAID IN
TWO EQUAL INSTALLMENTS OF SEK
4.25 PER INSTALLMENT AND SHARE,
THE FIRST WITH THE RECORD DATE
THURSDAY, APRIL 2, 2020, AND THE
SECOND WITH THE RECORD DATE
FRIDAY OCTOBER 2, 2020. SUBJECT TO
RESOLUTION BY THE GENERAL
MEETING IN ACCORDANCE WITH THIS
PROPOSAL, THE FIRST INSTALLMENT
OF DIVIDEND IS EXPECTED TO BE
DISTRIBUTED BY EUROCLEAR SWEDEN
AB ON TUESDAY, APRIL 7, 2020 AND
THE SECOND INSTALLMENT ON
WEDNESDAY, OCTOBER 7, 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT RESOLUTION 11,
12, 13.A TO 13.J AND 14 ARE
PROPOSED BY-NOMINATION
COMMITTEE AND BOARD DOES NOT
MAKE ANY RECOMMENDATION ON
THESE-PROPOSALS. THE STANDING
INSTRUCTIONS ARE DISABLED FOR
THIS MEETING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
11
|
DETERMINATION OF THE NUMBER OF
DIRECTORS AND DEPUTY DIRECTORS:
NINE DIRECTORS AND NO DEPUTY
DIRECTORS
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
12
|
DETERMINATION OF FEES TO THE
BOARD OF DIRECTORS AND THE
AUDITOR
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.A
|
ELECTION OF STAFFAN BOHMAN AS
DIRECTOR. (RE-ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.B
|
ELECTION OF PETRA HEDENGRAN AS
DIRECTOR. (RE-ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.C
|
ELECTION OF HENRIK HENRIKSSON AS
DIRECTOR. (NEW ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.D
|
ELECTION OF ULLA LITZEN AS
DIRECTOR. (RE-ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.E
|
ELECTION OF KARIN OVERBECK AS
DIRECTOR. (NEW ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.F
|
ELECTION OF FREDRIK PERSSON AS
DIRECTOR. (RE-ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.G
|
ELECTION OF DAVID PORTER AS
DIRECTOR. (RE-ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.H
|
ELECTION OF JONAS SAMUELSON AS
DIRECTOR. (RE-ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.I
|
ELECTION OF KAI WARN AS DIRECTOR.
(RE-ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
13.J
|
ELECTION OF STAFFAN BOHMAN AS
CHAIRMAN. (RE-ELECTION)
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
14
|
ELECTION OF AUDITOR: THE
NOMINATION COMMITTEE PROPOSES,
IN ACCORDANCE WITH THE
RECOMMENDATION BY THE AUDIT
COMMITTEE, RE-ELECTION OF THE
AUDIT FIRM DELOITTE AB AS THE
COMPANY'S AUDITOR FOR THE PERIOD
UNTIL THE END OF THE 2021 ANNUAL
GENERAL MEETING
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
15
|
RESOLUTION ON REMUNERATION
GUIDELINES FOR THE ELECTROLUX
GROUP MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
16
|
RESOLUTION ON IMPLEMENTATION OF
A PERFORMANCE BASED, LONG-TERM
SHARE PROGRAM FOR 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
17.A
|
RESOLUTION ON: ACQUISITION OF
OWN SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
17.B
|
RESOLUTION ON: TRANSFER OF OWN
SHARES ON ACCOUNT OF COMPANY
ACQUISITIONS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
17.C
|
RESOLUTION ON: TRANSFER OF OWN
SHARES ON ACCOUNT OF THE SHARE
PROGRAM FOR 2018
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
18
|
CLOSING OF THE MEETING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
7,950
|
0
|
17-Mar-2020
|
17-Mar-2020
|
|||||||||||||||||||||||
|
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
|
||||||||||||||||||||||||||||||
|
Security
|
806857108
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
SLB
|
Meeting Date
|
01-Apr-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
AN8068571086
|
Agenda
|
935131021 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
12-Feb-2020
|
Holding Recon Date
|
12-Feb-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
31-Mar-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1A.
|
Election of Director: Patrick de La
Chevardière
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1B.
|
Election of Director: Miguel M. Galuccio
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1C.
|
Election of Director: Olivier Le Peuch
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1D.
|
Election of Director: Tatiana A. Mitrova
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1E.
|
Election of Director: Lubna S. Olayan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1F.
|
Election of Director: Mark G. Papa
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1G.
|
Election of Director: Leo Rafael Reif
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1H.
|
Election of Director: Henri Seydoux
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1I.
|
Election of Director: Jeff W. Sheets
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
Approval of the advisory resolution to
approve our executive compensation.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
3.
|
Approval of our consolidated balance sheet
as of December 31, 2019; our consolidated
statement of income for the year ended
December 31, 2019; and our Board of
Directors' declarations of dividends in 2019,
as reflected in our 2019 Annual Report to
Stockholders.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
Ratification of the appointment of
PricewaterhouseCoopers LLP as our
independent auditors for 2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
19,750
|
0
|
26-Mar-2020
|
26-Mar-2020
|
|||||||||||||||||||||||
|
SMITH & NEPHEW PLC
|
||||||||||||||||||||||||||||||
|
Security
|
G82343164
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
09-Apr-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
GB0009223206
|
Agenda
|
712230399 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
07-Apr-2020
|
||||||||||||||||||||||||||||
|
City /
|
Country
|
LONDON
|
/
|
United
Kingdom
|
Vote Deadline Date
|
01-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
0922320 - B032756 - B03W767 -
BKX8X01
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
ACCEPT FINANCIAL STATEMENTS AND
STATUTORY REPORTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
APPROVE REMUNERATION POLICY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
APPROVE REMUNERATION REPORT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4
|
APPROVE FINAL DIVIDEND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5
|
RE-ELECT GRAHAM BAKER AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
RE-ELECT VINITA BALI AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
RE-ELECT RT. HON BARONESS
VIRGINIA BOTTOMLEY AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8
|
RE-ELECT ROLAND DIGGELMANN AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
RE-ELECT ERIK ENGSTROM AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
RE-ELECT ROBIN FREESTONE AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11
|
RE-ELECT MARC OWEN AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12
|
RE-ELECT ANGIE RISLEY AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13
|
RE-ELECT ROBERTO QUARTA AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14
|
REAPPOINT KPMG LLP AS AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15
|
AUTHORISE BOARD TO FIX
REMUNERATION OF AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
16
|
APPROVE GLOBAL SHARE PLAN 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
17
|
AUTHORISE ISSUE OF EQUITY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
18
|
AUTHORISE ISSUE OF EQUITY
WITHOUT PRE-EMPTIVE RIGHTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
19
|
AUTHORISE ISSUE OF EQUITY
WITHOUT PRE-EMPTIVE RIGHTS IN
CONNECTION WITH AN ACQUISITION
OR OTHER CAPITAL INVESTMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
20
|
AUTHORISE MARKET PURCHASE OF
ORDINARY SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
21
|
AUTHORISE THE COMPANY TO CALL
GENERAL MEETING WITH TWO WEEKS'
NOTICE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
CMMT
|
04 MAR 2020: PLEASE NOTE THAT THIS
IS A REVISION DUE TO MODIFICATION
OF TEXT-OF RESOLUTION 7. IF YOU
HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE-AGAIN UNLESS
YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
39,750
|
0
|
26-Mar-2020
|
26-Mar-2020
|
|||||||||||||||||||||||
|
FAIRFAX FINANCIAL HOLDINGS LTD
|
||||||||||||||||||||||||||||||
|
Security
|
303901102
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
16-Apr-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
CA3039011026
|
Agenda
|
712240984 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
06-Mar-2020
|
Holding Recon Date
|
06-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
TORONT
O
|
/
|
Canada
|
Vote Deadline Date
|
10-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
2173665 - 2566351 - 5495719 -
B2N6TX4 - BYVR1R1
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR
'ABSTAIN'-ONLY FOR RESOLUTION
NUMBERS 1.1 TO 1.11 AND 2. THANK
YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.1
|
ELECTION OF DIRECTOR: ANTHONY F.
GRIFFITHS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.2
|
ELECTION OF DIRECTOR: ROBERT J.
GUNN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.3
|
ELECTION OF DIRECTOR: KAREN L.
JURJEVICH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.4
|
ELECTION OF DIRECTOR: R. WILLIAM
MCFARLAND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.5
|
ELECTION OF DIRECTOR: CHRISTINE N.
MCLEAN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.6
|
ELECTION OF DIRECTOR: TIMOTHY R.
PRICE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.7
|
ELECTION OF DIRECTOR: BRANDON W.
SWEITZER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.8
|
ELECTION OF DIRECTOR: LAUREN C.
TEMPLETON
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.9
|
ELECTION OF DIRECTOR: BENJAMIN P.
WATSA
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.10
|
ELECTION OF DIRECTOR: V. PREM
WATSA
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.11
|
ELECTION OF DIRECTOR: WILLIAM C.
WELDON
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
AUDITOR OF THE CORPORATION
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
1,650
|
0
|
24-Mar-2020
|
24-Mar-2020
|
|||||||||||||||||||||||
|
ADECCO GROUP SA
|
||||||||||||||||||||||||||||||
|
Security
|
H00392318
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
16-Apr-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
CH0012138605
|
Agenda
|
712295953 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
08-Apr-2020
|
Holding Recon Date
|
08-Apr-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
ZURICH
|
/
|
Switzerland
|
Vote Deadline Date
|
06-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
7110720 - B0T2TQ5 - B0YBL38
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS ARE REQUIRED FOR
THIS MEETING. IF-NO BENEFICIAL
OWNER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE
REJECTED.-THANK YOU.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
PART 2 OF THIS MEETING IS FOR
VOTING ON AGENDA AND MEETING
ATTENDANCE-REQUESTS ONLY.
PLEASE ENSURE THAT YOU HAVE
FIRST VOTED IN FAVOUR OF THE-
REGISTRATION OF SHARES IN PART 1
OF THE MEETING. IT IS A MARKET
REQUIREMENT-FOR MEETINGS OF
THIS TYPE THAT THE SHARES ARE
REGISTERED AND MOVED TO A-
REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE
INDIVIDUAL-SUB-CUSTODIANS MAY
VARY. UPON RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR
SHARES TO ALLOW FOR
RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT
PREVENT THE-TRADING OF SHARES,
ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED
FOR SETTLEMENT. DEREGISTRATION
CAN AFFECT THE VOTING RIGHTS OF
THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR-
CLIENT REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.1
|
APPROVAL OF THE ANNUAL REPORT
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.2
|
ADVISORY VOTE ON THE
REMUNERATION REPORT 2019
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
2
|
APPROPRIATION OF AVAILABLE
EARNINGS 2019 AND DISTRIBUTION OF
DIVIDEND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
GRANTING OF DISCHARGE TO THE
MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE EXECUTIVE
COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1
|
APPROVAL OF MAXIMUM TOTAL
AMOUNT OF REMUNERATION OF THE
BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.2
|
APPROVAL OF MAXIMUM TOTAL
AMOUNT OF REMUNERATION OF THE
EXECUTIVE COMMITTEE
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
5.1.1
|
RE-ELECTION OF JEAN- CHRISTOPHE
DESLARZES AS MEMBER OF THE
BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.2
|
RE-ELECTION OF ARIANE GORIN AS
MEMBER OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.3
|
RE-ELECTION OF ALEXANDER GUT AS
MEMBER OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.4
|
RE-ELECTION OF DIDIER LAMOUCHE
AS MEMBER OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.5
|
RE-ELECTION OF DAVID PRINCE AS
MEMBER OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.6
|
RE-ELECTION OF KATHLEEN TAYLOR
AS MEMBER OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.7
|
RE-ELECTION OF REGULA WALLIMANN
AS MEMBER OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.8
|
ELECTION OF JEAN-CHRISTOPHE
DESLARZES AS CHAIR OF THE BOARD
OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.9
|
ELECTION OF RACHEL DUAN AS
MEMBER OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2.1
|
RE-ELECTION OF KATHLEEN TAYLOR
AS MEMBER OF THE COMPENSATION
COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2.2
|
RE-ELECTION OF DIDIER LAMOUCHE
AS MEMBER OF THE COMPENSATION
COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2.3
|
ELECTION OF RACHEL DUAN AS
MEMBER OF THE COMPENSATION
COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3
|
ELECTION OF THE INDEPENDENT
PROXY REPRESENTATIVE: LAW OFFICE
KELLER PARTNERSHIP, ZURICH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.4
|
RE-ELECTION OF THE AUDITORS:
ERNST + YOUNG LTD, ZURICH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
CAPITAL REDUCTION BY WAY OF
CANCELLATION OF OWN SHARES
AFTER SHARE BUYBACK
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
15,950
|
0
|
26-Mar-2020
|
26-Mar-2020
|
|||||||||||||||||||||||
|
CNH INDUSTRIAL N.V.
|
||||||||||||||||||||||||||||||
|
Security
|
N20944109
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
16-Apr-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
NL0010545661
|
Agenda
|
712300348 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
19-Mar-2020
|
Holding Recon Date
|
19-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
AMSTER
DAM
|
/
|
Netherlands
|
Vote Deadline Date
|
02-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
BDX85Z1 - BF445D0 - BFCB7X7 -
BFH3MS8
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS IS REQUIRED FOR
THIS MEETING. IF NO-BENEFICIAL
OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
THANK-YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
OPENING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
2.A
|
POLICY ON ADDITIONS TO RESERVES
AND ON DIVIDENDS
|
Non-Voting
|
||||||||||||||||||||||||||||
|
2.B
|
ADOPTION OF THE 2019 ANNUAL
FINANCIAL STATEMENTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.C
|
DETERMINATION AND DISTRIBUTION
OF DIVIDEND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.D
|
RELEASE FROM LIABILITY OF THE
EXECUTIVE DIRECTORS AND THE NON-
EXECUTIVE DIRECTORS OF THE
BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.A
|
2019 REMUNERATION REPORT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.B
|
AMENDMENT TO THE REMUNERATION
POLICY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.C
|
PROPOSAL TO APPROVE THE PLAN TO
AWARD (RIGHTS TO SUBSCRIBE FOR)
COMMON SHARES IN THE CAPITAL OF
THE COMPANY TO EXECUTIVE
DIRECTORS IN ACCORDANCE WITH
ARTICLE 13.6 OF THE COMPANY'S
ARTICLES OF ASSOCIATION
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.A
|
RE-APPOINTMENT OF SUZANNE
HEYWOOD (EXECUTIVE DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.B
|
RE-APPOINTMENT OF HUBERTUS M.
MUHLHAUSER (EXECUTIVE DIRECTOR)
|
Non-Voting
|
||||||||||||||||||||||||||||
|
4.C
|
RE-APPOINTMENT OF LEO W. HOULE
(NON-EXECUTIVE DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.D
|
RE-APPOINTMENT OF JOHN B.
LANAWAY (NON-EXECUTIVE
DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.E
|
RE-APPOINTMENT OF ALESSANDRO
NASI (NON-EXECUTIVE DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.F
|
RE-APPOINTMENT OF LORENZO
SIMONELLI (NON-EXECUTIVE
DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.G
|
RE-APPOINTMENT OF JACQUELINE A.
TAMMENOMS BAKKER (NON-
EXECUTIVE DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.H
|
RE-APPOINTMENT OF JACQUES
THEURILLAT (NON-EXECUTIVE
DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.I
|
APPOINTMENT OF HOWARD BUFFETT
(NON-EXECUTIVE DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.J
|
APPOINTMENT OF NELDA (JANINE)
CONNORS (NON-EXECUTIVE
DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.K
|
APPOINTMENT OF TUFAN ERGINBILGIC
(NON-EXECUTIVE DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.L
|
APPOINTMENT OF VAGN SORENSEN
(NON-EXECUTIVE DIRECTOR)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5
|
PROPOSAL TO RE-APPOINT ERNST &
YOUNG ACCOUNTANTS LLP AS THE
INDEPENDENT AUDITOR OF THE
COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
REPLACEMENT OF THE EXISTING
AUTHORIZATION TO THE BOARD OF
THE AUTHORITY TO ACQUIRE COMMON
SHARES IN THE CAPITAL OF THE
COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
CLOSE OF MEETING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 368895
DUE TO WITHDRAWAL-OF RESOLUTION
4.B. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE-
DISREGARDED IF VOTE DEADLINE
EXTENSIONS ARE GRANTED.
THEREFORE PLEASE-REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW
JOB. IF HOWEVER VOTE DEADLINE-
EXTENSIONS ARE NOT GRANTED IN
THE MARKET, THIS MEETING WILL BE
CLOSED AND-YOUR VOTE INTENTIONS
ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE-ENSURE VOTING
IS SUBMITTED PRIOR TO CUTOFF ON
THE ORIGINAL MEETING, AND AS-SOON
AS POSSIBLE ON THIS NEW AMENDED
MEETING. THANK YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
56,750
|
0
|
30-Mar-2020
|
30-Mar-2020
|
|||||||||||||||||||||||
|
VIVENDI SA
|
||||||||||||||||||||||||||||||
|
Security
|
F97982106
|
Meeting Type
|
MIX
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
20-Apr-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
FR0000127771
|
Agenda
|
712254224 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
15-Apr-2020
|
Holding Recon Date
|
15-Apr-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
PARIS
|
/
|
France
|
Vote Deadline Date
|
06-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
4834777 - 4841379 - B11SBW8 -
BF448C0
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
THE FOLLOWING APPLIES TO
SHAREHOLDERS THAT DO NOT HOLD
SHARES DIRECTLY WITH A-FRENCH
CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED
TO THE-GLOBAL CUSTODIANS ON THE
VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED-INTERMEDIARY, THE
GLOBAL CUSTODIANS WILL SIGN THE
PROXY CARDS AND FORWARD-THEM
TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION,
PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
IN CASE AMENDMENTS OR NEW
RESOLUTIONS ARE PRESENTED
DURING THE MEETING, YOUR-VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES
CAN ALTERNATIVELY BE PASSED TO
THE-CHAIRMAN OR A NAMED THIRD
PARTY TO VOTE ON ANY SUCH ITEM
RAISED. SHOULD YOU-WISH TO PASS
CONTROL OF YOUR SHARES IN THIS
WAY, PLEASE CONTACT YOUR-
BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS
AVAILABLE BY-CLICKING ON THE
MATERIAL URL LINK:-https://www.journal-
officiel.gouv.fr/balo/document/20200311200
0485-31
|
Non-Voting
|
||||||||||||||||||||||||||||
|
O.1
|
APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.2
|
APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.3
|
ALLOCATION OF INCOME FOR THE
FINANCIAL YEAR 2019, SETTING OF
THE DIVIDEND AND ITS DATE OF
PAYMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.4
|
RENEWAL OF THE TERM OF OFFICE OF
MR. YANNICK BOLLORE AS A MEMBER
OF THE SUPERVISORY BOARD
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
O.5
|
APPOINTMENT OF MR. LAURENT
DASSAULT AS MEMBER OF THE
SUPERVISORY BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.6
|
AUTHORIZATION GRANTED TO THE
MANAGEMENT BOARD FOR THE
COMPANY TO PURCHASE ITS OWN
SHARES WITHIN THE LIMIT OF 10% OF
THE CAPITAL
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.7
|
APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT
PREPARED IN ACCORDANCE WITH
ARTICLE L. 225-88 OF THE FRENCH
COMMERCIAL CODE ON THE
REGULATED AGREEMENTS AND
COMMITMENTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.8
|
APPROVAL OF THE INFORMATION
REFERRED TO IN ARTICLE L. 225-37-3 I.
OF THE FRENCH COMMERCIAL CODE
CONTAINED IN THE CORPORATE
GOVERNANCE REPORT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.9
|
APPROVAL OF THE ELEMENTS MAKING
UP THE COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
THE FINANCIAL YEAR 2019 OR
ALLOCATED FOR THE SAME FINANCIAL
YEAR TO MR. YANNICK BOLLORE,
CHAIRMAN OF THE SUPERVISORY
BOARD
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
O.10
|
APPROVAL OF THE ELEMENTS MAKING
UP THE COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
THE FINANCIAL YEAR 2019 OR
ALLOCATED FOR THE SAME FINANCIAL
YEAR TO MR. ARNAUD DE
PUYFONTAINE, CHAIRMAN OF THE
MANAGEMENT BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.11
|
APPROVAL OF THE ELEMENTS MAKING
UP THE COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO
MR. GILLES ALIX, MEMBER OF THE
MANAGEMENT BOARD
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
O.12
|
APPROVAL OF THE ELEMENTS MAKING
UP THE COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO
MR. CEDRIC DE BAILLIENCOURT,
MEMBER OF THE MANAGEMENT
BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.13
|
APPROVAL OF THE ELEMENTS MAKING
UP THE COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO
MR. FREDERIC CREPIN, MEMBER OF
THE MANAGEMENT BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.14
|
APPROVAL OF THE ELEMENTS MAKING
UP THE COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO
MR. SIMON GILLHAM, MEMBER OF THE
MANAGEMENT BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.15
|
APPROVAL OF THE ELEMENTS MAKING
UP THE COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO
MR. HERVE PHILIPPE, MEMBER OF THE
MANAGEMENT BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.16
|
APPROVAL OF THE ELEMENTS MAKING
UP THE COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO
MR. STEPHANE ROUSSEL, MEMBER OF
THE MANAGEMENT BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.17
|
APPROVAL OF THE COMPENSATION
POLICY OF THE CHAIRMAN AND
MEMBERS OF THE SUPERVISORY
BOARD FOR THE FINANCIAL YEAR 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.18
|
APPROVAL OF THE COMPENSATION
POLICY OF THE CHAIRMAN OF THE
MANAGEMENT BOARD FOR THE
FINANCIAL YEAR 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.19
|
APPROVAL OF THE COMPENSATION
POLICY FOR MEMBERS OF THE
MANAGEMENT BOARD FOR THE
FINANCIAL YEAR 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.20
|
APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE
MODIFICATION OF THE COMMITMENT,
WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT
PENSION PLAN, FOR THE BENEFIT OF
MR. ARNAUD DE PUYFONTAINE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.21
|
APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE
MODIFICATION OF THE COMMITMENT,
WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT
PENSION PLAN, FOR THE BENEFIT OF
MR. GILLES ALIX
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.22
|
APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE
MODIFICATION OF THE COMMITMENT,
WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT
PENSION PLAN, FOR THE BENEFIT OF
MR. CEDRIC DE BAILLIENCOURT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.23
|
APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE
MODIFICATION OF THE COMMITMENT,
WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT
PENSION PLAN, FOR THE BENEFIT OF
MR. FREDERIC CREPIN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.24
|
APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE
MODIFICATION OF THE COMMITMENT,
WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT
PENSION PLAN, FOR THE BENEFIT OF
MR. SIMON GILLHAM
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.25
|
APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE
MODIFICATION OF THE COMMITMENT,
WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT
PENSION PLAN, FOR THE BENEFIT OF
MR. HERVE PHILIPPE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.26
|
APPROVAL OF THE STATUTORY
AUDITORS' SPECIAL REPORT ON THE
MODIFICATION OF THE COMMITMENT,
WITH RESPECT TO THE ADDITIONAL
COLLECTIVE DEFINED-BENEFIT
PENSION PLAN, FOR THE BENEFIT OF
MR. STEPHANE ROUSSEL
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.27
|
AUTHORIZATION GRANTED TO THE
MANAGEMENT BOARD TO REDUCE THE
SHARE CAPITAL BY CANCELLING
SHARES WITHIN THE LIMIT OF 10% OF
THE CAPITAL
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.28
|
REDUCTION OF CAPITAL BY A
MAXIMUM NOMINAL AMOUNT OF
1,954,507,735.50 EUROS, I.E. 30% OF
THE CAPITAL, BY WAY OF THE
REPURCHASE BY THE COMPANY OF
ITS OWN SHARES WITHIN THE LIMIT OF
A MAXIMUM OF 355,372,861 SHARES
FOLLOWED BY THE CANCELLATION OF
THE REPURCHASED SHARES, AND
AUTHORIZATION TO BE GRANTED TO
THE MANAGEMENT BOARD TO
FORMULATE A BUYBACK PUBLIC
OFFERING OF ALL SHAREHOLDERS, TO
IMPLEMENT THE CAPITAL REDUCTION
AND THEN TO SET THE FINAL AMOUNT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.29
|
ALIGNMENT OF ARTICLE 8 - II. OF THE
BYLAWS WITH THE NEW LEGAL
PROVISIONS RELATING TO THE TERMS
AND CONDITIONS OF EMPLOYEE
REPRESENTATION ON THE
SUPERVISORY BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.30
|
POWERS TO CARRY OUT FORMALITIES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
24,150
|
0
|
30-Mar-2020
|
30-Mar-2020
|
|||||||||||||||||||||||
|
AKZO NOBEL NV
|
||||||||||||||||||||||||||||||
|
Security
|
N01803308
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
23-Apr-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
NL0013267909
|
Agenda
|
712257915 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
26-Mar-2020
|
Holding Recon Date
|
26-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
AMSTER
DAM
|
/
|
Netherlands
|
Vote Deadline Date
|
08-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
BHZSJ33 - BJ2KSG2 - BJB54X7 -
BJB54Z9 - BJB55X4
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS IS REQUIRED FOR
THIS MEETING. IF NO-BENEFICIAL
OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
THANK-YOU.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
OPENING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
2.A
|
REPORT OF THE BOARD OF
MANAGEMENT FOR THE FINANCIAL
YEAR 2019
|
Non-Voting
|
||||||||||||||||||||||||||||
|
3.A
|
ADOPTION OF THE 2019 FINANCIAL
STATEMENTS OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.B
|
DISCUSSION ON THE DIVIDEND POLICY
|
Non-Voting
|
||||||||||||||||||||||||||||
|
3.C
|
PROFIT ALLOCATION AND ADOPTION
OF DIVIDEND PROPOSAL: EUR 1.90 PER
SHARE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.D
|
REMUNERATION REPORT 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.A
|
DISCHARGE FROM LIABILITY OF
MEMBERS OF THE BOARD OF
MANAGEMENT IN OFFICE IN 2019 FOR
THE PERFORMANCE OF THEIR DUTIES
IN 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.B
|
DISCHARGE FROM LIABILITY OF
MEMBERS OF THE SUPERVISORY
BOARD IN OFFICE IN 2019 FOR THE
PERFORMANCE OF THEIR DUTIES IN
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.A
|
RE-APPOINTMENT OF DR. P. KIRBY TO
THE SUPERVISORY BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6.A
|
AMENDMENT REMUNERATION POLICY
FOR THE BOARD OF MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6.B
|
AMENDMENT REMUNERATION POLICY
FOR THE SUPERVISORY BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
PROPOSAL TO AMEND THE ARTICLES
OF ASSOCIATION OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.A
|
AUTHORIZATION FOR THE BOARD OF
MANAGEMENT: TO ISSUE SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.B
|
AUTHORIZATION FOR THE BOARD OF
MANAGEMENT: TO RESTRICT OR
EXCLUDE PRE-EMPTIVE RIGHTS OF
SHAREHOLDERS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
AUTHORIZATION FOR THE BOARD OF
MANAGEMENT TO ACQUIRE COMMON
SHARES IN THE SHARE CAPITAL OF
THE COMPANY ON BEHALF OF THE
COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
CANCELLATION OF COMMON SHARES
HELD OR ACQUIRED BY THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11
|
CLOSING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
02 APR 2020: PLEASE NOTE THAT THIS
IS A REVISION DUE TO CHANGE IN
TEXT OF-TEXT OF RESOLUTION 3.C. IF
YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT-VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
7,500
|
0
|
06-Apr-2020
|
06-Apr-2020
|
|||||||||||||||||||||||
|
NESTLE S.A.
|
||||||||||||||||||||||||||||||
|
Security
|
H57312649
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
23-Apr-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
CH0038863350
|
Agenda
|
712296866 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
16-Apr-2020
|
Holding Recon Date
|
16-Apr-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
LAUSAN
NE
|
/
|
Switzerland
|
Vote Deadline Date
|
14-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
7123870 - 7125274 - B0ZGHZ6 -
BG43QP3
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS ARE REQUIRED FOR
THIS MEETING. IF-NO BENEFICIAL
OWNER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE
REJECTED.-THANK YOU.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
PART 2 OF THIS MEETING IS FOR
VOTING ON AGENDA AND MEETING
ATTENDANCE-REQUESTS ONLY.
PLEASE ENSURE THAT YOU HAVE
FIRST VOTED IN FAVOUR OF THE-
REGISTRATION OF SHARES IN PART 1
OF THE MEETING. IT IS A MARKET
REQUIREMENT-FOR MEETINGS OF
THIS TYPE THAT THE SHARES ARE
REGISTERED AND MOVED TO A-
REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE
INDIVIDUAL-SUB-CUSTODIANS MAY
VARY. UPON RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR
SHARES TO ALLOW FOR
RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT
PREVENT THE-TRADING OF SHARES,
ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED
FOR SETTLEMENT. DEREGISTRATION
CAN AFFECT THE VOTING RIGHTS OF
THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR-
CLIENT REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1.1
|
APPROVAL OF THE ANNUAL REVIEW,
THE FINANCIAL STATEMENTS OF
NESTLE S.A. AND THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.2
|
ACCEPTANCE OF THE COMPENSATION
REPORT 2019 (ADVISORY VOTE)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
DISCHARGE TO THE MEMBERS OF THE
BOARD OF DIRECTORS AND OF THE
MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
APPROPRIATION OF PROFIT
RESULTING FROM THE BALANCE
SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1.1
|
RE-ELECTION AS MEMBER AND
CHAIRMAN OF THE BOARD OF
DIRECTORS: MR. PAUL BULCKE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1.2
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MR. ULF MARK
SCHNEIDER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1.3
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MR. HENRI DE
CASTRIES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1.4
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MR. RENATO
FASSBIND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1.5
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MRS. ANN M.
VENEMAN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1.6
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MRS. EVA
CHENG
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1.7
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MR. PATRICK
AEBISCHER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1.8
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MRS. URSULA
M. BURNS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1.9
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MR. KASPER
RORSTED
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.110
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MR. PABLO
ISLA
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.111
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MRS.
KIMBERLY A. ROSS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.112
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MR. DICK
BOER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.113
|
RE-ELECTION AS MEMBER OF THE
BOARD OF DIRECTORS: MR. DINESH
PALIWAL
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.2
|
ELECTION TO THE BOARD OF
DIRECTORS: MRS. HANNE JIMENEZ DE
MORA
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.3.1
|
ELECTION AS MEMBER OF THE
COMPENSATION COMMITTEE: MR.
PATRICK AEBISCHER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.3.2
|
ELECTION AS MEMBER OF THE
COMPENSATION COMMITTEE: MRS.
URSULA M. BURNS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.3.3
|
ELECTION AS MEMBER OF THE
COMPENSATION COMMITTEE: MR.
PABLO ISLA
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.3.4
|
ELECTION AS MEMBER OF THE
COMPENSATION COMMITTEE: MR. DICK
BOER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.4
|
ELECTION OF THE STATUTORY
AUDITORS: ERNST AND YOUNG SA,
LAUSANNE BRANCH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.5
|
ELECTION OF THE INDEPENDENT
REPRESENTATIVE: HARTMANN
DREYER, ATTORNEYS-AT-LAW
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1
|
APPROVAL OF THE COMPENSATION OF
THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2
|
APPROVAL OF THE COMPENSATION OF
THE EXECUTIVE BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
CAPITAL REDUCTION (BY
CANCELLATION OF SHARES)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
IN THE EVENT OF ANY YET UNKNOWN
NEW OR MODIFIED PROPOSAL BY A
SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO
VOTE AS FOLLOWS: (YES = VOTE IN
FAVOR OF ANY SUCH YET UNKNOWN
PROPOSAL, NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PROPOSAL,
ABSTAIN = ABSTAIN FROM VOTING) -
THE BOARD OF DIRECTORS
RECOMMENDS TO VOTE "NO" ON ANY
SUCH YET UNKNOWN PROPOSAL
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
4,050
|
0
|
06-Apr-2020
|
06-Apr-2020
|
|||||||||||||||||||||||
|
GRUPO TELEVISA, S.A.B.
|
||||||||||||||||||||||||||||||
|
Security
|
40049J206
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
TV
|
Meeting Date
|
28-Apr-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US40049J2069
|
Agenda
|
935187131 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
23-Mar-2020
|
Holding Recon Date
|
23-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
22-Apr-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
L1
|
Appointment and/or ratification, as the case
may be, of the members of the Board of
Directors to be appointed at this meeting
pursuant to articles Twenty Sixth, Twenty
Seventh and other applicable articles of the
corporate By-Laws.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
L2
|
Appointment of special delegates to
formalize the resolutions adopted at the
meeting. To vote on the next (1) General
Ordinary Series A and B Shareholders
Meeting; (2) Special Series D Shareholders
Meeting, Shareholders must be Mexican
nationals or Mexican corporations, whose
by-laws exclude foreign ownership of their
shares.
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
D1
|
Appointment and/or ratification, as the case
may be, of the members of the Board of
Directors to be appointed at this meeting
pursuant to articles Twenty Sixth, Twenty
Seventh and other applicable articles of the
corporate By-Laws.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
D2
|
Appointment of special delegates to
formalize the resolutions adopted at the
meeting.
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
1
|
Presentation and, in its case, approval of
the reports referred to in Article 28,
paragraph IV of the Securities Market Law,
including the financial statements for the
year ended on December 31, 2019 and
resolutions regarding the actions taken by
the Board of Directors, the Committees and
the Chief Executive Officer of the Company.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
2
|
Presentation of the report regarding certain
fiscal obligations of the Company, pursuant
to the applicable legislation.
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
3
|
Resolution regarding the allocation of
results for the fiscal year ended on
December 31, 2019.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
4
|
Resolution regarding (i) the amount that
may be allocated to the repurchase of
shares of the Company pursuant to article
56, paragraph IV of the Securities Market
Law; and (ii) the report on the policies and
resolutions adopted by the Board of
Directors of the Company, regarding the
acquisition and sale of such shares.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
5
|
Appointment and/or ratification, as the case
may be, of the members that shall conform
the Board of Directors, the Secretary and
Officers of the Company.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
6
|
Appointment and/or ratification, as the case
may be, of the members that shall conform
the Executive Committee.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
7
|
Appointment and/or ratification, as the case
may be, of the Chairman of the Audit
Committee.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
8
|
Appointment and/or ratification, as the case
may be, of the Chairman of the Corporate
Practices Committee.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
9
|
Compensation to the members of the Board
of Directors, of the Executive Committee, of
the Audit Committee and of the Corporate
Practices Committee, as well as to their
corresponding Secretaries.
|
Management
|
Abstain
|
None
|
||||||||||||||||||||||||||
|
10
|
Appointment of special delegates to
formalize the resolutions adopted at the
meeting.
|
Management
|
For
|
None
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
47,700
|
0
|
20-Apr-2020
|
20-Apr-2020
|
|||||||||||||||||||||||
|
UNILEVER PLC
|
||||||||||||||||||||||||||||||
|
Security
|
G92087165
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
29-Apr-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
GB00B10RZP78
|
Agenda
|
712287134 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
27-Apr-2020
|
||||||||||||||||||||||||||||
|
City /
|
Country
|
LONDON
|
/
|
United
Kingdom
|
Vote Deadline Date
|
21-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B10RZP7 - B15F6K8 - BZ15D54
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
TO RECEIVE THE REPORT AND
ACCOUNTS FOR THE YEAR ENDED 31
DECEMBER 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
TO APPROVE THE DIRECTORS'
REMUNERATION REPORT
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
3
|
TO RE-ELECT MR N ANDERSEN AS A
NON-EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4
|
TO RE-ELECT MRS L CHA AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5
|
TO RE-ELECT MR V COLAO AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
TO RE-ELECT DR J HARTMANN AS A
NON-EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
TO RE-ELECT MR A JOPE AS AN
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8
|
TO RE-ELECT MS A JUNG AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
TO RE-ELECT MS S KILSBY AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
TO RE-ELECT MR S MASIYIWA AS A
NON-EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11
|
TO RE-ELECT PROFESSOR Y MOON AS
A NON-EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12
|
TO RE-ELECT MR G PITKETHLY AS AN
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13
|
TO RE-ELECT MR J RISHTON AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14
|
TO RE-ELECT MR F SIJBESMA AS A
NON-EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15
|
TO REAPPOINT KPMG LLP AS
AUDITORS OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
16
|
TO AUTHORISE THE DIRECTORS TO FIX
THE REMUNERATION OF THE
AUDITORS
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
17
|
TO AUTHORISE POLITICAL DONATIONS
AND EXPENDITURE
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
18
|
TO RENEW THE AUTHORITY TO
DIRECTORS TO ISSUE SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
19
|
TO RENEW THE AUTHORITY TO
DIRECTORS TO DISAPPLY PRE-
EMPTION RIGHTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
20
|
TO RENEW THE AUTHORITY TO
DIRECTORS TO DISAPPLY PRE-
EMPTION RIGHTS FOR THE PURPOSES
OF ACQUISITIONS OR CAPITAL
INVESTMENTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
21
|
TO RENEW THE AUTHORITY TO THE
COMPANY TO PURCHASE ITS OWN
SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
22
|
TO SHORTEN THE NOTICE PERIOD FOR
GENERAL MEETINGS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
17,000
|
0
|
13-Apr-2020
|
13-Apr-2020
|
|||||||||||||||||||||||
|
ROYAL PHILIPS NV
|
||||||||||||||||||||||||||||||
|
Security
|
N7637U112
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
30-Apr-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
NL0000009538
|
Agenda
|
712267637 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
02-Apr-2020
|
Holding Recon Date
|
02-Apr-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
AMSTER
DAM
|
/
|
Netherlands
|
Vote Deadline Date
|
17-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
4197726 - 4200572 - 5986622 -
B4K7BS3 - BF44701
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
SPEECH OF THE PRESIDENT
|
Non-Voting
|
||||||||||||||||||||||||||||
|
2.A
|
ANNUAL REPORT 2019: EXPLANATION
OF THE POLICY ON ADDITIONS TO
RESERVES AND-DIVIDENDS
|
Non-Voting
|
||||||||||||||||||||||||||||
|
2.B
|
ANNUAL REPORT 2019: PROPOSAL TO
ADOPT THE FINANCIAL STATEMENTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.C
|
ANNUAL REPORT 2019: PROPOSAL TO
ADOPT A DIVIDEND OF EUR 0.85 PER
COMMON SHARE, IN CASH OR IN
SHARES AT THE OPTION OF THE
SHAREHOLDER, AGAINST THE NET
INCOME FOR 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.D
|
ANNUAL REPORT 2019:
REMUNERATION REPORT 2019
(ADVISORY VOTE)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.E
|
ANNUAL REPORT 2019: PROPOSAL TO
DISCHARGE THE MEMBERS OF THE
BOARD OF MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.F
|
ANNUAL REPORT 2019: PROPOSAL TO
DISCHARGE THE MEMBERS OF THE
SUPERVISORY BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.A
|
REMUNERATION OF THE BOARD OF
MANAGEMENT AND THE SUPERVISORY
BOARD: PROPOSAL TO ADOPT A
REMUNERATION POLICY FOR THE
BOARD OF MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.B
|
REMUNERATION OF THE BOARD OF
MANAGEMENT AND THE SUPERVISORY
BOARD: PROPOSAL TO APPROVE A
LONG-TERM INCENTIVE PLAN FOR THE
BOARD OF MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.C
|
REMUNERATION OF THE BOARD OF
MANAGEMENT AND THE SUPERVISORY
BOARD: PROPOSAL TO ADOPT A
REMUNERATION POLICY FOR THE
SUPERVISORY BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.A
|
COMPOSITION OF THE SUPERVISORY
BOARD: PROPOSAL TO RE-APPOINT MS
N. DHAWAN AS MEMBER OF THE
SUPERVISORY BOARD WITH EFFECT
FROM APRIL 30, 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.B
|
COMPOSITION OF THE SUPERVISORY
BOARD: PROPOSAL TO APPOINT MR F.
SIJBESMA AS MEMBER OF THE
SUPERVISORY BOARD WITH EFFECT
FROM APRIL 30, 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.C
|
COMPOSITION OF THE SUPERVISORY
BOARD: PROPOSAL TO APPOINT MR P.
LOSCHER AS MEMBER OF THE
SUPERVISORY BOARD WITH EFFECT
FROM APRIL 30, 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.A
|
AUTHORIZATION OF THE BOARD OF
MANAGEMENT TO: ISSUE SHARES OR
GRANT RIGHTS TO ACQUIRE SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.B
|
AUTHORIZATION OF THE BOARD OF
MANAGEMENT TO: RESTRICT OR
EXCLUDE PRE-EMPTION RIGHTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
AUTHORIZATION OF THE BOARD OF
MANAGEMENT TO ACQUIRE SHARES IN
THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
CANCELLATION OF SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8
|
ANY OTHER BUSINESS
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS IS REQUIRED FOR
THIS MEETING. IF NO-BENEFICIAL
OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
THANK-YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
18 MAR 2020: PLEASE NOTE THAT THIS
IS A REVISION DUE TO MODIFICATION
OF TEXT-OF RESOLUTIONS 2.E & 2.F. IF
YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO-NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK-YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
19,825
|
0
|
14-Apr-2020
|
14-Apr-2020
|
|||||||||||||||||||||||
|
EXPEDITORS INT'L OF WASHINGTON, INC.
|
||||||||||||||||||||||||||||||
|
Security
|
302130109
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
EXPD
|
Meeting Date
|
05-May-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US3021301094
|
Agenda
|
935150639 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
10-Mar-2020
|
Holding Recon Date
|
10-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
04-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1.1
|
Election of Director: Robert R. Wright
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.2
|
Election of Director: Glenn M. Alger
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.3
|
Election of Director: Robert P. Carlile
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.4
|
Election of Director: James M. DuBois
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.5
|
Election of Director: Mark A. Emmert
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.6
|
Election of Director: Diane H. Gulyas
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.7
|
Election of Director: Jeffrey S. Musser
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
1.8
|
Election of Director: Liane J. Pelletier
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
Advisory Vote to Approve Named Executive
Officer Compensation
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
Approve Amendments to the 2017 Omnibus
Incentive Plan
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
Ratification of Independent Registered
Public Accounting Firm
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.
|
Shareholder Proposal: NYC Comptroller
Proposal
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
4,975
|
0
|
01-May-2020
|
01-May-2020
|
|||||||||||||||||||||||
|
NUTRIEN LTD. (THE "CORPORATION")
|
||||||||||||||||||||||||||||||
|
Security
|
67077M108
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
NTR
|
Meeting Date
|
06-May-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
CA67077M1086
|
Agenda
|
935164361 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
20-Mar-2020
|
Holding Recon Date
|
20-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
Canada
|
Vote Deadline Date
|
01-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||
|
1
|
Christopher M. Burley
|
For
|
For
|
|||||||||||||||||||||||||||
|
2
|
Maura J. Clark
|
For
|
For
|
|||||||||||||||||||||||||||
|
3
|
David C. Everitt
|
For
|
For
|
|||||||||||||||||||||||||||
|
4
|
Russell K. Girling
|
For
|
For
|
|||||||||||||||||||||||||||
|
5
|
Miranda C. Hubbs
|
For
|
For
|
|||||||||||||||||||||||||||
|
6
|
Alice D. Laberge
|
For
|
For
|
|||||||||||||||||||||||||||
|
7
|
Consuelo E. Madere
|
For
|
For
|
|||||||||||||||||||||||||||
|
8
|
Charles V. Magro
|
For
|
For
|
|||||||||||||||||||||||||||
|
9
|
Keith G. Martell
|
For
|
For
|
|||||||||||||||||||||||||||
|
10
|
Aaron W. Regent
|
For
|
For
|
|||||||||||||||||||||||||||
|
11
|
Mayo M. Schmidt
|
For
|
For
|
|||||||||||||||||||||||||||
|
2
|
The re-appointment of KPMG LLP,
Chartered Accountants, as auditor of the
Corporation.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
A non-binding advisory resolution to accept
the Corporation's approach to executive
compensation.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
1,830
|
0
|
28-Apr-2020
|
28-Apr-2020
|
|||||||||||||||||||||||
|
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS)
|
||||||||||||||||||||||||||||||
|
Security
|
G50764102
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
07-May-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
BMG507641022
|
Agenda
|
712379507 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
05-May-2020
|
||||||||||||||||||||||||||||
|
City /
|
Country
|
HAMILT
ON
HM12
|
/
|
Bermuda
|
Vote Deadline Date
|
29-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
0474081 - 2614045 - B0CRVH2 -
B5VTXP6 - B838095
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
TO RECEIVE THE FINANCIAL
STATEMENTS FOR 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
TO DECLARE A FINAL DIVIDEND FOR
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
TO RE-ELECT DAVID HSU AS A
DIRECTOR
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
4
|
TO RE-ELECT ADAM KESWICK AS A
DIRECTOR
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
5
|
TO RE-ELECT LINCOLN K.K. LEONG AS
A DIRECTOR
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
6
|
TO RE-APPOINT THE AUDITORS AND
TO AUTHORISE THE DIRECTORS TO FIX
THEIR REMUNERATION
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
TO RENEW THE GENERAL MANDATE
TO THE DIRECTORS TO ISSUE NEW
SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
37,000
|
0
|
27-Apr-2020
|
27-Apr-2020
|
|||||||||||||||||||||||
|
DKSH HOLDING AG
|
||||||||||||||||||||||||||||||
|
Security
|
H2012M121
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
13-May-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
CH0126673539
|
Agenda
|
712364722 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
04-May-2020
|
Holding Recon Date
|
04-May-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
ZURICH
|
/
|
Switzerland
|
Vote Deadline Date
|
29-Apr-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B71QPM2 - B789NJ7 - BH66709 -
BKJ90R4
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS ARE REQUIRED FOR
THIS MEETING. IF-NO BENEFICIAL
OWNER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE
REJECTED.-THANK YOU.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
PART 2 OF THIS MEETING IS FOR
VOTING ON AGENDA AND MEETING
ATTENDANCE-REQUESTS ONLY.
PLEASE ENSURE THAT YOU HAVE
FIRST VOTED IN FAVOUR OF THE-
REGISTRATION OF SHARES IN PART 1
OF THE MEETING. IT IS A MARKET
REQUIREMENT-FOR MEETINGS OF
THIS TYPE THAT THE SHARES ARE
REGISTERED AND MOVED TO A-
REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE
INDIVIDUAL-SUB-CUSTODIANS MAY
VARY. UPON RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR
SHARES TO ALLOW FOR
RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT
PREVENT THE-TRADING OF SHARES,
ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED
FOR SETTLEMENT. DEREGISTRATION
CAN AFFECT THE VOTING RIGHTS OF
THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR
ACCOUNTS, PLEASE CONTACT YOUR-
CLIENT REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
APPROVAL OF THE FINANCIAL
STATEMENTS OF DKSH HOLDING LTD.
AND THE GROUP CONSOLIDATED
FINANCIAL STATEMENTS OF THE DKSH
GROUP FOR THE FINANCIAL YEAR
2019: REPORTS OF THE STATUTORY
AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
APPROPRIATION OF AVAILABLE
EARNINGS AS PER BALANCE SHEET
2019 AND DECLARATION OF DIVIDEND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
DISCHARGE FROM LIABILITY OF THE
MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE EXECUTIVE
COMMITTEE FOR THE FINANCIAL YEAR
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.1
|
APPROVAL OF THE COMPENSATION OF
THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.2
|
APPROVAL OF THE COMPENSATION OF
THE EXECUTIVE COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.1
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: DR.
WOLFGANG BAIER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.2
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MR. JACK
CLEMONS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.3
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MR. MARCO
GADOLA
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.4
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: DR. FRANK CH.
GULICH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.5
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MR. ADRIAN T.
KELLER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.6
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MR. ANDREAS
W. KELLER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.7
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MS. PROF. DR.
ANNETTE G. KOEHLER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.8
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: DR. HANS
CHRISTOPH TANNER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1.9
|
RE-ELECTION OF THE MEMBER OF THE
BOARD OF DIRECTORS: MS. EUNICE
ZEHNDER-LAI
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2
|
ELECTION OF MR. MARCO GADOLA AS
CHAIRMAN OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3.1
|
ELECTION OF THE MEMBER OF THE
NOMINATION AND COMPENSATION
COMMITTEE: RE-ELECTION OF DR.
FRANK CH. GULICH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3.2
|
ELECTION OF THE MEMBER OF THE
NOMINATION AND COMPENSATION
COMMITTEE: RE-ELECTION OF MS.
EUNICE ZEHNDER-LAI
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.3.3
|
ELECTION OF THE MEMBER OF THE
NOMINATION AND COMPENSATION
COMMITTEE: ELECTION OF MR. ADRIAN
T. KELLER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
RE-ELECTION OF THE STATUTORY
AUDITORS: ERNST AND YOUNG LTD.,
ZURICH FOR THE FINANCIAL YEAR 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
RE-ELECTION OF THE INDEPENDENT
PROXY: MR. ERNST A. WIDMER,
ZURICH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
13,100
|
0
|
24-Apr-2020
|
24-Apr-2020
|
|||||||||||||||||||||||
|
CK HUTCHISON HOLDINGS LTD
|
||||||||||||||||||||||||||||||
|
Security
|
G21765105
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
14-May-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
KYG217651051
|
Agenda
|
712361170 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
08-May-2020
|
Holding Recon Date
|
08-May-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
HONG
KONG
|
/
|
Cayman
Islands
|
Vote Deadline Date
|
07-May-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
BD8NBJ7 - BW9P816 - BWF9FC2 -
BWFGCF5 - BWFQVV4
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
07 MAY 2020: PLEASE NOTE THAT THE
COMPANY NOTICE AND PROXY FORM
ARE AVAILABLE-BY CLICKING ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listcone
ws/sehk/2020/0407/2020040700761.pdf-
AND-
https://www1.hkexnews.hk/listedco/listcone
ws/sehk/2020/0407/2020040700769.pdf;-
AND-
https://www1.hkexnews.hk/listedco/listcone
ws/sehk/2020/0507/2020050700547.pdf
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR
'AGAINST' FOR-ALL RESOLUTIONS,
ABSTAIN IS NOT A VOTING OPTION ON
THIS MEETING
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
TO CONSIDER AND ADOPT THE
AUDITED FINANCIAL STATEMENTS, THE
REPORTS OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR FOR THE
YEAR ENDED 31 DECEMBER 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
TO DECLARE A FINAL DIVIDEND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.A
|
TO RE-ELECT MR FOK KIN NING,
CANNING AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.B
|
TO RE-ELECT MR KAM HING LAM AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.C
|
TO RE-ELECT MS EDITH SHIH AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.D
|
TO RE-ELECT MR CHOW KUN CHEE,
ROLAND AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.E
|
TO RE-ELECT MR LEUNG SIU HON AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.F
|
TO RE-ELECT MR CHENG HOI CHUEN,
VINCENT AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4
|
APPROVE
PRICEWATERHOUSECOOPERS AS
AUDITOR AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.1
|
TO GRANT A GENERAL MANDATE TO
THE DIRECTORS TO ISSUE, ALLOT AND
DISPOSE OF ADDITIONAL SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.2
|
TO APPROVE THE REPURCHASE BY
THE COMPANY OF ITS OWN SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
SPECIAL RESOLUTION: TO APPROVE
THE AMENDMENTS TO THE ARTICLES
OF ASSOCIATION
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
CMMT
|
07 MAY 2020: PLEASE NOTE THAT THIS
IS A REVISION DUE TO MODIFICATION
OF TEXT-OF RESOLUTION 4 AND
ADDITION OF URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR-VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR
ORIGINAL-INSTRUCTIONS. THANK YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
123,000
|
0
|
04-May-2020
|
04-May-2020
|
|||||||||||||||||||||||
|
CHUBB LIMITED
|
||||||||||||||||||||||||||||||
|
Security
|
H1467J104
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
CB
|
Meeting Date
|
20-May-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
CH0044328745
|
Agenda
|
935169931 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
27-Mar-2020
|
Holding Recon Date
|
27-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
Bermuda
|
Vote Deadline Date
|
18-May-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
Approval of the management report,
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2A
|
Allocation of disposable profit
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2B
|
Distribution of a dividend out of legal
reserves (by way of release and allocation
to a dividend reserve)
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
Discharge of the Board of Directors
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4A
|
Election of Auditor: Election of
PricewaterhouseCoopers AG (Zurich) as
our statutory auditor
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4B
|
Election of Auditor: Ratification of
appointment of PricewaterhouseCoopers
LLP (United States) as independent
registered public accounting firm for
purposes of U.S. securities law reporting
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4C
|
Election of Auditor: Election of BDO AG
(Zurich) as special audit firm
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5A
|
Election of Director: Evan G. Greenberg
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5B
|
Election of Director: Michael G. Atieh
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5C
|
Election of Director: Sheila P. Burke
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5D
|
Election of Director: James I. Cash
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5E
|
Election of Director: Mary Cirillo
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5F
|
Election of Director: Michael P. Connors
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5G
|
Election of Director: John A. Edwardson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5H
|
Election of Director: Robert J. Hugin
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5I
|
Election of Director: Robert W. Scully
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5J
|
Election of Director: Eugene B. Shanks, Jr.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5K
|
Election of Director: Theodore E. Shasta
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5L
|
Election of Director: David H. Sidwell
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5M
|
Election of Director: Olivier Steimer
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5N
|
Election of Director: Frances F. Townsend
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
Election of Evan G. Greenberg as
Chairman of the Board of Directors
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7A
|
Election of the Compensation Committee of
the Board of Directors: Michael P. Connors
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7B
|
Election of the Compensation Committee of
the Board of Directors: Mary Cirillo
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7C
|
Election of the Compensation Committee of
the Board of Directors: John A. Edwardson
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7D
|
Election of the Compensation Committee of
the Board of Directors: Frances F.
Townsend
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8
|
Election of Homburger AG as independent
proxy
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
Amendment to the Articles of Association
relating to authorized share capital for
general purposes
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
Reduction of share capital
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11A
|
Compensation of the Board of Directors
until the next annual general meeting
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11B
|
Compensation of Executive Management
for the next calendar year
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12
|
Advisory vote to approve executive
compensation under U.S. securities law
requirements
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
A
|
If a new agenda item or a new proposal for
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
7,025
|
0
|
06-May-2020
|
06-May-2020
|
|||||||||||||||||||||||
|
LLOYDS BANKING GROUP PLC
|
||||||||||||||||||||||||||||||
|
Security
|
G5533W248
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
21-May-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
GB0008706128
|
Agenda
|
712474307 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
19-May-2020
|
||||||||||||||||||||||||||||
|
City /
|
Country
|
EDINBU
RGH
|
/
|
United
Kingdom
|
Vote Deadline Date
|
13-May-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
0870612 - 5460524 - BRTM7Q0
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 384320
DUE TO INCLUSION-OF WITHDRAWAL
OF RESOLUTION 17. ALL VOTES
RECEIVED ON THE PREVIOUS
MEETING-WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE.-THANK YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
RECEIVE THE REPORT AND ACCOUNTS
FOR THE YEAR ENDED 31 DECEMBER
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
ELECTION OF MR W L D CHALMERS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
ELECTION OF MS S C LEGG
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4
|
ELECTION OF MS C M WOODS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5
|
RE-ELECTION OF LORD BLACKWELL
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
RE-ELECTION OF MR J COLUMBAS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
RE-ELECTION OF MR A P DICKINSON
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8
|
RE-ELECTION OF MR S P HENRY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
RE-ELECTION OF MR A HORTA OSORIO
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
RE-ELECTION OF LORD LUPTON
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11
|
RE-ELECTION OF MS A F MACKENZIE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12
|
RE-ELECTION OF MR N E T
PRETTEJOHN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13
|
RE-ELECTION OF MR S W SINCLAIR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14
|
RE-ELECTION OF MS S V WELLER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15
|
REMUNERATION POLICY SECTION OF
THE DIRECTORS REMUNERATION
REPORT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
16
|
ANNUAL REPORT ON REMUNERATION
SECTION OF THE DIRECTORS
REMUNERATION REPORT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
17
|
APPROVAL OF A FINAL ORDINARY
DIVIDEND OF 2 POINT 25 PENCE PER
SHARE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
18
|
RE-APPOINTMENT OF THE AUDITOR:
PRICEWATERHOUSECOOPERS LLP
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
19
|
AUTHORITY TO SET THE
REMUNERATION OF THE AUDITOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
20
|
APPROVAL OF THE LONG TERM SHARE
PLAN 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
21
|
AUTHORITY FOR THE COMPANY AND
ITS SUBSIDIARIES TO MAKE POLITICAL
DONATIONS OR INCUR POLITICAL
EXPENDITURE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
22
|
DIRECTORS AUTHORITY TO ALLOT
SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
23
|
DIRECTORS AUTHORITY TO ALLOT
SHARES IN RELATION TO THE ISSUE
OF REGULATORY CAPITAL
CONVERTIBLE INSTRUMENTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
24
|
LIMITED DISAPPLICATION OF PRE-
EMPTION RIGHTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
25
|
LIMITED DISAPPLICATION OF PRE-
EMPTION RIGHTS IN THE EVENT OF
FINANCING AN ACQUISITION
TRANSACTION OR OTHER CAPITAL
INVESTMENT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
26
|
LIMITED DISAPPLICATION OF PRE-
EMPTION RIGHTS IN RELATION TO THE
ISSUE OF REGULATORY CAPITAL
CONVERTIBLE INSTRUMENTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
27
|
AUTHORITY TO PURCHASE ORDINARY
SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
28
|
AUTHORITY TO PURCHASE
PREFERENCE SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
29
|
NOTICE PERIOD FOR GENERAL
MEETINGS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
CMMT
|
23 APR 2020: PLEASE NOTE THAT THIS
IS A REVISION DUE TO THE CHANGE IN
VOTING-STATUS OF RESOLUTION 17,
WHICH HAD PREVIOUSLY BEEN
WITHDRAWN. IF YOU HAVE-ALREADY
SENT IN YOUR VOTES TO MID 397609,
PLEASE DO NOT VOTE AGAIN UNLESS
YOU-DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
1,248,000
|
0
|
07-May-2020
|
07-May-2020
|
|||||||||||||||||||||||
|
BOLLORE
|
||||||||||||||||||||||||||||||
|
Security
|
F10659260
|
Meeting Type
|
MIX
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
27-May-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
FR0000039299
|
Agenda
|
712299379 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
22-May-2020
|
Holding Recon Date
|
22-May-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
PUTEAU
X
|
/
|
France
|
Vote Deadline Date
|
08-May-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
4572709 - B1L4FR9 - B28FJC5
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
THE FOLLOWING APPLIES TO
SHAREHOLDERS THAT DO NOT HOLD
SHARES DIRECTLY WITH A-FRENCH
CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED
TO THE-GLOBAL CUSTODIANS ON THE
VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED-INTERMEDIARY, THE
GLOBAL CUSTODIANS WILL SIGN THE
PROXY CARDS AND FORWARD-THEM
TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION,
PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT THE FRENCH
PROXY CARD IS AVAILABLE AS A LINK
UNDER THE-'MATERIAL URL'
DROPDOWN AT THE TOP OF THE
BALLOT
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
FOLLOWING CHANGES IN THE FORMAT
OF PROXY CARDS FOR FRENCH
MEETINGS, ABSTAIN-IS NOW A VALID
VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING-THE
VOTING OPTION WILL DEFAULT TO
'AGAINST', OR FOR POSITIONS WHERE
THE PROXY-CARD IS NOT COMPLETED
BY BROADRIDGE, TO THE
PREFERENCE OF YOUR CUSTODIAN.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
O.1
|
APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2019 - APPROVAL OF THE NON-
DEDUCTIBLE EXPENSES - DISCHARGE
GRANTED TO DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.2
|
APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.3
|
ALLOCATION OF INCOME FOR THE
FINANCIAL YEAR - SETTING OF THE
DIVIDEND
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.4
|
APPROVAL OF THE REGULATED
AGREEMENTS AND COMMITMENTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.5
|
RENEWAL OF THE TERM OF OFFICE OF
MRS. MARIE BOLLORE AS DIRECTOR
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
O.6
|
RENEWAL OF THE TERM OF OFFICE OF
CONSTANTIN ASSOCIES COMPANY AS
PRINCIPAL STATUTORY AUDITOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.7
|
RENEWAL OF THE TERM OF OFFICE OF
CISANE AS DEPUTY STATUTORY
AUDITOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.8
|
AUTHORIZATION GRANTED TO THE
BOARD OF DIRECTORS TO ACQUIRE
THE COMPANY'S SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.9
|
APPROVAL OF THE INFORMATION
REFERRED TO IN SECTION L OF
ARTICLE L.225-37-3 OF THE FRENCH
COMMERCIAL CODE AS PRESENTED IN
THE REPORT ON CORPORATE
GOVERNANCE - SAY ON PAY "EX POST"
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.10
|
APPROVAL OF THE FIXED, VARIABLE
AND EXCEPTIONAL ELEMENTS MAKING
UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
THE PERIOD FROM 01 JANUARY TO 14
MARCH 2019 OR ALLOCATED DURING
THE SAME PERIOD TO MR. VINCENT
BOLLORE DUE TO THE EXERCISE OF
HIS TERM OF OFFICE AS CHAIRMAN
AND CHIEF EXECUTIVE OFFICER OF
THE COMPANY - SAY ON PAY "EX
POST"
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.11
|
APPROVAL OF THE FIXED, VARIABLE
AND EXCEPTIONAL ELEMENTS MAKING
UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
THE PERIOD FROM 01 JANUARY TO 14
MARCH 2019 OR ALLOCATED DURING
THE SAME PERIOD TO MR. CYRILLE
BOLLORE DUE TO THE EXERCISE OF
HIS TERM OF OFFICE AS DEPUTY
CHIEF EXECUTIVE OFFICER OF THE
COMPANY - SAY ON PAY "EX POST"
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.12
|
APPROVAL OF THE FIXED, VARIABLE
AND EXCEPTIONAL ELEMENTS MAKING
UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
THE PERIOD FROM 01 APRIL TO 31
DECEMBER 2019 OR ALLOCATED
DURING THE SAME PERIOD TO MR.
CYRILLE BOLLORE DUE TO THE
EXERCISE OF HIS TERM OF OFFICE AS
CHAIRMAN AND CHIEF EXECUTIVE
OFFICER - SAY ON PAY "EX POST"
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
O.13
|
APPROVAL OF THE COMPENSATION
POLICY OF DIRECTORS ESTABLISHED
BY THE BOARD OF DIRECTORS - EX-
ANTE VOTING PROCEDURE
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
O.14
|
APPROVAL OF THE COMPENSATION
POLICY OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER ESTABLISHED BY
THE BOARD OF DIRECTORS - "EX ANTE"
VOTING PROCEDURE
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
O.15
|
POWERS TO CARRY OUT FORMALITIES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.1
|
DELEGATION OF AUTHORITY TO BE
GRANTED TO THE BOARD OF
DIRECTORS TO ISSUE SHARES OR
TRANSFERABLE SECURITIES
GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE COMPANY'S
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, IN
CONSIDERATION FOR CONTRIBUTIONS
OF SECURITIES MADE AS PART OF A
PUBLIC OFFERING INCLUDING AN
EXCHANGE COMPONENT INITIATED BY
THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.2
|
AUTHORIZATION GRANTED TO THE
BOARD OF DIRECTORS TO REDUCE
THE CAPITAL BY CANCELLATION OF
SHARES PREVIOUSLY REPURCHASED
UNDER A SHARE BUYBACK PROGRAM
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.3
|
AMENDMENT TO ARTICLE 12 "BOARD
OF DIRECTORS - EMPLOYEE
DIRECTORS" IN ORDER TO AMEND THE
TERMS AND CONDITIONS OF
APPOINTING EMPLOYEE DIRECTORS
AND TO BRING THE BY-LAWS INTO LINE
WITH THE NEW PROVISIONS OF
ARTICLE L 225-27-1 OF THE FRENCH
COMMERCIAL CODE RELATING TO THE
NUMBER OF EMPLOYEE DIRECTORS
PRESENT ON THE BOARD OF
DIRECTORS IN ACCORDANCE WITH
THE NUMBER OF DIRECTORS SITTING
ON THE BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.4
|
AMENDMENTS TO THE PROVISIONS OF
ARTICLE 19 OF THE BY-LAWS
"GENERAL MEETINGS" BY ADDING A
PROVISION ALLOWING THE USE OF
REMOTE VOTING BY ELECTRONIC
MEANS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.5
|
AMENDMENTS TO THE PROVISIONS OF
ARTICLE 16 OF THE BY-LAWS
"COMPENSATION OF DIRECTORS"
FOLLOWING THE CANCELLATION OF
THE CONCEPT OF "ATTENDANCE FEES"
IN LAW NO. 2019-486 OF 22 MAY 2019,
KNOWN AS THE " COVENANT LAW"
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.6
|
POWERS TO CARRY OUT FORMALITIES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
CMMT
|
06 MAY 2020: PLEASE NOTE THAT
IMPORTANT ADDITIONAL MEETING
INFORMATION IS-AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:-
https://www.journal-
officiel.gouv.fr/balo/document/20200325200
0606-37 AND-https://www.journal-
officiel.gouv.fr/balo/document/20200506200
1050-55; PLEASE-NOTE THAT THIS IS A
REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK. IF YOU-HAVE
ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE-TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
183,900
|
0
|
06-May-2020
|
06-May-2020
|
|||||||||||||||||||||||
|
SAFRAN SA
|
||||||||||||||||||||||||||||||
|
Security
|
F4035A557
|
Meeting Type
|
MIX
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
28-May-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
FR0000073272
|
Agenda
|
712329134 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
25-May-2020
|
Holding Recon Date
|
25-May-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
MASSY
|
/
|
France
|
Vote Deadline Date
|
14-May-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B058TZ6 - B0591N1 - B28LP25 -
BF447J0
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
THE FOLLOWING APPLIES TO
SHAREHOLDERS THAT DO NOT HOLD
SHARES DIRECTLY WITH A-FRENCH
CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED
TO THE-GLOBAL CUSTODIANS ON THE
VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED-INTERMEDIARY, THE
GLOBAL CUSTODIANS WILL SIGN THE
PROXY CARDS AND FORWARD-THEM
TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION,
PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT THE FRENCH
PROXY CARD IS AVAILABLE AS A LINK
UNDER THE-'MATERIAL URL'
DROPDOWN AT THE TOP OF THE
BALLOT
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
FOLLOWING CHANGES IN THE FORMAT
OF PROXY CARDS FOR FRENCH
MEETINGS, ABSTAIN-IS NOW A VALID
VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING-THE
VOTING OPTION WILL DEFAULT TO
'AGAINST', OR FOR POSITIONS WHERE
THE PROXY-CARD IS NOT COMPLETED
BY BROADRIDGE, TO THE
PREFERENCE OF YOUR CUSTODIAN.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
11 MAY 2020: PLEASE NOTE THAT
IMPORTANT ADDITIONAL MEETING
INFORMATION IS-AVAILABLE BY
CLICKING ON THE MATERIAL URL-
LINK:https://www.journal-
officiel.gouv.fr/balo/document/20200401200
0689-40-AND https://www.journal-
officiel.gouv.fr/balo/document/20200511200
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1300-57;-PLEASE NOTE THAT THIS IS A
REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK. IF-YOU HAVE
ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS
YOU-DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
|
||||||||||||||||||||||||||||||
|
O.1
|
APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2019 - APPROVAL OF THE NON-
DEDUCTIBLE EXPENSES AND COSTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.2
|
APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.3
|
ALLOCATION OF INCOME FOR THE
FINANCIAL YEAR 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.4
|
APPOINTMENT OF PATRICIA
BELLINGER AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.5
|
RATIFICATION OF THE CO-OPTATION
OF FERNANDA SARAIVA AS DIRECTOR
REPRESENTING EMPLOYEE
SHAREHOLDERS, AS A REPLACEMENT
FOR ELIANE CARRE-COPIN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.6
|
APPOINTMENT OF MARC AUBRY AS
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS, AS A REPLACEMENT
FOR FERNANDA SARAIVA
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.7
|
APPOINTMENT OF ANNE AUBERT AS
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS, AS A REPLACEMENT
FOR GERARD MARDINE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
A
|
PLEASE NOTE THAT THIS RESOLUTION
IS A SHAREHOLDER PROPOSAL:
RENEWAL OF THE TERM OF OFFICE OF
FERNANDA SARAIVA AS DIRECTOR
REPRESENTING EMPLOYEE
SHAREHOLDERS
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
B
|
PLEASE NOTE THAT THIS RESOLUTION
IS A SHAREHOLDER PROPOSAL:
APPOINTMENT OF CARLOS ARVIZU AS
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
|
Shareholder
|
Against
|
Against
|
||||||||||||||||||||||||||
|
O.8
|
APPROVAL OF THE FIXED, VARIABLE
AND EXCEPTIONAL ELEMENTS MAKING
UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
THE FINANCIAL YEAR 2019 OR
ALLOCATED FOR THE FINANCIAL YEAR
2019 TO ROSS MCINNES, THE
CHAIRMAN OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.9
|
APPROVAL OF THE FIXED, VARIABLE
AND EXCEPTIONAL ELEMENTS MAKING
UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND PAID DURING
THE FINANCIAL YEAR 2019 OR
ALLOCATED FOR THE FINANCIAL YEAR
2019 TO PHILIPPE PETITCOLIN, THE
CHIEF EXECUTIVE OFFICER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.10
|
APPROVAL OF THE INFORMATION
REFERRED TO IN SECTION I OF
ARTICLE L. 225-37-3 OF THE FRENCH
COMMERCIAL CODE, RELATING TO THE
COMPENSATION OF CORPORATE
OFFICERS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.11
|
SETTING OF THE ANNUAL AMOUNT
ALLOCATED TO DIRECTORS AS
COMPENSATION FOR THEIR ACTIVITY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.12
|
APPROVAL OF THE COMPENSATION
POLICY APPLICABLE TO THE
CHAIRMAN OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.13
|
APPROVAL OF THE COMPENSATION
POLICY APPLICABLE TO THE CHIEF
EXECUTIVE OFFICER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.14
|
APPROVAL OF THE COMPENSATION
POLICY APPLICABLE TO DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
O.15
|
AUTHORIZATION TO BE GRANTED TO
THE BOARD OF DIRECTORS TO TRADE
IN THE SHARES OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.16
|
AMENDMENT TO ARTICLES 14.1 AND
14.2 OF THE BYLAWS, IN ORDER TO
INCREASE THE MAXIMUM NUMBER OF
DIRECTORS (EXCLUDING DIRECTORS
REPRESENTING EMPLOYEE
SHAREHOLDERS AND EMPLOYEES)
FROM 13 TO 14
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.17
|
AMENDMENT OF THE BYLAWS:
SIMPLIFICATION OF THE CORPORATE
PURPOSE AND COMPLIANCE WITH
LEGISLATIVE AND REGULATORY
PROVISIONS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
E.18
|
POWERS TO CARRY OUT FORMALITIES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
9,900
|
0
|
06-May-2020
|
06-May-2020
|
|||||||||||||||||||||||
|
BOOKING HOLDINGS INC.
|
||||||||||||||||||||||||||||||
|
Security
|
09857L108
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
BKNG
|
Meeting Date
|
04-Jun-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
US09857L1089
|
Agenda
|
935188929 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
09-Apr-2020
|
Holding Recon Date
|
09-Apr-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
03-Jun-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||||||||||
|
1
|
Timothy M. Armstrong
|
For
|
For
|
|||||||||||||||||||||||||||
|
2
|
Jeffery H. Boyd
|
For
|
For
|
|||||||||||||||||||||||||||
|
3
|
Glenn D. Fogel
|
For
|
For
|
|||||||||||||||||||||||||||
|
4
|
Mirian M. Graddick-Weir
|
For
|
For
|
|||||||||||||||||||||||||||
|
5
|
Wei Hopeman
|
For
|
For
|
|||||||||||||||||||||||||||
|
6
|
Robert J. Mylod, Jr.
|
For
|
For
|
|||||||||||||||||||||||||||
|
7
|
Charles H. Noski
|
For
|
For
|
|||||||||||||||||||||||||||
|
8
|
Nicholas J. Read
|
For
|
For
|
|||||||||||||||||||||||||||
|
9
|
Thomas E. Rothman
|
For
|
For
|
|||||||||||||||||||||||||||
|
10
|
Bob van Dijk
|
For
|
For
|
|||||||||||||||||||||||||||
|
11
|
Lynn M. Vojvodich
|
For
|
For
|
|||||||||||||||||||||||||||
|
12
|
Vanessa A. Wittman
|
For
|
For
|
|||||||||||||||||||||||||||
|
2.
|
Advisory vote to approve 2019 executive
compensation.
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
3.
|
Ratification of Deloitte & Touche LLP as our
independent registered public accounting
firm for the fiscal year ending December 31,
2020.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
Stockholder proposal requesting the right of
stockholders to act by written consent.
|
Shareholder
|
For
|
Against
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
740
|
0
|
18-May-2020
|
18-May-2020
|
|||||||||||||||||||||||
|
WPP PLC
|
||||||||||||||||||||||||||||||
|
Security
|
G9788D103
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
10-Jun-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
JE00B8KF9B49
|
Agenda
|
712616981 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
08-Jun-2020
|
||||||||||||||||||||||||||||
|
City /
|
Country
|
LONDON
|
/
|
Jersey
|
Vote Deadline Date
|
02-Jun-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B8KF9B4 - B9GRCY5 - BMF1V31
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1
|
TO RECEIVE THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
TO RECEIVE AND APPROVE THE
COMPENSATION COMMITTEE REPORT
CONTAINED WITHIN THE ANNUAL
REPORT AND ACCOUNTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
TO RECEIVE AND APPROVE THE
DIRECTORS COMPENSATION POLICY
CONTAINED WITHIN THE ANNUAL
REPORT AND ACCOUNTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4
|
TO ELECT JOHN ROGERS AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5
|
TO ELECT SANDRINE DUFOUR AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
TO ELECT KEITH WEED AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
TO ELECT JASMINE WHITBREAD AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8
|
TO RE-ELECT ROBERTO QUARTA AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
TO RE-ELECT DR JACQUES AIGRAIN AS
A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
TO RE-ELECT TAREK FARAHAT AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11
|
TO RE-ELECT MARK READ AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12
|
TO RE-ELECT CINDY ROSE OBE AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13
|
TO RE-ELECT NICOLE SELIGMAN AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14
|
TO RE-ELECT SALLY SUSMAN AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15
|
TO RE-APPOINT DELOITTE LLP AS
AUDITORS TO HOLD OFFICE FROM THE
CONCLUSION OF THE ANNUAL
GENERAL MEETING TO THE
CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
16
|
TO AUTHORISE THE AUDIT COMMITTEE
FOR AND ON BEHALF OF THE BOARD
OF DIRECTORS TO DETERMINE THE
AUDITORS' REMUNERATION
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
17
|
AUTHORITY TO ALLOT SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
18
|
AUTHORITY TO PURCHASE OWN
SHARES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
19
|
DISAPPLICATION OF PRE-EMPTION
RIGHTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
70,350
|
0
|
26-May-2020
|
26-May-2020
|
|||||||||||||||||||||||
|
HENKEL AG & CO. KGAA
|
||||||||||||||||||||||||||||||
|
Security
|
D3207M102
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
17-Jun-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
DE0006048408
|
Agenda
|
712617919 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
26-May-2020
|
Holding Recon Date
|
26-May-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
DUESSE
LDORF
|
/
|
Germany
|
Vote Deadline Date
|
03-Jun-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
5002465 - B28J8T7 - BRTLG60
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
FROM 10TH FEBRUARY, BROADRIDGE
WILL CODE ALL AGENDAS FOR
GERMAN MEETINGS IN-ENGLISH ONLY.
IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE-
AVAILABLE AS A LINK UNDER THE
'MATERIAL URL' DROPDOWN AT THE
TOP OF THE-BALLOT. THE GERMAN
AGENDAS FOR ANY EXISTING OR PAST
MEETINGS WILL REMAIN IN-PLACE.
FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
ACCORDING TO GERMAN LAW, IN CASE
OF SPECIFIC CONFLICTS OF INTEREST
IN-CONNECTION WITH SPECIFIC ITEMS
OF THE AGENDA FOR THE GENERAL
MEETING YOU ARE-NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT
MIGHT-BE EXCLUDED WHEN YOUR
SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS-AND
YOU HAVE NOT COMPLIED WITH ANY
OF YOUR MANDATORY VOTING
RIGHTS-NOTIFICATIONS PURSUANT TO
THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS
REGARD PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-
FOR CLARIFICATION. IF YOU DO NOT
HAVE ANY INDICATION REGARDING
SUCH CONFLICT-OF INTEREST, OR
ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS-USUAL
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY
ON THE ISSUER'S-WEBSITE (PLEASE
REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF
YOU-WISH TO ACT ON THESE ITEMS,
YOU WILL NEED TO REQUEST A
MEETING ATTEND AND-VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS
CANNOT-BE REFLECTED ON THE
BALLOT ON PROXYEDGE
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
PRESENTATION OF THE FINANCIAL
STATEMENTS AND ANNUAL REPORT
FOR THE 2019 FINANCIAL YEAR WITH
THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL
REPORT AS WELL AS THE CORPORATE
GOVERNANCE REPORT, THE
REMUNERATION REPORT AND THE
REPORT PURSUANT TO SECTIONS
289A(1) AND 315A(1) OF THE GERMAN
COMMERCIAL CODE APPROVAL OF
THE FINANCIAL STATEMENTS FOR THE
2019 FINANCIAL YEAR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
RESOLUTION ON THE APPROPRIATION
OF THE DISTRIBUTABLE PROFIT THE
DISTRIBUTABLE PROFIT OF EUR
1,712,396,938.19 SHALL BE
APPROPRIATED AS FOLLOWS:
PAYMENT OF A DIVIDEND OF EUR 1.83
PER ORDINARY SHARE PAYMENT OF A
DIVIDEND OF EUR 1.85 PER
PREFERRED SHARE EUR 907,369,168.19
SHALL BE CARRIED FORWARD EX-
DIVIDEND DATE: JUNE 18, 2020
PAYABLE DATE: JUNE 22, 2020
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
RATIFICATION OF THE ACTS OF THE
GENERAL PARTNER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4
|
RATIFICATION OF THE ACTS OF THE
SUPERVISORY BOARD
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5
|
RATIFICATION OF THE ACTS OF THE
SHAREHOLDERS' COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
APPOINTMENT OF AUDITORS THE
FOLLOWING ACCOUNTANTS SHALL BE
APPOINTED AS AUDITORS AND GROUP
AUDITORS FOR THE 2020 FINANCIAL
YEAR AND FOR THE REVIEW OF THE
HALF-YEAR FINANCIAL STATEMENTS:
PRICEWATERHOUSECOOPERS GMBH,
FRANKFURT AM MAIN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.A
|
ELECTION TO THE SUPERVISORY
BOARD: SIMONE BAGEL TRAH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.B
|
ELECTION TO THE SUPERVISORY
BOARD: LUTZ BUNNENBERG
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.C
|
ELECTION TO THE SUPERVISORY
BOARD: BENEDIKT-RICHARD FREIHERR
VON HERMAN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.D
|
ELECTION TO THE SUPERVISORY
BOARD: TIMOTHEUS HOETTGES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.E
|
ELECTION TO THE SUPERVISORY
BOARD: MICHAEL KASCHKE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.F
|
ELECTION TO THE SUPERVISORY
BOARD: BARBARA KUX
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.G
|
ELECTION TO THE SUPERVISORY
BOARD: SIMONE MENNE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.H
|
ELECTION TO THE SUPERVISORY
BOARD: PHILIPP SCHOLZ
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.A
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: PAUL ACHLEITNER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.B
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: SIMONE BAGEL-TRAH
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.C
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: ALEXANDER BIRKEN
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.D
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: JOHANN-CHRISTOPH
FREY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.E
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: CHRISTOPH HENKEL
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.F
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: CHRISTOPH KNEIP
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.G
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: ULRICH LEHNER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.H
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: NORBERT REITHOFER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.I
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: KONSTANTIN VON UNGER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.J
|
ELECTION TO THE SHAREHOLDERS'
COMMITTEE: JEAN-FRANCOIS VAN
BOXMEER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9
|
RESOLUTION ON THE APPROVAL OF
THE REMUNERATION SYSTEM FOR THE
MEMBERS OF THE BOARD OF MDS THE
REMUNERATION SYSTEM FOR THE
MEMBERS OF THE BOARD OF MDS
SHALL BE APPROVED
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
RESOLUTION ON THE CREATION OF A
NEW AUTHORIZED CAPITAL 2020 AND
THE CORRESPONDING AMENDMENT
TO THE ARTICLES OF ASSOCIATION
THE GENERAL PARTNER SHALL BE
AUTHORIZED, WITH THE CONSENT OF
THE SHARE-HOLDERS' COMMITTEE
AND THE SUPERVISORY BOARD, TO
INCREASE THE SHARE CAPITAL BY UP
TO EUR 43,795,875 THROUGH THE
ISSUE OF UP TO 43,795,875 NEW
BEARER NON-VOTING PREFERRED
SHARES AGAINST CONTRIBUTIONS IN
CASH, ON OR BEFORE JUNE 16, 2025
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
(AUTHORIZED CAPITAL 2020).
SHAREHOLDERS SHALL BE GRANTED
SUBSCRIPTION RIGHTS. THE SHARES
CAN ALSO BE TAKEN UP BY ONE OR
MORE FINANCIAL INSTITUTIONS OR
COMPANIES ACTING UNDER SECTION
186(5)1 OF THE GERMAN STOCK
CORPORATION ACT WITH THE
OBLIGATION TO OFFER THE SHARES
TO THE SHAREHOLDERS FOR
SUBSCRIPTION. THE GENERAL
PARTNER SHALL BE AUTHORIZED,
WITH THE CONSENT OF THE SHARE-
HOLDERS' COMMITTEE AND THE
SUPERVISORY BOARD, TO DETERMINE
THE FURTHER TERMS AND
CONDITIONS FOR THE ISSUE OF THE
NEW SHARES
|
||||||||||||||||||||||||||||||
|
11
|
RESOLUTION ON THE REVISION OF
SECTION 20(2) OF THE ARTICLES OF
ASSOCIATION SECTION 20(2) SHALL BE
ADJUSTED IN RESPECT OF THE PROOF
OF SHARE OWNER-SHIP ISSUED IN
TEXT FORM IN GERMAN OR ENGLISH
BY THE LAST INTERMEDIARY IN
ACCORDANCE WITH SECTION 67C(3)
OF THE GERMAN STOCK
CORPORATION ACT BEING SUFFICIENT
AS EVIDENCE. THIS PROOF MUST
REFER TO THE BEGINNING OF THE
21ST DAY PRIOR TO THE
SHAREHOLDERS' MEETING
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
11,375
|
0
|
02-Jun-2020
|
02-Jun-2020
|
|||||||||||||||||||||||
|
YOKOGAWA ELECTRIC CORPORATION
|
||||||||||||||||||||||||||||||
|
Security
|
J97272124
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
24-Jun-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
JP3955000009
|
Agenda
|
712740629 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
31-Mar-2020
|
Holding Recon Date
|
31-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
TOKYO
|
/
|
Japan
|
Vote Deadline Date
|
22-Jun-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
6986427 - B1CGT83 - B3BK849
|
Quick Code
|
68410
|
|||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
|||||||||||||||||||||||||||||
|
1
|
Approve Appropriation of Surplus
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.1
|
Appoint a Director Nishijima, Takashi
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.2
|
Appoint a Director Nara, Hitoshi
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.3
|
Appoint a Director Anabuki, Junichi
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.4
|
Appoint a Director Yu Dai
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.5
|
Appoint a Director Uji, Noritaka
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.6
|
Appoint a Director Seki, Nobuo
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.7
|
Appoint a Director Sugata, Shiro
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.8
|
Appoint a Director Uchida, Akira
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.1
|
Appoint a Corporate Auditor Watanabe,
Hajime
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.2
|
Appoint a Corporate Auditor Ono, Masaru
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
29,800
|
0
|
16-Jun-2020
|
16-Jun-2020
|
|||||||||||||||||||||||
|
SECOM CO.,LTD.
|
||||||||||||||||||||||||||||||
|
Security
|
J69972107
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
25-Jun-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
JP3421800008
|
Agenda
|
712768223 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
31-Mar-2020
|
Holding Recon Date
|
31-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
TOKYO
|
/
|
Japan
|
Vote Deadline Date
|
23-Jun-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
6791591 - B018RR8 - B1CDZW0
|
Quick Code
|
97350
|
|||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
|||||||||||||||||||||||||||||
|
1
|
Approve Appropriation of Surplus
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.1
|
Appoint a Director Iida, Makoto
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.2
|
Appoint a Director Nakayama, Yasuo
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.3
|
Appoint a Director Ozeki, Ichiro
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.4
|
Appoint a Director Yoshida, Yasuyuki
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.5
|
Appoint a Director Fuse, Tatsuro
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.6
|
Appoint a Director Izumida, Tatsuya
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.7
|
Appoint a Director Kurihara, Tatsushi
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.8
|
Appoint a Director Hirose, Takaharu
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.9
|
Appoint a Director Kawano, Hirobumi
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.10
|
Appoint a Director Watanabe, Hajime
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.11
|
Appoint a Director Hara, Miri
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
6,100
|
0
|
18-Jun-2020
|
18-Jun-2020
|
|||||||||||||||||||||||
|
MILLICOM INTERNATIONAL CELLULAR S.A.
|
||||||||||||||||||||||||||||||
|
Security
|
L6388F110
|
Meeting Type
|
Annual
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
TIGO
|
Meeting Date
|
25-Jun-2020
|
|||||||||||||||||||||||||||
|
ISIN
|
LU0038705702
|
Agenda
|
935222985 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
06-May-2020
|
Holding Recon Date
|
06-May-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
/
|
Luxembourg
|
Vote Deadline Date
|
17-Jun-2020
|
|||||||||||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
1.
|
To elect the Chairman of the AGM and to
empower him to appoint the other members
of the bureau of the meeting.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.
|
To receive the management reports of the
Board and the reports of the external
auditor on the annual accounts and the
consolidated accounts for the year ended
December 31, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3.
|
To approve the annual accounts and the
consolidated accounts for the year ended
December 31, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4.
|
To allocate the results of the year ended
December 31, 2019 to unappropriated net
profits to be carried forward.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5.
|
To discharge all the Directors of Millicom for
the performance of their mandates during
the year ended December 31, 2019.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6.
|
To set the number of Directors at eight (8).
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7.
|
To re-elect Mr. José Antonio Ríos García as
a Director for a term ending on the annual
general meeting to be held in 2021 (the
"2021 AGM").
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8.
|
To re-elect Ms. Pernille Erenbjerg as a
Director for a term ending on the 2021
AGM.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
9.
|
To re-elect Mr. Tomas Eliasson as a
Director for a term ending on the 2021
AGM.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10.
|
To re-elect Mr. Odilon Almeida as a Director
for a term ending on the 2021 AGM.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11.
|
To re-elect Mr. Lars-Åke Norling as a
Director for a term ending on the 2021
AGM.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
12.
|
To re-elect Mr. James Thompson as a
Director for a term ending on the 2021
AGM.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13.
|
To re-elect Ms. Mercedes Johnson as a
Director for a term ending on the 2021
AGM.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14.
|
To elect Mr. Mauricio Ramos as a Director
for a term ending on the 2021 AGM.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15.
|
To re-elect Mr. José Antonio Ríos García as
Chairman of the Board for a term ending on
the 2021 AGM.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
16.
|
To approve the Directors' remuneration for
the period from the AGM to the 2021 AGM.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
17.
|
To re-elect Ernst & Young S.A.,
Luxembourg as the external auditor for a
term ending on the 2021 AGM and to
approve the external auditor remuneration
to be paid against approved account.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
18.
|
To approve an instruction to the Nomination
Committee.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
19.
|
To approve the Share Repurchase Plan.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
20.
|
To approve the guidelines and policy for
senior management remuneration.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
21.
|
To approve the share-based incentive plans
for Millicom employees.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
14,975
|
0
|
15-Jun-2020
|
15-Jun-2020
|
|||||||||||||||||||||||
|
BUREAU VERITAS SA
|
||||||||||||||||||||||||||||||
|
Security
|
F96888114
|
Meeting Type
|
Ordinary General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
26-Jun-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
FR0006174348
|
Agenda
|
712604099 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
23-Jun-2020
|
Holding Recon Date
|
23-Jun-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
NEUILLY
-SUR-
SEINE
|
/
|
France
|
Vote Deadline Date
|
15-Jun-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
B28DTJ6 - B28SN22 - B2Q5MS4
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
THE FOLLOWING APPLIES TO
SHAREHOLDERS THAT DO NOT HOLD
SHARES DIRECTLY WITH A-FRENCH
CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED
TO THE-GLOBAL CUSTODIANS ON THE
VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED-INTERMEDIARY, THE
GLOBAL CUSTODIANS WILL SIGN THE
PROXY CARDS AND FORWARD-THEM
TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION,
PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
FOLLOWING CHANGES IN THE FORMAT
OF PROXY CARDS FOR FRENCH
MEETINGS, ABSTAIN-IS NOW A VALID
VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING-THE
VOTING OPTION WILL DEFAULT TO
'AGAINST', OR FOR POSITIONS WHERE
THE PROXY-CARD IS NOT COMPLETED
BY BROADRIDGE, TO THE
PREFERENCE OF YOUR CUSTODIAN.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
CMMT
|
05 JUN 2020: PLEASE NOTE THAT
IMPORTANT ADDITIONAL MEETING
INFORMATION IS-AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:-
https://www.journal-
officiel.gouv.fr/balo/document/20200506200
1340-55 AND-https://www.journal-
officiel.gouv.fr/balo/document/20200605200
2094-68; PLEASE-NOTE THAT THIS IS A
REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK. IF YOU-HAVE
ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE-TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2019 - APPROVAL OF NON-DEDUCTIBLE
EXPENSES AND COSTS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2
|
APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
ALLOCATION OF INCOME FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2019
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
4
|
THE STATUTORY AUDITORS' SPECIAL
REPORT ON THE AGREEMENTS
REFERRED TO IN ARTICLE L. 225 -38 OF
THE FRENCH COMMERCIAL CODE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
5
|
RATIFICATION OF THE CO-OPTATION
OF MR. JEROME MICHIELS AS
DIRECTOR, AS A REPLACEMENT FOR
MR. STEPHANE BACQUAERT
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
6
|
RENEWAL OF THE TERM OF OFFICE OF
MRS. SIAN HERBERT-JONES AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
7
|
RENEWAL OF THE TERM OF OFFICE OF
MRS. STEPHANIE BESNIER AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
8
|
RENEWAL OF THE TERM OF OFFICE OF
MR. CLAUDE EHLINGER AS DIRECTOR
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
9
|
APPROVAL OF THE ELEMENTS OF THE
COMPENSATION POLICY FOR
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
10
|
APPROVAL OF THE ELEMENTS OF THE
COMPENSATION POLICY FOR THE
CHAIRMAN OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
11
|
APPROVAL OF THE ELEMENTS OF THE
COMPENSATION POLICY FOR THE
CHIEF EXECUTIVE OFFICER
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
12
|
APPROVAL OF THE REPORT ON THE
COMPENSATION OF CORPORATE
OFFICERS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
13
|
APPROVAL OF THE FIXED, VARIABLE
AND EXCEPTIONAL ELEMENTS MAKING
UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND PAID IN
RESPECT OF THE TERM OF OFFICE
DURING THE FINANCIAL YEAR 2019, OR
AWARDED IN RESPECT OF THE TERM
OF OFFICE DURING THE SAME
FINANCIAL YEAR, TO MR. ALDO
CARDOSO, CHAIRMAN OF THE BOARD
OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
14
|
APPROVAL OF THE FIXED, VARIABLE
AND EXCEPTIONAL ELEMENTS MAKING
UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND PAID IN
RESPECT OF THE TERM OF OFFICE
DURING THE FINANCIAL YEAR 2019, OR
AWARDED IN RESPECT OF THE TERM
OF OFFICE DURING THE SAME
FINANCIAL YEAR, TO MR. DIDIER
MICHAUD-DANIEL, CHIEF EXECUTIVE
OFFICER
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
15
|
AUTHORISATION GRANTED TO THE
BOARD OF DIRECTORS TO TRADE IN
SHARES OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
16
|
POWERS TO CARRY OUT FORMALITIES
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
22,300
|
0
|
11-Jun-2020
|
11-Jun-2020
|
|||||||||||||||||||||||
|
ROYAL PHILIPS NV
|
||||||||||||||||||||||||||||||
|
Security
|
N7637U112
|
Meeting Type
|
ExtraOrdinary General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
26-Jun-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
NL0000009538
|
Agenda
|
712638836 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
29-May-2020
|
Holding Recon Date
|
29-May-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
TBD
|
/
|
Netherlands
|
Vote Deadline Date
|
12-Jun-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
4197726 - 4200572 - 5986622 -
B4K7BS3 - BF44701
|
Quick Code
|
||||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS IS REQUIRED FOR
THIS MEETING. IF NO-BENEFICIAL
OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
THANK-YOU.
|
Non-Voting
|
||||||||||||||||||||||||||||
|
1
|
APPROVE DIVIDENDS OF EUR 0.85 PER
SHARE
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
21,925
|
0
|
11-Jun-2020
|
11-Jun-2020
|
|||||||||||||||||||||||
|
SONY CORPORATION
|
||||||||||||||||||||||||||||||
|
Security
|
J76379106
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
26-Jun-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
JP3435000009
|
Agenda
|
712694000 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
31-Mar-2020
|
Holding Recon Date
|
31-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
TOKYO
|
/
|
Japan
|
Vote Deadline Date
|
24-Jun-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
6821506 - B0K3NH6 - BYW3ZJ8
|
Quick Code
|
67580
|
|||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
|||||||||||||||||||||||||||||
|
1
|
Amend Articles to: Change Official
Company Name
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.1
|
Appoint a Director Yoshida, Kenichiro
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.2
|
Appoint a Director Totoki, Hiroki
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.3
|
Appoint a Director Sumi, Shuzo
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.4
|
Appoint a Director Tim Schaaff
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.5
|
Appoint a Director Matsunaga, Kazuo
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.6
|
Appoint a Director Oka, Toshiko
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.7
|
Appoint a Director Akiyama, Sakie
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.8
|
Appoint a Director Wendy Becker
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.9
|
Appoint a Director Hatanaka, Yoshihiko
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.10
|
Appoint a Director Adam Crozier
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.11
|
Appoint a Director Kishigami, Keiko
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.12
|
Appoint a Director Joseph A. Kraft Jr.
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
Approve Issuance of Share Acquisition
Rights as Stock Options
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
16,800
|
0
|
22-Jun-2020
|
22-Jun-2020
|
|||||||||||||||||||||||
|
ISUZU MOTORS LIMITED
|
||||||||||||||||||||||||||||||
|
Security
|
J24994113
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
29-Jun-2020
|
||||||||||||||||||||||||||||
|
ISIN
|
JP3137200006
|
Agenda
|
712800817 - Management
|
|||||||||||||||||||||||||||
|
Record Date
|
31-Mar-2020
|
Holding Recon Date
|
31-Mar-2020
|
|||||||||||||||||||||||||||
|
City /
|
Country
|
TOKYO
|
/
|
Japan
|
Vote Deadline Date
|
25-Jun-2020
|
||||||||||||||||||||||||
|
SEDOL(s)
|
5101986 - 6467104 - B02H280
|
Quick Code
|
72020
|
|||||||||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
Management
Recommendation
|
||||||||||||||||||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
|||||||||||||||||||||||||||||
|
1
|
Approve Appropriation of Surplus
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.1
|
Appoint a Director Minami, Shinsuke
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
2.2
|
Appoint a Director Sugimoto, Shigeji
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
2.3
|
Appoint a Director Shibata, Mitsuyoshi
|
Management
|
Against
|
For
|
||||||||||||||||||||||||||
|
2.4
|
Appoint a Director Nakayama, Kozue
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
3
|
Appoint a Corporate Auditor Miyazaki, Kenji
|
Management
|
For
|
For
|
||||||||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||||||||||
|
19-2305
|
FMI International Fund II - Currency Unhedged
|
9971
|
U.S. BANK
|
34,650
|
0
|
17-Jun-2020
|
17-Jun-2020
|
|||||||||||||||||||||||