|
Vote Summary
|
||||||||||||||||||||||
|
ELECTROCOMPONENTS PLC, OXFORD
|
||||||||||||||||||||||
|
Security
|
G29848101
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
20-Jul-2016
|
||||||||||||||||||||
|
ISIN
|
GB0003096442
|
Agenda
|
707201187 - Management
|
|||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
18-Jul-2016
|
||||||||||||||||||||
|
City /
|
Country
|
OXFORD
|
/
|
United
Kingdom
|
Vote Deadline Date
|
12-Jul-2016
|
||||||||||||||||
|
SEDOL(s)
|
0309644 - 5830138 - B02SHT9
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1
|
TO RECEIVE THE ACCOUNTS AND THE REPORTS
OF THE DIRECTORS AND THE AUDITOR FOR THE
YEAR ENDED 31 MARCH 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
TO APPROVE THE DIRECTORS’ REMUNERATION
POLICY SET OUT ON PAGES 53 TO 61 OF THE 2016
ANNUAL REPORT
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
TO APPROVE THE STATEMENT BY THE CHAIRMAN
OF THE REMUNERATION COMMITTEE AND THE
ANNUAL REPORT ON REMUNERATION FOR THE
YEAR ENDED 31 MARCH 2016 AS (AS SPECIFIED)
RESPECTIVELY OF THE 2016 ANNUAL REPORT
|
Management
|
For
|
For
|
||||||||||||||||||
|
4
|
TO DECLARE A FINAL DIVIDEND OF 6.75 PENCE PER
ORDINARY SHARE FOR THE YEAR ENDED 31
MARCH 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
5
|
TO ELECT DAVID EGAN AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
TO RE-ELECT BERTRAND BODSON AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
7
|
TO RE-ELECT KAREN GUERRA AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
8
|
TO RE-ELECT PAUL HOLLINGWORTH AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
9
|
TO RE-ELECT PETER JOHNSON AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
10
|
TO RE-ELECT JOHN PATTULLO AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
11
|
TO RE-ELECT LINDSLEY RUTH AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
12
|
TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP
AS AUDITOR OF THE COMPANY FROM THE
CONCLUSION OF THE ANNUAL GENERAL MEETING
|
Management
|
For
|
For
|
||||||||||||||||||
|
13
|
TO AUTHORISE THE DIRECTORS TO AGREE THE
REMUNERATION OF THE AUDITOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
14
|
RENEWAL OF DIRECTORS’ AUTHORITY TO ALLOT
SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
15
|
RENEWAL OF DIRECTORS’ AUTHORITY TO
DISAPPLY PRE-EMPTION RIGHTS
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
16
|
RENEWAL OF DIRECTORS’ AUTHORITY FOR THE
PURCHASE BY THE COMPANY OF ITS OWN SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
17
|
THAT A GENERAL MEETING OTHER THAN AN
ANNUAL GENERAL MEETING MAY BE CALLED ON
NOT LESS THAN 14 CLEAR DAYS’ NOTICE
|
Management
|
For
|
For
|
||||||||||||||||||
|
18
|
APPROVAL OF LONG TERM INCENTIVE PLAN 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
18,340,000
|
0
|
11-Jul-2016
|
12-Jul-2016
|
|||||||||||||||
|
SAMSONITE INTERNATIONAL S.A, LUXEMBOURG
|
||||||||||||||||||||||
|
Security
|
L80308106
|
Meeting Type
|
Ordinary General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
26-Jul-2016
|
||||||||||||||||||||
|
ISIN
|
LU0633102719
|
Agenda
|
707218081 - Management
|
|||||||||||||||||||
|
Record Date
|
21-Jul-2016
|
Holding Recon Date
|
21-Jul-2016
|
|||||||||||||||||||
|
City /
|
Country
|
HONG
KONG
|
/
|
Luxembourg
|
Vote Deadline Date
|
15-Jul-2016
|
||||||||||||||||
|
SEDOL(s)
|
B4KW2N0 - B4Q1532 - B7T3RP2
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
http://www.hkexnews.hk/listedco/listconews/SEHK/2016/
0627/LTN20160627696.pdf-,-
http://www.hkexnews.hk/listedco/listconews/SEHK/2016/
0627/LTN20160627690.pdf
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
PLEASE NOTE IN THE HONG KONG MARKET THAT A
VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME
AS A “TAKE NO ACTION” VOTE
|
Non-Voting
|
||||||||||||||||||||
|
1
|
TO: (A) APPROVE, RATIFY AND CONFIRM THE
AGREEMENT AND PLAN OF MERGER (THE
“MERGER AGREEMENT”) DATED AS OF MARCH 3,
2016 ENTERED INTO BETWEEN THE COMPANY, PTL
ACQUISITION INC. (“PTL ACQUISITION”) AND TUMI
HOLDINGS, INC. (“TUMI”) IN RELATION TO THE
MERGER OF PTL ACQUISITION WITH AND INTO
TUMI, WITH TUMI SURVIVING THE MERGER AS AN
INDIRECT WHOLLY-OWNED SUBSIDIARY OF THE
COMPANY, AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER, INCLUDING THE
MERGER, THE DEBT FINANCING AS WELL AS THE
GUARANTEES AND SECURITY TO BE GRANTED IN
THAT RESPECT (AS FURTHER DESCRIBED IN THE
CIRCULAR DISPATCHED BY THE COMPANY ON
JUNE 28, 2016); AND (B) AUTHORIZE THE
DIRECTORS OF THE COMPANY, ACTING
COLLECTIVELY AND INDIVIDUALLY, FOR AND ON
BEHALF OF THE COMPANY, TO DO ALL SUCH ACTS
AND THINGS AND TO SIGN, EXECUTE, SEAL
(WHERE REQUIRED) AND DELIVER ALL SUCH
DOCUMENTS AND TO TAKE ALL SUCH STEPS AS
THE DIRECTORS OF THE COMPANY IN THEIR
DISCRETION MAY CONSIDER NECESSARY,
APPROPRIATE, DESIRABLE OR EXPEDIENT FOR
THE PURPOSES OF GIVING EFFECT TO OR IN
CONNECTION WITH THE MERGER AGREEMENT AND
THE TRANSACTIONS CONTEMPLATED
THEREUNDER
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
17,824,900
|
0
|
11-Jul-2016
|
18-Jul-2016
|
|||||||||||||||
|
SAMSONITE INTERNATIONAL S.A, LUXEMBOURG
|
||||||||||||||||||||||
|
Security
|
L80308106
|
Meeting Type
|
Ordinary General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
22-Sep-2016
|
||||||||||||||||||||
|
ISIN
|
LU0633102719
|
Agenda
|
707341501 - Management
|
|||||||||||||||||||
|
Record Date
|
19-Sep-2016
|
Holding Recon Date
|
19-Sep-2016
|
|||||||||||||||||||
|
City /
|
Country
|
LUXEMB
OURG
|
/
|
Luxembourg
|
Vote Deadline Date
|
13-Sep-2016
|
||||||||||||||||
|
SEDOL(s)
|
B4KW2N0 - B4Q1532 - B7T3RP2
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
http://www.hkexnews.hk/listedco/listconews/SEHK/2016/
0825/LTN20160825047.pdf-AND-
http://www.hkexnews.hk/listedco/listconews/SEHK/2016/
0825/LTN20160825037.pdf
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
PLEASE NOTE IN THE HONG KONG MARKET THAT A
VOTE OF ‘ABSTAIN’ WILL BE TREATED-THE SAME
AS A ‘TAKE NO ACTION’ VOTE
|
Non-Voting
|
||||||||||||||||||||
|
1
|
TO ACKNOWLEDGE THE RESIGNATION OF MR.
MIGUEL KAI KWUN KO AS A DIRECTOR OF THE
COMPANY WITH IMMEDIATE EFFECT
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
TO ELECT MR. JEROME SQUIRE GRIFFITH AS A
DIRECTOR OF THE COMPANY WITH IMMEDIATE
EFFECT AND FOR A PERIOD EXPIRING UPON THE
HOLDING OF THE ANNUAL GENERAL MEETING OF
THE COMPANY TO BE HELD IN 2018
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
TO APPROVE THE REMUNERATION TO BE
GRANTED TO MR. JEROME SQUIRE GRIFFITH AS A
DIRECTOR OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
17,824,900
|
0
|
01-Sep-2016
|
13-Sep-2016
|
|||||||||||||||
|
SAMSUNG ELECTRONICS CO LTD, SUWON
|
||||||||||||||||||||||
|
Security
|
Y74718118
|
Meeting Type
|
ExtraOrdinary General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
27-Oct-2016
|
||||||||||||||||||||
|
ISIN
|
KR7005931001
|
Agenda
|
707408185 - Management
|
|||||||||||||||||||
|
Record Date
|
28-Sep-2016
|
Holding Recon Date
|
28-Sep-2016
|
|||||||||||||||||||
|
City /
|
Country
|
SEOUL
|
/
|
Korea,
Republic Of
|
Vote Deadline Date
|
17-Oct-2016
|
||||||||||||||||
|
SEDOL(s)
|
6773812 - B06NRV2
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
CMMT
|
THE ISSUING COMPANY WILL OWN 100% OF
SHARES OF NEWLY ESTABLISHED COMPANY-
RESULTED FROM THE ABOVE SPIN-OFF.
THEREFORE THIS SPIN-OFF DOES NOT AFFECT ON-
SHAREHOLDERS OF COMPANY
|
Non-Voting
|
||||||||||||||||||||
|
1
|
APPROVAL OF SPIN OFF
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
94,000
|
0
|
28-Sep-2016
|
17-Oct-2016
|
|||||||||||||||
|
POTASH CORPORATION OF SASKATCHEWAN INC.
|
||||||||||||||||||||||
|
Security
|
73755L107
|
Meeting Type
|
Special
|
|||||||||||||||||||
|
Ticker Symbol
|
POT
|
Meeting Date
|
03-Nov-2016
|
|||||||||||||||||||
|
ISIN
|
CA73755L1076
|
Agenda
|
934488885 - Management
|
|||||||||||||||||||
|
Record Date
|
22-Sep-2016
|
Holding Recon Date
|
22-Sep-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
Canada
|
Vote Deadline Date
|
31-Oct-2016
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
01
|
THE SPECIAL RESOLUTION (INCLUDED AS
APPENDIX B IN THE ACCOMPANYING JOINT
INFORMATION CIRCULAR) APPROVING A PLAN OF
ARRANGEMENT UNDER SECTION 192 OF THE
CANADA BUSINESS CORPORATIONS ACT,
INVOLVING, AMONG OTHERS, POTASH
CORPORATION OF SASKATCHEWAN INC. (THE
“CORPORATION”), SHAREHOLDERS OF THE
CORPORATION, AGRIUM INC., SHAREHOLDERS OF
AGRIUM INC. AND A NEWLY-INCORPORATED
PARENT ENTITY TO BE FORMED TO MANAGE AND
HOLD THE COMBINED BUSINESSES OF THE
CORPORATION AND AGRIUM INC., AS MORE
PARTICULARLY DESCRIBED IN THE INFORMATION
CIRCULAR.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
9,063,000
|
0
|
18-Oct-2016
|
04-Nov-2016
|
|||||||||||||||
|
SMITHS GROUP PLC, LONDON
|
||||||||||||||||||||||
|
Security
|
G82401111
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
15-Nov-2016
|
||||||||||||||||||||
|
ISIN
|
GB00B1WY2338
|
Agenda
|
707477774 - Management
|
|||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
11-Nov-2016
|
||||||||||||||||||||
|
City /
|
Country
|
LONDON
|
/
|
United
Kingdom
|
Vote Deadline Date
|
07-Nov-2016
|
||||||||||||||||
|
SEDOL(s)
|
B1WY233 - B1YYQ17 - B1YZ472
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1
|
ADOPTION OF REPORT AND ACCOUNTS
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
APPROVAL OF DIRECTORS’ REMUNERATION
REPORT
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
DECLARATION OF A FINAL DIVIDEND: 28.75 PENCE
PER ORDINARY SHARE
|
Management
|
For
|
For
|
||||||||||||||||||
|
4
|
RE-ELECTION OF MR B.F.J. ANGELICI AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
5
|
RE-ELECTION OF SIR GEORGE BUCKLEY AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
RE-ELECTION OF MS T.D. FRATTO AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
7
|
RE-ELECTION OF MR C.M. O’SHEA AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
8
|
RE-ELECTION OF MS A.C. QUINN AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
9
|
RE -ELECTION OF MR W.C. SEEGER AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
10
|
RE-ELECTION OF MR A. REYNOLDS SMITH AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
11
|
RE-ELECTION OF SIR KEVIN TEBBIT AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
12
|
ELECTION OF MR M.D. SELIGMAN AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
13
|
REAPPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
14
|
AUDITORS’ REMUNERATION
|
Management
|
For
|
For
|
||||||||||||||||||
|
15
|
AUTHORITY TO ISSUE SHARES PURSUANT TO
SECTION 551 OF COMPANIES ACT 2006
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
16
|
AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS
FOR RIGHTS ISSUES AND OTHER PRE-EMPTIVE
ISSUES
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
17
|
ADDITIONAL AUTHORITY TO DISAPPLY PRE-
EMPTION RIGHTS FOR FINANCING OR
REFINANCING PARTICULAR ACQUISITIONS AND
OTHER CAPITAL INVESTMENTS
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
18
|
AUTHORITY TO MAKE MARKET PURCHASES OF
SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
19
|
AUTHORITY TO CALL GENERAL MEETINGS OTHER
THAN ANNUAL GENERAL MEETINGS ON NOT LESS
THAN 14 CLEAR DAYS’ NOTICE
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
20
|
AUTHORITY TO MAKE POLITICAL DONATIONS AND
EXPENDITURE
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
10,205,000
|
0
|
20-Oct-2016
|
14-Nov-2016
|
|||||||||||||||
|
WOLSELEY PLC
|
||||||||||||||||||||||
|
Security
|
G9736L124
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
29-Nov-2016
|
||||||||||||||||||||
|
ISIN
|
JE00BFNWV485
|
Agenda
|
707532152 - Management
|
|||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
25-Nov-2016
|
||||||||||||||||||||
|
City /
|
Country
|
ZUG
|
/
|
Jersey
|
Vote Deadline Date
|
18-Nov-2016
|
||||||||||||||||
|
SEDOL(s)
|
BFNWV48 - BG0R488 - BH3GZT7
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1
|
TO RECEIVE THE COMPANY’S ANNUAL REPORT
AND ACCOUNTS FOR THE YEAR ENDED 31 JULY
2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
TO APPROVE THE DIRECTORS’ REMUNERATION
REPORT FOR THE YEAR ENDED 31 JULY 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
TO DECLARE A FINAL DIVIDEND OF 66.72 PENCE
PER ORDINARY SHARE FOR THE YEAR ENDED 31
JULY 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
4
|
TO RE-ELECT MS TESSA BAMFORD AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
5
|
TO RE-ELECT MR JOHN DALY AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
TO RE-ELECT MR GARETH DAVIS AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
7
|
TO RE-ELECT MS PILAR LOPEZ AS A DIRECTOR
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
8
|
TO RE-ELECT MR JOHN MARTIN AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
9
|
TO RE-ELECT MR ALAN MURRAY AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
10
|
TO RE-ELECT MR FRANK ROACH AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
11
|
TO RE-ELECT MR DARREN SHAPLAND AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
12
|
TO RE-ELECT MS JACQUELINE SIMMONDS AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
13
|
TO RE-APPOINT DELOITTE LLP AS THE AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
14
|
TO AUTHORISE THE AUDIT COMMITTEE ON BEHALF
OF THE DIRECTORS TO AGREE THE
REMUNERATION OF THE AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
15
|
TO GIVE LIMITED AUTHORITY TO INCUR POLITICAL
EXPENDITURE AND TO MAKE POLITICAL
DONATIONS
|
Management
|
For
|
For
|
||||||||||||||||||
|
16
|
TO GIVE LIMITED POWERS TO THE DIRECTORS TO
ALLOT EQUITY SECURITIES
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
17
|
TO GIVE LIMITED POWERS TO THE DIRECTORS TO
ALLOT EQUITY SECURITIES FOR CASH WITHOUT
THE APPLICATION OF PRE-EMPTION RIGHTS
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
18
|
TO GIVE ADDITIONAL LIMITED POWERS TO THE
DIRECTORS TO ALLOT EQUITY SECURITIES FOR
CASH WITHOUT THE APPLICATION OF PRE-
EMPTION RIGHTS FOR THE PURPOSES OF
FINANCING OR REFINANCING AN ACQUISITION OR
SPECIFIED CAPITAL INVESTMENT
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
19
|
TO GIVE LIMITED AUTHORITY FOR THE COMPANY
TO PURCHASE ITS ORDINARY SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
2,586,000
|
0
|
07-Nov-2016
|
18-Nov-2016
|
|||||||||||||||
|
SHAW COMMUNICATIONS INC
|
||||||||||||||||||||||
|
Security
|
82028K200
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
12-Jan-2017
|
||||||||||||||||||||
|
ISIN
|
CA82028K2002
|
Agenda
|
707630617 - Management
|
|||||||||||||||||||
|
Record Date
|
28-Nov-2016
|
Holding Recon Date
|
28-Nov-2016
|
|||||||||||||||||||
|
City /
|
Country
|
CALGAR
Y
|
/
|
Canada
|
Vote Deadline Date
|
06-Jan-2017
|
||||||||||||||||
|
SEDOL(s)
|
2591900 - 2801836 - 5310607 -
B1CH0J4 - BJ053F3
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT THIS IS AN INFORMATIONAL
MEETING, AS THE ISIN DOES NOT HOLD-VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY-REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU
|
Non-Voting
|
||||||||||||||||||||
|
1.1
|
ELECTION OF DIRECTOR: PETER BISSONNETTE
|
Non-Voting
|
||||||||||||||||||||
|
1.2
|
ELECTION OF DIRECTOR: ADRIAN I. BURNS
|
Non-Voting
|
||||||||||||||||||||
|
1.3
|
ELECTION OF DIRECTOR: RICHARD GREEN
|
Non-Voting
|
||||||||||||||||||||
|
1.4
|
ELECTION OF DIRECTOR: LYNDA HAVERSTOCK
|
Non-Voting
|
||||||||||||||||||||
|
1.5
|
ELECTION OF DIRECTOR: GREGORY KEATING
|
Non-Voting
|
||||||||||||||||||||
|
1.6
|
ELECTION OF DIRECTOR: MICHAEL O’BRIEN
|
Non-Voting
|
||||||||||||||||||||
|
1.7
|
ELECTION OF DIRECTOR: PAUL PEW
|
Non-Voting
|
||||||||||||||||||||
|
1.8
|
ELECTION OF DIRECTOR: JEFFREY ROYER
|
Non-Voting
|
||||||||||||||||||||
|
1.9
|
ELECTION OF DIRECTOR: BRADLEY SHAW
|
Non-Voting
|
||||||||||||||||||||
|
1.10
|
ELECTION OF DIRECTOR: JIM SHAW
|
Non-Voting
|
||||||||||||||||||||
|
1.11
|
ELECTION OF DIRECTOR: JR SHAW
|
Non-Voting
|
||||||||||||||||||||
|
1.12
|
ELECTION OF DIRECTOR: JC SPARKMAN
|
Non-Voting
|
||||||||||||||||||||
|
1.13
|
ELECTION OF DIRECTOR: CARL VOGEL
|
Non-Voting
|
||||||||||||||||||||
|
1.14
|
ELECTION OF DIRECTOR: SHEILA WEATHERILL
|
Non-Voting
|
||||||||||||||||||||
|
1.15
|
ELECTION OF DIRECTOR: WILLARD YUILL
|
Non-Voting
|
||||||||||||||||||||
|
2
|
APPOINTMENT OF ERNST & YOUNG LLP AS
AUDITORS FOR THE ENSUING YEAR AND-
AUTHORIZE THE DIRECTORS TO SET THEIR
REMUNERATION
|
Non-Voting
|
||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
5,168,000
|
0
|
|||||||||||||||||
|
COMPASS GROUP PLC, CHERTSEY SURREY
|
||||||||||||||||||||||
|
Security
|
G23296190
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
02-Feb-2017
|
||||||||||||||||||||
|
ISIN
|
GB00BLNN3L44
|
Agenda
|
707651685 - Management
|
|||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
31-Jan-2017
|
||||||||||||||||||||
|
City /
|
Country
|
TWICKE
NHAM
|
/
|
United
Kingdom
|
Vote Deadline Date
|
25-Jan-2017
|
||||||||||||||||
|
SEDOL(s)
|
BLNN3L4 - BMSKZ55 - BNCB368
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1
|
RECEIVE AND ADOPT THE DIRECTORS’ ANNUAL
REPORT AND ACCOUNTS AND THE AUDITOR’S
REPORT THEREON
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
RECEIVE AND ADOPT THE DIRECTORS’
REMUNERATION REPORT
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
DECLARE A FINAL DIVIDEND ON THE ORDINARY
SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
4
|
ELECT STEFAN BOMHARD AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
5
|
RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
RE-ELECT RICHARD COUSINS AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
7
|
RE-ELECT GARY GREEN AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
8
|
RE-ELECT JOHNNY THOMSON AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
9
|
RE-ELECT CAROL ARROWSMITH AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
10
|
RE-ELECT JOHN BASON AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
11
|
RE-ELECT DON ROBERT AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
12
|
RE-ELECT NELSON SILVA AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
13
|
RE-ELECT IREENA VITTAL AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
14
|
RE-ELECT PAUL WALSH AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
15
|
REAPPOINT KPMG LLP AS AUDITOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
16
|
AUTHORISE THE AUDIT COMMITTEE TO AGREE THE
AUDITOR’S REMUNERATION
|
Management
|
For
|
For
|
||||||||||||||||||
|
17
|
INCREASE ARTICLE 138 AUTHORITY
|
Management
|
For
|
For
|
||||||||||||||||||
|
18
|
DONATIONS TO EU POLITICAL ORGANISATIONS
|
Management
|
For
|
For
|
||||||||||||||||||
|
19
|
AUTHORITY TO ALLOT SHARES (S.551)
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
20
|
AUTHORITY TO ALLOT SHARES FOR CASH (S.561)
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
21
|
AUTHORITY TO ALLOT SHARES FOR CASH (S.561)
IN LIMITED CIRCUMSTANCES
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
22
|
AUTHORITY TO PURCHASE SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
23
|
REDUCE GENERAL MEETING NOTICE PERIODS
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
4,670,000
|
0
|
23-Jan-2017
|
27-Jan-2017
|
|||||||||||||||
|
ACCENTURE PLC
|
||||||||||||||||||||||
|
Security
|
G1151C101
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
ACN
|
Meeting Date
|
10-Feb-2017
|
|||||||||||||||||||
|
ISIN
|
IE00B4BNMY34
|
Agenda
|
934516874 - Management
|
|||||||||||||||||||
|
Record Date
|
12-Dec-2016
|
Holding Recon Date
|
12-Dec-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
09-Feb-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
RE-APPOINTMENT OF DIRECTOR: CHARLES H.
GIANCARLO
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
RE-APPOINTMENT OF DIRECTOR: HERBERT HAINER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
RE-APPOINTMENT OF DIRECTOR: WILLIAM L.
KIMSEY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
RE-APPOINTMENT OF DIRECTOR: MARJORIE
MAGNER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
RE-APPOINTMENT OF DIRECTOR: NANCY
MCKINSTRY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
RE-APPOINTMENT OF DIRECTOR: PIERRE
NANTERME
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
RE-APPOINTMENT OF DIRECTOR: GILLES C.
PELISSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
RE-APPOINTMENT OF DIRECTOR: PAULA A. PRICE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
RE-APPOINTMENT OF DIRECTOR: ARUN SARIN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
RE-APPOINTMENT OF DIRECTOR: FRANK K. TANG
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
TO APPROVE, IN A NON-BINDING VOTE, THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
3.
|
TO RECOMMEND, IN A NON-BINDING VOTE,
WHETHER A SHAREHOLDER VOTE TO APPROVE
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3
YEARS.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
TO RATIFY, IN A NON-BINDING VOTE, THE
APPOINTMENT OF KPMG LLP (KPMG) AS THE
INDEPENDENT AUDITORS OF ACCENTURE AND TO
AUTHORIZE, IN A BINDING VOTE, THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO
DETERMINE KPMG’S REMUNERATION.
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.
|
TO GRANT THE BOARD OF DIRECTORS THE
AUTHORITY TO ISSUE SHARES UNDER IRISH LAW.
|
Management
|
For
|
For
|
||||||||||||||||||
|
6.
|
TO GRANT THE BOARD OF DIRECTORS THE
AUTHORITY TO OPT-OUT OF STATUTORY PRE-
EMPTION RIGHTS UNDER IRISH LAW.
|
Management
|
For
|
For
|
||||||||||||||||||
|
7.
|
TO DETERMINE THE PRICE RANGE AT WHICH
ACCENTURE CAN RE-ALLOT SHARES THAT IT
ACQUIRES AS TREASURY SHARES UNDER IRISH
LAW.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
1,897,000
|
0
|
06-Feb-2017
|
13-Feb-2017
|
|||||||||||||||
|
TE CONNECTIVITY LTD
|
||||||||||||||||||||||
|
Security
|
H84989104
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
TEL
|
Meeting Date
|
08-Mar-2017
|
|||||||||||||||||||
|
ISIN
|
CH0102993182
|
Agenda
|
934523362 - Management
|
|||||||||||||||||||
|
Record Date
|
12-Jan-2017
|
Holding Recon Date
|
12-Jan-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
Switzerland
|
Vote Deadline Date
|
06-Mar-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: PIERRE R. BRONDEAU
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: TERRENCE R. CURTIN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: CAROL A. (“JOHN”)
DAVIDSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: WILLIAM A. JEFFREY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: THOMAS J. LYNCH
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: YONG NAM
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: DANIEL J. PHELAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: PAULA A. SNEED
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: ABHIJIT Y. TALWALKAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: MARK C. TRUDEAU
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: JOHN C. VAN SCOTER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1L.
|
ELECTION OF DIRECTOR: LAURA H. WRIGHT
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF
THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
3A.
|
TO ELECT THE INDIVIDUAL MEMBERS OF THE
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: DANIEL J. PHELAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
3B.
|
TO ELECT THE INDIVIDUAL MEMBERS OF THE
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: PAULA A. SNEED
|
Management
|
For
|
For
|
||||||||||||||||||
|
3C.
|
TO ELECT THE INDIVIDUAL MEMBERS OF THE
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: JOHN C. VAN
SCOTER
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
TO ELECT DR. RENE SCHWARZENBACH, OF PROXY
VOTING SERVICES GMBH, OR ANOTHER
INDIVIDUAL REPRESENTATIVE OF PROXY VOTING
SERVICES GMBH IF DR. SCHWARZENBACH IS
UNABLE TO SERVE AT THE RELEVANT MEETING, AS
THE INDEPENDENT PROXY AT THE 2018 ANNUAL
MEETING OF TE CONNECTIVITY AND ANY
SHAREHOLDER MEETING THAT MAY BE HELD
PRIOR TO THAT MEETING
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1
|
TO APPROVE THE 2016 ANNUAL REPORT OF TE
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 30, 2016, THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 30, 2016 AND THE SWISS
COMPENSATION REPORT FOR THE FISCAL YEAR
ENDED SEPTEMBER 30, 2016)
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.2
|
TO APPROVE THE STATUTORY FINANCIAL
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 30, 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.3
|
TO APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 30, 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
6.
|
TO RELEASE THE MEMBERS OF THE BOARD OF
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 30, 2016
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
7.1
|
TO ELECT DELOITTE & TOUCHE LLP AS TE
CONNECTIVITY’S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017
|
Management
|
For
|
For
|
||||||||||||||||||
|
7.2
|
TO ELECT DELOITTE AG, ZURICH, SWITZERLAND,
AS TE CONNECTIVITY’S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
|
Management
|
For
|
For
|
||||||||||||||||||
|
7.3
|
TO ELECT PRICEWATERHOUSECOOPERS AG,
ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S
SPECIAL AUDITOR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF TE CONNECTIVITY
|
Management
|
For
|
For
|
||||||||||||||||||
|
8.
|
AN ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
9.
|
AN ADVISORY VOTE ON THE FREQUENCY OF THE
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
10.
|
TO APPROVE THE TE CONNECTIVITY LTD. 2007
STOCK AND INCENTIVE PLAN (AS AMENDED AND
RESTATED) INCLUDING THE AUTHORIZATION OF
THE ISSUANCE OF ADDITIONAL SHARES
THEREUNDER
|
Management
|
For
|
For
|
||||||||||||||||||
|
11.
|
A BINDING VOTE TO APPROVE FISCAL YEAR 2018
MAXIMUM AGGREGATE COMPENSATION AMOUNT
FOR EXECUTIVE MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||
|
12.
|
A BINDING VOTE TO APPROVE FISCAL YEAR 2018
MAXIMUM AGGREGATE COMPENSATION AMOUNT
FOR THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
13.
|
TO APPROVE THE CARRYFORWARD OF
UNAPPROPRIATED ACCUMULATED EARNINGS AT
SEPTEMBER 30, 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
14.
|
TO APPROVE A DIVIDEND PAYMENT TO
SHAREHOLDERS EQUAL TO $1.60 PER ISSUED
SHARE TO BE PAID IN FOUR EQUAL QUARTERLY
INSTALLMENTS OF $0.40 STARTING WITH THE
THIRD FISCAL QUARTER OF 2017 AND ENDING IN
THE SECOND FISCAL QUARTER OF 2018 PURSUANT
TO THE TERMS OF THE DIVIDEND RESOLUTION
|
Management
|
For
|
For
|
||||||||||||||||||
|
15.
|
TO APPROVE AN AUTHORIZATION RELATING TO TE
CONNECTIVITY’S SHARE REPURCHASE PROGRAM
|
Management
|
For
|
For
|
||||||||||||||||||
|
16.
|
TO APPROVE A REDUCTION OF SHARE CAPITAL
FOR SHARES ACQUIRED UNDER TE
CONNECTIVITY’S SHARE REPURCHASE PROGRAM
AND RELATED AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF TE CONNECTIVITY LTD.
|
Management
|
For
|
For
|
||||||||||||||||||
|
17.
|
TO APPROVE ANY ADJOURNMENTS OR
POSTPONEMENTS OF THE MEETING
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
2,308,000
|
0
|
23-Feb-2017
|
08-Mar-2017
|
|||||||||||||||
|
TE CONNECTIVITY LTD
|
||||||||||||||||||||||
|
Security
|
H84989104
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
TEL
|
Meeting Date
|
08-Mar-2017
|
|||||||||||||||||||
|
ISIN
|
CH0102993182
|
Agenda
|
934532690 - Management
|
|||||||||||||||||||
|
Record Date
|
16-Feb-2017
|
Holding Recon Date
|
16-Feb-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
Switzerland
|
Vote Deadline Date
|
06-Mar-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: PIERRE R. BRONDEAU
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: TERRENCE R. CURTIN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: CAROL A. (“JOHN”)
DAVIDSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: WILLIAM A. JEFFREY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: THOMAS J. LYNCH
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: YONG NAM
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: DANIEL J. PHELAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: PAULA A. SNEED
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: ABHIJIT Y. TALWALKAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: MARK C. TRUDEAU
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: JOHN C. VAN SCOTER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1L.
|
ELECTION OF DIRECTOR: LAURA H. WRIGHT
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF
THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
3A.
|
TO ELECT THE INDIVIDUAL MEMBERS OF THE
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: DANIEL J. PHELAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
3B.
|
TO ELECT THE INDIVIDUAL MEMBERS OF THE
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: PAULA A. SNEED
|
Management
|
For
|
For
|
||||||||||||||||||
|
3C.
|
TO ELECT THE INDIVIDUAL MEMBERS OF THE
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: JOHN C. VAN
SCOTER
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
TO ELECT DR. RENE SCHWARZENBACH, OF PROXY
VOTING SERVICES GMBH, OR ANOTHER
INDIVIDUAL REPRESENTATIVE OF PROXY VOTING
SERVICES GMBH IF DR. SCHWARZENBACH IS
UNABLE TO SERVE AT THE RELEVANT MEETING, AS
THE INDEPENDENT PROXY AT THE 2018 ANNUAL
MEETING OF TE CONNECTIVITY AND ANY
SHAREHOLDER MEETING THAT MAY BE HELD
PRIOR TO THAT MEETING
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1
|
TO APPROVE THE 2016 ANNUAL REPORT OF TE
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 30, 2016, THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 30, 2016 AND THE SWISS
COMPENSATION REPORT FOR THE FISCAL YEAR
ENDED SEPTEMBER 30, 2016)
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.2
|
TO APPROVE THE STATUTORY FINANCIAL
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 30, 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.3
|
TO APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 30, 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
6.
|
TO RELEASE THE MEMBERS OF THE BOARD OF
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 30, 2016
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
7.1
|
TO ELECT DELOITTE & TOUCHE LLP AS TE
CONNECTIVITY’S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017
|
Management
|
For
|
For
|
||||||||||||||||||
|
7.2
|
TO ELECT DELOITTE AG, ZURICH, SWITZERLAND,
AS TE CONNECTIVITY’S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
|
Management
|
For
|
For
|
||||||||||||||||||
|
7.3
|
TO ELECT PRICEWATERHOUSECOOPERS AG,
ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S
SPECIAL AUDITOR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF TE CONNECTIVITY
|
Management
|
For
|
For
|
||||||||||||||||||
|
8.
|
AN ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
9.
|
AN ADVISORY VOTE ON THE FREQUENCY OF THE
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
10.
|
TO APPROVE THE TE CONNECTIVITY LTD. 2007
STOCK AND INCENTIVE PLAN (AS AMENDED AND
RESTATED) INCLUDING THE AUTHORIZATION OF
THE ISSUANCE OF ADDITIONAL SHARES
THEREUNDER
|
Management
|
For
|
For
|
||||||||||||||||||
|
11.
|
A BINDING VOTE TO APPROVE FISCAL YEAR 2018
MAXIMUM AGGREGATE COMPENSATION AMOUNT
FOR EXECUTIVE MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||
|
12.
|
A BINDING VOTE TO APPROVE FISCAL YEAR 2018
MAXIMUM AGGREGATE COMPENSATION AMOUNT
FOR THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
13.
|
TO APPROVE THE CARRYFORWARD OF
UNAPPROPRIATED ACCUMULATED EARNINGS AT
SEPTEMBER 30, 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
14.
|
TO APPROVE A DIVIDEND PAYMENT TO
SHAREHOLDERS EQUAL TO $1.60 PER ISSUED
SHARE TO BE PAID IN FOUR EQUAL QUARTERLY
INSTALLMENTS OF $0.40 STARTING WITH THE
THIRD FISCAL QUARTER OF 2017 AND ENDING IN
THE SECOND FISCAL QUARTER OF 2018 PURSUANT
TO THE TERMS OF THE DIVIDEND RESOLUTION
|
Management
|
For
|
For
|
||||||||||||||||||
|
15.
|
TO APPROVE AN AUTHORIZATION RELATING TO TE
CONNECTIVITY’S SHARE REPURCHASE PROGRAM
|
Management
|
For
|
For
|
||||||||||||||||||
|
16.
|
TO APPROVE A REDUCTION OF SHARE CAPITAL
FOR SHARES ACQUIRED UNDER TE
CONNECTIVITY’S SHARE REPURCHASE PROGRAM
AND RELATED AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF TE CONNECTIVITY LTD.
|
Management
|
For
|
For
|
||||||||||||||||||
|
17.
|
TO APPROVE ANY ADJOURNMENTS OR
POSTPONEMENTS OF THE MEETING
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
2,463,000
|
0
|
24-Feb-2017
|
08-Mar-2017
|
|||||||||||||||
|
ELECTROLUX AB, STOCKHOLM
|
||||||||||||||||||||||
|
Security
|
W24713120
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
23-Mar-2017
|
||||||||||||||||||||
|
ISIN
|
SE0000103814
|
Agenda
|
707764420 - Management
|
|||||||||||||||||||
|
Record Date
|
17-Mar-2017
|
Holding Recon Date
|
17-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
STOCKH
OLM
|
/
|
Sweden
|
Vote Deadline Date
|
10-Mar-2017
|
||||||||||||||||
|
SEDOL(s)
|
0277569 - 0310099 - 5466760 -
5466782 - 5467097 - 5467172 -
B02V2M6 - B1KKBX6 - B1LGXT3 -
B1LQ445 - B1MFV62 - BHZLFJ0
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
CMMT
|
AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS
AN AGAINST VOTE IF THE MEETING-REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||
|
1
|
ELECTION OF CHAIRMAN OF THE MEETING: EVA
HAGG, MEMBER OF THE SWEDISH BAR-
ASSOCIATION, AS CHAIRMAN OF THE ANNUAL
GENERAL MEETING
|
Non-Voting
|
||||||||||||||||||||
|
2
|
PREPARATION AND APPROVAL OF THE VOTING
LIST
|
Non-Voting
|
||||||||||||||||||||
|
3
|
APPROVAL OF THE AGENDA
|
Non-Voting
|
||||||||||||||||||||
|
4
|
ELECTION OF TWO MINUTES-CHECKERS
|
Non-Voting
|
||||||||||||||||||||
|
5
|
DETERMINATION AS TO WHETHER THE MEETING
HAS BEEN PROPERLY CONVENED
|
Non-Voting
|
||||||||||||||||||||
|
6
|
PRESENTATION OF THE ANNUAL REPORT AND THE
AUDIT REPORT AS WELL AS THE-CONSOLIDATED
ACCOUNTS AND THE AUDIT REPORT FOR THE
GROUP
|
Non-Voting
|
||||||||||||||||||||
|
7
|
SPEECH BY THE PRESIDENT, JONAS SAMUELSON
|
Non-Voting
|
||||||||||||||||||||
|
8
|
RESOLUTION ON ADOPTION OF THE INCOME
STATEMENT AND THE BALANCE SHEET AS WELL AS
THE CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
|
Management
|
For
|
For
|
||||||||||||||||||
|
9
|
RESOLUTION ON DISCHARGE FROM LIABILITY OF
THE DIRECTORS AND THE PRESIDENT
|
Management
|
For
|
For
|
||||||||||||||||||
|
10
|
RESOLUTION ON DISPOSITIONS IN RESPECT OF
THE COMPANY’S PROFIT PURSUANT TO THE
ADOPTED BALANCE SHEET AND DETERMINATION
OF RECORD DATE FOR DIVIDEND: THE BOARD OF
DIRECTORS PROPOSES A DIVIDEND FOR 2016 OF
SEK 7.50 PER SHARE. THE DIVIDEND IS PROPOSED
TO BE PAID IN TWO EQUAL INSTALLMENTS OF SEK
3.75 PER INSTALLMENT AND SHARE, THE FIRST
WITH THE RECORD DATE MONDAY, MARCH 27,
2017, AND THE SECOND WITH THE RECORD DATE
WEDNESDAY SEPTEMBER 27, 2017. SUBJECT TO
RESOLUTION BY THE GENERAL MEETING IN
ACCORDANCE WITH THIS PROPOSAL, THE FIRST
INSTALLMENT OF DIVIDEND IS EXPECTED TO BE
DISTRIBUTED BY EUROCLEAR SWEDEN AB ON
THURSDAY, MARCH 30, 2017 AND THE SECOND
INSTALLMENT ON MONDAY, OCTOBER 2, 2017
|
Management
|
For
|
For
|
||||||||||||||||||
|
11
|
DETERMINATION OF THE NUMBER OF DIRECTORS
AND DEPUTY DIRECTORS: TEN DIRECTORS AND NO
DEPUTY DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
12
|
DETERMINATION OF FEES TO THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
13.A
|
RE-ELECTION OF PETRA HEDENGRAN AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
13.B
|
RE-ELECTION OF HASSE JOHANSSON AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
13.C
|
RE-ELECTION OF RONNIE LETEN AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
13.D
|
RE-ELECTION OF ULLA LITZEN AS DIRECTOR
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
13.E
|
RE-ELECTION OF BERT NORDBERG AS DIRECTOR
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
13.F
|
RE-ELECTION OF FREDRIK PERSSON AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
13.G
|
RE-ELECTION OF DAVID PORTER AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
13.H
|
RE-ELECTION OF JONAS SAMUELSON AS
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
13.I
|
RE-ELECTION OF ULRIKA SAXON AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
13.J
|
ELECTION OF KAI WARN AS DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
13.K
|
RE-ELECTION OF RONNIE LETEN AS CHAIRMAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
14
|
RESOLUTION ON REMUNERATION GUIDELINES FOR
THE ELECTROLUX GROUP MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||
|
15
|
RESOLUTION ON IMPLEMENTATION OF A
PERFORMANCE BASED, LONG-TERM SHARE
PROGRAM FOR 2017
|
Management
|
For
|
For
|
||||||||||||||||||
|
16.A
|
RESOLUTION ON: ACQUISITION OF OWN SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
16.B
|
RESOLUTION ON: TRANSFER OF OWN SHARES ON
ACCOUNT OF COMPANY ACQUISITIONS
|
Management
|
For
|
For
|
||||||||||||||||||
|
16.C
|
RESOLUTION ON: TRANSFER OF OWN SHARES ON
ACCOUNT OF THE SHARE PROGRAM FOR 2015
|
Management
|
For
|
For
|
||||||||||||||||||
|
17
|
CLOSING OF THE MEETING
|
Non-Voting
|
||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
6,720,000
|
0
|
07-Mar-2017
|
16-Mar-2017
|
|||||||||||||||
|
DKSH HOLDING AG, ZUERICH
|
||||||||||||||||||||||
|
Security
|
H2012M121
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
23-Mar-2017
|
||||||||||||||||||||
|
ISIN
|
CH0126673539
|
Agenda
|
707764747 - Management
|
|||||||||||||||||||
|
Record Date
|
09-Mar-2017
|
Holding Recon Date
|
09-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
ZURICH
|
/
|
Switzerland
|
Vote Deadline Date
|
17-Mar-2017
|
||||||||||||||||
|
SEDOL(s)
|
B71QPM2 - B789NJ7 - BH66709 -
BKJ90R4
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
CMMT
|
PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||
|
1
|
APPROVAL OF THE FINANCIAL STATEMENTS AND
THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS OF THE DKSH GROUP FOR THE
FINANCIAL YEAR 2016, REPORTS OF THE
STATUTORY AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
APPROPRIATION OF AVAILABLE EARNINGS AS PER
BALANCE SHEET 2016 AND DECLARATION OF
DIVIDEND : AMOUNT OF CHF 4.50 PER SHARE; (CHF
1.50 PER SHAREFOR THE ORDINARY DIVIDEND
PAYMENT AND CHF 3.00 PER SHARE FOR THE
EXTRAORDINARY DIVIDEND PAYMENT)
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
DISCHARGE FROM LIABILITY OF THE MEMBERS OF
THE BOARD OF DIRECTORS AND OF THE
EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.1
|
COMPENSATION OF THE BOARD OF DIRECTORS:
APPROVAL OF THE MAXIMUM AGGREGATE
AMOUNT OF THE COMPENSATION OF THE BOARD
OF DIRECTORS FOR THE TERM OF OFFICE UNTIL
THE NEXT ORDINARY GENERAL MEETING
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.2
|
COMPENSATION OF THE EXECUTIVE BOARD:
APPROVAL OF THE MAXIMUM AGGREGATE
AMOUNT OF THE COMPENSATION OF THE
MEMBERS OF THE EXECUTIVE BOARD FOR THE
FINANCIAL YEAR 2018
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1.1
|
RE-ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: MR. ADRIAN T. KELLER
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1.2
|
RE-ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: MR. RAINER- MARC FREY
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1.3
|
RE-ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: DR. FRANK CH. GULICH
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1.4
|
RE-ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: MR. DAVID KAMENETZKY
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1.5
|
RE-ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: MR. ANDREAS W. KELLER
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1.6
|
RE-ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: MR. ROBERT PEUGEOT
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1.7
|
RE-ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: DR. THEO SIEGERT
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1.8
|
RE-ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: DR. HANS CHRISTOPH TANNER
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1.9
|
RE-ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: DR. JOERG WOLLE
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.2
|
ELECTION OF DR. JOERG WOLLE AS CHAIRMAN OF
THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.3.1
|
ELECTION OF THE MEMBER OF THE NOMINATION
AND COMPENSATION COMMITTEE: MR. ADRIAN T.
KELLER (NEW)
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.3.2
|
ELECTION OF THE MEMBER OF THE NOMINATION
AND COMPENSATION COMMITTEE: DR. FRANK CH.
GULICH (CURRENT)
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.3.3
|
ELECTION OF THE MEMBER OF THE NOMINATION
AND COMPENSATION COMMITTEE: MR. ROBERT
PEUGEOT (CURRENT)
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
RE-ELECTION OF ERNST AND YOUNG LTD., ZURICH,
AS STATUTORY AUDITORS OF DKSH HOLDING LTD.
FOR THE FINANCIAL YEAR 2017
|
Management
|
For
|
For
|
||||||||||||||||||
|
7
|
RE-ELECTION OF MR. ERNST A. WIDMER, ZURICH,
AS INDEPENDENT PROXY
|
Management
|
For
|
For
|
||||||||||||||||||
|
CMMT
|
14 MAR 2017: PLEASE NOTE THAT THIS IS A
REVISION DUE TO RECEIPT OF DIVIDEND-AMOUNT
AND MODIFICATION OF THE TEXT OF
RESOLUTIONS 4.1, 4.2, 5.2,6 AND 7. IF-YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU-DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
|
Non-Voting
|
||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
1,074,966
|
0
|
06-Mar-2017
|
06-Mar-2017
|
|||||||||||||||
|
HYUNDAI GREEN FOOD CO.-LTD
|
||||||||||||||||||||||
|
Security
|
Y3830W102
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
31-Mar-2017
|
||||||||||||||||||||
|
ISIN
|
KR7005440003
|
Agenda
|
707798940 - Management
|
|||||||||||||||||||
|
Record Date
|
30-Dec-2016
|
Holding Recon Date
|
30-Dec-2016
|
|||||||||||||||||||
|
City /
|
Country
|
KYUNGG
I
|
/
|
Korea,
Republic Of
|
Vote Deadline Date
|
21-Mar-2017
|
||||||||||||||||
|
SEDOL(s)
|
6489302 - B06NRQ7
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1
|
APPROVAL OF FINANCIAL STATEMENTS
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
ELECTION OF DIRECTORS: JEONG GYO SEON, I
DONG HO, BAK HONG JIN, GWON GYEONG RO, GIM
GWANG, GIM HYEONG JUNG
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
ELECTION OF AUDIT COMMITTEE MEMBERS: GIM
GWANG, GIM HYEONG JUNG
|
Management
|
For
|
For
|
||||||||||||||||||
|
4
|
APPROVAL OF REMUNERATION FOR DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
5
|
AMENDMENT OF ARTICLES ON RETIREMENT
ALLOWANCE FOR DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
3,865,000
|
0
|
17-Mar-2017
|
17-Mar-2017
|
|||||||||||||||
|
SVENSKA CELLULOSA SCA AB, STOCKHOLM
|
||||||||||||||||||||||
|
Security
|
W90152120
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
05-Apr-2017
|
||||||||||||||||||||
|
ISIN
|
SE0000112724
|
Agenda
|
707806824 - Management
|
|||||||||||||||||||
|
Record Date
|
30-Mar-2017
|
Holding Recon Date
|
30-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
STOCKH
OLM
|
/
|
Sweden
|
Vote Deadline Date
|
23-Mar-2017
|
||||||||||||||||
|
SEDOL(s)
|
0866321 - 3142619 - 4865379 -
5474730 - 5781902 - B02V7D2 -
B1VVGZ5 - B1VVPZ8 - B1WSHW9 -
B1XBT09 - BHZLRS3
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
CMMT
|
AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS
AN AGAINST VOTE IF THE MEETING-REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||
|
1
|
OPENING OF THE MEETING AND ELECTION OF
CHAIRMAN OF THE MEETING: THE-NOMINATION
COMMITTEE PROPOSES CARL SVERNLOV,
ATTORNEY AT LAW, AS CHAIRMAN OF-THE ANNUAL
GENERAL MEETING
|
Non-Voting
|
||||||||||||||||||||
|
2
|
PREPARATION AND APPROVAL OF THE VOTING
LIST
|
Non-Voting
|
||||||||||||||||||||
|
3
|
ELECTION OF TWO PERSONS TO CHECK THE
MINUTES
|
Non-Voting
|
||||||||||||||||||||
|
4
|
DETERMINATION OF WHETHER THE MEETING HAS
BEEN DULY CONVENED
|
Non-Voting
|
||||||||||||||||||||
|
5
|
APPROVAL OF THE AGENDA
|
Non-Voting
|
||||||||||||||||||||
|
6
|
PRESENTATION OF THE ANNUAL REPORT AND THE
AUDITORS REPORT AND THE-CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITORS
REPORT ON THE CONSOLIDATED-FINANCIAL
STATEMENTS
|
Non-Voting
|
||||||||||||||||||||
|
7
|
SPEECHES BY THE CHAIRMAN OF THE BOARD OF
DIRECTORS AND THE PRESIDENT
|
Non-Voting
|
||||||||||||||||||||
|
8.A
|
RESOLUTION ON: ADOPTION OF THE INCOME
STATEMENT AND BALANCE SHEET, AND OF THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
|
Management
|
For
|
For
|
||||||||||||||||||
|
8.B
|
RESOLUTION ON: APPROPRIATIONS OF THE
COMPANY’S EARNINGS UNDER THE ADOPTED
BALANCE SHEET, INCLUDING (I) CASH DIVIDEND
AND (II) THE DISTRIBUTION OF ALL SHARES IN SCA
HYGIENE AB: THE BOARD OF DIRECTORS
PROPOSES A CASH DIVIDEND FOR THE FINANCIAL
YEAR 2016 OF SEK 6.00 PER SHARE
|
Management
|
For
|
For
|
||||||||||||||||||
|
8.C
|
RESOLUTION ON: RECORD DATE FOR THE
RESOLVED CASH DIVIDEND AND AUTHORIZATION
FOR THE BOARD OF DIRECTORS TO RESOLVE ON
THE RECORD DATE FOR THE DISTRIBUTION OF ALL
OF THE SHARES OF SCA HYGIENE AB
|
Management
|
For
|
For
|
||||||||||||||||||
|
8.D
|
RESOLUTION ON: DISCHARGE FROM PERSONAL
LIABILITY OF DIRECTORS AND PRESIDENT 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
9
|
RESOLUTION ON THE NUMBER OF DIRECTORS AND
DEPUTY DIRECTORS: THE NUMBER OF DIRECTORS
SHALL BE TEN WITH NO DEPUTY DIRECTORS.
|
Management
|
For
|
For
|
||||||||||||||||||
|
10
|
RESOLUTION ON THE NUMBER OF AUDITORS AND
DEPUTY AUDITORS: THE NUMBER OF AUDITORS
SHALL BE ONE WITH NO DEPUTY AUDITOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
11
|
RESOLUTION ON THE REMUNERATION TO BE PAID
TO THE BOARD OF DIRECTORS AND THE AUDITOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
12.1
|
RE-ELECTION OF DIRECTOR: PAR BOMAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
12.2
|
RE-ELECTION OF DIRECTOR: EWA BJORLING
|
Management
|
For
|
For
|
||||||||||||||||||
|
12.3
|
RE-ELECTION OF DIRECTOR: MAIJA-LIISA FRIMAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
12.4
|
RE-ELECTION OF DIRECTOR: ANNEMARIE
GARDSHOL
|
Management
|
For
|
For
|
||||||||||||||||||
|
12.5
|
RE-ELECTION OF DIRECTOR: MAGNUS GROTH
|
Management
|
For
|
For
|
||||||||||||||||||
|
12.6
|
RE-ELECTION OF DIRECTOR: JOHAN MALMQUIST
|
Management
|
For
|
For
|
||||||||||||||||||
|
12.7
|
RE-ELECTION OF DIRECTOR: BERT NORDBERG
|
Management
|
For
|
For
|
||||||||||||||||||
|
12.8
|
RE-ELECTION OF DIRECTOR: LOUISE SVANBERG
|
Management
|
For
|
For
|
||||||||||||||||||
|
12.9
|
RE-ELECTION OF DIRECTOR: BARBARA MILIAN
THORALFSSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
12.10
|
ELECTION OF DIRECTOR: LARS REBIEN SORENSEN
|
Management
|
For
|
For
|
||||||||||||||||||
|
13
|
ELECTION OF CHAIRMAN OF THE BOARD OF
DIRECTORS: FURTHERMORE, PAR BOMAN IS
PROPOSED TO BE ELECTED AS CHAIRMAN OF THE
BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
14
|
ELECTION OF AUDITORS AND DEPUTY AUDITORS:
RE-ELECTION OF THE REGISTERED ACCOUNTING
FIRM EY AB, IN ACCORDANCE WITH THE AUDIT
COMMITTEE’S RECOMMENDATION, FOR THE
PERIOD UNTIL THE END OF THE ANNUAL GENERAL
MEETING 2018. IF ELECTED, EY HAS ANNOUNCED
ITS APPOINTMENT OF HAMISH MABON AS
AUDITOR-IN-CHARGE. AUDITOR: ERNST & YOUNG
|
Management
|
For
|
For
|
||||||||||||||||||
|
15.A
|
RESOLUTION ON INSTRUCTION FOR THE
NOMINATION COMMITTEE IN RESPECT OF THE
RESOLUTION ON DISTRIBUTION
|
Management
|
For
|
For
|
||||||||||||||||||
|
15.B
|
RESOLUTION ON INSTRUCTION FOR THE
NOMINATION COMMITTEE FOR THE NEXT ANNUAL
GENERAL MEETING
|
Management
|
For
|
For
|
||||||||||||||||||
|
16
|
RESOLUTION ON GUIDELINES FOR REMUNERATION
FOR THE SENIOR MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||
|
17
|
RESOLUTION ON AMENDMENTS OF THE ARTICLES
OF ASSOCIATION
|
Management
|
For
|
For
|
||||||||||||||||||
|
18.A
|
RESOLUTION ON REDUCTION OF THE SHARE
CAPITAL BY CANCELLATION OF OWN SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
18.B
|
RESOLUTION ON INCREASE OF THE SHARE
CAPITAL BY A BONUS ISSUE, WITHOUT ISSUANCE
OF NEW SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
19
|
CLOSING OF THE MEETING
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
16 MAR 2017: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF THE-TEXT OF
RESOLUTION 14. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT-VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
|
Non-Voting
|
||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
5,322,000
|
0
|
15-Mar-2017
|
30-Mar-2017
|
|||||||||||||||
|
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
|
||||||||||||||||||||||
|
Security
|
806857108
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
SLB
|
Meeting Date
|
05-Apr-2017
|
|||||||||||||||||||
|
ISIN
|
AN8068571086
|
Agenda
|
934533705 - Management
|
|||||||||||||||||||
|
Record Date
|
15-Feb-2017
|
Holding Recon Date
|
15-Feb-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
04-Apr-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: PETER L.S. CURRIE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON
DARKES
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: PAAL KIBSGAARD
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: HELGE LUND
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: MICHAEL E. MARKS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: INDRA K. NOOYI
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: LUBNA S. OLAYAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: LEO RAFAEL REIF
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: TORE I. SANDVOLD
|
Management
|
For
|
For
|
||||||||||||||||||
|
1L.
|
ELECTION OF DIRECTOR: HENRI SEYDOUX
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
TO APPROVE, ON AN ADVISORY BASIS, THE
COMPANY’S EXECUTIVE COMPENSATION.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
3.
|
TO CONDUCT AN ADVISORY VOTE ON THE
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
TO APPROVE THE COMPANY’S 2016 FINANCIAL
STATEMENTS AND THE BOARD’S 2016
DECLARATIONS OF DIVIDENDS.
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.
|
TO APPROVE THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY’S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
6.
|
TO APPROVE THE ADOPTION OF THE 2017
SCHLUMBERGER OMNIBUS STOCK INCENTIVE
PLAN.
|
Management
|
For
|
For
|
||||||||||||||||||
|
7.
|
TO APPROVE AN AMENDMENT AND RESTATEMENT
OF THE SCHLUMBERGER DISCOUNTED STOCK
PURCHASE PLAN.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
2,964,000
|
0
|
31-Mar-2017
|
06-Apr-2017
|
|||||||||||||||
|
HENKEL AG & CO. KGAA, DUESSELDORF
|
||||||||||||||||||||||
|
Security
|
D3207M102
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
06-Apr-2017
|
||||||||||||||||||||
|
ISIN
|
DE0006048408
|
Agenda
|
707792900 - Management
|
|||||||||||||||||||
|
Record Date
|
15-Mar-2017
|
Holding Recon Date
|
15-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
DUESSE
LDORF
|
/
|
Germany
|
Vote Deadline Date
|
23-Mar-2017
|
||||||||||||||||
|
SEDOL(s)
|
5002465 - 5084935 - 5085035 -
B0316Z6 - B28J8T7 - BRTLG60
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
CMMT
|
ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN-
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE-
NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS-AND YOU
HAVE NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS-NOTIFICATIONS
PURSUANT TO THE GERMAN SECURITIES TRADING
ACT (WHPG). FOR-QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH
CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION
FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-
USUAL. THANK YOU
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT THE TRUE RECORD DATE FOR
THIS MEETING IS 16 MAR 2017,-WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS-DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE-WITH THE GERMAN LAW. THANK
YOU
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL
22 MAR 2017. FURTHER INFORMATION ON-
COUNTER PROPOSALS CAN BE FOUND DIRECTLY
ON THE ISSUER’S WEBSITE (PLEASE REFER-TO
THE MATERIAL URL SECTION OF THE
APPLICATION). IF YOU WISH TO ACT ON THESE-
ITEMS, YOU WILL NEED TO REQUEST A MEETING
ATTEND AND VOTE YOUR SHARES-DIRECTLY AT
THE COMPANY’S MEETING. COUNTER PROPOSALS
CANNOT BE REFLECTED IN-THE BALLOT ON
PROXYEDGE
|
Non-Voting
|
||||||||||||||||||||
|
1
|
PRESENTATION OF THE ANNUAL FINANCIAL
STATEMENTS AND THE CONSOLIDATED FINANCIAL
STATEMENTS, BOTH ENDORSED BY THE
SUPERVISORY BOARD; OF THE SUMMARIZED
MANAGEMENT REPORT (MANAGEMENT’S
DISCUSSION AND ANALYSIS) ON HENKEL AG & CO.
KGAA AND HENKEL GROUP, INCLUDING THE
EXPLANATORY REPORT ON CORPORATE
GOVERNANCE/COMPANY MANAGEMENT AND THE
COMPENSATION REPORT AS WELL AS ON THE
STATEMENTS ACCORDING TO PARAGRAPH 289
SUB-SECTION 4, 315 SUB-SECTION 4 OF THE
GERMAN COMMERCIAL CODE (HGB); AS WELL AS
THE REPORT OF THE SUPERVISORY BOARD FOR
THE 2016 FISCAL YEAR. RESOLUTION ON THE
RATIFICATION OF THE ANNUAL FINANCIAL
STATEMENTS OF HENKEL AG & CO. KGAA FOR THE
2016 FISCAL YEAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
RESOLUTION ON THE APPROPRIATION OF
RETAINED EARNINGS
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
RESOLUTION ON THE RATIFICATION OF THE
GENERAL PARTNER
|
Management
|
For
|
For
|
||||||||||||||||||
|
4
|
RESOLUTION ON THE RATIFICATION OF THE
MEMBERS OF THE SUPERVISORY BOARD
|
Management
|
For
|
For
|
||||||||||||||||||
|
5
|
RESOLUTION ON THE RATIFICATION OF THE
MEMBERS OF THE SHAREHOLDERS’ COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
RESOLUTION ON THE ELECTION OF THE
INDEPENDENT AUDITOR FOR THE COMPANY AND
THE CONSOLIDATED ACCOUNTS, AS WELL AS OF
THE AUDITOR FOR THE POSSIBLE REVIEW OF
INTERIM FINANCIAL REPORTS FOR THE 2017
FISCAL YEAR: KPMG AG
|
Management
|
For
|
For
|
||||||||||||||||||
|
7.1
|
RESOLUTION ON THE AGREEMENT TO THE
CONCLUSION OF CONTROL AGREEMENTS AND
PROFIT-TRANSFER AGREEMENTS BETWEEN
HENKEL AG & CO. KGAA (RULING COMPANY) ON
THE ONE SIDE AND HENKEL VIERTE
VERWALTUNGSGESELLSCHAFT MBH, HENKEL
FUENFTE VERWALTUNGSGESELLSCHAFT MBH,
HENKEL INVESTMENT GMBH AS WELL AS
SCHWARZKOPF & HENKEL PRODUCTION EUROPE
GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH
(CONTROLLED COMPANY) ON THE OTHER SIDE:
HENKEL VIERTE VERWALTUNGSGESELLSCHAFT
MBH, DUESSELDORF
|
Management
|
For
|
For
|
||||||||||||||||||
|
7.2
|
RESOLUTION ON THE AGREEMENT TO THE
CONCLUSION OF DOMINATION AGREEMENTS AND
PROFIT-TRANSFER AGREEMENTS BETWEEN
HENKEL AG & CO. KGAA (RULING COMPANY) ON
THE ONE SIDE AND HENKEL VIERTE
VERWALTUNGSGESELLSCHAFT MBH, HENKEL
FUENFTE VERWALTUNGSGESELLSCHAFT MBH,
|
Management
|
For
|
For
|
||||||||||||||||||
|
HENKEL INVESTMENT GMBH AS WELL AS
SCHWARZKOPF & HENKEL PRODUCTION EUROPE
GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH
(CONTROLLED COMPANY) ON THE OTHER SIDE:
HENKEL FUENFTE VERWALTUNGSGESELLSCHAFT
MBH, DUESSELDORF
|
||||||||||||||||||||||
|
7.3
|
RESOLUTION ON THE AGREEMENT TO THE
CONCLUSION OF CONTROL AGREEMENTS AND
PROFIT-TRANSFER AGREEMENTS BETWEEN
HENKEL AG & CO. KGAA (RULING COMPANY) ON
THE ONE SIDE AND HENKEL VIERTE
VERWALTUNGSGESELLSCHAFT MBH, HENKEL
FUENFTE VERWALTUNGSGESELLSCHAFT MBH,
HENKEL INVESTMENT GMBH AS WELL AS
SCHWARZKOPF & HENKEL PRODUCTION EUROPE
GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH
(CONTROLLED COMPANY) ON THE OTHER SIDE:
HENKEL INVESTMENT GMBH, DUESSELDORF
(PREVIOUSLY HENKEL SECHSTE
VERWALTUNGSGESELLSCHAFT MBH)
|
Management
|
For
|
For
|
||||||||||||||||||
|
7.4
|
RESOLUTION ON THE AGREEMENT TO THE
CONCLUSION OF CONTROL AGREEMENTS AND
PROFIT-TRANSFER AGREEMENTS BETWEEN
HENKEL AG & CO. KGAA (RULING COMPANY) ON
THE ONE SIDE AND HENKEL VIERTE
VERWALTUNGSGESELLSCHAFT MBH, HENKEL
FUENFTE VERWALTUNGSGESELLSCHAFT MBH,
HENKEL INVESTMENT GMBH AS WELL AS
SCHWARZKOPF & HENKEL PRODUCTION EUROPE
GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH
(CONTROLLED COMPANY) ON THE OTHER SIDE:
SCHWARZKOPF & HENKEL PRODUCTION EUROPE
GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH,
DUESSELDORF
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
1,821,000
|
0
|
15-Mar-2017
|
15-Mar-2017
|
|||||||||||||||
|
NESTLE SA, CHAM UND VEVEY
|
||||||||||||||||||||||
|
Security
|
H57312649
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
06-Apr-2017
|
||||||||||||||||||||
|
ISIN
|
CH0038863350
|
Agenda
|
707814263 - Management
|
|||||||||||||||||||
|
Record Date
|
30-Mar-2017
|
Holding Recon Date
|
30-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
LAUSAN
NE
|
/
|
Switzerland
|
Vote Deadline Date
|
30-Mar-2017
|
||||||||||||||||
|
SEDOL(s)
|
3056044 - 7123870 - 7125274 -
7126578 - B01F348 - B0ZGHZ6 -
BH7KD02 - BH89D42
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
CMMT
|
PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||
|
1.1
|
APPROVAL OF THE ANNUAL REVIEW, THE
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.2
|
ACCEPTANCE OF THE COMPENSATION REPORT
2016 (ADVISORY VOTE)
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
DISCHARGE TO THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
APPROPRIATION OF PROFIT RESULTING FROM THE
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.1.1
|
RE-ELECTION TO THE BOARD OF DIRECTORS: MR
PAUL BULCKE
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.1.2
|
RE-ELECTION TO THE BOARD OF DIRECTORS: MR
ANDREAS KOOPMANN
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.1.3
|
RE-ELECTION TO THE BOARD OF DIRECTORS: MR
HENRI DE CASTRIES
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.1.4
|
RE-ELECTION TO THE BOARD OF DIRECTORS: MR
BEAT W. HESS
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.1.5
|
RE-ELECTION TO THE BOARD OF DIRECTORS: MR
RENATO FASSBIND
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.1.6
|
RE-ELECTION TO THE BOARD OF DIRECTORS: MR
STEVEN G. HOCH
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.1.7
|
RE-ELECTION TO THE BOARD OF DIRECTORS: MS
NAINA LAL KIDWAI
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.1.8
|
RE-ELECTION TO THE BOARD OF DIRECTORS: MR
JEAN-PIERRE ROTH
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.1.9
|
RE-ELECTION TO THE BOARD OF DIRECTORS: MS
ANN M. VENEMAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
41.10
|
RE-ELECTION TO THE BOARD OF DIRECTORS: MS
EVA CHENG
|
Management
|
For
|
For
|
||||||||||||||||||
|
41.11
|
RE-ELECTION TO THE BOARD OF DIRECTORS: MS
RUTH K. ONIANG’O
|
Management
|
For
|
For
|
||||||||||||||||||
|
41.12
|
RE-ELECTION TO THE BOARD OF DIRECTORS: MR
PATRICK AEBISCHER
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.2.1
|
ELECTION TO THE BOARD OF DIRECTORS: MR ULF
MARK SCHNEIDER
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.2.2
|
ELECTION TO THE BOARD OF DIRECTORS: MS
URSULA M. BURNS
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.3
|
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTORS: MR PAUL BULCKE
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.4.1
|
ELECTION OF MEMBER OF THE COMPENSATION
COMMITTEE: MR BEAT W. HESS
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.4.2
|
ELECTION OF MEMBER OF THE COMPENSATION
COMMITTEE: MR ANDREAS KOOPMANN
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.4.3
|
ELECTION OF MEMBER OF THE COMPENSATION
COMMITTEE: MR JEAN-PIERRE ROTH
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.4.4
|
ELECTION OF MEMBER OF THE COMPENSATION
COMMITTEE: MR PATRICK AEBISCHER
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.5
|
ELECTION OF THE STATUTORY AUDITORS: KPMG
SA, GENEVA BRANCH
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.6
|
ELECTION OF THE INDEPENDENT
REPRESENTATIVE: HARTMANN DREYER,
ATTORNEYS-AT-LAW
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1
|
APPROVAL OF THE COMPENSATION OF THE BOARD
OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.2
|
APPROVAL OF THE COMPENSATION OF THE
EXECUTIVE BOARD
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
IN THE EVENT OF ANY YET UNKNOWN NEW OR
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS: (YES = VOTE IN FAVOUR OF ANY SUCH
YET UNKNOWN PROPOSAL, NO = VOTE AGAINST
ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN =
ABSTAIN FROM VOTING) - THE BOARD OF
DIRECTORS RECOMMENDS TO VOTE NO ON ANY
SUCH YET UNKNOWN PROPOSAL
|
Shareholder
|
Abstain
|
Against
|
||||||||||||||||||
|
CMMT
|
PLEASE FIND BELOW THE LINK FOR NESTLE IN
SOCIETY CREATING SHARED VALUE AND-MEETING
OUR COMMITMENTS 2016:-
http://www.nestle.com/asset-
library/documents/library/documents/corporate_soci-
al_responsibility/nestle-in-society-summary-report-2016-
en.pdf
|
Non-Voting
|
||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
1,945,000
|
0
|
28-Mar-2017
|
30-Mar-2017
|
|||||||||||||||
|
FAIRFAX FINANCIAL HOLDINGS LTD, TORONTO
|
||||||||||||||||||||||
|
Security
|
303901102
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
20-Apr-2017
|
||||||||||||||||||||
|
ISIN
|
CA3039011026
|
Agenda
|
707832259 - Management
|
|||||||||||||||||||
|
Record Date
|
10-Mar-2017
|
Holding Recon Date
|
10-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
TORONT
O
|
/
|
Canada
|
Vote Deadline Date
|
14-Apr-2017
|
||||||||||||||||
|
SEDOL(s)
|
2173665 - 2566351 - 5495719 -
B2N6TX4 - B4M5MP9
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’-ONLY
FOR RESOLUTION NUMBERS 1.1 TO 1.10 AND 2.
THANK YOU
|
Non-Voting
|
||||||||||||||||||||
|
1.1
|
ELECTION OF DIRECTOR: ANTHONY F. GRIFFITHS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.2
|
ELECTION OF DIRECTOR: ROBERT J. GUNN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.3
|
ELECTION OF DIRECTOR: ALAN D. HORN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.4
|
ELECTION OF DIRECTOR: KAREN L. JURJEVICH
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.5
|
ELECTION OF DIRECTOR: JOHN R.V. PALMER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.6
|
ELECTION OF DIRECTOR: TIMOTHY R. PRICE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.7
|
ELECTION OF DIRECTOR: BRANDON W. SWEITZER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.8
|
ELECTION OF DIRECTOR: LAUREN C. TEMPLETON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.9
|
ELECTION OF DIRECTOR: BENJAMIN P. WATSA
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.10
|
ELECTION OF DIRECTOR: V. PREM WATSA
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS AUDITOR OF THE CORPORATION
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
397,000
|
0
|
05-Apr-2017
|
05-Apr-2017
|
|||||||||||||||
|
ADECCO SA, OPFIKON
|
||||||||||||||||||||||
|
Security
|
H00392318
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
20-Apr-2017
|
||||||||||||||||||||
|
ISIN
|
CH0012138605
|
Agenda
|
707862086 - Management
|
|||||||||||||||||||
|
Record Date
|
13-Apr-2017
|
Holding Recon Date
|
13-Apr-2017
|
|||||||||||||||||||
|
City /
|
Country
|
LAUSAN
NE
|
/
|
Switzerland
|
Vote Deadline Date
|
12-Apr-2017
|
||||||||||||||||
|
SEDOL(s)
|
7110452 - 7110720 - B038B30 -
B0T2TQ5 - B0YBL38
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
CMMT
|
PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||
|
1.1
|
APPROVAL OF THE ANNUAL REPORT 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.2
|
ADVISORY VOTE ON THE REMUNERATION REPORT
2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.1
|
APPROPRIATION OF AVAILABLE EARNINGS 2016
AND DIVIDEND: CHF 1.50 PER REGISTERED SHARE
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.2
|
CAPITAL REDUCTION THROUGH NOMINAL VALUE
REDUCTION
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.3
|
AMENDMENT TO THE ARTICLES OF
INCORPORATION RELATED TO THE CAPITAL
REDUCTION
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
GRANTING OF DISCHARGE TO THE MEMBERS OF
THE BOARD OF DIRECTORS AND OF THE
EXECUTIVE COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.1
|
APPROVAL OF MAXIMUM TOTAL AMOUNT OF
REMUNERATION OF THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.2
|
APPROVAL OF MAXIMUM TOTAL AMOUNT OF
REMUNERATION OF THE EXECUTIVE COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1.1
|
RE-ELECTION OF ROLF DOERIG AS MEMBER AND
CHAIRMAN OF THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1.2
|
RE-ELECTION OF JEAN-CHRISTOPHE DESLARZES
AS MEMBER OF THE BOARD OF DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1.3
|
RE-ELECTION OF ALEXANDER GUT AS MEMBER OF
THE BOARD OF DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1.4
|
RE-ELECTION OF DIDIER LAMOUCHE AS MEMBER
OF THE BOARD OF DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1.5
|
RE-ELECTION OF DAVID PRINCE AS MEMBER OF
THE BOARD OF DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1.6
|
RE-ELECTION OF WANDA RAPACZYNSKI AS
MEMBER OF THE BOARD OF DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1.7
|
RE-ELECTION OF KATHLEEN TAYLOR AS MEMBER
OF THE BOARD OF DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1.8
|
ELECTION OF ARIANE GORIN AS MEMBER OF THE
BOARD OF DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.2.1
|
RE-ELECTION OF ALEXANDER GUT OF THE
COMPENSATION COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.2.2
|
RE-ELECTION OF JEAN-CHRISTOPHE DESLARZES
OF THE COMPENSATION COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.2.3
|
RE-ELECTION OF WANDA RAPACZYNSKI OF THE
COMPENSATION COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.2.4
|
ELECTION OF KATHLEEN TAYLOR OF THE
COMPENSATION COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.3
|
RE-ELECTION OF THE INDEPENDENT PROXY
REPRESENTATIVE / ANDREAS G. KELLER
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.4
|
RE-ELECTION OF ERNST AND YOUNG LTD, ZURICH
|
Management
|
For
|
For
|
||||||||||||||||||
|
6.1
|
PARTIAL DELETION OF CONDITIONAL CAPITAL
|
Management
|
For
|
For
|
||||||||||||||||||
|
6.2
|
CREATION OF AUTHORIZED CAPITAL
|
Management
|
For
|
For
|
||||||||||||||||||
|
7
|
AMENDMENT OF ART. 16 PARA. 1 OF THE ARTICLES
OF INCORPORATION (MAXIMUM NUMBER OF
BOARD MEMBERS)
|
Management
|
For
|
For
|
||||||||||||||||||
|
8
|
AMENDMENT OF ART. 1 PARA. 2 OF THE ARTICLES
OF INCORPORATION (CHANGE OF REGISTERED
OFFICE FROM OPFIKON (ZURICH) TO ZURICH)
|
Management
|
For
|
For
|
||||||||||||||||||
|
CMMT
|
04 APR 2017: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF THE-TEXT OF
RESOLUTIONS 5.1.1 TO 5.4. IF YOU HAVE ALREADY
SENT IN YOUR VOTES,-PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL-INSTRUCTIONS. THANK YOU.
|
Non-Voting
|
||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
3,100,000
|
0
|
31-Mar-2017
|
31-Mar-2017
|
|||||||||||||||
|
VIVENDI SA, PARIS
|
||||||||||||||||||||||
|
Security
|
F97982106
|
Meeting Type
|
MIX
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
25-Apr-2017
|
||||||||||||||||||||
|
ISIN
|
FR0000127771
|
Agenda
|
707827359 - Management
|
|||||||||||||||||||
|
Record Date
|
20-Apr-2017
|
Holding Recon Date
|
20-Apr-2017
|
|||||||||||||||||||
|
City /
|
Country
|
PARIS
|
/
|
France
|
Vote Deadline Date
|
17-Apr-2017
|
||||||||||||||||
|
SEDOL(s)
|
4834777 - 4841379 - 4859587 -
4863470 - B0334V4 - B0CR3H6 -
B11SBW8 - B1G0HP4 - B92MW66
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
CMMT
|
PLEASE NOTE IN THE FRENCH MARKET THAT THE
ONLY VALID VOTE OPTIONS ARE “FOR”-AND
“AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED
AS AN “AGAINST” VOTE.
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
THE FOLLOWING APPLIES TO SHAREHOLDERS
THAT DO NOT HOLD SHARES DIRECTLY WITH A-
FRENCH CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE-
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED-
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD-THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
IN CASE AMENDMENTS OR NEW RESOLUTIONS
ARE PRESENTED DURING THE MEETING, YOUR-
VOTE WILL DEFAULT TO ‘ABSTAIN’. SHARES CAN
ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU-WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR-BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
|
Non-Voting
|
||||||||||||||||||||
|
O.1
|
APPROVAL OF THE ANNUAL REPORTS AND
FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL
YEAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.2
|
APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS AND REPORTS FOR THE 2016
FINANCIAL YEAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.3
|
APPROVAL OF THE SPECIAL REPORT OF THE
STATUTORY AUDITORS IN RELATION TO THE
REGULATED AGREEMENTS AND COMMITMENTS
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
O.4
|
ALLOCATION OF INCOME FOR THE 2016 FINANCIAL
YEAR, SETTING OF THE DIVIDEND AND ITS
PAYMENT DATE: EUR 0.40 PER SHARE
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.5
|
ADVISORY REVIEW OF THE COMPENSATION OWED
OR PAID TO MR VINCENT BOLLORE, CHAIRMAN OF
THE SUPERVISORY BOARD, FOR THE 2016
FINANCIAL YEAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.6
|
ADVISORY REVIEW OF THE COMPENSATION OWED
OR PAID TO MR ARNAUD DE PUYFONTAINE,
CHAIRMAN OF THE BOARD OF DIRECTORS, FOR
THE 2016 FINANCIAL YEAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.7
|
ADVISORY REVIEW OF THE COMPENSATION OWED
OR PAID TO MR FREDERIC CREPIN, MEMBER OF
THE BOARD OF DIRECTORS, FOR THE 2016
FINANCIAL YEAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.8
|
ADVISORY REVIEW OF THE COMPENSATION OWED
OR PAID TO MR SIMON GILLHAM, MEMBER OF THE
BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL
YEAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.9
|
ADVISORY REVIEW OF THE COMPENSATION OWED
OR PAID TO MR HERVE PHILIPPE, MEMBER OF THE
BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL
YEAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.10
|
ADVISORY REVIEW OF THE COMPENSATION OWED
OR PAID TO MR STEPHANE ROUSSEL, MEMBER OF
THE BOARD OF DIRECTORS, FOR THE 2016
FINANCIAL YEAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.11
|
APPROVAL OF THE PRINCIPLES AND CRITERIA FOR
DETERMINING, DISTRIBUTING AND ALLOCATING
COMPENSATION AND BENEFITS OF EVERY KIND
PAYABLE BECAUSE OF THEIR MANDATE TO
MEMBERS OF THE SUPERVISORY BOARD AND ITS
CHAIRMAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.12
|
APPROVAL OF THE PRINCIPLES AND CRITERIA FOR
DETERMINING, DISTRIBUTING AND ALLOCATING
COMPENSATION AND BENEFITS OF EVERY KIND
PAYABLE BECAUSE OF HIS MANDATE TO THE
CHAIRMAN OF THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.13
|
APPROVAL OF THE PRINCIPLES AND CRITERIA FOR
DETERMINING, DISTRIBUTING AND ALLOCATING
COMPENSATION AND BENEFITS OF EVERY KIND
PAYABLE BECAUSE OF THEIR MANDATE TO THE
MEMBERS OF THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.14
|
RATIFICATION OF THE COOPTATION OF MR
YANNICK BOLLORE AS A MEMBER OF THE
SUPERVISORY BOARD
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.15
|
RENEWAL OF THE TERM OF MR VINCENT BOLLORE
AS A MEMBER OF THE SUPERVISORY BOARD
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.16
|
APPOINTMENT OF MS VERONIQUE DRIOT-
ARGENTIN AS A MEMBER OF THE SUPERVISORY
BOARD
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
O.17
|
APPOINTMENT OF MS SANDRINE LE BIHAN,
REPRESENTING SHAREHOLDER EMPLOYEES, AS A
MEMBER OF THE SUPERVISORY BOARD
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.18
|
APPOINTMENT OF DELOITTE & ASSOCIATES AS
STATUTORY AUDITOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.19
|
AUTHORISATION TO BE GRANTED TO THE BOARD
OF DIRECTORS FOR THE COMPANY TO PURCHASE
ITS OWN SHARES
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
E.20
|
AUTHORISATION TO BE GRANTED TO THE BOARD
OF DIRECTORS TO REDUCE THE SHARE CAPITAL
BY MEANS OF CANCELLING SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
E.21
|
DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO INCREASE, WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT OF SHAREHOLDERS, THE SHARE CAPITAL
BY ISSUING COMMON SHARES OR ANY OTHER
SECURITIES GRANTING ACCESS TO THE
COMPANY’S EQUITY SECURITIES, WITHIN THE LIMIT
OF A NOMINAL CEILING OF 750 MILLION EUROS
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
E.22
|
DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY INCORPORATING PREMIUMS,
RESERVES, PROFITS OR OTHER ITEMS, WITHIN
THE LIMIT OF A NOMINAL CEILING OF 375 MILLION
EUROS
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
E.23
|
DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL FOR THE BENEFIT
OF EMPLOYEES AND RETIRED STAFF WHO ARE
MEMBERS OF A GROUP SAVINGS SCHEME, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS
|
Management
|
For
|
For
|
||||||||||||||||||
|
E.24
|
DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO DECIDE TO INCREASE
THE SHARE CAPITAL FOR THE BENEFIT OF
EMPLOYEES OF VIVENDI’S FOREIGN SUBSIDIARIES
WHO ARE MEMBERS OF A GROUP SAVINGS
SCHEME AND TO ESTABLISH ANY EQUIVALENT
MECHANISM, WITH CANCELLATION OF THE PRE-
EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS
|
Management
|
For
|
For
|
||||||||||||||||||
|
E.25
|
POWERS TO CARRY OUT ALL LEGAL FORMALITIES
|
Management
|
For
|
For
|
||||||||||||||||||
|
CMMT
|
13 MAR 2017: PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS-AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:-
[http://www.journal-
officiel.gouv.fr//pdf/2017/0310/201703101700521.pdf]
AND-PLEASE NOTE THAT THIS IS A REVISION DUE
TO RECEIPT OF DIVIDEND AMOUNT. IF YOU-HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE-TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
|
Non-Voting
|
||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
7,810,000
|
0
|
13-Apr-2017
|
18-Apr-2017
|
|||||||||||||||
|
ADMIRAL GROUP PLC, CARDIFF
|
||||||||||||||||||||||
|
Security
|
G0110T106
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
26-Apr-2017
|
||||||||||||||||||||
|
ISIN
|
GB00B02J6398
|
Agenda
|
707863696 - Management
|
|||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
24-Apr-2017
|
||||||||||||||||||||
|
City /
|
Country
|
CARDIFF
|
/
|
United
Kingdom
|
Vote Deadline Date
|
20-Apr-2017
|
||||||||||||||||
|
SEDOL(s)
|
B02J639 - B0BD762 - B288KD2
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1
|
TO RECEIVE THE FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND THE AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
TO APPROVE THE DIRECTORS’ REMUNERATION
REPORT
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
TO DECLARE A FINAL DIVIDEND ON THE ORDINARY
SHARES OF THE COMPANY: 51.5 PENCE PER
ORDINARY SHARE
|
Management
|
For
|
For
|
||||||||||||||||||
|
4
|
TO APPOINT JUSTINE ROBERTS (NON-EXECUTIVE
DIRECTOR) AS A DIRECTOR OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
5
|
TO RE-ELECT ANNETTE COURT (NON-EXECUTIVE
DIRECTOR) AS A DIRECTOR OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
TO RE-ELECT DAVID STEVENS (EXECUTIVE
DIRECTOR) AS A DIRECTOR OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
7
|
TO RE-ELECT GERAINT JONES (EXECUTIVE
DIRECTOR) AS A DIRECTOR OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
8
|
TO RE-ELECT COLIN HOLMES (NON-EXECUTIVE
DIRECTOR) AS A DIRECTOR OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
9
|
TO RE-ELECT JEAN PARK (NON-EXECUTIVE
DIRECTOR) AS A DIRECTOR OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
10
|
TO RE-ELECT PENNY JAMES (NON-EXECUTIVE
DIRECTOR) AS A DIRECTOR OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
11
|
TO RE-ELECT GEORGE MANNING ROUNTREE (NON-
EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE
COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
12
|
TO RE-ELECT OWEN CLARKE (NON-EXECUTIVE
DIRECTOR) AS A DIRECTOR OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
13
|
TO REAPPOINT DELOITTE LLP AS AUDITORS OF
THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
14
|
TO AUTHORISE THE DIRECTORS TO DETERMINE
THE REMUNERATION OF DELOITTE LLP
|
Management
|
For
|
For
|
||||||||||||||||||
|
15
|
TO AUTHORISE THE DIRECTORS TO ALLOT
RELEVANT SECURITIES
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
16
|
TO DIS-APPLY STATUTORY PRE-EMPTION RIGHTS
ON UP TO 5% OF THE ISSUED SHARE CAPITAL OF
THE COMPANY
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
17
|
TO DIS-APPLY STATUTORY PRE-EMPTION RIGHTS
ON AN ADDITIONAL 5% OF THE ISSUED SHARE
CAPITAL OF THE COMPANY
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
18
|
TO AUTHORISE THE COMPANY TO MAKE MARKET
PURCHASES
|
Management
|
For
|
For
|
||||||||||||||||||
|
19
|
TO AUTHORISE THE DIRECTORS TO CONVENE A
GENERAL MEETING WITH NOT LESS THAN 14 DAYS
CLEAR NOTICE
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
2,410,000
|
0
|
13-Apr-2017
|
13-Apr-2017
|
|||||||||||||||
|
UNILEVER PLC, WIRRAL
|
||||||||||||||||||||||
|
Security
|
G92087165
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
27-Apr-2017
|
||||||||||||||||||||
|
ISIN
|
GB00B10RZP78
|
Agenda
|
707861111 - Management
|
|||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
25-Apr-2017
|
||||||||||||||||||||
|
City /
|
Country
|
LONDON
|
/
|
United
Kingdom
|
Vote Deadline Date
|
21-Apr-2017
|
||||||||||||||||
|
SEDOL(s)
|
B10RZP7 - B156Y63 - B15F6K8
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1
|
TO RECEIVE THE REPORT AND ACCOUNTS FOR
THE YEAR ENDED 31 DECEMBER 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
TO APPROVE THE DIRECTORS’ REMUNERATION
REPORT
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
TO APPROVE THE DIRECTORS’ REMUNERATION
POLICY
|
Management
|
For
|
For
|
||||||||||||||||||
|
4
|
TO APPROVE THE UNILEVER SHARE PLAN 2017
|
Management
|
For
|
For
|
||||||||||||||||||
|
5
|
TO RE-ELECT MR N S ANDERSEN AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
TO RE-ELECT MRS L M CHA AS A NON-EXECUTIVE
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
7
|
TO RE-ELECT MR V COLAO AS A NON-EXECUTIVE
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
8
|
TO RE-ELECT DR M DEKKERS AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
9
|
TO RE-ELECT MS A M FUDGE AS A NON-EXECUTIVE
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
10
|
TO RE-ELECT DR J HARTMANN AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
11
|
TO RE-ELECT MS M MA AS A NON-EXECUTIVE
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
12
|
TO RE-ELECT MR S MASIYIWA AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
13
|
TO RE-ELECT PROFESSOR Y MOON AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
14
|
TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
15
|
TO RE-ELECT MR P G J M POLMAN AS AN
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
16
|
TO RE-ELECT MR J RISHTON AS A NON-EXECUTIVE
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
17
|
TO RE-ELECT MR F SIJBESMA AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
18
|
TO REAPPOINT KPMG LLP AS AUDITORS OF THE
COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
19
|
TO AUTHORISE THE DIRECTORS TO FIX THE
REMUNERATION OF THE AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
20
|
TO AUTHORISE POLITICAL DONATIONS AND
EXPENDITURE
|
Management
|
For
|
For
|
||||||||||||||||||
|
21
|
TO RENEW THE AUTHORITY TO DIRECTORS TO
ISSUE SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
22
|
TO RENEW THE AUTHORITY TO DIRECTORS TO
DISAPPLY PRE-EMPTION RIGHTS
|
Management
|
For
|
For
|
||||||||||||||||||
|
23
|
TO RENEW THE AUTHORITY TO DIRECTORS TO
DISAPPLY PRE-EMPTION RIGHTS FOR THE
PURPOSES OF ACQUISITIONS OR CAPITAL
INVESTMENTS
|
Management
|
For
|
For
|
||||||||||||||||||
|
24
|
TO RENEW THE AUTHORITY TO THE COMPANY TO
PURCHASE ITS OWN SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
25
|
TO SHORTEN THE NOTICE PERIOD FOR GENERAL
MEETINGS: THAT A GENERAL MEETING OTHER
THAN AN ANNUAL GENERAL MEETING MAY BE
CALLED ON NOT LESS THAN 14 CLEAR DAYS’
NOTICE
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
5,395,000
|
0
|
13-Apr-2017
|
18-Apr-2017
|
|||||||||||||||
|
DUFRY AG, BASEL
|
||||||||||||||||||||||
|
Security
|
H2082J107
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
27-Apr-2017
|
||||||||||||||||||||
|
ISIN
|
CH0023405456
|
Agenda
|
707941983 - Management
|
|||||||||||||||||||
|
Record Date
|
10-Apr-2017
|
Holding Recon Date
|
10-Apr-2017
|
|||||||||||||||||||
|
City /
|
Country
|
BASEL
|
/
|
Switzerland
|
Vote Deadline Date
|
21-Apr-2017
|
||||||||||||||||
|
SEDOL(s)
|
B0R80X9 - B0T0CZ9 - B0XNVL3 -
BKJ8ZF4 - BVGHCD8
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
CMMT
|
PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||
|
1.1
|
APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS AND THE ANNUAL FINANCIAL
STATEMENTS FOR 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.2
|
ADVISORY VOTE ON THE REMUNERATION REPORT
2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
APPROPRIATION OF AVAILABLE EARNINGS
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
APPROVE DISCHARGE OF BOARD AND SENIOR
MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.1
|
RE-ELECTION OF MR. JUAN CARLOS TORRES
CARRETERO AS MEMBER AND CHAIRMAN OF THE
BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.2.1
|
RE-ELECTION OF MR. ANDRES HOLZER NEUMANN
AS MEMBER OF THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.2.2
|
RE-ELECTION OF MR. JORGE BORN AS MEMBER OF
THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.2.3
|
RE-ELECTION OF MR. XAVIER BOUTON AS MEMBER
OF THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.2.4
|
RE-ELECTION OF MS. CLAIRE CHIANG AS MEMBER
OF THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.2.5
|
RE-ELECTION OF MR. JULIAN DIAZ GONZALEZ AS
MEMBER OF THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.2.6
|
RE-ELECTION OF MR. GEORGE KOUTSOLIOUTSOS
AS MEMBER OF THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.2.7
|
RE-ELECTION OF MS. HEEKYUNG (JO) MIN AS
MEMBER OF THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.2.8
|
RE-ELECTION OF MR. JOAQUIN MOYA-ANGELER
CABRERA AS MEMBER OF THE BOARD OF
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1
|
RE-ELECTION OF MR. JORGE BORN AS MEMBER OF
THE REMUNERATION COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.2
|
RE-ELECTION OF MR. XAVIER BOUTON AS MEMBER
OF THE REMUNERATION COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.3
|
RE-ELECTION OF MS. HEEKYUNG (JO) MIN AS
MEMBER OF THE REMUNERATION COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
RE-ELECTION OF THE AUDITORS / ERNST AND
YOUNG LTD
|
Management
|
For
|
For
|
||||||||||||||||||
|
7
|
RE-ELECTION OF THE INDEPENDENT VOTING
RIGHTS REPRESENTATIVE / ALTENBURGER LTD,
LEGAL AND TAX, KUESNACHT-ZURICH
|
Management
|
For
|
For
|
||||||||||||||||||
|
8.1
|
APPROVAL OF THE MAXIMUM AGGREGATE
AMOUNT OF COMPENSATION OF THE BOARD OF
DIRECTORS :CHF 8.4 MILLION
|
Management
|
For
|
For
|
||||||||||||||||||
|
8.2
|
APPROVAL OF THE MAXIMUM AGGREGATE
AMOUNT OF COMPENSATION OF THE GROUP
EXECUTIVE COMMITTEE: CHF 53.5 MILLION
|
Management
|
For
|
For
|
||||||||||||||||||
|
CMMT
|
07 APR 2017: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF THE-TEXT OF
ALL THE RESOLUTIONS. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE-DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS.-THANK YOU.
|
Non-Voting
|
||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
830,000
|
0
|
17-Apr-2017
|
17-Apr-2017
|
|||||||||||||||
|
ROLLS-ROYCE HOLDINGS PLC, LONDON
|
||||||||||||||||||||||
|
Security
|
G76225104
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
04-May-2017
|
||||||||||||||||||||
|
ISIN
|
GB00B63H8491
|
Agenda
|
707846347 - Management
|
|||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
02-May-2017
|
||||||||||||||||||||
|
City /
|
Country
|
DERBY
|
/
|
United
Kingdom
|
Vote Deadline Date
|
27-Apr-2017
|
||||||||||||||||
|
SEDOL(s)
|
B3YL8G1 - B4M1901 - B63H849 -
BYVJN71
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1
|
TO RECEIVE THE STRATEGIC REPORT, THE
DIRECTORS’ REPORT AND THE AUDITED FINANCIAL
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER
2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
TO APPROVE THE DIRECTORS’ REMUNERATION
POLICY
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
TO APPROVE THE DIRECTORS’ REMUNERATION
REPORT FOR THE YEAR ENDED 31 DECEMBER 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
4
|
TO ELECT STEPHEN DAINTITH AS A DIRECTOR OF
THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
5
|
TO RE-ELECT IAN DAVIS AS A DIRECTOR OF THE
COMPANY (MEMBER OF NOMINATIONS &
GOVERNANCE COMMITTEE, CHAIRMAN OF
COMMITTEE AND CHAIRMAN OF THE COMPANY)
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
TO RE-ELECT WARREN EAST CBE AS A DIRECTOR
OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
7
|
TO RE-ELECT LEWIS BOOTH CBE AS A DIRECTOR
OF THE COMPANY (MEMBER OF AUDIT COMMITTEE,
CHAIRMAN OF COMMITTEE MEMBER OF
NOMINATIONS & GOVERNANCE COMMITTEE AND
MEMBER OF SCIENCE & TECHNOLOGY
COMMITTEE)
|
Management
|
For
|
For
|
||||||||||||||||||
|
8
|
TO RE-ELECT RUTH CAIRNIE AS A DIRECTOR OF
THE COMPANY (MEMBER OF AUDIT COMMITTEE,
MEMBER OF REMUNERATION COMMITTEE
CHAIRMAN OF COMMITTEE, AND SCIENCE &
TECHNOLOGY COMMITTEE)
|
Management
|
For
|
For
|
||||||||||||||||||
|
9
|
TO RE-ELECT SIR FRANK CHAPMAN AS A
DIRECTOR OF THE COMPANY (MEMBER OF
NOMINATIONS & GOVERNANCE COMMITTEE,
MEMBER OF REMUNERATION COMMITTEE,
MEMBER OF SAFETY & ETHICS COMMITTEE AND
CHAIRMAN OF COMMITTEE)
|
Management
|
For
|
For
|
||||||||||||||||||
|
10
|
TO RE-ELECT IRENE DORNER AS A DIRECTOR OF
THE COMPANY (MEMBER OF AUDIT COMMITTEE,
MEMBER OF NOMINATIONS & GOVERNANCE
COMMITTEE AND MEMBER OF SAFETY & ETHICS
COMMITTEE)
|
Management
|
For
|
For
|
||||||||||||||||||
|
11
|
TO RE-ELECT LEE HSIEN YANG AS A DIRECTOR OF
THE COMPANY (MEMBER OF AUDIT COMMITTEE,
MEMBER OF NOMINATIONS & GOVERNANCE
COMMITTEE AND MEMBER OF SAFETY & ETHICS
COMMITTEE)
|
Management
|
For
|
For
|
||||||||||||||||||
|
12
|
TO RE-ELECT BRADLEY SINGER AS A DIRECTOR OF
THE COMPANY (MEMBER OF SCIENCE &
TECHNOLOGY COMMITTEE)
|
Management
|
For
|
For
|
||||||||||||||||||
|
13
|
TO RE-ELECT SIR KEVIN SMITH AS A DIRECTOR OF
THE COMPANY (MEMBER OF NOMINATIONS &
GOVERNANCE COMMITTEE, MEMBER OF
REMUNERATION COMMITTEE, MEMBER OF
SCIENCE & TECHNOLOGY COMMITTEE AND
CHAIRMAN OF COMMITTEE)
|
Management
|
For
|
For
|
||||||||||||||||||
|
14
|
TO RE-ELECT JASMIN STAIBLIN AS A DIRECTOR OF
THE COMPANY (MEMBER OF NOMINATIONS &
GOVERNANCE COMMITTEE AND MEMBER OF
SCIENCE & TECHNOLOGY COMMITTEE)
|
Management
|
For
|
For
|
||||||||||||||||||
|
15
|
TO RE-APPOINT KPMG LLP AS THE COMPANY’S
AUDITOR: THAT KPMG LLP BE RE-APPOINTED AS
THE COMPANY’S AUDITOR TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT GENERAL
MEETING AT WHICH FINANCIAL STATEMENTS ARE
LAID
|
Management
|
For
|
For
|
||||||||||||||||||
|
16
|
TO AUTHORISE THE AUDIT COMMITTEE, ON
BEHALF OF THE BOARD, TO DETERMINE THE
AUDITOR’S REMUNERATION
|
Management
|
For
|
For
|
||||||||||||||||||
|
17
|
TO AUTHORISE PAYMENTS TO SHAREHOLDERS
|
Management
|
For
|
For
|
||||||||||||||||||
|
18
|
TO AUTHORISE POLITICAL DONATIONS AND
POLITICAL EXPENDITURE
|
Management
|
For
|
For
|
||||||||||||||||||
|
19
|
TO APPROVE THE ROLLS-ROYCE LONG-TERM
INCENTIVE PLAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
20
|
TO AUTHORISE THE DIRECTORS TO ALLOT SHARES
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
21
|
TO DISAPPLY PRE-EMPTION RIGHTS
|
Management
|
For
|
For
|
||||||||||||||||||
|
22
|
TO AUTHORISE THE COMPANY TO PURCHASE ITS
OWN ORDINARY SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
23
|
TO ADOPT THE NEW ARTICLES OF ASSOCIATION
OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
24,671,000
|
0
|
26-Apr-2017
|
26-Apr-2017
|
|||||||||||||||
|
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS), HAMILTO
|
||||||||||||||||||||||
|
Security
|
G50764102
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
04-May-2017
|
||||||||||||||||||||
|
ISIN
|
BMG507641022
|
Agenda
|
707948761 - Management
|
|||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
02-May-2017
|
||||||||||||||||||||
|
City /
|
Country
|
HAMILT
ON
PARISH
|
/
|
Bermuda
|
Vote Deadline Date
|
26-Apr-2017
|
||||||||||||||||
|
SEDOL(s)
|
0474081 - 0474092 - 0476816 -
2614045 - 6472960 - B0CRVH2 -
B5VTXP6 - B838095
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1
|
TO RECEIVE THE FINANCIAL STATEMENTS FOR
2016 AND TO DECLARE A FINAL DIVIDEND
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
TO RE-ELECT DAVID HSU AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
TO RE-ELECT DR GEORGE C.G. KOO AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
4
|
TO RE-ELECT Y.K. PANG AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
5
|
TO FIX THE DIRECTORS’ FEES
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
TO RE-APPOINT THE AUDITORS AND TO
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION
|
Management
|
For
|
For
|
||||||||||||||||||
|
7
|
TO RENEW THE GENERAL MANDATE TO THE
DIRECTORS TO ISSUE NEW SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
5,295,000
|
0
|
21-Apr-2017
|
21-Apr-2017
|
|||||||||||||||
|
MILLICOM INTERNATIONAL CELLULAR S.A.
|
||||||||||||||||||||||
|
Security
|
L6388F128
|
Meeting Type
|
ExtraOrdinary General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
04-May-2017
|
||||||||||||||||||||
|
ISIN
|
SE0001174970
|
Agenda
|
707978409 - Management
|
|||||||||||||||||||
|
Record Date
|
20-Apr-2017
|
Holding Recon Date
|
20-Apr-2017
|
|||||||||||||||||||
|
City /
|
Country
|
LUXEMB
OURG
|
/
|
Luxembourg
|
Vote Deadline Date
|
13-Apr-2017
|
||||||||||||||||
|
SEDOL(s)
|
B00L2M8 - B047WX3 - B290B12 -
BKGRSR7
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
CMMT
|
AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS
AN AGAINST VOTE IF THE MEETING-REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||
|
1
|
TO ELECT THE CHAIRMAN OF THE EGM AND TO
EMPOWER THE CHAIRMAN OF THE EGM TO
APPOINT THE OTHER MEMBERS OF THE BUREAU:
ALEXANDER KOCH
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
TO APPROVE THE POSSIBILITY FOR THE
COMPANY’S DIRECTORS TO APPROVE
UNANIMOUSLY CIRCULAR RESOLUTIONS EITHER (I)
BY EXECUTING SUCH RESOLUTIONS DIRECTLY
MANUALLY OR ELECTRONICALLY BY MEANS OF AN
ELECTRONIC SIGNATURE WHICH IS VALID UNDER
LUXEMBOURG LAW OR (II) VIA A CONSENT IN
WRITING BY E-MAIL TO WHICH AN ELECTRONIC
SIGNATURE (WHICH IS VALID UNDER LUXEMBOURG
LAW) IS AFFIXED AND TO AMEND ARTICLE 8,
PARAGRAPH 8, OF THE COMPANY’S ARTICLES OF
ASSOCIATION ACCORDINGLY
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
TO DELETE THE REQUIREMENT THAT ANNUAL
GENERAL SHAREHOLDERS’ MEETINGS MUST BE
HELD AT A TIME AND AT A VENUE SPECIFIED IN
THE COMPANY’S ARTICLES OF ASSOCIATION AND
TO AMEND ARTICLE 19 OF THE COMPANY’S
ARTICLES OF ASSOCIATION ACCORDINGLY
|
Management
|
For
|
For
|
||||||||||||||||||
|
4
|
TO AUTHORIZE ELECTRONIC VOTE AT ANY
GENERAL SHAREHOLDERS’ MEETINGS OF THE
COMPANY AND TO AMEND ARTICLE 21 OF THE
COMPANY’S ARTICLES OF ASSOCIATION
ACCORDINGLY
|
Management
|
For
|
For
|
||||||||||||||||||
|
5
|
TO APPROVE THE AMENDMENT TO THE
THRESHOLD AT WHICH MILLICOM’S BOARD
SHOULD BE NOTIFIED OF ANY ACQUISITION /
DISPOSAL OF MILLICOM’S SHARES FROM 3% TO 5%
AND TO AMEND ARTICLE 6, LAST PARAGRAPH, OF
THE COMPANY’S ARTICLES OF ASSOCIATION
ACCORDINGLY
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
TO FULLY RESTATE THE COMPANY’S ARTICLES OF
ASSOCIATION AND, INTER ALIA, INCORPORATE THE
AMENDMENTS TO THE COMPANY’S ARTICLES
APPROVED IN THE FOREGOING RESOLUTIONS
|
Management
|
For
|
For
|
||||||||||||||||||
|
CMMT
|
11 APR 2017: PLEASE NOTE THAT THIS IS A
REVISION DUE TO RECEIPT OF CHAIRMAN-NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
|
Non-Voting
|
||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
2,030,000
|
0
|
12-Apr-2017
|
12-Apr-2017
|
|||||||||||||||
|
MILLICOM INTERNATIONAL CELLULAR S.A.
|
||||||||||||||||||||||
|
Security
|
L6388F128
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
04-May-2017
|
||||||||||||||||||||
|
ISIN
|
SE0001174970
|
Agenda
|
707996938 - Management
|
|||||||||||||||||||
|
Record Date
|
20-Apr-2017
|
Holding Recon Date
|
20-Apr-2017
|
|||||||||||||||||||
|
City /
|
Country
|
LUXEMB
OURG
|
/
|
Luxembourg
|
Vote Deadline Date
|
13-Apr-2017
|
||||||||||||||||
|
SEDOL(s)
|
B00L2M8 - B047WX3 - B290B12 -
BKGRSR7
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 752694 DUE TO ADDITION OF-
RESOLUTION 24. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED-IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS-
MEETING NOTICE ON THE NEW JOB. IF HOWEVER
VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED
IN THE MARKET, THIS MEETING WILL BE CLOSED
AND YOUR VOTE INTENTIONS-ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED-PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW-AMENDED MEETING. THANK YOU
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS
AN AGAINST VOTE IF THE MEETING-REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED
|
Non-Voting
|
||||||||||||||||||||
|
1
|
TO ELECT THE CHAIRMAN OF THE AGM AND TO
EMPOWER THE CHAIRMAN OF THE AGM TO
APPOINT THE OTHER MEMBERS OF THE BUREAU
OF THE MEETING: ALEXANDER KOCH
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
TO RECEIVE THE MANAGEMENT REPORT(S) OF THE
BOARD OF DIRECTORS (RAPPORT DE-GESTION)
AND THE REPORT(S) OF THE EXTERNAL AUDITOR
ON THE ANNUAL ACCOUNTS AND-THE
CONSOLIDATED ACCOUNTS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2016
|
Non-Voting
|
||||||||||||||||||||
|
3
|
TO APPROVE THE ANNUAL ACCOUNTS AND THE
CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED
31 DECEMBER 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
4
|
TO ALLOCATE THE RESULTS OF THE YEAR ENDED
31 DECEMBER 2016. ON A PARENT COMPANY
BASIS, MILLICOM GENERATED A PROFIT OF USD
43,826,410, WHICH IS PROPOSED TO BE
ALLOCATED TO THE PROFIT OR LOSS BROUGHT
FORWARD ACCOUNT OF MILLICOM
|
Management
|
For
|
For
|
||||||||||||||||||
|
5
|
TO APPROVE THE DISTRIBUTION BY MILLICOM OF A
DIVIDEND IN A TOTAL AMOUNT OF USD
265,416,542.16 TO THE SHAREHOLDERS OF
MILLICOM PRO RATA TO THE PAID UP PAR VALUE
OF THEIR SHAREHOLDING IN MILLICOM,
CORRESPONDING TO A DIVIDEND OF USD 2.64 PER
SHARE (OTHER THAN THE TREASURY SHARES)
AND TO ACKNOWLEDGE AND CONFIRM THAT
MILLICOM HAS SUFFICIENT AVAILABLE FUNDS TO
MAKE THIS DIVIDEND DISTRIBUTION
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
TO DISCHARGE ALL THE CURRENT DIRECTORS OF
MILLICOM FOR THE PERFORMANCE OF THEIR
MANDATES DURING THE FINANCIAL YEAR ENDED
31 DECEMBER 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
7
|
TO SET THE NUMBER OF DIRECTORS AT EIGHT (9)
|
Management
|
For
|
For
|
||||||||||||||||||
|
8
|
TO RE ELECT MR. TOM BOARDMAN AS A DIRECTOR
FOR A TERM ENDING ON THE DAY OF THE NEXT
ANNUAL GENERAL MEETING TO TAKE PLACE IN
2018 (THE 2018 AGM)
|
Management
|
For
|
For
|
||||||||||||||||||
|
9
|
TO RE ELECT MR. ODILON ALMEIDA AS A DIRECTOR
FOR A TERM ENDING ON THE DAY OF THE 2018
AGM
|
Management
|
For
|
For
|
||||||||||||||||||
|
10
|
TO RE ELECT MS. JANET DAVIDSON AS A
DIRECTOR FOR A TERM ENDING ON THE DAY OF
THE 2018 AGM
|
Management
|
For
|
For
|
||||||||||||||||||
|
11
|
TO RE ELECT MR. SIMON DUFFY AS A DIRECTOR
FOR A TERM ENDING ON THE DAY OF THE 2018
AGM
|
Management
|
For
|
For
|
||||||||||||||||||
|
12
|
TO RE ELECT MR. TOMAS ELIASSON AS A
DIRECTOR FOR A TERM ENDING ON THE DAY OF
THE 2018 AGM
|
Management
|
For
|
For
|
||||||||||||||||||
|
13
|
TO RE ELECT MR. ALEJANDRO SANTO DOMINGO AS
A DIRECTOR FOR A TERM ENDING ON THE DAY OF
THE 2018 AGM
|
Management
|
For
|
For
|
||||||||||||||||||
|
14
|
TO ELECT MR. ANDERS JENSEN AS A DIRECTOR
FOR A TERM ENDING ON THE DAY OF THE 2018
AGM
|
Management
|
For
|
For
|
||||||||||||||||||
|
15
|
TO ELECT MR. JOSE ANTONIO RIOS GARCIA AS A
DIRECTOR FOR A TERM ENDING ON THE DAY OF
THE 2018 AGM
|
Management
|
For
|
For
|
||||||||||||||||||
|
16
|
TO RE ELECT MR. TOM BOARDMAN AS CHAIRMAN
OF THE BOARD OF DIRECTORS FOR A TERM
ENDING ON THE DAY OF THE 2018 AGM
|
Management
|
For
|
For
|
||||||||||||||||||
|
17
|
TO APPROVE THE DIRECTORS’ FEE-BASED
COMPENSATION, AMOUNTING TO SEK 5,775,000
(2016: SEK 5,725,000) FOR THE PERIOD FROM THE
AGM TO THE 2018 AGM AND SHARE-BASED
COMPENSATION, AMOUNTING TO SEK 3,850,000
(2016: 3,800,000) FOR THE PERIOD FROM THE AGM
TO THE 2018 AGM, SUCH SHARES TO BE PROVIDED
FROM THE COMPANY’S TREASURY SHARES OR
ALTERNATIVELY TO BE ISSUED WITHIN MILLICOM’S
AUTHORISED SHARE CAPITAL TO BE FULLY PAID-
UP OUT OF THE AVAILABLE RESERVES I.E. FOR NIL
CONSIDERATION FROM THE RELEVANT
DIRECTORS: IT IS CLARIFIED THAT THE PROPOSAL
BY THE NOMINATION COMMITTEE OF A TOTAL
AMOUNT OF SEK 5,775,000 (2016: SEK 5,725,000) AS
THE DIRECTORS’ FEE-BASED COMPENSATION SET
FORTH IN ITEM 17 OF THE AGENDA FOR THE
PERIOD FROM THE AGM TO THE 2018 AGM SHALL
BE INCREASED TO COVER THE REMUNERATION OF
THE NEW DIRECTOR. SUBJECT AND FURTHER TO
THE APPROVAL BY THE AGM OF ITEM 24, THE THEN
NINE (9) DIRECTORS’ OVERALL FEE-BASED
COMPENSATION IS SEK 6,200,000 (2016: SEK
5,725,000) FOR THE PERIOD FROM THE AGM TO
THE 2018 AGM. IT IS FURTHER CLARIFIED THAT THE
PROPOSAL BY THE NOMINATION COMMITTEE OF A
TOTAL AMOUNT OF SEK 3,850,000 (2016: SEK
3,800,000) AS THE DIRECTORS’ SHARE-BASED
COMPENSATION SET FORTH IN ITEM 17 OF THE
AGENDA FOR THE PERIOD FROM THE AGM TO THE
2018 AGM IN THE FORM OF FULLY PAID-UP SHARES
OF MILLICOM COMMON STOCK RELATES TO THE
DIRECTORS OF THE COMPANY SHALL ALSO BE
INCREASED TO COVER THE REMUNERATION OF
THE ADDITIONAL DIRECTOR. SUBJECT TO AND
FURTHER TO THE APPROVAL BY THE AGM OF ITEM
24, THE THEN NINE (9) DIRECTORS’ OVERALL
SHARE-BASED COMPENSATION IS SEK 4,275,000
(2016: 3,800,000) FOR THE PERIOD FROM THE AGM
TO THE 2018 AGM, SUCH SHARES TO BE PROVIDED
FROM THE COMPANY’S TREASURY SHARES OR
ALTERNATIVELY TO BE ISSUED WITHIN MILLICOM’S
AUTHORISED SHARE CAPITAL TO BE FULLY PAID-
UP OUT OF THE AVAILABLE RESERVES I.E. FOR NIL
CONSIDERATION FROM THE RELEVANT
DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
18
|
TO REELECT ERNST AND YOUNG S.A.,
LUXEMBOURG AS THE EXTERNAL AUDITOR OF
MILLICOM FOR A TERM ENDING ON THE DAY OF
THE 2018 AGM
|
Management
|
For
|
For
|
||||||||||||||||||
|
19
|
TO APPROVE THE EXTERNAL AUDITORS
COMPENSATION
|
Management
|
For
|
For
|
||||||||||||||||||
|
20
|
TO APPROVE A PROCEDURE ON THE
APPOINTMENT OF THE NOMINATION COMMITTEE
AND DETERMINATION OF THE ASSIGNMENT OF THE
NOMINATION COMMITTEE
|
Management
|
For
|
For
|
||||||||||||||||||
|
21
|
TO AUTHORISE THE BOARD OF DIRECTORS, AT
ANY TIME BETWEEN 4 MAY 2017 AND THE DAY OF
THE 2018 AGM, PROVIDED THE REQUIRED LEVELS
OF DISTRIBUTABLE RESERVES ARE MET BY
MILLICOM AT THAT TIME, EITHER DIRECTLY OR
THROUGH A SUBSIDIARY OR A THIRD PARTY, TO
ENGAGE IN A SHARE REPURCHASE PLAN OF
MILLICOMS SHARES TO BE CARRIED OUT FOR ALL
PURPOSES ALLOWED OR WHICH WOULD BECOME
AUTHORISED BY THE LAWS AND REGULATIONS IN
FORCE, AND IN PARTICULAR THE LUXEMBOURG
LAW OF 10 AUGUST 1915 ON COMMERCIAL
COMPANIES, AS AMENDED (THE 1915 LAW) (THE
SHARE REPURCHASE PLAN)
|
Management
|
For
|
For
|
||||||||||||||||||
|
22
|
TO APPROVE THE GUIDELINES FOR
REMUNERATION OF SENIOR MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||
|
23
|
TO APPROVE THE SHARE BASED INCENTIVE PLANS
FOR MILLICOM EMPLOYEES
|
Management
|
For
|
For
|
||||||||||||||||||
|
24
|
TO ELECT MR. ROGER SOLE RAFOLS AS A
DIRECTOR FOR A TERM ENDING ON THE DAY OF
THE 2018 AGM; TO APPROVE MR. ROGER SOLE
RAFOLS’ DIRECTOR FEE-BASED COMPENSATION,
AMOUNTING TO SEK 425,000FOR THE PERIOD
FROM THE AGM TO THE 2018 AGM AND SHARE-
BASED COMPENSATION, AMOUNTING TO SEK
425,000 FOR THE PERIOD FROM THE AGM TO THE
2018 AGM, SUCH SHARES TO BE PROVIDED FROM
THE COMPANY’S TREASURY SHARES OR
ALTERNATIVELY TO BE ISSUED WITHIN MILLICOM’S
AUTHORISED SHARE CAPITAL TO BE FULLY PAID-
UP OUT OF THE AVAILABLE RESERVES I.E. FOR NIL
CONSIDERATION FROM MR. ROGER SOLE RAFOLS;
AND TO APPROVE THE CORRESPONDING
ADJUSTMENTS TO PREVIOUS ITEMS OF THE AGM,
AS FOLLOWS: (I) THE INCREASE OF THE NUMBER
OF DIRECTORS FROM EIGHT (8), AS SET FORTH IN
THE PRECEDING ITEM 7 OF THE AGENDA, TO NINE
(9); AND (II) THE INCREASE OF THE DIRECTORS’
OVERALL FEE-BASED COMPENSATION, AS SET
FORTH IN ITEM 17 OF THE AGENDA, TO SEK
6,200,000 (2016: SEK5,725,000) FOR THE PERIOD
FROM THE AGM TO THE 2018 AGM AND SHARE
BASED COMPENSATION, AS SET FORTH IN ITEM 17
OF THE AGENDA, TO SEK 4,275,000 (2016: 3,800,000)
|
Management
|
For
|
For
|
||||||||||||||||||
|
FOR THE PERIOD FROM THE AGM TO THE 2018
AGM, SUCH SHARES TO BE PROVIDED FROM THE
COMPANY’S TREASURY SHARES OR
ALTERNATIVELY TO BE ISSUED WITHIN MILLICOM’S
AUTHORISED SHARE CAPITAL TO BE FULLY PAID-
UP OUT OF THE AVAILABLE RESERVES I.E. FOR NIL
CONSIDERATION FROM THE RELEVANT
DIRECTORS
|
||||||||||||||||||||||
|
CMMT
|
17 APR 2017: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF-RESOLUTION
7 AND 17 AND RECEIPT OF CHAIRMAN NAME. IF
YOU HAVE ALREADY SENT IN-YOUR VOTES FOR
MID: 760338, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO-AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
|
Non-Voting
|
||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
2,030,000
|
0
|
12-Apr-2017
|
12-Apr-2017
|
|||||||||||||||
|
POTASH CORPORATION OF SASKATCHEWAN INC.
|
||||||||||||||||||||||
|
Security
|
73755L107
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
POT
|
Meeting Date
|
09-May-2017
|
|||||||||||||||||||
|
ISIN
|
CA73755L1076
|
Agenda
|
934551587 - Management
|
|||||||||||||||||||
|
Record Date
|
13-Mar-2017
|
Holding Recon Date
|
13-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
Canada
|
Vote Deadline Date
|
04-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
01
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
C.M. BURLEY
|
For
|
For
|
|||||||||||||||||||
|
2
|
D.G. CHYNOWETH
|
For
|
For
|
|||||||||||||||||||
|
3
|
J.W. ESTEY
|
For
|
For
|
|||||||||||||||||||
|
4
|
G.W. GRANDEY
|
For
|
For
|
|||||||||||||||||||
|
5
|
C.S. HOFFMAN
|
For
|
For
|
|||||||||||||||||||
|
6
|
A.D. LABERGE
|
For
|
For
|
|||||||||||||||||||
|
7
|
C.E. MADERE
|
For
|
For
|
|||||||||||||||||||
|
8
|
K.G. MARTELL
|
For
|
For
|
|||||||||||||||||||
|
9
|
A.W. REGENT
|
For
|
For
|
|||||||||||||||||||
|
10
|
J.E. TILK
|
For
|
For
|
|||||||||||||||||||
|
11
|
Z.A. YUJNOVICH
|
For
|
For
|
|||||||||||||||||||
|
02
|
THE APPOINTMENT OF DELOITTE LLP AS AUDITORS
OF THE CORPORATION UNTIL THE CLOSE OF THE
NEXT ANNUAL MEETING.
|
Management
|
For
|
For
|
||||||||||||||||||
|
03
|
THE ADVISORY RESOLUTION ACCEPTING THE
CORPORATION’S APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
12,268,000
|
0
|
01-May-2017
|
10-May-2017
|
|||||||||||||||
|
WOLSELEY PLC
|
||||||||||||||||||||||
|
Security
|
G9736L124
|
Meeting Type
|
Ordinary General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
23-May-2017
|
||||||||||||||||||||
|
ISIN
|
JE00BFNWV485
|
Agenda
|
708095333 - Management
|
|||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
19-May-2017
|
||||||||||||||||||||
|
City /
|
Country
|
ZUG
|
/
|
Jersey
|
Vote Deadline Date
|
17-May-2017
|
||||||||||||||||
|
SEDOL(s)
|
BFNWV48 - BG0R488 - BH3GZT7
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1
|
TO CHANGE THE NAME OF THE COMPANY TO
FERGUSON PLC WITH EFFECT FROM 31-JUL-2017
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
3,436,000
|
0
|
01-May-2017
|
08-May-2017
|
|||||||||||||||
|
TRAVIS PERKINS PLC
|
||||||||||||||||||||||
|
Security
|
G90202105
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
24-May-2017
|
||||||||||||||||||||
|
ISIN
|
GB0007739609
|
Agenda
|
707992663 - Management
|
|||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
22-May-2017
|
||||||||||||||||||||
|
City /
|
Country
|
NORTHA
MPTON
|
/
|
United
Kingdom
|
Vote Deadline Date
|
18-May-2017
|
||||||||||||||||
|
SEDOL(s)
|
0773960 - B02S2Y9 - B09SP65
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1
|
TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
TO APPROVE THE DIRECTORS’ REMUNERATION
REPORT, (EXCLUDING THE DIRECTORS’
REMUNERATION POLICY)
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
TO RECEIVE AND APPROVE THE DIRECTORS’
REMUNERATION POLICY
|
Management
|
For
|
For
|
||||||||||||||||||
|
4
|
TO DECLARE A FINAL DIVIDEND OF 29.75 PENCE
PER SHARE
|
Management
|
For
|
For
|
||||||||||||||||||
|
5
|
TO ELECT ALAN WILLIAMS AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
TO RE-ELECT RUTH ANDERSON AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
7
|
TO RE-ELECT TONY BUFFIN AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
8
|
TO RE-ELECT JOHN CARTER AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
9
|
TO RE-ELECT COLINE MCCONVILLE AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
10
|
TO RE-ELECT PETE REDFERN AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
11
|
TO RE-ELECT CHRISTOPHER ROGERS AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
12
|
TO RE-ELECT JOHN ROGERS AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
13
|
TO RE-ELECT ROBERT WALKER AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
14
|
TO RE-APPOINT KPMG LLP AS AUDITOR OF THE
COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
15
|
TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE
REMUNERATION OF THE AUDITOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
16
|
TO AUTHORISE THE DIRECTORS TO ALLOT
SECURITIES
|
Management
|
For
|
For
|
||||||||||||||||||
|
17
|
TO AUTHORISE THE DIRECTORS TO ALLOT
SECURITIES FOR CASH FREE FROM PRE-EMPTION
|
Management
|
For
|
For
|
||||||||||||||||||
|
18
|
TO AUTHORISE THE DIRECTORS TO ALLOT
SECURITIES FOR CASH FREE FROM PRE-EMPTION
IN LIMITED CIRCUMSTANCES
|
Management
|
For
|
For
|
||||||||||||||||||
|
19
|
TO CALL A GENERAL MEETING OTHER THAN AN
AGM ON NOT LESS THAN 14 CLEAR DAYS NOTICE
|
Management
|
For
|
For
|
||||||||||||||||||
|
20
|
TO AUTHORISE THE COMPANY TO MAKE MARKET
PURCHASES OF ITS OWN ORDINARY SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
21
|
TO APPROVE THE TRAVIS PERKINS PLC 2017
PERFORMANCE SHARE PLAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
22
|
TO APPROVE THE TRAVIS PERKINS PLC 2017 CO-
INVESTMENT PLAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
23
|
TO APPROVE THE TRAVIS PERKINS PLC 2017
DEFERRED SHARE BONUS PLAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
3,151,100
|
0
|
11-May-2017
|
11-May-2017
|
|||||||||||||||
|
GENTING MALAYSIA BHD
|
||||||||||||||||||||||
|
Security
|
Y2698A103
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
31-May-2017
|
||||||||||||||||||||
|
ISIN
|
MYL4715OO008
|
Agenda
|
707982864 - Management
|
|||||||||||||||||||
|
Record Date
|
24-May-2017
|
Holding Recon Date
|
24-May-2017
|
|||||||||||||||||||
|
City /
|
Country
|
KUALA
LUMPUR
|
/
|
Malaysia
|
Vote Deadline Date
|
24-May-2017
|
||||||||||||||||
|
SEDOL(s)
|
6731962 - B02HLD8 - B1VXKN7 -
B1W1V37
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1
|
TO APPROVE THE DECLARATION OF A FINAL
SINGLE-TIER DIVIDEND OF 6.2 SEN PER ORDINARY
SHARE FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016 TO BE PAID ON 21 JUNE 2017 TO
MEMBERS REGISTERED IN THE RECORD OF
DEPOSITORS ON 2 JUNE 2017
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
TO APPROVE THE PAYMENT OF DIRECTORS’ FEES
OF RM1,223,700 FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2016 (2015 : RM1,228,300)
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
TO RE-ELECT THE FOLLOWING PERSON AS
DIRECTOR OF THE COMPANY PURSUANT TO
ARTICLE 99 OF THE ARTICLES OF ASSOCIATION OF
THE COMPANY: MR QUAH CHEK TIN
|
Management
|
For
|
For
|
||||||||||||||||||
|
4
|
TO RE-ELECT THE FOLLOWING PERSON AS
DIRECTOR OF THE COMPANY PURSUANT TO
ARTICLE 99 OF THE ARTICLES OF ASSOCIATION OF
THE COMPANY: GEN. DATO’ SERI DIRAJA TAN SRI
(DR.) MOHD ZAHIDI BIN HJ ZAINUDDIN (R)
|
Management
|
For
|
For
|
||||||||||||||||||
|
5
|
TO RE-APPOINT PRICEWATERHOUSECOOPERS AS
AUDITORS OF THE COMPANY AND TO AUTHORISE
THE DIRECTORS TO FIX THEIR REMUNERATION
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
AUTHORITY TO DIRECTORS PURSUANT TO
SECTION 75 OF THE COMPANIES ACT 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
7
|
PROPOSED RENEWAL OF THE AUTHORITY FOR
THE COMPANY TO PURCHASE ITS OWN SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
8
|
PROPOSED RENEWAL OF SHAREHOLDERS’
MANDATE FOR RECURRENT RELATED PARTY
TRANSACTIONS OF A REVENUE OR TRADING
NATURE AND PROPOSED NEW SHAREHOLDERS’
MANDATE FOR ADDITIONAL RECURRENT RELATED
PARTY TRANSACTIONS OF A REVENUE OR
TRADING NATURE
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
70,280,000
|
0
|
22-May-2017
|
22-May-2017
|
|||||||||||||||
|
BOLLORE SA
|
||||||||||||||||||||||
|
Security
|
F1228W321
|
Meeting Type
|
MIX
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
01-Jun-2017
|
||||||||||||||||||||
|
ISIN
|
FR0013201365
|
Agenda
|
707953382 - Management
|
|||||||||||||||||||
|
Record Date
|
29-May-2017
|
Holding Recon Date
|
29-May-2017
|
|||||||||||||||||||
|
City /
|
Country
|
PUTEAU
X
|
/
|
France
|
Vote Deadline Date
|
24-May-2017
|
||||||||||||||||
|
SEDOL(s)
|
BD3RTL2
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
CMMT
|
PLEASE NOTE IN THE FRENCH MARKET THAT THE
ONLY VALID VOTE OPTIONS ARE “FOR”-AND
“AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED
AS AN “AGAINST” VOTE.
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
THE FOLLOWING APPLIES TO SHAREHOLDERS
THAT DO NOT HOLD SHARES DIRECTLY WITH A-
FRENCH CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE-
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED-
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD-THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
IN CASE AMENDMENTS OR NEW RESOLUTIONS
ARE PRESENTED DURING THE MEETING, YOUR-
VOTE WILL DEFAULT TO ‘ABSTAIN’. SHARES CAN
ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU-WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR-BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
|
Non-Voting
|
||||||||||||||||||||
|
O.1
|
APPROVAL OF THE ANNUAL FINANCIAL
STATEMENTS FOR THE 2016 FINANCIAL YEAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.2
|
APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE 2016 FINANCIAL YEAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.3
|
ALLOCATION OF INCOME
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.4
|
OPTION FOR PAYMENT OF DIVIDEND IN SHARES
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
O.5
|
AUTHORISATION TO DISTRIBUTE INTERIM
DIVIDENDS WITH THE OPTION OF PAYMENT IN
SHARES
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
O.6
|
APPROVAL OF THE REGULATED AGREEMENTS AND
COMMITMENTS
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.7
|
RENEWAL OF THE TERM OF MARIE BOLLORE AS A
DIRECTOR
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
O.8
|
RENEWAL OF THE TERM OF CELINE MERLE-BERAL
AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.9
|
RENEWAL OF THE TERM OF MARTINE STUDER AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.10
|
ACKNOWLEDGEMENT OF THE END OF MICHEL
ROUSSIN’S TERM AS OBSERVER
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.11
|
SETTING OF THE AMOUNT OF ATTENDANCE FEES
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.12
|
AUTHORISATION GRANTED TO THE BOARD OF
DIRECTORS TO ACQUIRE COMPANY SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.13
|
REVIEW OF THE COMPENSATION DUE OR
ATTRIBUTED TO VINCENT BOLLORE, CHIEF
EXECUTIVE OFFICER, FOR THE 2016 FINANCIAL
YEAR
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
O.14
|
REVIEW OF THE ITEMS OF THE COMPENSATION
DUE OR ATTRIBUTED TO CYRILLE BOLLORE,
DEPUTY GENERAL MANAGER, FOR THE 2016
FINANCIAL YEAR
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
O.15
|
APPROVAL OF THE PRINCIPLES AND CRITERIA FOR
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
ELEMENTS COMPRISING THE TOTAL
REMUNERATION, INCLUDING ANY BENEFITS, THAT
MAY BE GRANTED TO VINCENT BOLLORE IN HIS
CAPACITY AS CHIEF EXECUTIVE OFFICER
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
O.16
|
APPROVAL OF THE PRINCIPLES AND CRITERIA FOR
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
ELEMENTS COMPRISING THE TOTAL
REMUNERATION, INCLUDING ANY BENEFITS, THAT
MAY BE GRANTED TO CYRILLE BOLLORE IN HIS
CAPACITY AS DEPUTY GENERAL MANAGER
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
O.17
|
POWERS TO CARRY OUT ALL LEGAL FORMALITIES
|
Management
|
For
|
For
|
||||||||||||||||||
|
E.1
|
DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO INCREASE THE CAPITAL
BY ISSUING COMMON SHARES OR ANY SECURITIES
THAT GRANT IMMEDIATE OR EVENTUAL ACCESS
TO THE CAPITAL, WITH RETENTION OF THE
SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION
RIGHT
|
Management
|
For
|
For
|
||||||||||||||||||
|
E.2
|
DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO PROCEED WITH A
SHARE CAPITAL INCREASE BY ISSUING COMMON
SHARES TO BE RELEASED BY INCORPORATING
RESERVES, BENEFITS OR PREMIUMS, OR BY
INCREASING THE NOMINAL VALUE
|
Management
|
For
|
For
|
||||||||||||||||||
|
E.3
|
DELEGATION OF POWERS GRANTED TO THE
BOARD OF DIRECTORS TO PROCEED WITH A
CAPITAL INCREASE, WITHIN THE LIMIT OF 10% OF
THE CAPITAL, IN ORDER TO REMUNERATE
CONTRIBUTIONS OF SECURITIES OR
TRANSFERABLE SECURITIES THAT GRANT ACCESS
TO THE CAPITAL
|
Management
|
For
|
For
|
||||||||||||||||||
|
E.4
|
DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO PROCEED WITH A
CAPITAL INCREASE BY ISSUING SHARES
RESERVED FOR EMPLOYEES, WITH WITHDRAWAL
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
|
Management
|
For
|
For
|
||||||||||||||||||
|
E.5
|
AUTHORISATION GRANTED TO THE BOARD OF
DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLING SHARES PREVIOUSLY ACQUIRED AS
PART OF A SHARE BUYBACK SCHEME
|
Management
|
For
|
For
|
||||||||||||||||||
|
E.6
|
AUTHORISATION GRANTED TO THE BOARD OF
DIRECTORS TO GRANT SHARE SUBSCRIPTION OR
PURCHASE OPTIONS TO EMPLOYEES AND
EXECUTIVE OFFICERS OF THE COMPANY AND ITS
ASSOCIATED COMPANIES
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
E.7
|
POWERS TO CARRY OUT ALL LEGAL FORMALITIES
|
Management
|
For
|
For
|
||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT IMPORTANT ADDITIONAL
MEETING INFORMATION IS AVAILABLE BY-CLICKING
ON THE MATERIAL URL LINK:-http://www.journal-
officiel.gouv.fr//pdf/2017/0405/201704051700895.pdf
|
Non-Voting
|
||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
219,509
|
0
|
23-May-2017
|
23-May-2017
|
|||||||||||||||
|
BOLLORE
|
||||||||||||||||||||||
|
Security
|
F10659260
|
Meeting Type
|
MIX
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
01-Jun-2017
|
||||||||||||||||||||
|
ISIN
|
FR0000039299
|
Agenda
|
707954764 - Management
|
|||||||||||||||||||
|
Record Date
|
29-May-2017
|
Holding Recon Date
|
29-May-2017
|
|||||||||||||||||||
|
City /
|
Country
|
PUTEAU
X
|
/
|
France
|
Vote Deadline Date
|
24-May-2017
|
||||||||||||||||
|
SEDOL(s)
|
4572709 - B197JR8 - B1L4FR9 -
B28FJC5 - BDC31W6
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
CMMT
|
PLEASE NOTE IN THE FRENCH MARKET THAT THE
ONLY VALID VOTE OPTIONS ARE “FOR”-AND
“AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED
AS AN “AGAINST” VOTE.
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
THE FOLLOWING APPLIES TO SHAREHOLDERS
THAT DO NOT HOLD SHARES DIRECTLY WITH A-
FRENCH CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE-
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED-
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD-THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
IN CASE AMENDMENTS OR NEW RESOLUTIONS
ARE PRESENTED DURING THE MEETING, YOUR-
VOTE WILL DEFAULT TO ‘ABSTAIN’. SHARES CAN
ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU-WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR-BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT IMPORTANT ADDITIONAL
MEETING INFORMATION IS AVAILABLE BY-CLICKING
ON THE MATERIAL URL LINK:-http://www.journal-
officiel.gouv.fr//pdf/2017/0405/201704051700895.pdf
|
Non-Voting
|
||||||||||||||||||||
|
O.1
|
APPROVAL OF THE ANNUAL FINANCIAL
STATEMENTS FOR THE 2016 FINANCIAL YEAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.2
|
APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE 2016 FINANCIAL YEAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.3
|
ALLOCATION OF INCOME
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.4
|
OPTION FOR PAYMENT OF DIVIDEND IN SHARES
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
O.5
|
AUTHORISATION TO DISTRIBUTE INTERIM
DIVIDENDS WITH THE OPTION OF PAYMENT IN
SHARES
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
O.6
|
APPROVAL OF THE REGULATED AGREEMENTS AND
COMMITMENTS
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.7
|
RENEWAL OF THE TERM OF MARIE BOLLORE AS A
DIRECTOR
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
O.8
|
RENEWAL OF THE TERM OF CELINE MERLE-BERAL
AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.9
|
RENEWAL OF THE TERM OF MARTINE STUDER AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.10
|
ACKNOWLEDGEMENT OF THE END OF MICHEL
ROUSSIN’S TERM AS OBSERVER
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.11
|
SETTING OF THE AMOUNT OF ATTENDANCE FEES
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.12
|
AUTHORISATION GRANTED TO THE BOARD OF
DIRECTORS TO ACQUIRE COMPANY SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
O.13
|
REVIEW OF THE COMPENSATION DUE OR
ATTRIBUTED TO VINCENT BOLLORE, CHIEF
EXECUTIVE OFFICER, FOR THE 2016 FINANCIAL
YEAR
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
O.14
|
REVIEW OF THE ITEMS OF THE COMPENSATION
DUE OR ATTRIBUTED TO CYRILLE BOLLORE,
DEPUTY GENERAL MANAGER, FOR THE 2016
FINANCIAL YEAR
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
O.15
|
APPROVAL OF THE PRINCIPLES AND CRITERIA FOR
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
ELEMENTS COMPRISING THE TOTAL
REMUNERATION, INCLUDING ANY BENEFITS, THAT
MAY BE GRANTED TO VINCENT BOLLORE IN HIS
CAPACITY AS CHIEF EXECUTIVE OFFICER
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
O.16
|
APPROVAL OF THE PRINCIPLES AND CRITERIA FOR
DETERMINING, DISTRIBUTING AND ALLOCATING
THE FIXED, VARIABLE AND EXCEPTIONAL
ELEMENTS COMPRISING THE TOTAL
REMUNERATION, INCLUDING ANY BENEFITS, THAT
MAY BE GRANTED TO CYRILLE BOLLORE IN HIS
CAPACITY AS DEPUTY GENERAL MANAGER
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
O.17
|
POWERS TO CARRY OUT ALL LEGAL FORMALITIES
|
Management
|
For
|
For
|
||||||||||||||||||
|
E.1
|
DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO INCREASE THE CAPITAL
BY ISSUING COMMON SHARES OR ANY SECURITIES
THAT GRANT IMMEDIATE OR EVENTUAL ACCESS
TO THE CAPITAL, WITH RETENTION OF THE
SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION
RIGHT
|
Management
|
For
|
For
|
||||||||||||||||||
|
E.2
|
DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO PROCEED WITH A
SHARE CAPITAL INCREASE BY ISSUING COMMON
SHARES TO BE RELEASED BY INCORPORATING
RESERVES, BENEFITS OR PREMIUMS, OR BY
INCREASING THE NOMINAL VALUE
|
Management
|
For
|
For
|
||||||||||||||||||
|
E.3
|
DELEGATION OF POWERS GRANTED TO THE
BOARD OF DIRECTORS TO PROCEED WITH A
CAPITAL INCREASE, WITHIN THE LIMIT OF 10% OF
THE CAPITAL, IN ORDER TO REMUNERATE
CONTRIBUTIONS OF SECURITIES OR
TRANSFERABLE SECURITIES THAT GRANT ACCESS
TO THE CAPITAL
|
Management
|
For
|
For
|
||||||||||||||||||
|
E.4
|
DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO PROCEED WITH A
CAPITAL INCREASE BY ISSUING SHARES
RESERVED FOR EMPLOYEES, WITH WITHDRAWAL
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
|
Management
|
For
|
For
|
||||||||||||||||||
|
E.5
|
AUTHORISATION GRANTED TO THE BOARD OF
DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLING SHARES PREVIOUSLY ACQUIRED AS
PART OF A SHARE BUYBACK SCHEME
|
Management
|
For
|
For
|
||||||||||||||||||
|
E.6
|
AUTHORISATION GRANTED TO THE BOARD OF
DIRECTORS TO GRANT SHARE SUBSCRIPTION OR
PURCHASE OPTIONS TO EMPLOYEES AND
EXECUTIVE OFFICERS OF THE COMPANY AND ITS
ASSOCIATED COMPANIES
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
E.7
|
POWERS TO CARRY OUT ALL LEGAL FORMALITIES
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
44,544,000
|
0
|
23-May-2017
|
23-May-2017
|
|||||||||||||||
|
SAMSONITE INTERNATIONAL S.A, LUXEMBOURG
|
||||||||||||||||||||||
|
Security
|
L80308106
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
01-Jun-2017
|
||||||||||||||||||||
|
ISIN
|
LU0633102719
|
Agenda
|
707979083 - Management
|
|||||||||||||||||||
|
Record Date
|
25-May-2017
|
Holding Recon Date
|
25-May-2017
|
|||||||||||||||||||
|
City /
|
Country
|
HONG
KONG
|
/
|
Luxembourg
|
Vote Deadline Date
|
25-May-2017
|
||||||||||||||||
|
SEDOL(s)
|
B4KW2N0 - B4Q1532 - B7T3RP2
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
CMMT
|
PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
http://www.hkexnews.hk/listedco/listconews/SEHK/2017/
0410/LTN20170410842.pdf-,-
http://www.hkexnews.hk/listedco/listconews/SEHK/2017/
0410/LTN20170410809.pdf
|
Non-Voting
|
||||||||||||||||||||
|
CMMT
|
PLEASE NOTE IN THE HONG KONG MARKET THAT A
VOTE OF ‘ABSTAIN’ WILL BE TREATED-THE SAME
AS A ‘TAKE NO ACTION’ VOTE
|
Non-Voting
|
||||||||||||||||||||
|
1
|
TO RECEIVE AND ADOPT THE AUDITED STATUTORY
ACCOUNTS AND AUDITED CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY AND
THE REPORTS OF THE DIRECTORS OF THE
COMPANY (THE “DIRECTORS”) AND AUDITORS FOR
THE YEAR ENDED DECEMBER 31, 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
TO APPROVE THE ALLOCATION OF THE RESULTS
OF THE COMPANY FOR THE YEAR ENDED
DECEMBER 31, 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
TO DECLARE A CASH DISTRIBUTION TO THE
SHAREHOLDERS OF THE COMPANY IN AN AMOUNT
OF NINETY-SEVEN MILLION UNITED STATES
DOLLARS (USD 97,000,000.00) OUT OF THE
COMPANY’S DISTRIBUTABLE AD HOC RESERVE
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.A
|
TO RE-ELECT KYLE FRANCIS GENDREAU AS AN
EXECUTIVE DIRECTOR FOR A PERIOD OF THREE
YEARS EXPIRING UPON THE HOLDING OF THE
ANNUAL GENERAL MEETING OF THE COMPANY TO
BE HELD IN 2020
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.B
|
TO RE-ELECT TOM KORBAS AS A NON-EXECUTIVE
DIRECTOR FOR A PERIOD OF THREE YEARS
EXPIRING UPON THE HOLDING OF THE ANNUAL
GENERAL MEETING OF THE COMPANY TO BE HELD
IN 2020
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.C
|
TO RE-ELECT YING YEH AS AN INDEPENDENT NON-
EXECUTIVE DIRECTOR FOR A PERIOD OF THREE
YEARS EXPIRING UPON THE HOLDING OF THE
ANNUAL GENERAL MEETING OF THE COMPANY TO
BE HELD IN 2020
|
Management
|
For
|
For
|
||||||||||||||||||
|
5
|
TO RENEW THE MANDATE GRANTED TO KPMG
LUXEMBOURG TO ACT AS APPROVED STATUTORY
AUDITOR (REVISEUR D’ENTREPRISES AGREE) OF
THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2017
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
TO RE-APPOINT KPMG LLP AS THE EXTERNAL
AUDITOR OF THE COMPANY TO HOLD OFFICE
FROM THE CONCLUSION OF THE ANNUAL GENERAL
MEETING UNTIL THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
7
|
TO GIVE A GENERAL MANDATE TO THE DIRECTORS
TO ISSUE ADDITIONAL SHARES OF THE COMPANY
NOT EXCEEDING 10 PER CENT. OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF THIS RESOLUTION (IN
ACCORDANCE WITH THE TERMS AND CONDITIONS
DESCRIBED IN THE ANNUAL GENERAL MEETING
CIRCULAR)
|
Management
|
For
|
For
|
||||||||||||||||||
|
8
|
TO GIVE A GENERAL MANDATE TO THE DIRECTORS
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10 PER CENT. OF THE TOTAL NUMBER
OF ISSUED SHARES OF THE COMPANY AS AT THE
DATE OF THIS RESOLUTION (IN ACCORDANCE WITH
THE TERMS AND CONDITIONS DESCRIBED IN THE
ANNUAL GENERAL MEETING CIRCULAR)
|
Management
|
For
|
For
|
||||||||||||||||||
|
9
|
TO APPROVE THE DISCHARGE GRANTED TO THE
DIRECTORS AND THE APPROVED STATUTORY
AUDITOR (REVISEUR D’ENTREPRISES AGREE) OF
THE COMPANY FOR THE EXERCISE OF THEIR
RESPECTIVE MANDATES DURING THE YEAR ENDED
DECEMBER 31, 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
10
|
TO APPROVE THE REMUNERATION TO BE
GRANTED TO CERTAIN DIRECTORS OF THE
COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
11
|
TO APPROVE THE REMUNERATION TO BE
GRANTED TO KPMG LUXEMBOURG AS THE
APPROVED STATUTORY AUDITOR (REVISEUR
D’ENTREPRISES AGREE) OF THE COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
25,125,000
|
0
|
11-May-2017
|
11-May-2017
|
|||||||||||||||
|
WPP PLC
|
||||||||||||||||||||||
|
Security
|
G9788D103
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
07-Jun-2017
|
||||||||||||||||||||
|
ISIN
|
JE00B8KF9B49
|
Agenda
|
708113751 - Management
|
|||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
05-Jun-2017
|
||||||||||||||||||||
|
City /
|
Country
|
LONDON
|
/
|
Jersey
|
Vote Deadline Date
|
01-Jun-2017
|
||||||||||||||||
|
SEDOL(s)
|
B8KF9B4 - B9GRCY5 - B9GRDH5
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1
|
TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
TO DECLARE A FINAL DIVIDEND OF 37.05 PENCE
PER ORDINARY SHARE TO BE PAYABLE TO THE
SHARE OWNERS ON THE REGISTER AT THE CLOSE
OF BUSINESS ON 9 JUNE 2017 AS RECOMMENDED
BY THE DIRECTORS FOR THE YEAR ENDED 31
DECEMBER 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
TO RECEIVE AND APPROVE THE COMPENSATION
COMMITTEE REPORT CONTAINED WITHIN THE
ANNUAL REPORT AND ACCOUNTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
4
|
TO RECEIVE AND APPROVE THE DIRECTORS
COMPENSATION POLICY CONTAINED WITHIN THE
ANNUAL REPORT AND ACCOUNTS FOR THE YEAR
ENDED 31 DECEMBER 2016, TO TAKE EFFECT
FROM THE DATE OF THE ANNUAL GENERAL
MEETING
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
5
|
TO APPROVE THE SUSTAINABILITY REPORT
CONTAINED WITHIN THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
TO RE-ELECT ROBERTO QUARTA AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
7
|
TO RE-ELECT DR JACQUES AIGRAIN AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
8
|
TO RE-ELECT RUIGANG LI AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
9
|
TO RE-ELECT PAUL RICHARDSON AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
10
|
TO RE-ELECT HUGO SHONG AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
11
|
TO RE-ELECT SIR MARTIN SORRELL AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
12
|
TO RE-ELECT SALLY SUSMAN AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
13
|
TO RE-ELECT SOLOMON TRUJILLO AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
14
|
TO RE-ELECT SIR JOHN HOOD AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
15
|
TO RE-ELECT NICOLE SELIGMAN AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
16
|
TO RE-ELECT DANIELA RICCARDI AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
17
|
TO ELECT TAREK FARAHAT AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
18
|
TO RE-APPOINT DELOITTE LLP AS AUDITORS TO
HOLD OFFICE FROM THE CONCLUSION OF THE
ANNUAL GENERAL MEETING TO THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING
|
Management
|
For
|
For
|
||||||||||||||||||
|
19
|
TO AUTHORISE THE AUDIT COMMITTEE FOR AND
ON BEHALF OF THE BOARD OF DIRECTORS TO
DETERMINE THE AUDITORS’ REMUNERATION
|
Management
|
For
|
For
|
||||||||||||||||||
|
20
|
IN ACCORDANCE WITH ARTICLE 6 OF THE
COMPANY’S ARTICLES OF ASSOCIATION, TO
AUTHORISE THE BOARD OF DIRECTORS TO ALLOT
RELEVANT SECURITIES (AS DEFINED IN THE
COMPANY’S ARTICLES OF ASSOCIATION) (A) UP TO
A MAXIMUM NOMINAL AMOUNT OF GBP 42,586,567
(SUCH AMOUNT TO BE REDUCED BY THE NOMINAL
AMOUNT OF ANY RELEVANT SECURITIES (AS
DEFINED IN THE COMPANY’S ARTICLES OF
ASSOCIATION) ALLOTTED UNDER PARAGRAPH (B)
BELOW IN EXCESS OF GBP 85,173,135 LESS GBP
42,586,567) AND (B) COMPRISING RELEVANT
SECURITIES (AS DEFINED IN THE COMPANY’S
ARTICLES OF ASSOCIATION) UP TO A MAXIMUM
NOMINAL AMOUNT OF GBP 85,173,135 (SUCH
AMOUNT TO BE REDUCED BY ANY RELEVANT
SECURITIES ALLOTTED UNDER PARAGRAPH (A)
ABOVE) IN CONNECTION WITH AN OFFER BY WAY
OF A RIGHTS ISSUE, FOR A PERIOD EXPIRING ON
THE DATE OF THE ANNUAL GENERAL MEETING OF
THE COMPANY IN 2018 OR ON 1 SEPTEMBER 2018,
WHICHEVER IS THE EARLIER
|
Management
|
For
|
For
|
||||||||||||||||||
|
21
|
TO AUTHORISE THE COMPANY GENERALLY AND
UNCONDITIONALLY: (A) PURSUANT TO ARTICLE 57
OF THE COMPANIES (JERSEY) LAW 1991 TO MAKE
MARKET PURCHASES OF ORDINARY SHARES IN
THE COMPANY ON SUCH TERMS AND IN SUCH
MANNER AS THE DIRECTORS OF THE COMPANY
MAY FROM TIME TO TIME DETERMINE, PROVIDED
THAT: (I) THE MAXIMUM NUMBER OF ORDINARY
SHARES HEREBY AUTHORISED TO BE PURCHASED
IS 127,887,590; (II) THE MINIMUM PRICE WHICH MAY
BE PAID FOR AN ORDINARY SHARE IS 10 PENCE
(EXCLUSIVE OF EXPENSES (IF ANY) PAYABLE BY
THE COMPANY); (III) THE MAXIMUM PRICE WHICH
MAY BE PAID FOR AN ORDINARY SHARE IS NOT
MORE THAN THE HIGHER OF AN AMOUNT EQUAL
TO 105% OF THE AVERAGE OF THE MIDDLE
MARKET QUOTATIONS FOR AN ORDINARY SHARE
AS DERIVED FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE
BUSINESS DAYS IMMEDIATELY PRECEDING THE
DAY ON WHICH THE ORDINARY SHARE IS
CONTRACTED TO BE PURCHASED AND AN AMOUNT
EQUAL TO THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE OF AN ORDINARY SHARE
AND THE HIGHEST CURRENT INDEPENDENT BID
|
Management
|
For
|
For
|
||||||||||||||||||
|
FOR AN ORDINARY SHARE ON THE TRADING
VENUE WHERE THE PURCHASE IS CARRIED OUT
AS STIPULATED BY COMMISSION-ADOPTED
REGULATORY TECHNICAL STANDARDS PURSUANT
TO ARTICLE 5(6) OF THE MARKET ABUSE
REGULATION (596/2014/EU) (EXCLUSIVE OF
EXPENSES (IF ANY) PAYABLE BY THE COMPANY);
AND (IV) THIS AUTHORITY, UNLESS PREVIOUSLY
REVOKED OR VARIED, SHALL EXPIRE ON THE
EARLIER OF THE DATE OF THE ANNUAL GENERAL
MEETING OF THE COMPANY TO BE HELD IN 2018
AND 1 SEPTEMBER 2018, SAVE THAT A CONTRACT
OF PURCHASE MAY BE CONCLUDED BY THE
COMPANY BEFORE SUCH EXPIRY WHICH WILL OR
MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY, AND THE PURCHASE OF SHARES
MAY BE MADE IN PURSUANCE OF ANY SUCH
CONTRACT; AND (B) PURSUANT TO ARTICLE 58A OF
THE COMPANIES (JERSEY) LAW 1991, AND IF
APPROVED BY THE DIRECTORS, TO HOLD AS
TREASURY SHARES ANY ORDINARY SHARES
PURCHASED PURSUANT TO THE AUTHORITY
CONFERRED BY RESOLUTION 21 (A) ON THE
PREVIOUS PAGE
|
||||||||||||||||||||||
|
22
|
IN ACCORDANCE WITH ARTICLE 8 OF THE
COMPANY’S ARTICLES OF ASSOCIATION THAT IF
RESOLUTION 20 IS PASSED, THE BOARD BE
AUTHORISED TO ALLOT EQUITY SECURITIES (AS
DEFINED IN THE COMPANY’S ARTICLES OF
ASSOCIATION) WHOLLY FOR CASH A) IN
CONNECTION WITH A RIGHTS ISSUE; AND B)
OTHERWISE THAN IN CONNECTION WITH A RIGHTS
ISSUE UP TO AN AGGREGATE NOMINAL AMOUNT
NOT EXCEEDING GBP 6,394,380, SUCH AUTHORITY
TO EXPIRE AT THE END OF THE NEXT AGM OF THE
COMPANY OR 1 SEPTEMBER 2018, WHICHEVER IS
THE EARLIER BUT, IN EACH CASE, PRIOR TO ITS
EXPIRY THE COMPANY MAY MAKE OFFERS, AND
ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED AFTER THE AUTHORITY EXPIRES AND
THE BOARD MAY ALLOT EQUITY SECURITIES
UNDER ANY SUCH OFFER OR AGREEMENT AS IF
THE AUTHORITY HAD NOT EXPIRED
|
Management
|
For
|
For
|
||||||||||||||||||
|
23
|
IN ACCORDANCE WITH ARTICLE 8 OF THE
COMPANY’S ARTICLES OF ASSOCIATION THAT IF
RESOLUTION 20 IS PASSED, THE BOARD BE
AUTHORISED TO ALLOT EQUITY SECURITIES (AS
DEFINED IN THE COMPANY’S ARTICLES OF
ASSOCIATION) WHOLLY FOR CASH SUCH
AUTHORITY TO BE: A) LIMITED TO THE ALLOTMENT
OF EQUITY SECURITIES UP TO A NOMINAL AMOUNT
OF GBP 6,394,380; AND B) USED ONLY FOR THE
PURPOSES OF FINANCING (OR REFINANCING, IF
THE AUTHORITY IS TO BE USED WITHIN SIX
MONTHS AFTER THE ORIGINAL TRANSACTION)
TRANSACTION WHICH THE BOARD DETERMINES TO
|
Management
|
For
|
For
|
||||||||||||||||||
|
BE AN ACQUISITION OR OTHER CAPITAL
INVESTMENT OF A KIND CONTEMPLATED BY THE
STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-
EMPTION RIGHTS MOST RECENTLY PUBLISHED BY
THE PRE-EMPTION GROUP PRIOR TO THE DATE OF
THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT THE
END OF THE NEXT AGM OF THE COMPANY OR 1
SEPTEMBER 2018, WHICHEVER IS THE EARLIER
BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE
COMPANY MAY MAKE OFFERS, AND ENTER INTO
AGREEMENTS, WHICH WOULD, OR MIGHT,
REQUIRE EQUITY SECURITIES TO BE ALLOTTED
AFTER THE AUTHORITY EXPIRES AND THE BOARD
MAY ALLOT EQUITY SECURITIES UNDER ANY SUCH
OFFER OR AGREEMENT AS IF THE AUTHORITY HAD
NOT EXPIRED
|
||||||||||||||||||||||
|
CMMT
|
03 MAY 2017: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF THE-TEXT OF
RESOLUTION 23. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT-VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
|
Non-Voting
|
||||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
7,167,000
|
0
|
24-May-2017
|
29-May-2017
|
|||||||||||||||
|
COMPASS GROUP PLC, CHERTSEY SURREY
|
||||||||||||||||||||||
|
Security
|
G23296190
|
Meeting Type
|
Ordinary General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
07-Jun-2017
|
||||||||||||||||||||
|
ISIN
|
GB00BLNN3L44
|
Agenda
|
708198761 - Management
|
|||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
05-Jun-2017
|
||||||||||||||||||||
|
City /
|
Country
|
TWICKE
NHAM
|
/
|
United
Kingdom
|
Vote Deadline Date
|
01-Jun-2017
|
||||||||||||||||
|
SEDOL(s)
|
BLNN3L4 - BMSKZ55 - BNCB368
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1
|
APPROVE SPECIAL DIVIDEND AND APPROVE
CONSOLIDATION OF THE ENTIRE SHARE CAPITAL
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
AUTHORITY TO ALLOT SHARES (S.551)
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
3
|
AUTHORITY TO ALLOT SHARES FOR CASH (S.561)
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
4
|
AUTHORITY TO ALLOT SHARES FOR CASH IN
LIMITED CIRCUMSTANCES (S.561)
|
Management
|
For
|
For
|
||||||||||||||||||
|
5
|
AUTHORITY TO PURCHASE OWN SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
5,350,000
|
0
|
30-May-2017
|
30-May-2017
|
|||||||||||||||
|
WHITBREAD PLC, DUNSTABLE
|
||||||||||||||||||||||
|
Security
|
G9606P197
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
21-Jun-2017
|
||||||||||||||||||||
|
ISIN
|
GB00B1KJJ408
|
Agenda
|
708194838 - Management
|
|||||||||||||||||||
|
Record Date
|
Holding Recon Date
|
19-Jun-2017
|
||||||||||||||||||||
|
City /
|
Country
|
LONDON
|
/
|
United
Kingdom
|
Vote Deadline Date
|
15-Jun-2017
|
||||||||||||||||
|
SEDOL(s)
|
B1KJJ40 - B1MCN34 - B1MCN67 -
BYZB9G4
|
Quick Code
|
||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1
|
TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS
FOR THE YEAR ENDED 2 MARCH 2017
|
Management
|
For
|
For
|
||||||||||||||||||
|
2
|
TO APPROVE THE DIRECTORS’ REMUNERATION
POLICY
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
TO APPROVE THE ANNUAL REPORT ON
REMUNERATION
|
Management
|
For
|
For
|
||||||||||||||||||
|
4
|
TO DECLARE A FINAL DIVIDEND OF 65.90P PER
ORDINARY SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
5
|
TO ELECT DAVID ATKINS AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
6
|
TO ELECT ADAM CROZIER AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
7
|
TO ELECT DEANNA OPPENHEIMER AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
8
|
TO RE-ELECT RICHARD BAKER AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
9
|
TO RE-ELECT ALISON BRITTAIN AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
10
|
TO RE-ELECT NICHOLAS CADBURY AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
11
|
TO RE-ELECT SIR IAN CHESHIRE AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
12
|
TO RE-ELECT CHRIS KENNEDY AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
13
|
TO RE-ELECT LOUISE SMALLEY AS A DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
14
|
TO RE-ELECT SUSAN TAYLOR MARTIN AS A
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
15
|
TO RE-APPOINT DELOITTE LLP AS THE AUDITOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
16
|
TO AUTHORISE THE BOARD, THROUGH THE AUDIT
COMMITTEE, TO SET THE AUDITOR’S
REMUNERATION
|
Management
|
For
|
For
|
||||||||||||||||||
|
17
|
TO AUTHORISE THE COMPANY TO MAKE POLITICAL
DONATIONS
|
Management
|
For
|
For
|
||||||||||||||||||
|
18
|
TO AUTHORISE THE BOARD TO ALLOT SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
19
|
TO AUTHORISE THE DISAPPLICATION OF PRE-
EMPTION RIGHTS
|
Management
|
For
|
For
|
||||||||||||||||||
|
20
|
TO AUTHORISE THE DISAPPLICATION OF PRE-
EMPTION RIGHTS IN CONNECTION WITH AN
ACQUISITION OR SPECIFIED CAPITAL INVESTMENT
|
Management
|
For
|
For
|
||||||||||||||||||
|
21
|
TO AUTHORISE THE COMPANY TO PURCHASE ITS
OWN ORDINARY SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
22
|
TO ENABLE THE COMPANY TO CALL GENERAL
MEETINGS, OTHER THAN AN ANNUAL GENERAL
MEETING, ON REDUCED NOTICE
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
4,575,000
|
0
|
13-Jun-2017
|
13-Jun-2017
|
|||||||||||||||
|
SECOM CO.,LTD.
|
||||||||||||||||||||||
|
Security
|
J69972107
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
27-Jun-2017
|
||||||||||||||||||||
|
ISIN
|
JP3421800008
|
Agenda
|
708269471 - Management
|
|||||||||||||||||||
|
Record Date
|
31-Mar-2017
|
Holding Recon Date
|
31-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
TOKYO
|
/
|
Japan
|
Vote Deadline Date
|
25-Jun-2017
|
||||||||||||||||
|
SEDOL(s)
|
5798504 - 6791591 - B018RR8 -
B1CDZW0 - BHZL727
|
Quick Code
|
97350
|
|||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
|||||||||||||||||||||
|
1
|
Approve Appropriation of Surplus
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.1
|
Appoint a Director Iida, Makoto
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.2
|
Appoint a Director Nakayama, Yasuo
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.3
|
Appoint a Director Nakayama, Junzo
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.4
|
Appoint a Director Yoshida, Yasuyuki
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.5
|
Appoint a Director Izumida, Tatsuya
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.6
|
Appoint a Director Ozeki, Ichiro
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.7
|
Appoint a Director Kurihara, Tatsushi
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.8
|
Appoint a Director Fuse, Tatsuro
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.9
|
Appoint a Director Hirose, Takaharu
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.10
|
Appoint a Director Kawano, Hirobumi
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.11
|
Appoint a Director Watanabe, Hajime
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
Appoint a Corporate Auditor Yokomizo, Masao
|
Management
|
For
|
For
|
||||||||||||||||||
|
4
|
Approve Details of the Restricted-Share Compensation
Plan to be received by Directors
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
2,410,000
|
0
|
13-Jun-2017
|
13-Jun-2017
|
|||||||||||||||
|
MAKITA CORPORATION
|
||||||||||||||||||||||
|
Security
|
J39584107
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
28-Jun-2017
|
||||||||||||||||||||
|
ISIN
|
JP3862400003
|
Agenda
|
708269801 - Management
|
|||||||||||||||||||
|
Record Date
|
31-Mar-2017
|
Holding Recon Date
|
31-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
AICHI
|
/
|
Japan
|
Vote Deadline Date
|
26-Jun-2017
|
||||||||||||||||
|
SEDOL(s)
|
4555830 - 6555805 - B1DL5P6 -
B8N50M9
|
Quick Code
|
65860
|
|||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
|||||||||||||||||||||
|
1
|
Approve Appropriation of Surplus
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.1
|
Appoint a Director Goto, Masahiko
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.2
|
Appoint a Director Goto, Munetoshi
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.3
|
Appoint a Director Torii, Tadayoshi
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.4
|
Appoint a Director Niwa, Hisayoshi
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.5
|
Appoint a Director Tomita, Shinichiro
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.6
|
Appoint a Director Kaneko, Tetsuhisa
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.7
|
Appoint a Director Ota, Tomoyuki
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.8
|
Appoint a Director Tsuchiya, Takashi
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.9
|
Appoint a Director Yoshida, Masaki
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.10
|
Appoint a Director Omote, Takashi
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.11
|
Appoint a Director Otsu, Yukihiro
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.12
|
Appoint a Director Morita, Akiyoshi
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.13
|
Appoint a Director Sugino, Masahiro
|
Management
|
For
|
For
|
||||||||||||||||||
|
3
|
Appoint a Corporate Auditor Yamamoto, Fusahiro
|
Management
|
For
|
For
|
||||||||||||||||||
|
4
|
Approve Payment of Bonuses to Directors
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
2,975,000
|
0
|
12-Jun-2017
|
12-Jun-2017
|
|||||||||||||||
|
ISUZU MOTORS LIMITED
|
||||||||||||||||||||||
|
Security
|
J24994113
|
Meeting Type
|
Annual General Meeting
|
|||||||||||||||||||
|
Ticker Symbol
|
Meeting Date
|
29-Jun-2017
|
||||||||||||||||||||
|
ISIN
|
JP3137200006
|
Agenda
|
708257464 - Management
|
|||||||||||||||||||
|
Record Date
|
31-Mar-2017
|
Holding Recon Date
|
31-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
TOKYO
|
/
|
Japan
|
Vote Deadline Date
|
27-Jun-2017
|
||||||||||||||||
|
SEDOL(s)
|
5101986 - 6467104 - B02H280 -
BHZL4R1
|
Quick Code
|
72020
|
|||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
Please reference meeting materials.
|
Non-Voting
|
|||||||||||||||||||||
|
1
|
Approve Appropriation of Surplus
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.1
|
Appoint a Director Katayama, Masanori
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.2
|
Appoint a Director Narimatsu, Yukio
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.3
|
Appoint a Director Takahashi, Shinichi
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.4
|
Appoint a Director Ito, Masatoshi
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.1
|
Appoint a Corporate Auditor Shindo, Tetsuhiko
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.2
|
Appoint a Corporate Auditor Mikumo, Takashi
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
3.3
|
Appoint a Corporate Auditor Kawamura, Kanji
|
Management
|
For
|
For
|
||||||||||||||||||
|
4
|
Approve Payment of Bonuses to Directors
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2303
|
FMI International
Fund
|
9970
|
U.S. BANK
|
8,808,000
|
0
|
20-Jun-2017
|
20-Jun-2017
|
|||||||||||||||
|
POTASH CORPORATION OF SASKATCHEWAN INC.
|
||||||||||||||||||||||
|
Security
|
73755L107
|
Meeting Type
|
Special
|
|||||||||||||||||||
|
Ticker Symbol
|
POT
|
Meeting Date
|
03-Nov-2016
|
|||||||||||||||||||
|
ISIN
|
CA73755L1076
|
Agenda
|
934488885 - Management
|
|||||||||||||||||||
|
Record Date
|
22-Sep-2016
|
Holding Recon Date
|
22-Sep-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
Canada
|
Vote Deadline Date
|
31-Oct-2016
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
01
|
THE SPECIAL RESOLUTION (INCLUDED AS
APPENDIX B IN THE ACCOMPANYING JOINT
INFORMATION CIRCULAR) APPROVING A PLAN OF
ARRANGEMENT UNDER SECTION 192 OF THE
CANADA BUSINESS CORPORATIONS ACT,
INVOLVING, AMONG OTHERS, POTASH
CORPORATION OF SASKATCHEWAN INC. (THE
“CORPORATION”), SHAREHOLDERS OF THE
CORPORATION, AGRIUM INC., SHAREHOLDERS OF
AGRIUM INC. AND A NEWLY-INCORPORATED
PARENT ENTITY TO BE FORMED TO MANAGE AND
HOLD THE COMBINED BUSINESSES OF THE
CORPORATION AND AGRIUM INC., AS MORE
PARTICULARLY DESCRIBED IN THE INFORMATION
CIRCULAR.
|
Management
|
For |
|
For | |||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
13,122,000
|
0
|
18-Oct-2016
|
04-Nov-2016
|
|||||||||||||||
|
TWENTY-FIRST CENTURY FOX, INC.
|
||||||||||||||||||||||
|
Security
|
90130A200
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
FOX
|
Meeting Date
|
10-Nov-2016
|
|||||||||||||||||||
|
ISIN
|
US90130A2006
|
Agenda
|
934485269 - Management
|
|||||||||||||||||||
|
Record Date
|
13-Sep-2016
|
Holding Recon Date
|
13-Sep-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
09-Nov-2016
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: K. RUPERT MURDOCH
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: LACHLAN K. MURDOCH
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: DELPHINE ARNAULT
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: JAMES W. BREYER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: CHASE CAREY
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: DAVID F. DEVOE
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: VIET DINH
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: SIR RODERICK I.
EDDINGTON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: JAMES R. MURDOCH
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: JACQUES NASSER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: ROBERT S. SILBERMAN
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
1L.
|
ELECTION OF DIRECTOR: TIDJANE THIAM
|
Management
|
For
|
For
|
||||||||||||||||||
|
1M.
|
ELECTION OF DIRECTOR: JEFFREY W. UBBEN
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
PROPOSAL TO RATIFY THE SELECTION OF ERNST &
YOUNG LLP AS THE COMPANY’S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
7,456,000
|
0
|
07-Nov-2016
|
11-Nov-2016
|
|||||||||||||||
|
MICROSOFT CORPORATION
|
||||||||||||||||||||||
|
Security
|
594918104
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
MSFT
|
Meeting Date
|
30-Nov-2016
|
|||||||||||||||||||
|
ISIN
|
US5949181045
|
Agenda
|
934491224 - Management
|
|||||||||||||||||||
|
Record Date
|
30-Sep-2016
|
Holding Recon Date
|
30-Sep-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
29-Nov-2016
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: WILLIAM H. GATES III
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: TERI L. LIST-STOLL
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: G. MASON MORFIT
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: SATYA NADELLA
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: CHARLES H. NOSKI
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: HELMUT PANKE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: SANDRA E. PETERSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: CHARLES W. SCHARF
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: JOHN W. STANTON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: JOHN W. THOMPSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: PADMASREE WARRIOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT AUDITOR FOR FISCAL YEAR 2017
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
APPROVAL OF AMENDMENT TO OUR AMENDED
AND RESTATED ARTICLES OF INCORPORATION
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.
|
APPROVAL OF FRENCH SUB PLAN UNDER THE 2001
STOCK PLAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
6.
|
SHAREHOLDER PROPOSAL - REQUESTING
CERTAIN PROXY ACCESS BYLAW AMENDMENTS
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
2,888,000
|
0
|
18-Nov-2016
|
01-Dec-2016
|
|||||||||||||||
|
ROCKWELL AUTOMATION, INC.
|
||||||||||||||||||||||
|
Security
|
773903109
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
ROK
|
Meeting Date
|
07-Feb-2017
|
|||||||||||||||||||
|
ISIN
|
US7739031091
|
Agenda
|
934515050 - Management
|
|||||||||||||||||||
|
Record Date
|
12-Dec-2016
|
Holding Recon Date
|
12-Dec-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
06-Feb-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
A.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
STEVEN R. KALMANSON
|
For
|
For
|
|||||||||||||||||||
|
2
|
JAMES P. KEANE
|
For
|
For
|
|||||||||||||||||||
|
3
|
BLAKE D. MORET
|
For
|
For
|
|||||||||||||||||||
|
4
|
DONALD R. PARFET
|
For
|
For
|
|||||||||||||||||||
|
5
|
THOMAS W. ROSAMILIA
|
For
|
For
|
|||||||||||||||||||
|
B.
|
TO APPROVE THE SELECTION OF DELOITTE &
TOUCHE LLP AS THE CORPORATION’S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
|
Management
|
For
|
For
|
||||||||||||||||||
|
C.
|
TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE CORPORATION’S NAMED
EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
||||||||||||||||||
|
D.
|
TO APPROVE, ON AN ADVISORY BASIS, THE
FREQUENCY OF THE VOTE ON THE
COMPENSATION OF THE CORPORATION’S NAMED
EXECUTIVE OFFICERS.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
600,000
|
0
|
02-Feb-2017
|
08-Feb-2017
|
|||||||||||||||
|
ACCENTURE PLC
|
||||||||||||||||||||||
|
Security
|
G1151C101
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
ACN
|
Meeting Date
|
10-Feb-2017
|
|||||||||||||||||||
|
ISIN
|
IE00B4BNMY34
|
Agenda
|
934516874 - Management
|
|||||||||||||||||||
|
Record Date
|
12-Dec-2016
|
Holding Recon Date
|
12-Dec-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
09-Feb-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
RE-APPOINTMENT OF DIRECTOR: CHARLES H.
GIANCARLO
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
RE-APPOINTMENT OF DIRECTOR: HERBERT HAINER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
RE-APPOINTMENT OF DIRECTOR: WILLIAM L.
KIMSEY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
RE-APPOINTMENT OF DIRECTOR: MARJORIE
MAGNER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
RE-APPOINTMENT OF DIRECTOR: NANCY
MCKINSTRY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
RE-APPOINTMENT OF DIRECTOR: PIERRE
NANTERME
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
RE-APPOINTMENT OF DIRECTOR: GILLES C.
PELISSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
RE-APPOINTMENT OF DIRECTOR: PAULA A. PRICE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
RE-APPOINTMENT OF DIRECTOR: ARUN SARIN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
RE-APPOINTMENT OF DIRECTOR: FRANK K. TANG
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
TO APPROVE, IN A NON-BINDING VOTE, THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
3.
|
TO RECOMMEND, IN A NON-BINDING VOTE,
WHETHER A SHAREHOLDER VOTE TO APPROVE
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3
YEARS.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
TO RATIFY, IN A NON-BINDING VOTE, THE
APPOINTMENT OF KPMG LLP (KPMG) AS THE
INDEPENDENT AUDITORS OF ACCENTURE AND TO
AUTHORIZE, IN A BINDING VOTE, THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO
DETERMINE KPMG’S REMUNERATION.
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.
|
TO GRANT THE BOARD OF DIRECTORS THE
AUTHORITY TO ISSUE SHARES UNDER IRISH LAW.
|
Management
|
For
|
For
|
||||||||||||||||||
|
6.
|
TO GRANT THE BOARD OF DIRECTORS THE
AUTHORITY TO OPT-OUT OF STATUTORY PRE-
EMPTION RIGHTS UNDER IRISH LAW.
|
Management
|
For
|
For
|
||||||||||||||||||
|
7.
|
TO DETERMINE THE PRICE RANGE AT WHICH
ACCENTURE CAN RE-ALLOT SHARES THAT IT
ACQUIRES AS TREASURY SHARES UNDER IRISH
LAW.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
2,256,000
|
0
|
06-Feb-2017
|
13-Feb-2017
|
|||||||||||||||
|
AMERISOURCEBERGEN CORPORATION
|
||||||||||||||||||||||
|
Security
|
03073E105
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
ABC
|
Meeting Date
|
02-Mar-2017
|
|||||||||||||||||||
|
ISIN
|
US03073E1055
|
Agenda
|
934520520 - Management
|
|||||||||||||||||||
|
Record Date
|
03-Jan-2017
|
Holding Recon Date
|
03-Jan-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
01-Mar-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: ORNELLA BARRA
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: STEVEN H. COLLIS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: DOUGLAS R. CONANT
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: D. MARK DURCAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: RICHARD W.
GOCHNAUER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: LON R. GREENBERG
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: JANE E. HENNEY, M.D.
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: KATHLEEN W. HYLE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: MICHAEL J. LONG
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: HENRY W. MCGEE
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
RATIFICATION OF APPOINTMENT OF OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
ADVISORY VOTE ON THE FREQUENCY OF A
STOCKHOLDER VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
5.
|
APPROVAL OF AN AMENDMENT TO OUR
CERTIFICATE OF INCORPORATION SO THAT
DIRECTORS MAY BE REMOVED WITH OR WITHOUT
CAUSE.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
2,538,000
|
0
|
14-Feb-2017
|
03-Mar-2017
|
|||||||||||||||
|
TE CONNECTIVITY LTD
|
||||||||||||||||||||||
|
Security
|
H84989104
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
TEL
|
Meeting Date
|
08-Mar-2017
|
|||||||||||||||||||
|
ISIN
|
CH0102993182
|
Agenda
|
934523362 - Management
|
|||||||||||||||||||
|
Record Date
|
12-Jan-2017
|
Holding Recon Date
|
12-Jan-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
Switzerland
|
Vote Deadline Date
|
06-Mar-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: PIERRE R. BRONDEAU
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: TERRENCE R. CURTIN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: CAROL A. (“JOHN”)
DAVIDSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: WILLIAM A. JEFFREY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: THOMAS J. LYNCH
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: YONG NAM
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: DANIEL J. PHELAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: PAULA A. SNEED
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: ABHIJIT Y. TALWALKAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: MARK C. TRUDEAU
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: JOHN C. VAN SCOTER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1L.
|
ELECTION OF DIRECTOR: LAURA H. WRIGHT
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF
THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
3A.
|
TO ELECT THE INDIVIDUAL MEMBERS OF THE
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: DANIEL J. PHELAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
3B.
|
TO ELECT THE INDIVIDUAL MEMBERS OF THE
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: PAULA A. SNEED
|
Management
|
For
|
For
|
||||||||||||||||||
|
3C.
|
TO ELECT THE INDIVIDUAL MEMBERS OF THE
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: JOHN C. VAN
SCOTER
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
TO ELECT DR. RENE SCHWARZENBACH, OF PROXY
VOTING SERVICES GMBH, OR ANOTHER
INDIVIDUAL REPRESENTATIVE OF PROXY VOTING
SERVICES GMBH IF DR. SCHWARZENBACH IS
UNABLE TO SERVE AT THE RELEVANT MEETING, AS
THE INDEPENDENT PROXY AT THE 2018 ANNUAL
MEETING OF TE CONNECTIVITY AND ANY
SHAREHOLDER MEETING THAT MAY BE HELD
PRIOR TO THAT MEETING
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1
|
TO APPROVE THE 2016 ANNUAL REPORT OF TE
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 30, 2016, THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 30, 2016 AND THE SWISS
COMPENSATION REPORT FOR THE FISCAL YEAR
ENDED SEPTEMBER 30, 2016)
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.2
|
TO APPROVE THE STATUTORY FINANCIAL
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 30, 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.3
|
TO APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 30, 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
6.
|
TO RELEASE THE MEMBERS OF THE BOARD OF
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 30, 2016
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
7.1
|
TO ELECT DELOITTE & TOUCHE LLP AS TE
CONNECTIVITY’S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017
|
Management
|
For
|
For
|
||||||||||||||||||
|
7.2
|
TO ELECT DELOITTE AG, ZURICH, SWITZERLAND,
AS TE CONNECTIVITY’S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
|
Management
|
For
|
For
|
||||||||||||||||||
|
7.3
|
TO ELECT PRICEWATERHOUSECOOPERS AG,
ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S
SPECIAL AUDITOR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF TE CONNECTIVITY
|
Management
|
For
|
For
|
||||||||||||||||||
|
8.
|
AN ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
9.
|
AN ADVISORY VOTE ON THE FREQUENCY OF THE
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
10.
|
TO APPROVE THE TE CONNECTIVITY LTD. 2007
STOCK AND INCENTIVE PLAN (AS AMENDED AND
RESTATED) INCLUDING THE AUTHORIZATION OF
THE ISSUANCE OF ADDITIONAL SHARES
THEREUNDER
|
Management
|
For
|
For
|
||||||||||||||||||
|
11.
|
A BINDING VOTE TO APPROVE FISCAL YEAR 2018
MAXIMUM AGGREGATE COMPENSATION AMOUNT
FOR EXECUTIVE MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||
|
12.
|
A BINDING VOTE TO APPROVE FISCAL YEAR 2018
MAXIMUM AGGREGATE COMPENSATION AMOUNT
FOR THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
13.
|
TO APPROVE THE CARRYFORWARD OF
UNAPPROPRIATED ACCUMULATED EARNINGS AT
SEPTEMBER 30, 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
14.
|
TO APPROVE A DIVIDEND PAYMENT TO
SHAREHOLDERS EQUAL TO $1.60 PER ISSUED
SHARE TO BE PAID IN FOUR EQUAL QUARTERLY
INSTALLMENTS OF $0.40 STARTING WITH THE
THIRD FISCAL QUARTER OF 2017 AND ENDING IN
THE SECOND FISCAL QUARTER OF 2018 PURSUANT
TO THE TERMS OF THE DIVIDEND RESOLUTION
|
Management
|
For
|
For
|
||||||||||||||||||
|
15.
|
TO APPROVE AN AUTHORIZATION RELATING TO TE
CONNECTIVITY’S SHARE REPURCHASE PROGRAM
|
Management
|
For
|
For
|
||||||||||||||||||
|
16.
|
TO APPROVE A REDUCTION OF SHARE CAPITAL
FOR SHARES ACQUIRED UNDER TE
CONNECTIVITY’S SHARE REPURCHASE PROGRAM
AND RELATED AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF TE CONNECTIVITY LTD.
|
Management
|
For
|
For
|
||||||||||||||||||
|
17.
|
TO APPROVE ANY ADJOURNMENTS OR
POSTPONEMENTS OF THE MEETING
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
3,233,000
|
0
|
23-Feb-2017
|
08-Mar-2017
|
|||||||||||||||
|
TE CONNECTIVITY LTD
|
||||||||||||||||||||||
|
Security
|
H84989104
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
TEL
|
Meeting Date
|
08-Mar-2017
|
|||||||||||||||||||
|
ISIN
|
CH0102993182
|
Agenda
|
934532690 - Management
|
|||||||||||||||||||
|
Record Date
|
16-Feb-2017
|
Holding Recon Date
|
16-Feb-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
Switzerland
|
Vote Deadline Date
|
06-Mar-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: PIERRE R. BRONDEAU
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: TERRENCE R. CURTIN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: CAROL A. (“JOHN”)
DAVIDSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: WILLIAM A. JEFFREY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: THOMAS J. LYNCH
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: YONG NAM
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: DANIEL J. PHELAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: PAULA A. SNEED
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: ABHIJIT Y. TALWALKAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: MARK C. TRUDEAU
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: JOHN C. VAN SCOTER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1L.
|
ELECTION OF DIRECTOR: LAURA H. WRIGHT
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF
THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
3A.
|
TO ELECT THE INDIVIDUAL MEMBERS OF THE
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: DANIEL J. PHELAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
3B.
|
TO ELECT THE INDIVIDUAL MEMBERS OF THE
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: PAULA A. SNEED
|
Management
|
For
|
For
|
||||||||||||||||||
|
3C.
|
TO ELECT THE INDIVIDUAL MEMBERS OF THE
MANAGEMENT DEVELOPMENT AND
COMPENSATION COMMITTEE: JOHN C. VAN
SCOTER
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
TO ELECT DR. RENE SCHWARZENBACH, OF PROXY
VOTING SERVICES GMBH, OR ANOTHER
INDIVIDUAL REPRESENTATIVE OF PROXY VOTING
SERVICES GMBH IF DR. SCHWARZENBACH IS
UNABLE TO SERVE AT THE RELEVANT MEETING, AS
THE INDEPENDENT PROXY AT THE 2018 ANNUAL
MEETING OF TE CONNECTIVITY AND ANY
SHAREHOLDER MEETING THAT MAY BE HELD
PRIOR TO THAT MEETING
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.1
|
TO APPROVE THE 2016 ANNUAL REPORT OF TE
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 30, 2016, THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 30, 2016 AND THE SWISS
COMPENSATION REPORT FOR THE FISCAL YEAR
ENDED SEPTEMBER 30, 2016)
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.2
|
TO APPROVE THE STATUTORY FINANCIAL
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 30, 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.3
|
TO APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 30, 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
6.
|
TO RELEASE THE MEMBERS OF THE BOARD OF
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 30, 2016
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
7.1
|
TO ELECT DELOITTE & TOUCHE LLP AS TE
CONNECTIVITY’S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017
|
Management
|
For
|
For
|
||||||||||||||||||
|
7.2
|
TO ELECT DELOITTE AG, ZURICH, SWITZERLAND,
AS TE CONNECTIVITY’S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
|
Management
|
For
|
For
|
||||||||||||||||||
|
7.3
|
TO ELECT PRICEWATERHOUSECOOPERS AG,
ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S
SPECIAL AUDITOR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF TE CONNECTIVITY
|
Management
|
For
|
For
|
||||||||||||||||||
|
8.
|
AN ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
9.
|
AN ADVISORY VOTE ON THE FREQUENCY OF THE
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
10.
|
TO APPROVE THE TE CONNECTIVITY LTD. 2007
STOCK AND INCENTIVE PLAN (AS AMENDED AND
RESTATED) INCLUDING THE AUTHORIZATION OF
THE ISSUANCE OF ADDITIONAL SHARES
THEREUNDER
|
Management
|
For
|
For
|
||||||||||||||||||
|
11.
|
A BINDING VOTE TO APPROVE FISCAL YEAR 2018
MAXIMUM AGGREGATE COMPENSATION AMOUNT
FOR EXECUTIVE MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||
|
12.
|
A BINDING VOTE TO APPROVE FISCAL YEAR 2018
MAXIMUM AGGREGATE COMPENSATION AMOUNT
FOR THE BOARD OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
13.
|
TO APPROVE THE CARRYFORWARD OF
UNAPPROPRIATED ACCUMULATED EARNINGS AT
SEPTEMBER 30, 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
14.
|
TO APPROVE A DIVIDEND PAYMENT TO
SHAREHOLDERS EQUAL TO $1.60 PER ISSUED
SHARE TO BE PAID IN FOUR EQUAL QUARTERLY
INSTALLMENTS OF $0.40 STARTING WITH THE
THIRD FISCAL QUARTER OF 2017 AND ENDING IN
THE SECOND FISCAL QUARTER OF 2018 PURSUANT
TO THE TERMS OF THE DIVIDEND RESOLUTION
|
Management
|
For
|
For
|
||||||||||||||||||
|
15.
|
TO APPROVE AN AUTHORIZATION RELATING TO TE
CONNECTIVITY’S SHARE REPURCHASE PROGRAM
|
Management
|
For
|
For
|
||||||||||||||||||
|
16.
|
TO APPROVE A REDUCTION OF SHARE CAPITAL
FOR SHARES ACQUIRED UNDER TE
CONNECTIVITY’S SHARE REPURCHASE PROGRAM
AND RELATED AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF TE CONNECTIVITY LTD.
|
Management
|
For
|
For
|
||||||||||||||||||
|
17.
|
TO APPROVE ANY ADJOURNMENTS OR
POSTPONEMENTS OF THE MEETING
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
3,233,000
|
0
|
24-Feb-2017
|
08-Mar-2017
|
|||||||||||||||
|
LEVEL 3 COMMUNICATIONS, INC.
|
||||||||||||||||||||||
|
Security
|
52729N308
|
Meeting Type
|
Special
|
|||||||||||||||||||
|
Ticker Symbol
|
LVLT
|
Meeting Date
|
16-Mar-2017
|
|||||||||||||||||||
|
ISIN
|
US52729N3089
|
Agenda
|
934530999 - Management
|
|||||||||||||||||||
|
Record Date
|
25-Jan-2017
|
Holding Recon Date
|
25-Jan-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
15-Mar-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.
|
MERGER PROPOSAL. PROPOSAL TO ADOPT THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 31, 2016, AMONG LEVEL 3
COMMUNICATIONS, INC. (“LEVEL 3”), CENTURYLINK,
INC. (“CENTURYLINK”), WILDCAT MERGER SUB 1
LLC (“MERGER SUB 1”) AND WWG MERGER SUB
LLC, PURSUANT TO WHICH MERGER SUB 1, A
WHOLLY OWNED SUBSIDIARY OF CENTURYLINK,
WILL MERGE WITH AND INTO LEVEL 3, WITH LEVEL
3 SURVIVING THE MERGER AS A WHOLLY OWNED
SUBSIDIARY OF CENTURYLINK; AND TO APPROVE
THE MERGER.
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
COMPENSATION PROPOSAL. PROPOSAL TO
APPROVE, ON A NON-BINDING, ADVISORY BASIS,
THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO LEVEL 3’S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER, AND THE AGREEMENTS AND
UNDERSTANDINGS PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME
PAYABLE.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
ADJOURNMENT PROPOSAL. PROPOSAL TO
APPROVE THE ADJOURNMENT OR POSTPONEMENT
OF THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE TO SOLICIT PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER
PROPOSAL (PROPOSAL 1).
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
2,575,000
|
0
|
13-Mar-2017
|
17-Mar-2017
|
|||||||||||||||
|
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
|
||||||||||||||||||||||
|
Security
|
806857108
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
SLB
|
Meeting Date
|
05-Apr-2017
|
|||||||||||||||||||
|
ISIN
|
AN8068571086
|
Agenda
|
934533705 - Management
|
|||||||||||||||||||
|
Record Date
|
15-Feb-2017
|
Holding Recon Date
|
15-Feb-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
04-Apr-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: PETER L.S. CURRIE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON
DARKES
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: PAAL KIBSGAARD
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: HELGE LUND
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: MICHAEL E. MARKS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: INDRA K. NOOYI
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: LUBNA S. OLAYAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: LEO RAFAEL REIF
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: TORE I. SANDVOLD
|
Management
|
For
|
For
|
||||||||||||||||||
|
1L.
|
ELECTION OF DIRECTOR: HENRI SEYDOUX
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
TO APPROVE, ON AN ADVISORY BASIS, THE
COMPANY’S EXECUTIVE COMPENSATION.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
3.
|
TO CONDUCT AN ADVISORY VOTE ON THE
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
TO APPROVE THE COMPANY’S 2016 FINANCIAL
STATEMENTS AND THE BOARD’S 2016
DECLARATIONS OF DIVIDENDS.
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.
|
TO APPROVE THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY’S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
6.
|
TO APPROVE THE ADOPTION OF THE 2017
SCHLUMBERGER OMNIBUS STOCK INCENTIVE
PLAN.
|
Management
|
For
|
For
|
||||||||||||||||||
|
7.
|
TO APPROVE AN AMENDMENT AND RESTATEMENT
OF THE SCHLUMBERGER DISCOUNTED STOCK
PURCHASE PLAN.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
3,002,000
|
0
|
31-Mar-2017
|
06-Apr-2017
|
|||||||||||||||
|
NESTLE S.A.
|
||||||||||||||||||||||
|
Security
|
641069406
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
NSRGY
|
Meeting Date
|
06-Apr-2017
|
|||||||||||||||||||
|
ISIN
|
US6410694060
|
Agenda
|
934543667 - Management
|
|||||||||||||||||||
|
Record Date
|
24-Feb-2017
|
Holding Recon Date
|
24-Feb-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
29-Mar-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
APPROVAL OF THE ANNUAL REVIEW, THE
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ACCEPTANCE OF THE COMPENSATION REPORT
2016 (ADVISORY VOTE)
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
DISCHARGE TO THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE MANAGEMENT
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
APPROPRIATION OF PROFIT RESULTING FROM THE
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
4AA
|
RE-ELECTION TO THE BOARD OF DIRECTOR: MR
PAUL BULCKE
|
Management
|
For
|
For
|
||||||||||||||||||
|
4AB
|
RE-ELECTION TO THE BOARD OF DIRECTOR: MR
ANDREAS KOOPMANN
|
Management
|
For
|
For
|
||||||||||||||||||
|
4AC
|
RE-ELECTION TO THE BOARD OF DIRECTOR: MR
HENRI DE CASTRIES
|
Management
|
For
|
For
|
||||||||||||||||||
|
4AD
|
RE-ELECTION TO THE BOARD OF DIRECTOR: MR
BEAT W. HESS
|
Management
|
For
|
For
|
||||||||||||||||||
|
4AE
|
RE-ELECTION TO THE BOARD OF DIRECTOR: MR
RENATO FASSBIND
|
Management
|
For
|
For
|
||||||||||||||||||
|
4AF
|
RE-ELECTION TO THE BOARD OF DIRECTOR: MR
STEVEN G. HOCH
|
Management
|
For
|
For
|
||||||||||||||||||
|
4AG
|
RE-ELECTION TO THE BOARD OF DIRECTOR: MS
NAINA LAL KIDWAI
|
Management
|
For
|
For
|
||||||||||||||||||
|
4AH
|
RE-ELECTION TO THE BOARD OF DIRECTOR: MR
JEAN-PIERRE ROTH
|
Management
|
For
|
For
|
||||||||||||||||||
|
4AI
|
RE-ELECTION TO THE BOARD OF DIRECTOR: MS
ANN M. VENEMAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
4AJ
|
RE-ELECTION TO THE BOARD OF DIRECTOR: MS
EVA CHENG
|
Management
|
For
|
For
|
||||||||||||||||||
|
4AK
|
RE-ELECTION TO THE BOARD OF DIRECTOR: MS
RUTH K. ONIANG’O
|
Management
|
For
|
For
|
||||||||||||||||||
|
4AL
|
RE-ELECTION TO THE BOARD OF DIRECTOR: MR
PATRICK AEBISCHER
|
Management
|
For
|
For
|
||||||||||||||||||
|
4BA
|
ELECTION TO THE BOARD OF DIRECTOR: MR ULF
MARK SCHNEIDER
|
Management
|
For
|
For
|
||||||||||||||||||
|
4BB
|
ELECTION TO THE BOARD OF DIRECTOR: MS
URSULA M. BURNS
|
Management
|
For
|
For
|
||||||||||||||||||
|
4C.
|
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR MR PAUL BULCKE
|
Management
|
For
|
For
|
||||||||||||||||||
|
4DA
|
ELECTION OF THE MEMBER OF THE
COMPENSATION COMMITTEE: MR BEAT W. HESS
|
Management
|
For
|
For
|
||||||||||||||||||
|
4DB
|
ELECTION OF THE MEMBER OF THE
COMPENSATION COMMITTEE: MR ANDREAS
KOOPMANN
|
Management
|
For
|
For
|
||||||||||||||||||
|
4DC
|
ELECTION OF THE MEMBER OF THE
COMPENSATION COMMITTEE: MR JEAN-PIERRE
ROTH
|
Management
|
For
|
For
|
||||||||||||||||||
|
4DD
|
ELECTION OF THE MEMBER OF THE
COMPENSATION COMMITTEE: MR PATRICK
AEBISCHER
|
Management
|
For
|
For
|
||||||||||||||||||
|
4E.
|
ELECTION OF THE STATUTORY AUDITORS KPMG
SA, GENEVA BRANCH
|
Management
|
For
|
For
|
||||||||||||||||||
|
4F.
|
ELECTION OF THE INDEPENDENT
REPRESENTATIVE, HARTMANN DREYER,
ATTORNEYS-AT-LAW
|
Management
|
For
|
For
|
||||||||||||||||||
|
5A.
|
APPROVAL OF THE COMPENSATION OF THE BOARD
OF DIRECTORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
5B.
|
APPROVAL OF THE COMPENSATION OF THE
EXECUTIVE BOARD
|
Management
|
For
|
For
|
||||||||||||||||||
|
6.
|
IN THE EVENT OF ANY YET UNKNOWN OR
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS: “FOR” = VOTE FOR ANY SUCH YET
UNKNOWN PROPOSAL; “AGAINST” = VOTE AGAINST
ANY SUCH YET UNKNOWN PROPOSAL; “ABSTAIN” =
ABSTAIN
|
Shareholder
|
Abstain
|
Against
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
1,655,000
|
0
|
27-Mar-2017
|
31-Mar-2017
|
|||||||||||||||
|
THE BANK OF NEW YORK MELLON CORPORATION
|
||||||||||||||||||||||
|
Security
|
064058100
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
BK
|
Meeting Date
|
11-Apr-2017
|
|||||||||||||||||||
|
ISIN
|
US0640581007
|
Agenda
|
934544063 - Management
|
|||||||||||||||||||
|
Record Date
|
10-Feb-2017
|
Holding Recon Date
|
10-Feb-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
10-Apr-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: LINDA Z. COOK
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: EDWARD P. GARDEN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: GERALD L. HASSELL
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: JOHN M. HINSHAW
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: EDMUND F. KELLY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: JOHN A. LUKE, JR.
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: JENNIFER B. MORGAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: MARK A. NORDENBERG
|
Management
|
For
|
For
|
||||||||||||||||||
|
1L.
|
ELECTION OF DIRECTOR: ELIZABETH E. ROBINSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1M.
|
ELECTION OF DIRECTOR: SAMUEL C. SCOTT III
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
ADVISORY RESOLUTION TO APPROVE THE 2016
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
PROPOSAL TO RECOMMEND, BY NON-BINDING
VOTE, THE FREQUENCY OF STOCKHOLDER
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
RATIFICATION OF KPMG LLP AS OUR INDEPENDENT
AUDITOR FOR 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.
|
STOCKHOLDER PROPOSAL REGARDING A PROXY
VOTING REVIEW REPORT.
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
4,795,000
|
0
|
31-Mar-2017
|
12-Apr-2017
|
|||||||||||||||
|
STANLEY BLACK & DECKER, INC.
|
||||||||||||||||||||||
|
Security
|
854502101
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
SWK
|
Meeting Date
|
20-Apr-2017
|
|||||||||||||||||||
|
ISIN
|
US8545021011
|
Agenda
|
934535088 - Management
|
|||||||||||||||||||
|
Record Date
|
17-Feb-2017
|
Holding Recon Date
|
17-Feb-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
19-Apr-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: ANDREA J. AYERS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: GEORGE W. BUCKLEY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: PATRICK D. CAMPBELL
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: CARLOS M. CARDOSO
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: ROBERT B. COUTTS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: DEBRA A. CREW
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: MICHAEL D. HANKIN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: JAMES M. LOREE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: MARIANNE M. PARRS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: ROBERT L. RYAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
APPROVE 2017 MANAGEMENT INCENTIVE
COMPENSATION PLAN.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY’S NAMED
EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
RECOMMEND, ON AN ADVISORY BASIS, THE
FREQUENCY WITH WHICH THE COMPANY SHOULD
CONDUCT FUTURE SHAREHOLDER ADVISORY
VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
5.
|
APPROVE THE SELECTION OF ERNST & YOUNG LLP
AS THE COMPANY’S INDEPENDENT AUDITORS FOR
THE COMPANY’S 2017 FISCAL YEAR.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
1,700,000
|
0
|
13-Apr-2017
|
21-Apr-2017
|
|||||||||||||||
|
HONEYWELL INTERNATIONAL INC.
|
||||||||||||||||||||||
|
Security
|
438516106
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
HON
|
Meeting Date
|
24-Apr-2017
|
|||||||||||||||||||
|
ISIN
|
US4385161066
|
Agenda
|
934539567 - Management
|
|||||||||||||||||||
|
Record Date
|
24-Feb-2017
|
Holding Recon Date
|
24-Feb-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
21-Apr-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: DARIUS ADAMCZYK
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: WILLIAM S. AYER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: KEVIN BURKE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: JAIME CHICO PARDO
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: DAVID M. COTE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: D. SCOTT DAVIS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: LINNET F. DEILY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: JUDD GREGG
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: CLIVE HOLLICK
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: GRACE D. LIEBLEIN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: GEORGE PAZ
|
Management
|
For
|
For
|
||||||||||||||||||
|
1L.
|
ELECTION OF DIRECTOR: BRADLEY T. SHEARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
1M.
|
ELECTION OF DIRECTOR: ROBIN L. WASHINGTON
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
ADVISORY VOTE ON THE FREQUENCY OF FUTURE
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
3.
|
ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
4.
|
APPROVAL OF INDEPENDENT ACCOUNTANTS.
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.
|
INDEPENDENT BOARD CHAIRMAN.
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
6.
|
POLITICAL LOBBYING AND CONTRIBUTIONS.
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
2,325,000
|
0
|
18-Apr-2017
|
25-Apr-2017
|
|||||||||||||||
|
PACCAR INC
|
||||||||||||||||||||||
|
Security
|
693718108
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
PCAR
|
Meeting Date
|
25-Apr-2017
|
|||||||||||||||||||
|
ISIN
|
US6937181088
|
Agenda
|
934543136 - Management
|
|||||||||||||||||||
|
Record Date
|
28-Feb-2017
|
Holding Recon Date
|
28-Feb-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
24-Apr-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF CLASS I DIRECTOR: BETH E. FORD
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF CLASS I DIRECTOR: KIRK S.
HACHIGIAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF CLASS I DIRECTOR: RODERICK C.
MCGEARY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF CLASS I DIRECTOR: MARK A. SCHULZ
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
ADVISORY RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
3.
|
ADVISORY VOTE ON THE FREQUENCY OF
EXECUTIVE COMPENSATION VOTES
|
Management
|
1 Year
|
Against
|
||||||||||||||||||
|
4.
|
STOCKHOLDER PROPOSAL TO ELIMINATE
SUPERMAJORITY VOTING
|
Shareholder
|
For
|
Against
|
||||||||||||||||||
|
5.
|
STOCKHOLDER PROPOSAL TO PROVIDE PROXY
ACCESS
|
Shareholder
|
For
|
Against
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
3,333,000
|
0
|
04-Apr-2017
|
26-Apr-2017
|
|||||||||||||||
|
UNILEVER PLC
|
||||||||||||||||||||||
|
Security
|
904767704
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
UL
|
Meeting Date
|
27-Apr-2017
|
|||||||||||||||||||
|
ISIN
|
US9047677045
|
Agenda
|
934557781 - Management
|
|||||||||||||||||||
|
Record Date
|
10-Mar-2017
|
Holding Recon Date
|
10-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
17-Apr-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.
|
TO RECEIVE THE REPORT AND ACCOUNTS FOR
THE YEAR ENDED 31 DECEMBER 2016
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
TO APPROVE THE DIRECTORS’ REMUNERATION
REPORT
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
TO APPROVE THE DIRECTORS’ REMUNERATION
POLICY
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
TO APPROVE THE UNILEVER SHARE PLAN 2017
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.
|
TO RE-ELECT MR N S ANDERSEN AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
6.
|
TO RE-ELECT MRS L M CHA AS A NON-EXECUTIVE
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
7.
|
TO RE-ELECT MR V COLAO AS A NON-EXECUTIVE
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
8.
|
TO RE-ELECT DR M DEKKERS AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
9.
|
TO RE-ELECT MS A M FUDGE AS A NON-EXECUTIVE
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
10.
|
TO RE-ELECT DR J HARTMANN AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
11.
|
TO RE-ELECT MS M MA AS A NON-EXECUTIVE
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
12.
|
TO RE-ELECT MR S MASIYIWA AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
13.
|
TO RE-ELECT PROFESSOR Y MOON AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
14.
|
TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
15.
|
TO RE-ELECT MR P G J M POLMAN AS AN
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
16.
|
TO RE-ELECT MR J RISHTON AS A NON-EXECUTIVE
DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
17.
|
TO RE-ELECT MR F SIJBESMA AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
For
|
For
|
||||||||||||||||||
|
18.
|
TO REAPPOINT KPMG LLP AS AUDITORS OF THE
COMPANY
|
Management
|
For
|
For
|
||||||||||||||||||
|
19.
|
TO AUTHORISE THE DIRECTORS TO FIX THE
REMUNERATION OF THE AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
20.
|
TO AUTHORISE POLITICAL DONATIONS AND
EXPENDITURE
|
Management
|
For
|
For
|
||||||||||||||||||
|
21.
|
TO RENEW THE AUTHORITY TO DIRECTORS TO
ISSUE SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
22.
|
TO RENEW THE AUTHORITY TO DIRECTORS TO
DISAPPLY PRE-EMPTION RIGHTS
|
Management
|
For
|
For
|
||||||||||||||||||
|
23.
|
TO RENEW THE AUTHORITY TO DIRECTORS TO
DISAPPLY PRE-EMPTION RIGHTS FOR THE
PURPOSES OF ACQUISITIONS OR CAPITAL
INVESTMENTS
|
Management
|
For
|
For
|
||||||||||||||||||
|
24.
|
TO RENEW THE AUTHORITY TO THE COMPANY TO
PURCHASE ITS OWN SHARES
|
Management
|
For
|
For
|
||||||||||||||||||
|
25.
|
TO SHORTEN THE NOTICE PERIOD FOR GENERAL
MEETINGS
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
4,915,000
|
0
|
13-Apr-2017
|
19-Apr-2017
|
|||||||||||||||
|
AMERICAN EXPRESS COMPANY
|
||||||||||||||||||||||
|
Security
|
025816109
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
AXP
|
Meeting Date
|
01-May-2017
|
|||||||||||||||||||
|
ISIN
|
US0258161092
|
Agenda
|
934545231 - Management
|
|||||||||||||||||||
|
Record Date
|
03-Mar-2017
|
Holding Recon Date
|
03-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
28-Apr-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: JOHN J. BRENNAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: URSULA M. BURNS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: KENNETH I. CHENAULT
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: PETER CHERNIN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: RALPH DE LA VEGA
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: ANNE L. LAUVERGEON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: MICHAEL O. LEAVITT
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: THEODORE J. LEONSIS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: RICHARD C. LEVIN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: SAMUEL J. PALMISANO
|
Management
|
For
|
For
|
||||||||||||||||||
|
1L.
|
ELECTION OF DIRECTOR: DANIEL L. VASELLA
|
Management
|
For
|
For
|
||||||||||||||||||
|
1M.
|
ELECTION OF DIRECTOR: ROBERT D. WALTER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1N.
|
ELECTION OF DIRECTOR: RONALD A. WILLIAMS
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
RATIFICATION OF APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
APPROVAL, ON AN ADVISORY BASIS, OF THE
COMPANY’S EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
ADVISORY RESOLUTION TO APPROVE THE
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPANY’S EXECUTIVE COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
5.
|
SHAREHOLDER PROPOSAL TO PERMIT
SHAREHOLDERS TO ACT BY WRITTEN CONSENT.
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
6.
|
SHAREHOLDER PROPOSAL TO REQUIRE GENDER
PAY EQUITY DISCLOSURE.
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
2,304,000
|
0
|
21-Apr-2017
|
02-May-2017
|
|||||||||||||||
|
EXPEDITORS INT’L OF WASHINGTON, INC.
|
||||||||||||||||||||||
|
Security
|
302130109
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
EXPD
|
Meeting Date
|
02-May-2017
|
|||||||||||||||||||
|
ISIN
|
US3021301094
|
Agenda
|
934546081 - Management
|
|||||||||||||||||||
|
Record Date
|
07-Mar-2017
|
Holding Recon Date
|
07-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
01-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: ROBERT R. WRIGHT
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: GLENN M. ALGER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: JAMES M. DUBOIS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: MARK A. EMMERT
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: DIANE H. GULYAS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: RICHARD B. MCCUNE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: ALAIN MONIE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: JEFFREY S. MUSSER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: LIANE J. PELLETIER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: TAY YOSHITANI
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
APPROVE THE FREQUENCY OF ADVISORY VOTES
ON EXECUTIVE COMPENSATION
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
APPROVE 2017 OMNIBUS INCENTIVE PLAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.
|
RATIFICATION OF INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
|
Management
|
For
|
For
|
||||||||||||||||||
|
6.
|
SHAREHOLDER PROPOSAL: LINK EXECUTIVE
COMPENSATION TO SUSTAINABILITY
PERFORMANCE
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
4,122,000
|
0
|
21-Apr-2017
|
03-May-2017
|
|||||||||||||||
|
BERKSHIRE HATHAWAY INC.
|
||||||||||||||||||||||
|
Security
|
084670702
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
BRKB
|
Meeting Date
|
06-May-2017
|
|||||||||||||||||||
|
ISIN
|
US0846707026
|
Agenda
|
934542196 - Management
|
|||||||||||||||||||
|
Record Date
|
08-Mar-2017
|
Holding Recon Date
|
08-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
05-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
WARREN E. BUFFETT
|
For
|
For
|
|||||||||||||||||||
|
2
|
CHARLES T. MUNGER
|
For
|
For
|
|||||||||||||||||||
|
3
|
HOWARD G. BUFFETT
|
For
|
For
|
|||||||||||||||||||
|
4
|
STEPHEN B. BURKE
|
For
|
For
|
|||||||||||||||||||
|
5
|
SUSAN L. DECKER
|
For
|
For
|
|||||||||||||||||||
|
6
|
WILLIAM H. GATES III
|
For
|
For
|
|||||||||||||||||||
|
7
|
DAVID S. GOTTESMAN
|
For
|
For
|
|||||||||||||||||||
|
8
|
CHARLOTTE GUYMAN
|
For
|
For
|
|||||||||||||||||||
|
9
|
THOMAS S. MURPHY
|
For
|
For
|
|||||||||||||||||||
|
10
|
RONALD L. OLSON
|
For
|
For
|
|||||||||||||||||||
|
11
|
WALTER SCOTT, JR.
|
For
|
For
|
|||||||||||||||||||
|
12
|
MERYL B. WITMER
|
For
|
For
|
|||||||||||||||||||
|
2.
|
NON-BINDING RESOLUTION TO APPROVE THE
COMPENSATION OF THE COMPANY’S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2017
PROXY STATEMENT.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
NON-BINDING RESOLUTION TO DETERMINE THE
FREQUENCY (WHETHER ANNUAL, BIENNIAL OR
TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE
COMPANY SHALL BE ENTITLED TO HAVE AN
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
|
Management
|
3 Years
|
For
|
||||||||||||||||||
|
4.
|
SHAREHOLDER PROPOSAL REGARDING POLITICAL
CONTRIBUTIONS.
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
5.
|
SHAREHOLDER PROPOSAL REGARDING METHANE
GAS EMISSIONS.
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
6.
|
SHAREHOLDER PROPOSAL REGARDING DIVESTING
OF INVESTMENTS IN COMPANIES INVOLVED WITH
FOSSIL FUELS.
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
1,972,000
|
0
|
01-May-2017
|
08-May-2017
|
|||||||||||||||
|
POTASH CORPORATION OF SASKATCHEWAN INC.
|
||||||||||||||||||||||
|
Security
|
73755L107
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
POT
|
Meeting Date
|
09-May-2017
|
|||||||||||||||||||
|
ISIN
|
CA73755L1076
|
Agenda
|
934551587 - Management
|
|||||||||||||||||||
|
Record Date
|
13-Mar-2017
|
Holding Recon Date
|
13-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
Canada
|
Vote Deadline Date
|
04-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
01
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
C.M. BURLEY
|
For
|
For
|
|||||||||||||||||||
|
2
|
D.G. CHYNOWETH
|
For
|
For
|
|||||||||||||||||||
|
3
|
J.W. ESTEY
|
For
|
For
|
|||||||||||||||||||
|
4
|
G.W. GRANDEY
|
For
|
For
|
|||||||||||||||||||
|
5
|
C.S. HOFFMAN
|
For
|
For
|
|||||||||||||||||||
|
6
|
A.D. LABERGE
|
For
|
For
|
|||||||||||||||||||
|
7
|
C.E. MADERE
|
For
|
For
|
|||||||||||||||||||
|
8
|
K.G. MARTELL
|
For
|
For
|
|||||||||||||||||||
|
9
|
A.W. REGENT
|
For
|
For
|
|||||||||||||||||||
|
10
|
J.E. TILK
|
For
|
For
|
|||||||||||||||||||
|
11
|
Z.A. YUJNOVICH
|
For
|
For
|
|||||||||||||||||||
|
02
|
THE APPOINTMENT OF DELOITTE LLP AS AUDITORS
OF THE CORPORATION UNTIL THE CLOSE OF THE
NEXT ANNUAL MEETING.
|
Management
|
For
|
For
|
||||||||||||||||||
|
03
|
THE ADVISORY RESOLUTION ACCEPTING THE
CORPORATION’S APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
11,672,000
|
0
|
01-May-2017
|
10-May-2017
|
|||||||||||||||
|
THE PROGRESSIVE CORPORATION
|
||||||||||||||||||||||
|
Security
|
743315103
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
PGR
|
Meeting Date
|
12-May-2017
|
|||||||||||||||||||
|
ISIN
|
US7433151039
|
Agenda
|
934577531 - Management
|
|||||||||||||||||||
|
Record Date
|
17-Mar-2017
|
Holding Recon Date
|
17-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
11-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: STUART B.
BURGDOERFER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: CHARLES A. DAVIS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: ROGER N. FARAH
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: LAWTON W. FITT
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: SUSAN PATRICIA
GRIFFITH
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: JEFFREY D. KELLY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: PATRICK H. NETTLES,
PH.D.
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: GLENN M. RENWICK
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: BRADLEY T. SHEARES,
PH.D.
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: BARBARA R. SNYDER
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
APPROVE THE PROGRESSIVE CORPORATION 2017
EXECUTIVE ANNUAL INCENTIVE PLAN.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
APPROVE THE PROGRESSIVE CORPORATION 2017
DIRECTORS EQUITY INCENTIVE PLAN.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
4.
|
CAST AN ADVISORY VOTE TO APPROVE OUR
EXECUTIVE COMPENSATION PROGRAM.
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.
|
CAST AN ADVISORY VOTE ON THE FREQUENCY OF
THE SHAREHOLDER VOTE TO APPROVE OUR
EXECUTIVE COMPENSATION PROGRAM.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
6.
|
RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
5,522,000
|
0
|
27-Apr-2017
|
15-May-2017
|
|||||||||||||||
|
JPMORGAN CHASE & CO.
|
||||||||||||||||||||||
|
Security
|
46625H100
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
JPM
|
Meeting Date
|
16-May-2017
|
|||||||||||||||||||
|
ISIN
|
US46625H1005
|
Agenda
|
934561665 - Management
|
|||||||||||||||||||
|
Record Date
|
17-Mar-2017
|
Holding Recon Date
|
17-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
15-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: LINDA B. BAMMANN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: JAMES A. BELL
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: CRANDALL C. BOWLES
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: STEPHEN B. BURKE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: TODD A. COMBS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: JAMES S. CROWN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: JAMES DIMON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: TIMOTHY P. FLYNN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: LABAN P. JACKSON, JR.
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: MICHAEL A. NEAL
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: LEE R. RAYMOND
|
Management
|
For
|
For
|
||||||||||||||||||
|
1L.
|
ELECTION OF DIRECTOR: WILLIAM C. WELDON
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
ADVISORY RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
RATIFICATION OF INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
ADVISORY VOTE ON FREQUENCY OF ADVISORY
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
5.
|
INDEPENDENT BOARD CHAIRMAN
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
6.
|
VESTING FOR GOVERNMENT SERVICE
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
7.
|
CLAWBACK AMENDMENT
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
8.
|
GENDER PAY EQUITY
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
9.
|
HOW VOTES ARE COUNTED
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
10.
|
SPECIAL SHAREOWNER MEETINGS
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
2,928,000
|
0
|
10-May-2017
|
17-May-2017
|
|||||||||||||||
|
EBAY INC.
|
||||||||||||||||||||||
|
Security
|
278642103
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
EBAY
|
Meeting Date
|
18-May-2017
|
|||||||||||||||||||
|
ISIN
|
US2786421030
|
Agenda
|
934572074 - Management
|
|||||||||||||||||||
|
Record Date
|
20-Mar-2017
|
Holding Recon Date
|
20-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
17-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: FRED D. ANDERSON JR.
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: EDWARD W. BARNHOLT
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: ANTHONY J. BATES
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: LOGAN D. GREEN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: BONNIE S. HAMMER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: KATHLEEN C. MITIC
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: PIERRE M. OMIDYAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: PAUL S. PRESSLER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: ROBERT H. SWAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: THOMAS J. TIERNEY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: PERRY M. TRAQUINA
|
Management
|
For
|
For
|
||||||||||||||||||
|
1L.
|
ELECTION OF DIRECTOR: DEVIN N. WENIG
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
3.
|
ADVISORY VOTE TO APPROVE THE FREQUENCY
WITH WHICH THE ADVISORY VOTE TO APPROVE
NAMED EXECUTIVE OFFICER COMPENSATION
SHOULD BE HELD.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
RATIFICATION OF APPOINTMENT OF INDEPENDENT
AUDITORS.
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.
|
CONSIDERATION OF A STOCKHOLDER PROPOSAL
REGARDING RIGHT TO ACT BY WRITTEN CONSENT.
|
Shareholder
|
For
|
Against
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
7,336,000
|
0
|
12-May-2017
|
19-May-2017
|
|||||||||||||||
|
CERNER CORPORATION
|
||||||||||||||||||||||
|
Security
|
156782104
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
CERN
|
Meeting Date
|
24-May-2017
|
|||||||||||||||||||
|
ISIN
|
US1567821046
|
Agenda
|
934611167 - Management
|
|||||||||||||||||||
|
Record Date
|
29-Mar-2017
|
Holding Recon Date
|
29-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
23-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: JULIE L. GERBERDING,
M.D.
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: NEAL L. PATTERSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
RATIFICATION OF THE APPOINTMENT OF KPMG LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CERNER CORPORATION
FOR 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
APPROVAL, ON AN ADVISORY BASIS, OF THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
APPROVAL, ON AN ADVISORY BASIS, OF THE
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
APPROVAL OF THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
3,642,700
|
0
|
22-May-2017
|
25-May-2017
|
|||||||||||||||
|
LEVEL 3 COMMUNICATIONS, INC.
|
||||||||||||||||||||||
|
Security
|
52729N308
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
LVLT
|
Meeting Date
|
25-May-2017
|
|||||||||||||||||||
|
ISIN
|
US52729N3089
|
Agenda
|
934580158 - Management
|
|||||||||||||||||||
|
Record Date
|
31-Mar-2017
|
Holding Recon Date
|
31-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
24-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: JAMES O. ELLIS, JR.
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: JEFF K. STOREY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: KEVIN P. CHILTON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: STEVEN T. CLONTZ
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: IRENE M. ESTEVES
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: T. MICHAEL GLENN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: SPENCER B. HAYS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: MICHAEL J. MAHONEY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: KEVIN W. MOONEY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: PETER SEAH LIM HUAT
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: PETER VAN OPPEN
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
TO APPROVE, ON AN ADVISORY BASIS, THE NAMED
EXECUTIVE OFFICER EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
TO APPROVE A PROPOSAL OF THE FREQUENCY IN
WHICH OUR STOCKHOLDERS WILL CONDUCT AN
ADVISORY VOTE ON THE EXECUTIVE
COMPENSATION PROGRAM FOR OUR NAMED
EXECUTIVE OFFICERS.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
TO RATIFY THE APPOINTMENT OF OUR
INDEPENDENT AUDITOR.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
3,585,000
|
0
|
22-May-2017
|
26-May-2017
|
|||||||||||||||
|
OMNICOM GROUP INC.
|
||||||||||||||||||||||
|
Security
|
681919106
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
OMC
|
Meeting Date
|
25-May-2017
|
|||||||||||||||||||
|
ISIN
|
US6819191064
|
Agenda
|
934588926 - Management
|
|||||||||||||||||||
|
Record Date
|
05-Apr-2017
|
Holding Recon Date
|
05-Apr-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
24-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: JOHN D. WREN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: BRUCE CRAWFORD
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: ALAN R. BATKIN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: MARY C. CHOKSI
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: ROBERT CHARLES CLARK
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: LEONARD S. COLEMAN,
JR.
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: SUSAN S. DENISON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: DEBORAH J. KISSIRE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: JOHN R. MURPHY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: JOHN R. PURCELL
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: LINDA JOHNSON RICE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1L.
|
ELECTION OF DIRECTOR: VALERIE M. WILLIAMS
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
ADVISORY RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
ADVISORY VOTE ON THE FREQUENCY OF FUTURE
SHAREHOLDER ADVISORY RESOLUTIONS TO
APPROVE EXECUTIVE COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
RATIFICATION OF THE APPOINTMENT OF KPMG LLP
AS THE COMPANY’S INDEPENDENT AUDITORS FOR
THE 2017 FISCAL YEAR.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
2,429,000
|
0
|
22-May-2017
|
26-May-2017
|
|||||||||||||||
|
DOLLAR GENERAL CORPORATION
|
||||||||||||||||||||||
|
Security
|
256677105
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
DG
|
Meeting Date
|
31-May-2017
|
|||||||||||||||||||
|
ISIN
|
US2566771059
|
Agenda
|
934590755 - Management
|
|||||||||||||||||||
|
Record Date
|
23-Mar-2017
|
Holding Recon Date
|
23-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
30-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: WARREN F. BRYANT
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: MICHAEL M. CALBERT
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: SANDRA B. COCHRAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: PATRICIA D. FILI-
KRUSHEL
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: PAULA A. PRICE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: WILLIAM C. RHODES, III
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: DAVID B. RICKARD
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: TODD J. VASOS
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
TO APPROVE THE MATERIAL TERMS OF THE
PERFORMANCE GOALS UNDER DOLLAR GENERAL
CORPORATION’S AMENDED AND RESTATED 2007
STOCK INCENTIVE PLAN FOR PURPOSES OF
COMPENSATION DEDUCTIBILITY UNDER INTERNAL
REVENUE CODE SECTION 162(M) AND THE LIMIT ON
NON-EMPLOYEE DIRECTOR COMPENSATION SET
FORTH IN SUCH PLAN.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
TO APPROVE THE MATERIAL TERMS OF THE
PERFORMANCE GOALS UNDER DOLLAR GENERAL
CORPORATION’S AMENDED AND RESTATED
ANNUAL INCENTIVE PLAN FOR PURPOSES OF
COMPENSATION DEDUCTIBILITY UNDER INTERNAL
REVENUE CODE SECTION 162(M).
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
TO APPROVE, ON AN ADVISORY (NON-BINDING)
BASIS, THE COMPENSATION OF DOLLAR GENERAL
CORPORATION’S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.
|
TO RECOMMEND, ON AN ADVISORY (NON-BINDING)
BASIS, THE FREQUENCY OF FUTURE ADVISORY
VOTES ON DOLLAR GENERAL CORPORATION’S
NAMED EXECUTIVE OFFICER COMPENSATION.
|
Management
|
1 Year
|
Against
|
||||||||||||||||||
|
6.
|
TO RATIFY ERNST AND YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
3,653,000
|
0
|
30-May-2017
|
01-Jun-2017
|
|||||||||||||||
|
UNITEDHEALTH GROUP INCORPORATED
|
||||||||||||||||||||||
|
Security
|
91324P102
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
UNH
|
Meeting Date
|
05-Jun-2017
|
|||||||||||||||||||
|
ISIN
|
US91324P1021
|
Agenda
|
934600013 - Management
|
|||||||||||||||||||
|
Record Date
|
11-Apr-2017
|
Holding Recon Date
|
11-Apr-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
02-Jun-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR.
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: RICHARD T. BURKE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: TIMOTHY P. FLYNN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: MICHELE J. HOOPER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: RODGER A. LAWSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: GLENN M. RENWICK
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D.
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D.
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
ADVISORY APPROVAL OF THE COMPANY’S
EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
ADVISORY APPROVAL OF THE FREQUENCY OF
HOLDING FUTURE SAY-ON-PAY VOTES.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
RATIFICATION OF THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.
|
THE SHAREHOLDER PROPOSAL SET FORTH IN THE
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2017 ANNUAL MEETING OF
SHAREHOLDERS.
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
1,745,000
|
0
|
30-May-2017
|
06-Jun-2017
|
|||||||||||||||
|
THE TJX COMPANIES, INC.
|
||||||||||||||||||||||
|
Security
|
872540109
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
TJX
|
Meeting Date
|
06-Jun-2017
|
|||||||||||||||||||
|
ISIN
|
US8725401090
|
Agenda
|
934614947 - Management
|
|||||||||||||||||||
|
Record Date
|
10-Apr-2017
|
Holding Recon Date
|
10-Apr-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
05-Jun-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: ZEIN ABDALLA
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: JOSE B. ALVAREZ
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: ALAN M. BENNETT
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: DAVID T. CHING
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: ERNIE HERRMAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: MICHAEL F. HINES
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: AMY B. LANE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: CAROL MEYROWITZ
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: JACKWYN L. NEMEROV
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: JOHN F. O’BRIEN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: WILLOW B. SHIRE
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
RATIFICATION OF APPOINTMENT OF
PRICEWATERHOUSECOOPERS AS TJX’S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2018
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
REAPPROVAL OF MATERIAL TERMS OF
PERFORMANCE GOALS UNDER THE STOCK
INCENTIVE PLAN
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
4.
|
REAPPROVAL OF MATERIAL TERMS OF
PERFORMANCE GOALS UNDER THE CASH
INCENTIVE PLANS
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
5.
|
ADVISORY APPROVAL OF TJX’S EXECUTIVE
COMPENSATION (THE SAY-ON-PAY VOTE)
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
6.
|
ADVISORY APPROVAL OF THE FREQUENCY OF
TJX’S SAY-ON-PAY VOTES
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
7.
|
SHAREHOLDER PROPOSAL FOR INCLUSION OF
DIVERSITY AS A CEO PERFORMANCE MEASURE
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
8.
|
SHAREHOLDER PROPOSAL FOR A REVIEW AND
SUMMARY REPORT ON EXECUTIVE
COMPENSATION POLICIES
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
9.
|
SHAREHOLDER PROPOSAL FOR A REPORT ON
COMPENSATION DISPARITIES BASED ON RACE,
GENDER, OR ETHNICITY
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
10.
|
SHAREHOLDER PROPOSAL FOR A REPORT ON
NET-ZERO GREENHOUSE GAS EMISSIONS
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
1,315,000
|
0
|
30-May-2017
|
07-Jun-2017
|
|||||||||||||||
|
DEVON ENERGY CORPORATION
|
||||||||||||||||||||||
|
Security
|
25179M103
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
DVN
|
Meeting Date
|
07-Jun-2017
|
|||||||||||||||||||
|
ISIN
|
US25179M1036
|
Agenda
|
934603235 - Management
|
|||||||||||||||||||
|
Record Date
|
10-Apr-2017
|
Holding Recon Date
|
10-Apr-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
06-Jun-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
BARBARA M. BAUMANN
|
For
|
For
|
|||||||||||||||||||
|
2
|
JOHN E. BETHANCOURT
|
For
|
For
|
|||||||||||||||||||
|
3
|
DAVID A. HAGER
|
For
|
For
|
|||||||||||||||||||
|
4
|
ROBERT H. HENRY
|
For
|
For
|
|||||||||||||||||||
|
5
|
MICHAEL M. KANOVSKY
|
For
|
For
|
|||||||||||||||||||
|
6
|
ROBERT A. MOSBACHER, JR
|
For
|
For
|
|||||||||||||||||||
|
7
|
DUANE C. RADTKE
|
For
|
For
|
|||||||||||||||||||
|
8
|
MARY P. RICCIARDELLO
|
For
|
For
|
|||||||||||||||||||
|
9
|
JOHN RICHELS
|
For
|
For
|
|||||||||||||||||||
|
2.
|
ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
3.
|
ADVISORY VOTE ON THE FREQUENCY OF AN
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
RATIFY THE APPOINTMENT OF THE COMPANY’S
INDEPENDENT AUDITORS FOR 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.
|
APPROVE THE DEVON ENERGY CORPORATION
ANNUAL INCENTIVE COMPENSATION PLAN.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
6.
|
APPROVE THE DEVON ENERGY CORPORATION
2017 LONG-TERM INCENTIVE PLAN.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
7.
|
REPORT ON PUBLIC POLICY ADVOCACY RELATED
TO ENERGY POLICY AND CLIMATE CHANGE.
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
8.
|
ASSESSMENT ON THE IMPACT OF GLOBAL CLIMATE
CHANGE POLICIES.
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
9.
|
REPORT ON LOBBYING POLICY AND ACTIVITY.
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
10.
|
ASSESSMENT OF BENEFITS AND RISKS OF USING
RESERVE ADDITIONS AS A COMPENSATION
METRIC.
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
2,363,000
|
0
|
30-May-2017
|
08-Jun-2017
|
|||||||||||||||
|
COMCAST CORPORATION
|
||||||||||||||||||||||
|
Security
|
20030N101
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
CMCSA
|
Meeting Date
|
08-Jun-2017
|
|||||||||||||||||||
|
ISIN
|
US20030N1019
|
Agenda
|
934601572 - Management
|
|||||||||||||||||||
|
Record Date
|
16-Mar-2017
|
Holding Recon Date
|
16-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
07-Jun-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
KENNETH J. BACON
|
For
|
For
|
|||||||||||||||||||
|
2
|
MADELINE S. BELL
|
For
|
For
|
|||||||||||||||||||
|
3
|
SHELDON M. BONOVITZ
|
For
|
For
|
|||||||||||||||||||
|
4
|
EDWARD D. BREEN
|
Withheld
|
Against
|
|||||||||||||||||||
|
5
|
GERALD L. HASSELL
|
Withheld
|
Against
|
|||||||||||||||||||
|
6
|
JEFFREY A. HONICKMAN
|
For
|
For
|
|||||||||||||||||||
|
7
|
ASUKA NAKAHARA
|
For
|
For
|
|||||||||||||||||||
|
8
|
DAVID C. NOVAK
|
For
|
For
|
|||||||||||||||||||
|
9
|
BRIAN L. ROBERTS
|
For
|
For
|
|||||||||||||||||||
|
10
|
JOHNATHAN A. RODGERS
|
For
|
For
|
|||||||||||||||||||
|
2.
|
RATIFICATION OF THE APPOINTMENT OF OUR
INDEPENDENT AUDITORS
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
4.
|
ADVISORY VOTE ON THE FREQUENCY OF THE
VOTE ON EXECUTIVE COMPENSATION
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
5.
|
TO PROVIDE A LOBBYING REPORT
|
Shareholder
|
Against
|
For
|
||||||||||||||||||
|
6.
|
TO STOP 100-TO-ONE VOTING POWER
|
Shareholder
|
For
|
Against
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
19-2300
|
FMI Large Cap
Fund
|
9980
|
U.S. BANK
|
8,934,000
|
0
|
05-Jun-2017
|
09-Jun-2017
|
|||||||||||||||
|
ARMSTRONG WORLD INDUSTRIES, INC.
|
||||||||||||||||||||||
|
Security
|
04247X102
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
AWI
|
Meeting Date
|
08-Jul-2016
|
|||||||||||||||||||
|
ISIN
|
US04247X1028
|
Agenda
|
934420237 - Management
|
|||||||||||||||||||
|
Record Date
|
15-Apr-2016
|
Holding Recon Date
|
15-Apr-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
07-Jul-2016
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
STAN A. ASKREN
|
For
|
For
|
|||||||||||||||||||
|
2
|
VICTOR D. GRIZZLE
|
For
|
For
|
|||||||||||||||||||
|
3
|
TAO HUANG
|
For
|
For
|
|||||||||||||||||||
|
4
|
LARRY S. MCWILLIAMS
|
For
|
For
|
|||||||||||||||||||
|
5
|
JAMES C. MELVILLE
|
For
|
For
|
|||||||||||||||||||
|
6
|
JAMES J. O’CONNOR
|
For
|
For
|
|||||||||||||||||||
|
7
|
JOHN J. ROBERTS
|
For
|
For
|
|||||||||||||||||||
|
8
|
GREGORY P. SPIVY
|
For
|
For
|
|||||||||||||||||||
|
9
|
CHERRYL T. THOMAS
|
For
|
For
|
|||||||||||||||||||
|
2.
|
TO RATIFY THE SELECTION OF KPMG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
TO APPROVE OF THE ARMSTRONG WORLD
INDUSTRIES, INC. 2016 DIRECTORS’ STOCK UNIT
PLAN.
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
TO APPROVE OF THE ARMSTRONG WORLD
INDUSTRIES, INC. 2016 LONG-TERM INCENTIVE
PLAN.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
440,000
|
0
|
05-Jul-2016
|
11-Jul-2016
|
|||||||||||||||
|
RPX CORPORATION
|
||||||||||||||||||||||
|
Security
|
74972G103
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
RPXC
|
Meeting Date
|
08-Jul-2016
|
|||||||||||||||||||
|
ISIN
|
US74972G1031
|
Agenda
|
934439402 - Management
|
|||||||||||||||||||
|
Record Date
|
24-May-2016
|
Holding Recon Date
|
24-May-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
07-Jul-2016
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
JOHN A. AMSTER
|
For
|
For
|
|||||||||||||||||||
|
2
|
STEVEN L. FINGERHOOD
|
For
|
For
|
|||||||||||||||||||
|
2.
|
TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
1,624,550
|
0
|
28-Jun-2016
|
11-Jul-2016
|
|||||||||||||||
|
FIRST CASH FINANCIAL SERVICES, INC.
|
||||||||||||||||||||||
|
Security
|
31942D107
|
Meeting Type
|
Special
|
|||||||||||||||||||
|
Ticker Symbol
|
FCFS
|
Meeting Date
|
31-Aug-2016
|
|||||||||||||||||||
|
ISIN
|
US31942D1072
|
Agenda
|
934466966 - Management
|
|||||||||||||||||||
|
Record Date
|
29-Jul-2016
|
Holding Recon Date
|
29-Jul-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
30-Aug-2016
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.
|
TO APPROVE THE ISSUANCE OF SHARES OF FIRST
CASH FINANCIAL SERVICES, INC. (“FIRST CASH”)
COMMON STOCK TO THE SHAREHOLDERS OF
CASH AMERICA INTERNATIONAL, INC. (“CASH
AMERICA”) PURSUANT TO THE MERGER (THE
“MERGER”) AS CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
APRIL 28, 2016, BY AND AMONG .. (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
TO APPROVE, ON A NON-BINDING ADVISORY BASIS,
SPECIFIC COMPENSATORY ARRANGEMENTS
RELATING TO THE MERGER BETWEEN FIRST CASH
AND ITS NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
TO APPROVE ANY MOTION TO ADJOURN THE FIRST
CASH SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES TO APPROVE
THE ISSUANCE OF SHARES OF FIRST CASH
COMMON STOCK TO THE CASH AMERICA
SHAREHOLDERS PURSUANT TO THE MERGER.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
355,000
|
0
|
10-Aug-2016
|
01-Sep-2016
|
|||||||||||||||
|
CASH AMERICA INTERNATIONAL, INC.
|
||||||||||||||||||||||
|
Security
|
14754D100
|
Meeting Type
|
Special
|
|||||||||||||||||||
|
Ticker Symbol
|
CSH
|
Meeting Date
|
31-Aug-2016
|
|||||||||||||||||||
|
ISIN
|
US14754D1000
|
Agenda
|
934467108 - Management
|
|||||||||||||||||||
|
Record Date
|
29-Jul-2016
|
Holding Recon Date
|
29-Jul-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
30-Aug-2016
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1.
|
TO APPROVE THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF APRIL 28, 2016 (THE
“MERGER AGREEMENT”), BY AND AMONG FIRST
CASH FINANCIAL SERVICES, INC. (“FIRST CASH”),
CASH AMERICA INTERNATIONAL, INC. (“CASH
AMERICA”) AND FRONTIER MERGER SUB LLC, A
WHOLLY OWNED SUBSIDIARY OF FIRST CASH,
WITH RESPECT TO AN ALL-STOCK, MERGER OF
EQUALS TRANSACTION (THE “MERGER”).
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
TO APPROVE, ON A NON-BINDING ADVISORY BASIS,
SPECIFIC COMPENSATORY ARRANGEMENTS
RELATING TO THE MERGER BETWEEN CASH
AMERICA AND ITS NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
TO APPROVE ANY MOTION TO ADJOURN THE CASH
AMERICA SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES TO APPROVE
THE MERGER AGREEMENT.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
530,000
|
0
|
10-Aug-2016
|
01-Sep-2016
|
|||||||||||||||
|
EPLUS INC.
|
||||||||||||||||||||||
|
Security
|
294268107
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
PLUS
|
Meeting Date
|
15-Sep-2016
|
|||||||||||||||||||
|
ISIN
|
US2942681071
|
Agenda
|
934465469 - Management
|
|||||||||||||||||||
|
Record Date
|
21-Jul-2016
|
Holding Recon Date
|
21-Jul-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
14-Sep-2016
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
PHILLIP G. NORTON
|
For
|
For
|
|||||||||||||||||||
|
2
|
BRUCE M. BOWEN
|
For
|
For
|
|||||||||||||||||||
|
3
|
C. THOMAS FAULDERS, III
|
For
|
For
|
|||||||||||||||||||
|
4
|
TERRENCE O’DONNELL
|
For
|
For
|
|||||||||||||||||||
|
5
|
LAWRENCE S. HERMAN
|
For
|
For
|
|||||||||||||||||||
|
6
|
IRA A. HUNT, III
|
For
|
For
|
|||||||||||||||||||
|
7
|
JOHN E. CALLIES
|
For
|
For
|
|||||||||||||||||||
|
8
|
ERIC D. HOVDE
|
For
|
For
|
|||||||||||||||||||
|
2.
|
ADVISORY VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
3.
|
PROPOSAL TO RATIFY THE SELECTION OF
DELOITTE & TOUCHE, LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
122,000
|
0
|
14-Sep-2016
|
16-Sep-2016
|
|||||||||||||||
|
APPLIED INDUSTRIAL TECHNOLOGIES, INC.
|
||||||||||||||||||||||
|
Security
|
03820C105
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
AIT
|
Meeting Date
|
25-Oct-2016
|
|||||||||||||||||||
|
ISIN
|
US03820C1053
|
Agenda
|
934479393 - Management
|
|||||||||||||||||||
|
Record Date
|
26-Aug-2016
|
Holding Recon Date
|
26-Aug-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
24-Oct-2016
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
L. THOMAS HILTZ
|
For
|
For
|
|||||||||||||||||||
|
2
|
EDITH KELLY-GREEN
|
For
|
For
|
|||||||||||||||||||
|
3
|
DAN P. KOMNENOVICH
|
For
|
For
|
|||||||||||||||||||
|
2.
|
SAY ON PAY - TO APPROVE, THROUGH A
NONBINDING ADVISORY VOTE, THE
COMPENSATION OF APPLIED’S NAMED EXECUTIVE
OFFICERS.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT
OF INDEPENDENT AUDITORS.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
507,000
|
0
|
24-Oct-2016
|
26-Oct-2016
|
|||||||||||||||
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
||||||||||||||||||||||
|
Security
|
11133T103
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
BR
|
Meeting Date
|
17-Nov-2016
|
|||||||||||||||||||
|
ISIN
|
US11133T1034
|
Agenda
|
934487150 - Management
|
|||||||||||||||||||
|
Record Date
|
21-Sep-2016
|
Holding Recon Date
|
21-Sep-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
16-Nov-2016
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: LESLIE A. BRUN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: RICHARD J. DALY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: ROBERT N. DUELKS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: RICHARD J. HAVILAND
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: BRETT A. KELLER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: STUART R. LEVINE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: MAURA A. MARKUS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: THOMAS J. PERNA
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: ALAN J. WEBER
|
Management
|
For
|
For
|
||||||||||||||||||
|
2)
|
ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY’S NAMED
EXECUTIVE OFFICERS (THE SAY ON PAY VOTE)
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
3)
|
TO RATIFY THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS THE COMPANY’S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING JUNE 30, 2017
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
455,000
|
0
|
01-Nov-2016
|
18-Nov-2016
|
|||||||||||||||
|
DONALDSON COMPANY, INC.
|
||||||||||||||||||||||
|
Security
|
257651109
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
DCI
|
Meeting Date
|
18-Nov-2016
|
|||||||||||||||||||
|
ISIN
|
US2576511099
|
Agenda
|
934486259 - Management
|
|||||||||||||||||||
|
Record Date
|
21-Sep-2016
|
Holding Recon Date
|
21-Sep-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
17-Nov-2016
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
MICHAEL J. HOFFMAN
|
For
|
For
|
|||||||||||||||||||
|
2
|
DOUGLAS A. MILROY
|
For
|
For
|
|||||||||||||||||||
|
3
|
WILLARD D. OBERTON
|
For
|
For
|
|||||||||||||||||||
|
4
|
JOHN P. WIEHOFF
|
For
|
For
|
|||||||||||||||||||
|
2.
|
RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS DONALDSON
COMPANY, INC’S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 31, 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
688,000
|
0
|
03-Nov-2016
|
21-Nov-2016
|
|||||||||||||||
|
SCANSOURCE, INC.
|
||||||||||||||||||||||
|
Security
|
806037107
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
SCSC
|
Meeting Date
|
01-Dec-2016
|
|||||||||||||||||||
|
ISIN
|
US8060371072
|
Agenda
|
934489368 - Management
|
|||||||||||||||||||
|
Record Date
|
05-Oct-2016
|
Holding Recon Date
|
05-Oct-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
30-Nov-2016
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
STEVEN R. FISCHER
|
For
|
For
|
|||||||||||||||||||
|
2
|
MICHAEL L. BAUR
|
For
|
For
|
|||||||||||||||||||
|
3
|
PETER C. BROWNING
|
For
|
For
|
|||||||||||||||||||
|
4
|
MICHAEL J. GRAINGER
|
For
|
For
|
|||||||||||||||||||
|
5
|
JOHN P. REILLY
|
For
|
For
|
|||||||||||||||||||
|
6
|
CHARLES R. WHITCHURCH
|
For
|
For
|
|||||||||||||||||||
|
2.
|
ADVISORY VOTE TO APPROVE SCANSOURCE’S
NAMED EXECUTIVE OFFICER COMPENSATION.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
3.
|
RATIFICATION OF THE APPOINTMENT OF GRANT
THORNTON LLP AS SCANSOURCE’S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30,
2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
236,000
|
0
|
15-Nov-2016
|
02-Dec-2016
|
|||||||||||||||
|
UNIFIRST CORPORATION
|
||||||||||||||||||||||
|
Security
|
904708104
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
UNF
|
Meeting Date
|
10-Jan-2017
|
|||||||||||||||||||
|
ISIN
|
US9047081040
|
Agenda
|
934507419 - Management
|
|||||||||||||||||||
|
Record Date
|
17-Nov-2016
|
Holding Recon Date
|
17-Nov-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
09-Jan-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
RONALD D. CROATTI
|
For
|
For
|
|||||||||||||||||||
|
2
|
THOMAS S. POSTEK
|
For
|
For
|
|||||||||||||||||||
|
3
|
RAYMOND C. ZEMLIN
|
For
|
For
|
|||||||||||||||||||
|
2.
|
RATIFICATION OF APPOINTMENT OF ERNST &
YOUNG LLP AS THE COMPANY’S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING AUGUST 26, 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
147,000
|
0
|
23-Dec-2016
|
11-Jan-2017
|
|||||||||||||||
|
WOODWARD, INC.
|
||||||||||||||||||||||
|
Security
|
980745103
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
WWD
|
Meeting Date
|
25-Jan-2017
|
|||||||||||||||||||
|
ISIN
|
US9807451037
|
Agenda
|
934514402 - Management
|
|||||||||||||||||||
|
Record Date
|
28-Nov-2016
|
Holding Recon Date
|
28-Nov-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
24-Jan-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.1
|
ELECTION OF DIRECTOR: MARY L. PETROVICH
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.2
|
ELECTION OF DIRECTOR: PAUL DONOVAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.3
|
ELECTION OF DIRECTOR: JONATHAN W. THAYER
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
PROPOSAL TO RATIFY THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
PROPOSAL FOR THE ADVISORY RESOLUTION
REGARDING THE COMPENSATION OF THE
COMPANY’S NAMED EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
PROPOSAL FOR THE ADVISORY RESOLUTION
REGARDING THE FREQUENCY OF THE
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
5.
|
PROPOSAL FOR THE APPROVAL OF THE
WOODWARD, INC. 2017 OMNIBUS INCENTIVE PLAN.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
568,150
|
0
|
30-Dec-2016
|
26-Jan-2017
|
|||||||||||||||
|
MSC INDUSTRIAL DIRECT CO., INC.
|
||||||||||||||||||||||
|
Security
|
553530106
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
MSM
|
Meeting Date
|
26-Jan-2017
|
|||||||||||||||||||
|
ISIN
|
US5535301064
|
Agenda
|
934514349 - Management
|
|||||||||||||||||||
|
Record Date
|
07-Dec-2016
|
Holding Recon Date
|
07-Dec-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
25-Jan-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
MITCHELL JACOBSON
|
For
|
For
|
|||||||||||||||||||
|
2
|
ERIK GERSHWIND
|
For
|
For
|
|||||||||||||||||||
|
3
|
JONATHAN BYRNES
|
For
|
For
|
|||||||||||||||||||
|
4
|
ROGER FRADIN
|
For
|
For
|
|||||||||||||||||||
|
5
|
LOUISE GOESER
|
For
|
For
|
|||||||||||||||||||
|
6
|
MICHAEL KAUFMANN
|
For
|
For
|
|||||||||||||||||||
|
7
|
DENIS KELLY
|
For
|
For
|
|||||||||||||||||||
|
8
|
STEVEN PALADINO
|
For
|
For
|
|||||||||||||||||||
|
9
|
PHILIP PELLER
|
For
|
For
|
|||||||||||||||||||
|
2.
|
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
226,000
|
0
|
24-Jan-2017
|
27-Jan-2017
|
|||||||||||||||
|
VARIAN MEDICAL SYSTEMS, INC.
|
||||||||||||||||||||||
|
Security
|
92220P105
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
VAR
|
Meeting Date
|
09-Feb-2017
|
|||||||||||||||||||
|
ISIN
|
US92220P1057
|
Agenda
|
934516886 - Management
|
|||||||||||||||||||
|
Record Date
|
13-Dec-2016
|
Holding Recon Date
|
13-Dec-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
08-Feb-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
SUSAN L. BOSTROM
|
For
|
For
|
|||||||||||||||||||
|
2
|
JUDY BRUNER
|
For
|
For
|
|||||||||||||||||||
|
3
|
REGINA E. DUGAN
|
For
|
For
|
|||||||||||||||||||
|
4
|
R. ANDREW ECKERT
|
For
|
For
|
|||||||||||||||||||
|
5
|
MARK R. LARET
|
For
|
For
|
|||||||||||||||||||
|
6
|
ERICH R. REINHARDT
|
For
|
For
|
|||||||||||||||||||
|
7
|
DOW R. WILSON
|
For
|
For
|
|||||||||||||||||||
|
2.
|
TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE VARIAN MEDICAL
SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
TO HOLD AN ADVISORY VOTE OF STOCKHOLDERS
ON THE COMPENSATION OF THE VARIAN MEDICAL
SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AT A
FREQUENCY OF EVERY:
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC.
FOURTH AMENDED AND RESTATED 2005 OMNIBUS
STOCK PLAN.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
5.
|
TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS VARIAN
MEDICAL SYSTEMS, INC.’S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
215,000
|
0
|
02-Feb-2017
|
10-Feb-2017
|
|||||||||||||||
|
ESTERLINE TECHNOLOGIES CORPORATION
|
||||||||||||||||||||||
|
Security
|
297425100
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
ESL
|
Meeting Date
|
09-Feb-2017
|
|||||||||||||||||||
|
ISIN
|
US2974251009
|
Agenda
|
934517927 - Management
|
|||||||||||||||||||
|
Record Date
|
14-Dec-2016
|
Holding Recon Date
|
14-Dec-2016
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
08-Feb-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1.1
|
ELECTION OF DIRECTOR: MICHAEL J. CAVE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.2
|
ELECTION OF DIRECTOR: ANTHONY P.
FRANCESCHINI
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.3
|
ELECTION OF DIRECTOR: NILS E. LARSEN
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
TO CONSIDER AND APPROVE THE COMPANY’S
AMENDED AND RESTATED 2013 EQUITY INCENTIVE
PLAN.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY’S NAMED
EXECUTIVE OFFICERS FOR THE FISCAL YEAR
ENDED SEPTEMBER 30, 2016.
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
TO APPROVE, ON AN ADVISORY BASIS, THE
FREQUENCY OF THE ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
5.
|
TO RATIFY THE SELECTION OF ERNST & YOUNG
LLP AS THE COMPANY’S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 29, 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
265,000
|
0
|
03-Feb-2017
|
10-Feb-2017
|
|||||||||||||||
|
H.B. FULLER COMPANY
|
||||||||||||||||||||||
|
Security
|
359694106
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
FUL
|
Meeting Date
|
06-Apr-2017
|
|||||||||||||||||||
|
ISIN
|
US3596941068
|
Agenda
|
934531460 - Management
|
|||||||||||||||||||
|
Record Date
|
08-Feb-2017
|
Holding Recon Date
|
08-Feb-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
05-Apr-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
J. MICHAEL LOSH
|
For
|
For
|
|||||||||||||||||||
|
2
|
LEE R. MITAU
|
For
|
For
|
|||||||||||||||||||
|
3
|
R. WILLIAM VAN SANT
|
For
|
For
|
|||||||||||||||||||
|
2.
|
A NON-BINDING ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY STATEMENT.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
3.
|
A NON-BINDING ADVISORY VOTE ON THE
FREQUENCY OF AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
THE RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY’S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 2, 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
514,000
|
0
|
07-Mar-2017
|
07-Apr-2017
|
|||||||||||||||
|
VALMONT INDUSTRIES, INC.
|
||||||||||||||||||||||
|
Security
|
920253101
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
VMI
|
Meeting Date
|
25-Apr-2017
|
|||||||||||||||||||
|
ISIN
|
US9202531011
|
Agenda
|
934541726 - Management
|
|||||||||||||||||||
|
Record Date
|
01-Mar-2017
|
Holding Recon Date
|
01-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
24-Apr-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
MOGENS C. BAY
|
For
|
For
|
|||||||||||||||||||
|
2
|
WALTER SCOTT, JR.
|
For
|
For
|
|||||||||||||||||||
|
3
|
CLARK T. RANDT, JR.
|
For
|
For
|
|||||||||||||||||||
|
2.
|
ADVISORY APPROVAL OF THE COMPANY’S
EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
PROPOSAL TO APPROVE AN ADVISORY VOTE ON
THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
RATIFYING THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT AUDITORS FOR
FISCAL 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
118,425
|
0
|
21-Apr-2017
|
26-Apr-2017
|
|||||||||||||||
|
KIRBY CORPORATION
|
||||||||||||||||||||||
|
Security
|
497266106
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
KEX
|
Meeting Date
|
25-Apr-2017
|
|||||||||||||||||||
|
ISIN
|
US4972661064
|
Agenda
|
934556905 - Management
|
|||||||||||||||||||
|
Record Date
|
01-Mar-2017
|
Holding Recon Date
|
01-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
24-Apr-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.1
|
ELECTION OF DIRECTOR: RICHARD J. ALARIO
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.2
|
ELECTION OF DIRECTOR: DAVID W. GRZEBINSKI
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.3
|
ELECTION OF DIRECTOR: RICHARD R. STEWART
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
RATIFICATION OF THE SELECTION OF KPMG LLP AS
KIRBY’S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
ADVISORY VOTE ON THE APPROVAL OF THE
COMPENSATION OF KIRBY’S NAMED EXECUTIVE
OFFICERS.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
4.
|
ADVISORY VOTE ON THE FREQUENCY OF
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
371,975
|
0
|
18-Apr-2017
|
26-Apr-2017
|
|||||||||||||||
|
CARLISLE COMPANIES INCORPORATED
|
||||||||||||||||||||||
|
Security
|
142339100
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
CSL
|
Meeting Date
|
26-Apr-2017
|
|||||||||||||||||||
|
ISIN
|
US1423391002
|
Agenda
|
934541182 - Management
|
|||||||||||||||||||
|
Record Date
|
01-Mar-2017
|
Holding Recon Date
|
01-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
25-Apr-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: ROBERT G. BOHN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: TERRY D. GROWCOCK
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: GREGG A. OSTRANDER
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
AN ADVISORY VOTE TO APPROVE THE COMPANY’S
EXECUTIVE COMPENSATION.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
3.
|
AN ADVISORY VOTE ON THE FREQUENCY OF
HOLDING AN ADVISORY VOTE TO APPROVE THE
COMPANY’S EXECUTIVE COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG
LLP AS THE COMPANY’S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2017 FISCAL YEAR.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
129,000
|
0
|
05-Apr-2017
|
27-Apr-2017
|
|||||||||||||||
|
GREENLIGHT CAPITAL RE, LTD.
|
||||||||||||||||||||||
|
Security
|
G4095J109
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
GLRE
|
Meeting Date
|
26-Apr-2017
|
|||||||||||||||||||
|
ISIN
|
KYG4095J1094
|
Agenda
|
934544619 - Management
|
|||||||||||||||||||
|
Record Date
|
09-Mar-2017
|
Holding Recon Date
|
09-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
Cayman
Islands
|
Vote Deadline Date
|
25-Apr-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: ALAN BROOKS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: DAVID EINHORN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: LEONARD GOLDBERG
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: IAN ISAACS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: FRANK LACKNER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: BRYAN MURPHY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: JOSEPH PLATT
|
Management
|
For
|
For
|
||||||||||||||||||
|
2A.
|
ELECTION OF DIRECTOR OF GREENLIGHT
REINSURANCE, LTD: ALAN BROOKS
|
Management
|
For
|
For
|
||||||||||||||||||
|
2B.
|
ELECTION OF DIRECTOR OF GREENLIGHT
REINSURANCE, LTD: DAVID EINHORN
|
Management
|
For
|
For
|
||||||||||||||||||
|
2C.
|
ELECTION OF DIRECTOR OF GREENLIGHT
REINSURANCE, LTD: LEONARD GOLDBERG
|
Management
|
For
|
For
|
||||||||||||||||||
|
2D.
|
ELECTION OF DIRECTOR OF GREENLIGHT
REINSURANCE, LTD: IAN ISAACS
|
Management
|
For
|
For
|
||||||||||||||||||
|
2E.
|
ELECTION OF DIRECTOR OF GREENLIGHT
REINSURANCE, LTD: FRANK LACKNER
|
Management
|
For
|
For
|
||||||||||||||||||
|
2F.
|
ELECTION OF DIRECTOR OF GREENLIGHT
REINSURANCE, LTD: BRYAN MURPHY
|
Management
|
For
|
For
|
||||||||||||||||||
|
2G.
|
ELECTION OF DIRECTOR OF GREENLIGHT
REINSURANCE, LTD: JOSEPH PLATT
|
Management
|
For
|
For
|
||||||||||||||||||
|
3A.
|
ELECTION OF DIRECTOR OF GREENLIGHT
REINSURANCE IRELAND: TIM COURTIS
|
Management
|
For
|
For
|
||||||||||||||||||
|
3B.
|
ELECTION OF DIRECTOR OF GREENLIGHT
REINSURANCE IRELAND: PHILIP HARKIN
|
Management
|
For
|
For
|
||||||||||||||||||
|
3C.
|
ELECTION OF DIRECTOR OF GREENLIGHT
REINSURANCE IRELAND: FRANK LACKNER
|
Management
|
For
|
For
|
||||||||||||||||||
|
3D.
|
ELECTION OF DIRECTOR OF GREENLIGHT
REINSURANCE IRELAND: PATRICK O’BRIEN
|
Management
|
For
|
For
|
||||||||||||||||||
|
3E.
|
ELECTION OF DIRECTOR OF GREENLIGHT
REINSURANCE IRELAND: DANIEL ROITMAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
3F.
|
ELECTION OF DIRECTOR OF GREENLIGHT
REINSURANCE IRELAND: BRENDAN TUOHY
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
TO CONSIDER AND VOTE UPON AN AMENDMENT
TO INCREASE THE NUMBER OF CLASS A ORDINARY
SHARES AVAILABLE FOR ISSUANCE UNDER THE
COMPANY’S AMENDED AND RESTATED STOCK
INCENTIVE PLAN, OR THE PLAN, FROM 3.5 MILLION
CLASS A ORDINARY SHARES TO 5.0 MILLION CLASS
A ORDINARY SHARES AND TO EXTEND THE
TERMINATION DATE OF THE PLAN FROM APRIL 27,
2020 TO APRIL 27, 2024.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
5.
|
TO CONSIDER AND VOTE UPON A PROPOSAL TO
RATIFY THE APPOINTMENT OF BDO USA, LLP AS
THE INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
6.
|
TO CONSIDER AND VOTE UPON A PROPOSAL TO
RATIFY THE APPOINTMENT OF BDO CAYMAN LTD.
AS THE INDEPENDENT AUDITORS OF GREENLIGHT
REINSURANCE, LTD. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017, WHICH, PURSUANT
TO THE ARTICLES, IS REQUIRED TO BE
CONSIDERED BY THE SHAREHOLDERS OF THE
COMPANY.
|
Management
|
For
|
For
|
||||||||||||||||||
|
7.
|
TO CONSIDER AND VOTE UPON A PROPOSAL TO
RATIFY THE APPOINTMENT OF BDO, REGISTERED
AUDITORS IN IRELAND, AS THE INDEPENDENT
AUDITORS OF GREENLIGHT REINSURANCE
IRELAND, DESIGNATED ACTIVITY COMPANY, FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2017,
WHICH, PURSUANT TO THE ARTICLES, IS
REQUIRED TO BE CONSIDERED BY THE
SHAREHOLDERS OF THE COMPANY.
|
Management
|
For
|
For
|
||||||||||||||||||
|
8.
|
TO CONSIDER AND CAST A NON-BINDING
ADVISORY VOTE ON A RESOLUTION APPROVING
THE COMPENSATION OF THE COMPANY’S NAMED
EXECUTIVE OFFICERS AS DISCLOSED PURSUANT
TO THE COMPENSATION DISCLOSURE RULES OF
THE SECURITIES AND EXCHANGE COMMISSION.
|
Management
|
For
|
For
|
||||||||||||||||||
|
9.
|
TO CONSIDER AND CAST A NON-BINDING
ADVISORY VOTE ON THE FREQUENCY WITH WHICH
SAY-ON-PAY VOTES SHOULD BE HELD IN THE
FUTURE.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
687,000
|
0
|
19-Apr-2017
|
27-Apr-2017
|
|||||||||||||||
|
AVERY DENNISON CORPORATION
|
||||||||||||||||||||||
|
Security
|
053611109
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
AVY
|
Meeting Date
|
27-Apr-2017
|
|||||||||||||||||||
|
ISIN
|
US0536111091
|
Agenda
|
934537309 - Management
|
|||||||||||||||||||
|
Record Date
|
27-Feb-2017
|
Holding Recon Date
|
27-Feb-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
26-Apr-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: BRADLEY ALFORD
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: ANTHONY ANDERSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: PETER BARKER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: MITCHELL BUTIER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: KEN HICKS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: ANDRES LOPEZ
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: DAVID PYOTT
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: DEAN SCARBOROUGH
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: PATRICK SIEWERT
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: JULIA STEWART
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: MARTHA SULLIVAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
APPROVAL, ON AN ADVISORY BASIS, OF OUR
EXECUTIVE COMPENSATION.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
3.
|
APPROVAL, ON AN ADVISORY BASIS, OF THE
FREQUENCY OF THE ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
APPROVAL OF THE 2017 INCENTIVE AWARD PLAN.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
5.
|
RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
272,000
|
0
|
06-Apr-2017
|
28-Apr-2017
|
|||||||||||||||
|
MANPOWERGROUP INC.
|
||||||||||||||||||||||
|
Security
|
56418H100
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
MAN
|
Meeting Date
|
02-May-2017
|
|||||||||||||||||||
|
ISIN
|
US56418H1005
|
Agenda
|
934542817 - Management
|
|||||||||||||||||||
|
Record Date
|
21-Feb-2017
|
Holding Recon Date
|
21-Feb-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
01-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1.A
|
ELECTION OF DIRECTOR: GINA R. BOSWELL
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.B
|
ELECTION OF DIRECTOR: CARI M. DOMINGUEZ
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.C
|
ELECTION OF DIRECTOR: WILLIAM DOWNE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.D
|
ELECTION OF DIRECTOR: JOHN F. FERRARO
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.E
|
ELECTION OF DIRECTOR: PATRICIA HEMINGWAY
HALL
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.F
|
ELECTION OF DIRECTOR: JULIE M. HOWARD
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.G
|
ELECTION OF DIRECTOR: ROBERTO MENDOZA
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.H
|
ELECTION OF DIRECTOR: ULICE PAYNE, JR.
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.I
|
ELECTION OF DIRECTOR: JONAS PRISING
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.J
|
ELECTION OF DIRECTOR: PAUL READ
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.K
|
ELECTION OF DIRECTOR: ELIZABETH P. SARTAIN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.L
|
ELECTION OF DIRECTOR: JOHN R. WALTER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.M
|
ELECTION OF DIRECTOR: EDWARD J. ZORE
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT AUDITORS FOR 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
ADVISORY VOTE ON THE FREQUENCY OF THE
ADVISORY VOTE ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
408,000
|
0
|
13-Apr-2017
|
03-May-2017
|
|||||||||||||||
|
CABLE ONE, INC.
|
||||||||||||||||||||||
|
Security
|
12685J105
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
CABO
|
Meeting Date
|
02-May-2017
|
|||||||||||||||||||
|
ISIN
|
US12685J1051
|
Agenda
|
934571084 - Management
|
|||||||||||||||||||
|
Record Date
|
10-Mar-2017
|
Holding Recon Date
|
10-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
01-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: ALAN G. SPOON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: WALLACE R. WEITZ
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
TO APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS FOR 2016 ON AN ADVISORY
BASIS
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
TO SELECT THE FREQUENCY OF FUTURE
ADVISORY VOTES ON EXECUTIVE COMPENSATION
ON AN ADVISORY BASIS
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
5.
|
TO APPROVE THE AMENDED AND RESTATED
CABLE ONE, INC. 2015 OMNIBUS INCENTIVE
COMPENSATION PLAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
38,000
|
0
|
28-Apr-2017
|
03-May-2017
|
|||||||||||||||
|
COMPASS MINERALS INTERNATIONAL, INC.
|
||||||||||||||||||||||
|
Security
|
20451N101
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
CMP
|
Meeting Date
|
03-May-2017
|
|||||||||||||||||||
|
ISIN
|
US20451N1019
|
Agenda
|
934548883 - Management
|
|||||||||||||||||||
|
Record Date
|
06-Mar-2017
|
Holding Recon Date
|
06-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
02-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: VALDEMAR L. FISCHER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: RICHARD S. GRANT
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: AMY J. YODER
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF COMPASS MINERALS’ NAMED
EXECUTIVE OFFICERS, AS SET FORTH IN THE
PROXY STATEMENT.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
3.
|
APPROVE, ON AN ADVISORY BASIS, THE
FREQUENCY OF THE ADVISORY APPROVAL OF
COMPASS MINERALS’ NAMED EXECUTIVE OFFICER
COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
RATIFY THE APPOINTMENT OF ERNST & YOUNG
LLP AS COMPASS MINERALS’ INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
225,000
|
0
|
28-Apr-2017
|
04-May-2017
|
|||||||||||||||
|
GRAHAM HOLDINGS COMPANY
|
||||||||||||||||||||||
|
Security
|
384637104
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
GHC
|
Meeting Date
|
04-May-2017
|
|||||||||||||||||||
|
ISIN
|
US3846371041
|
Agenda
|
934561134 - Management
|
|||||||||||||||||||
|
Record Date
|
15-Mar-2017
|
Holding Recon Date
|
15-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
03-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
CHRISTOPHER C. DAVIS
|
For
|
For
|
|||||||||||||||||||
|
2
|
ANNE M. MULCAHY
|
For
|
For
|
|||||||||||||||||||
|
3
|
LARRY D. THOMPSON
|
For
|
For
|
|||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
68,000
|
0
|
01-May-2017
|
05-May-2017
|
|||||||||||||||
|
NVR, INC.
|
||||||||||||||||||||||
|
Security
|
62944T105
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
NVR
|
Meeting Date
|
04-May-2017
|
|||||||||||||||||||
|
ISIN
|
US62944T1051
|
Agenda
|
934579460 - Management
|
|||||||||||||||||||
|
Record Date
|
03-Mar-2017
|
Holding Recon Date
|
03-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
03-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: C. E. ANDREWS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: THOMAS D. ECKERT
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: ALFRED E. FESTA
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: ED GRIER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: MANUEL H. JOHNSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: MEL MARTINEZ
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: WILLIAM A. MORAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: DAVID A. PREISER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: W. GRADY ROSIER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: SUSAN WILLIAMSON
ROSS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1L.
|
ELECTION OF DIRECTOR: DWIGHT C. SCHAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
1M.
|
ELECTION OF DIRECTOR: PAUL W. WHETSELL
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
RATIFICATION OF APPOINTMENT OF KPMG LLP AS
INDEPENDENT AUDITOR FOR THE YEAR ENDING
DECEMBER 31, 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
4.
|
ADVISORY VOTE ON THE FREQUENCY OF
SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
6,600
|
0
|
01-May-2017
|
05-May-2017
|
|||||||||||||||
|
RYDER SYSTEM, INC.
|
||||||||||||||||||||||
|
Security
|
783549108
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
R
|
Meeting Date
|
05-May-2017
|
|||||||||||||||||||
|
ISIN
|
US7835491082
|
Agenda
|
934550080 - Management
|
|||||||||||||||||||
|
Record Date
|
10-Mar-2017
|
Holding Recon Date
|
10-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
04-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: ROBERT J. ECK
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: L. PATRICK HASSEY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: MICHAEL F. HILTON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: TAMARA L. LUNDGREN
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: ABBIE J. SMITH
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: HANSEL E. TOOKES, II
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
RATIFICATION OF PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT REGISTERED CERTIFIED
PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
APPROVAL, ON AN ADVISORY BASIS, OF THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
4.
|
APPROVAL, ON AN ADVISORY BASIS, OF THE
FREQUENCY OF THE SHAREHOLDER VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
5.
|
A SHAREHOLDER PROPOSAL TO PERMIT
SHAREHOLDER ACTION BY WRITTEN CONSENT.
|
Shareholder
|
For
|
Against
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
356,000
|
0
|
24-Apr-2017
|
08-May-2017
|
|||||||||||||||
|
GENPACT LIMITED
|
||||||||||||||||||||||
|
Security
|
G3922B107
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
G
|
Meeting Date
|
09-May-2017
|
|||||||||||||||||||
|
ISIN
|
BMG3922B1072
|
Agenda
|
934594436 - Management
|
|||||||||||||||||||
|
Record Date
|
03-Mar-2017
|
Holding Recon Date
|
03-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
Bermuda
|
Vote Deadline Date
|
08-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: N.V. TYAGARAJAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: ROBERT SCOTT
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: AMIT CHANDRA
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: LAURA CONIGLIARO
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: DAVID HUMPHREY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: CAROL LINDSTROM
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: JAMES MADDEN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: ALEX MANDL
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: CECELIA MORKEN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: MARK NUNNELLY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: MARK VERDI
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
TO APPROVE, ON A NON-BINDING, ADVISORY
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
TO RECOMMEND, IN A NON-BINDING, ADVISORY
VOTE, WHETHER A NON-BINDING, ADVISORY
SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY ONE, TWO OR
THREE YEARS.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
TO RATIFY AND APPROVE THE ADOPTION OF THE
GENPACT LIMITED 2017 OMNIBUS INCENTIVE
COMPENSATION PLAN.
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.
|
TO RATIFY AND APPROVE THE APPOINTMENT OF
KPMG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
1,650,000
|
0
|
01-May-2017
|
10-May-2017
|
|||||||||||||||
|
PENSKE AUTOMOTIVE GROUP, INC.
|
||||||||||||||||||||||
|
Security
|
70959W103
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
PAG
|
Meeting Date
|
10-May-2017
|
|||||||||||||||||||
|
ISIN
|
US70959W1036
|
Agenda
|
934561021 - Management
|
|||||||||||||||||||
|
Record Date
|
13-Mar-2017
|
Holding Recon Date
|
13-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
09-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
JOHN D. BARR
|
For
|
For
|
|||||||||||||||||||
|
2
|
LISA DAVIS
|
For
|
For
|
|||||||||||||||||||
|
3
|
MICHAEL R. EISENSON
|
For
|
For
|
|||||||||||||||||||
|
4
|
ROBERT H. KURNICK, JR.
|
For
|
For
|
|||||||||||||||||||
|
5
|
WILLIAM J. LOVEJOY
|
For
|
For
|
|||||||||||||||||||
|
6
|
KIMBERLY J. MCWATERS
|
For
|
For
|
|||||||||||||||||||
|
7
|
LUCIO A. NOTO
|
For
|
For
|
|||||||||||||||||||
|
8
|
ROGER S. PENSKE, JR.
|
For
|
For
|
|||||||||||||||||||
|
9
|
ROGER S. PENSKE
|
For
|
For
|
|||||||||||||||||||
|
10
|
SANDRA E. PIERCE
|
For
|
For
|
|||||||||||||||||||
|
11
|
KANJI SASAKI
|
For
|
For
|
|||||||||||||||||||
|
12
|
RONALD G. STEINHART
|
For
|
For
|
|||||||||||||||||||
|
13
|
H. BRIAN THOMPSON
|
For
|
For
|
|||||||||||||||||||
|
2.
|
RATIFICATION OF THE SELECTION OF DELOITTE &
TOUCHE LLP AS THE COMPANY’S INDEPENDENT
AUDITING FIRM FOR THE YEAR ENDING DECEMBER
31, 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE
COMPENSATION.
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
TO APPROVE, BY NON-BINDING VOTE, THE
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
487,450
|
0
|
01-May-2017
|
11-May-2017
|
|||||||||||||||
|
MKS INSTRUMENTS, INC.
|
||||||||||||||||||||||
|
Security
|
55306N104
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
MKSI
|
Meeting Date
|
10-May-2017
|
|||||||||||||||||||
|
ISIN
|
US55306N1046
|
Agenda
|
934568556 - Management
|
|||||||||||||||||||
|
Record Date
|
08-Mar-2017
|
Holding Recon Date
|
08-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
09-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
JOHN R. BERTUCCI
|
For
|
For
|
|||||||||||||||||||
|
2
|
GREGORY R. BEECHER
|
For
|
For
|
|||||||||||||||||||
|
3
|
RICK D. HESS
|
For
|
For
|
|||||||||||||||||||
|
2.
|
THE APPROVAL, ON AN ADVISORY BASIS, OF
EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
AN ADVISORY VOTE REGARDING THE FREQUENCY
OF ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
THE RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
230,000
|
0
|
03-May-2017
|
11-May-2017
|
|||||||||||||||
|
MEDNAX, INC.
|
||||||||||||||||||||||
|
Security
|
58502B106
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
MD
|
Meeting Date
|
11-May-2017
|
|||||||||||||||||||
|
ISIN
|
US58502B1061
|
Agenda
|
934547944 - Management
|
|||||||||||||||||||
|
Record Date
|
07-Mar-2017
|
Holding Recon Date
|
07-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
10-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
CESAR L. ALVAREZ
|
For
|
For
|
|||||||||||||||||||
|
2
|
KAREY D. BARKER
|
For
|
For
|
|||||||||||||||||||
|
3
|
WALDEMAR A. CARLO, M.D.
|
Withheld
|
Against
|
|||||||||||||||||||
|
4
|
MICHAEL B. FERNANDEZ
|
Withheld
|
Against
|
|||||||||||||||||||
|
5
|
PAUL G. GABOS
|
For
|
For
|
|||||||||||||||||||
|
6
|
P. J. GOLDSCHMIDT, M.D.
|
For
|
For
|
|||||||||||||||||||
|
7
|
MANUEL KADRE
|
Withheld
|
Against
|
|||||||||||||||||||
|
8
|
ROGER J. MEDEL, M.D.
|
For
|
For
|
|||||||||||||||||||
|
9
|
DONNA E. SHALALA, PH.D.
|
For
|
For
|
|||||||||||||||||||
|
10
|
ENRIQUE J. SOSA, PH.D.
|
For
|
For
|
|||||||||||||||||||
|
2.
|
PROPOSAL TO RE-APPROVE THE MATERIAL TERMS
OF THE PERFORMANCE GOALS UNDER THE
MEDNAX, INC. AMENDED AND RESTATED 2008
INCENTIVE COMPENSATION PLAN, AS AMENDED,
FOR PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
3.
|
PROPOSAL TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR.
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
PROPOSAL TO APPROVE, BY NON-BINDING
ADVISORY VOTE, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
5.
|
PROPOSAL TO APPROVE, BY NON-BINDING
ADVISORY VOTE, THE FREQUENCY OF HOLDING
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
146,425
|
0
|
09-May-2017
|
12-May-2017
|
|||||||||||||||
|
ARROW ELECTRONICS, INC.
|
||||||||||||||||||||||
|
Security
|
042735100
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
ARW
|
Meeting Date
|
11-May-2017
|
|||||||||||||||||||
|
ISIN
|
US0427351004
|
Agenda
|
934560980 - Management
|
|||||||||||||||||||
|
Record Date
|
13-Mar-2017
|
Holding Recon Date
|
13-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
10-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
BARRY W. PERRY
|
For
|
For
|
|||||||||||||||||||
|
2
|
PHILIP K. ASHERMAN
|
For
|
For
|
|||||||||||||||||||
|
3
|
GAIL E. HAMILTON
|
For
|
For
|
|||||||||||||||||||
|
4
|
JOHN N. HANSON
|
For
|
For
|
|||||||||||||||||||
|
5
|
RICHARD S. HILL
|
For
|
For
|
|||||||||||||||||||
|
6
|
M.F. (FRAN) KEETH
|
For
|
For
|
|||||||||||||||||||
|
7
|
ANDREW C. KERIN
|
For
|
For
|
|||||||||||||||||||
|
8
|
MICHAEL J. LONG
|
For
|
For
|
|||||||||||||||||||
|
9
|
STEPHEN C. PATRICK
|
For
|
For
|
|||||||||||||||||||
|
2.
|
RATIFICATION OF THE APPOINTMENT OF ERNST &
YOUNG LLP AS ARROW’S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE
COMPENSATION.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
4.
|
TO RECOMMEND, BY NON-BINDING VOTE, THE
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
505,000
|
0
|
08-May-2017
|
12-May-2017
|
|||||||||||||||
|
TRIMAS CORPORATION
|
||||||||||||||||||||||
|
Security
|
896215209
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
TRS
|
Meeting Date
|
11-May-2017
|
|||||||||||||||||||
|
ISIN
|
US8962152091
|
Agenda
|
934571589 - Management
|
|||||||||||||||||||
|
Record Date
|
14-Mar-2017
|
Holding Recon Date
|
14-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
10-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
RICHARD M. GABRYS
|
For
|
For
|
|||||||||||||||||||
|
2
|
EUGENE A. MILLER
|
For
|
For
|
|||||||||||||||||||
|
3
|
HERBERT K. PARKER
|
For
|
For
|
|||||||||||||||||||
|
2.
|
RATIFICATION OF THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS THE COMPANY’S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
APPROVAL OF THE TRIMAS CORPORATION 2017
EQUITY AND INCENTIVE COMPENSATION PLAN.
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
APPROVAL, ON A NON-BINDING ADVISORY VOTE,
OF THE COMPENSATION PAID TO THE COMPANY’S
NAMED EXECUTIVE OFFICERS (“NEOS”).
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.
|
TO RECOMMEND, ON A NON-BINDING ADVISORY
BASIS, THE FREQUENCY OF FUTURE NON-BINDING
ADVISORY VOTES TO APPROVE THE
COMPENSATION PAID TO THE COMPANY’S NEOS.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
921,000
|
0
|
08-May-2017
|
12-May-2017
|
|||||||||||||||
|
W. R. BERKLEY CORPORATION
|
||||||||||||||||||||||
|
Security
|
084423102
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
WRB
|
Meeting Date
|
16-May-2017
|
|||||||||||||||||||
|
ISIN
|
US0844231029
|
Agenda
|
934572858 - Management
|
|||||||||||||||||||
|
Record Date
|
20-Mar-2017
|
Holding Recon Date
|
20-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
15-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: MARIA LUISA FERRE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: JACK H. NUSBAUM
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: MARK L. SHAPIRO
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
NON-BINDING ADVISORY VOTE ON A RESOLUTION
APPROVING THE COMPENSATION OF THE
COMPANY’S NAMED EXECUTIVE OFFICERS
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, OR “SAY-ON-PAY” VOTE
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
NON-BINDING ADVISORY VOTE ON THE
FREQUENCY OF FUTURE VOTES ON THE
COMPENSATION OF THE COMPANY’S NAMED
EXECUTIVE OFFICERS
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
RATIFICATION OF THE APPOINTMENT OF KPMG LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
327,000
|
0
|
10-May-2017
|
17-May-2017
|
|||||||||||||||
|
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC
|
||||||||||||||||||||||
|
Security
|
01988P108
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
MDRX
|
Meeting Date
|
22-May-2017
|
|||||||||||||||||||
|
ISIN
|
US01988P1084
|
Agenda
|
934575878 - Management
|
|||||||||||||||||||
|
Record Date
|
27-Mar-2017
|
Holding Recon Date
|
27-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
19-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: MARA G. ASPINALL
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: PAUL M. BLACK
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: P. GREGORY GARRISON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: JONATHAN J. JUDGE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: MICHAEL A. KLAYKO
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: YANCEY L. SPRUILL
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: DAVE B. STEVENS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: DAVID D. STEVENS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: RALPH H. THURMAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
TO APPROVE AN AMENDMENT AND RESTATEMENT
OF THE ALLSCRIPTS HEALTHCARE SOLUTIONS,
INC. 2011 STOCK INCENTIVE PLAN TO, AMONG
OTHER THINGS, INCREASE THE NUMBER OF
SHARES AVAILABLE FOR GRANT THEREUNDER.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
TO RATIFY THE APPOINTMENT OF GRANT
THORNTON LLP AS THE ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
TO APPROVE, ON AN ADVISORY BASIS, THE
COMPANY’S NAMED EXECUTIVE OFFICER
COMPENSATION.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
5.
|
TO APPROVE, ON AN ADVISORY BASIS, THE
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPANY’S NAMED EXECUTIVE OFFICER
COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
2,045,000
|
0
|
17-May-2017
|
23-May-2017
|
|||||||||||||||
|
ROBERT HALF INTERNATIONAL INC.
|
||||||||||||||||||||||
|
Security
|
770323103
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
RHI
|
Meeting Date
|
24-May-2017
|
|||||||||||||||||||
|
ISIN
|
US7703231032
|
Agenda
|
934596163 - Management
|
|||||||||||||||||||
|
Record Date
|
31-Mar-2017
|
Holding Recon Date
|
31-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
23-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
HAROLD M. MESSMER, JR.
|
For
|
For
|
|||||||||||||||||||
|
2
|
MARC H. MORIAL
|
For
|
For
|
|||||||||||||||||||
|
3
|
BARBARA J. NOVOGRADAC
|
For
|
For
|
|||||||||||||||||||
|
4
|
ROBERT J. PACE
|
For
|
For
|
|||||||||||||||||||
|
5
|
FREDERICK A. RICHMAN
|
For
|
For
|
|||||||||||||||||||
|
6
|
M. KEITH WADDELL
|
For
|
For
|
|||||||||||||||||||
|
2.
|
RATIFICATION OF APPOINTMENT OF AUDITOR.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
4.
|
ADVISORY VOTE TO DETERMINE THE FREQUENCY
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
689,000
|
0
|
04-May-2017
|
25-May-2017
|
|||||||||||||||
|
THE INTERPUBLIC GROUP OF COMPANIES, INC.
|
||||||||||||||||||||||
|
Security
|
460690100
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
IPG
|
Meeting Date
|
25-May-2017
|
|||||||||||||||||||
|
ISIN
|
US4606901001
|
Agenda
|
934587049 - Management
|
|||||||||||||||||||
|
Record Date
|
05-Apr-2017
|
Holding Recon Date
|
05-Apr-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
24-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.1
|
ELECTION OF DIRECTOR: JOCELYN CARTER-
MILLER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.2
|
ELECTION OF DIRECTOR: H. JOHN GREENIAUS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.3
|
ELECTION OF DIRECTOR: MARY J. STEELE
GUILFOILE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.4
|
ELECTION OF DIRECTOR: DAWN HUDSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.5
|
ELECTION OF DIRECTOR: WILLIAM T. KERR
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.6
|
ELECTION OF DIRECTOR: HENRY S. MILLER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.7
|
ELECTION OF DIRECTOR: JONATHAN F. MILLER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.8
|
ELECTION OF DIRECTOR: MICHAEL I. ROTH
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.9
|
ELECTION OF DIRECTOR: DAVID M. THOMAS
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INTERPUBLIC’S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION.
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
ADVISORY VOTE ON THE FREQUENCY OF THE
ADVISORY VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
1,338,000
|
0
|
17-May-2017
|
26-May-2017
|
|||||||||||||||
|
ANIXTER INTERNATIONAL INC.
|
||||||||||||||||||||||
|
Security
|
035290105
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
AXE
|
Meeting Date
|
25-May-2017
|
|||||||||||||||||||
|
ISIN
|
US0352901054
|
Agenda
|
934607283 - Management
|
|||||||||||||||||||
|
Record Date
|
27-Mar-2017
|
Holding Recon Date
|
27-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
24-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: LORD JAMES BLYTH
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: FREDERIC F. BRACE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: LINDA WALKER BYNOE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: ROBERT J. ECK
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR:ROBERT W. GRUBBS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR:F. PHILIP HANDY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: MELVYN N. KLEIN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: GEORGE MUNOZ
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: SCOTT R. PEPPET
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: VALARIE L. SHEPPARD
|
Management
|
For
|
For
|
||||||||||||||||||
|
1K.
|
ELECTION OF DIRECTOR: STUART M. SLOAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1L.
|
ELECTION OF DIRECTOR: SAMUEL ZELL
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
ADVISORY VOTE TO APPROVE THE COMPANY’S
EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
ADVISORY VOTE TO SELECT THE FREQUENCY OF
THE ADVISORY VOTE ON THE COMPANY’S
EXECUTIVE COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
4.
|
APPROVAL OF THE ANIXTER INTERNATIONAL INC.
2017 STOCK INCENTIVE PLAN.
|
Management
|
For
|
For
|
||||||||||||||||||
|
5.
|
RATIFICATION OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
373,000
|
0
|
11-May-2017
|
26-May-2017
|
|||||||||||||||
|
WHITE MOUNTAINS INSURANCE GROUP, LTD.
|
||||||||||||||||||||||
|
Security
|
G9618E107
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
WTM
|
Meeting Date
|
25-May-2017
|
|||||||||||||||||||
|
ISIN
|
BMG9618E1075
|
Agenda
|
934621675 - Management
|
|||||||||||||||||||
|
Record Date
|
03-Apr-2017
|
Holding Recon Date
|
03-Apr-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
24-May-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1A.
|
ELECTION OF CLASS II DIRECTOR TO A TERM
ENDING IN 2020: YVES BROUILLETTE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF CLASS II DIRECTOR TO A TERM
ENDING IN 2020: G. MANNING ROUNTREE
|
Management
|
For
|
For
|
||||||||||||||||||
|
2A.
|
ELECTION OF DIRECTOR OF HG RE LTD: KEVIN
PEARSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
2B.
|
ELECTION OF DIRECTOR OF HG RE LTD: JENNIFER
PITTS
|
Management
|
For
|
For
|
||||||||||||||||||
|
2C.
|
ELECTION OF DIRECTOR OF HG RE LTD: CHRISTINE
REPASY
|
Management
|
For
|
For
|
||||||||||||||||||
|
2D.
|
ELECTION OF DIRECTOR OF HG RE LTD: JOHN
SINKUS
|
Management
|
For
|
For
|
||||||||||||||||||
|
3A.
|
ELECTION OF DIRECTOR FOR ANY NEW NON-
UNITED STATES OPERATING SUBSIDIARY OF WTM:
REID CAMPBELL
|
Management
|
For
|
For
|
||||||||||||||||||
|
3B.
|
ELECTION OF DIRECTOR FOR ANY NEW NON-
UNITED STATES OPERATING SUBSIDIARY OF WTM:
KEVIN PEARSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
3C.
|
ELECTION OF DIRECTOR FOR ANY NEW NON-
UNITED STATES OPERATING SUBSIDIARY OF WTM:
JENNIFER PITTS
|
Management
|
For
|
For
|
||||||||||||||||||
|
3D.
|
ELECTION OF DIRECTOR FOR ANY NEW NON-
UNITED STATES OPERATING SUBSIDIARY OF WTM:
G. MANNING ROUNTREE
|
Management
|
For
|
For
|
||||||||||||||||||
|
4A.
|
ELECTION OF DIRECTOR OF SPLIT ROCK
INSURANCE, LTD: CHRISTOPHER GARROD
|
Management
|
For
|
For
|
||||||||||||||||||
|
4B.
|
ELECTION OF DIRECTOR OF SPLIT ROCK
INSURANCE, LTD: SARAH KOLAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
4C.
|
ELECTION OF DIRECTOR OF SPLIT ROCK
INSURANCE, LTD: KEVIN PEARSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
4D.
|
ELECTION OF DIRECTOR OF SPLIT ROCK
INSURANCE, LTD: JOHN TREACY
|
Management
|
For
|
For
|
||||||||||||||||||
|
5A.
|
ELECTION OF DIRECTOR OF GRAND MARAIS
CAPITAL LIMITED: SARAH KOLAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
5B.
|
ELECTION OF DIRECTOR OF GRAND MARAIS
CAPITAL LIMITED: JONAH PFEFFER
|
Management
|
For
|
For
|
||||||||||||||||||
|
5C.
|
ELECTION OF DIRECTOR OF GRAND MARAIS
CAPITAL LIMITED: DAVINIA SMITH
|
Management
|
For
|
For
|
||||||||||||||||||
|
6A.
|
ELECTION OF DIRECTOR FOR ANY NEW NON-
UNITED STATES OPERATING SUBSIDIARY OF
ONEBEACON: SARAH KOLAR
|
Management
|
For
|
For
|
||||||||||||||||||
|
6B.
|
ELECTION OF DIRECTOR FOR ANY NEW NON-
UNITED STATES OPERATING SUBSIDIARY OF
ONEBEACON: PAUL MCDONOUGH
|
Management
|
For
|
For
|
||||||||||||||||||
|
6C.
|
ELECTION OF DIRECTOR FOR ANY NEW NON-
UNITED STATES OPERATING SUBSIDIARY OF
ONEBEACON: KEVIN PEARSON
|
Management
|
For
|
For
|
||||||||||||||||||
|
6D.
|
ELECTION OF DIRECTOR FOR ANY NEW NON-
UNITED STATES OPERATING SUBSIDIARY OF
ONEBEACON: JOHN TREACY
|
Management
|
For
|
For
|
||||||||||||||||||
|
7.
|
APPROVAL OF THE ADVISORY RESOLUTION ON
EXECUTIVE COMPENSATION.
|
Management
|
For
|
For
|
||||||||||||||||||
|
8.
|
ADVISORY VOTE ON THE FREQUENCY OF FUTURE
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
9.
|
APPROVAL OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP (“PWC”) AS THE
COMPANY’S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
17,000
|
0
|
22-May-2017
|
26-May-2017
|
|||||||||||||||
|
ZIONS BANCORPORATION
|
||||||||||||||||||||||
|
Security
|
989701107
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
ZION
|
Meeting Date
|
02-Jun-2017
|
|||||||||||||||||||
|
ISIN
|
US9897011071
|
Agenda
|
934597595 - Management
|
|||||||||||||||||||
|
Record Date
|
30-Mar-2017
|
Holding Recon Date
|
30-Mar-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
01-Jun-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1A.
|
ELECTION OF DIRECTOR: JERRY C. ATKIN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1B.
|
ELECTION OF DIRECTOR: GARY L. CRITTENDEN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1C.
|
ELECTION OF DIRECTOR: SUREN K. GUPTA
|
Management
|
For
|
For
|
||||||||||||||||||
|
1D.
|
ELECTION OF DIRECTOR: J. DAVID HEANEY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1E.
|
ELECTION OF DIRECTOR: VIVIAN S. LEE
|
Management
|
For
|
For
|
||||||||||||||||||
|
1F.
|
ELECTION OF DIRECTOR: EDWARD F. MURPHY
|
Management
|
For
|
For
|
||||||||||||||||||
|
1G.
|
ELECTION OF DIRECTOR: ROGER B. PORTER
|
Management
|
For
|
For
|
||||||||||||||||||
|
1H.
|
ELECTION OF DIRECTOR: STEPHEN D. QUINN
|
Management
|
For
|
For
|
||||||||||||||||||
|
1I.
|
ELECTION OF DIRECTOR: HARRIS H. SIMMONS
|
Management
|
For
|
For
|
||||||||||||||||||
|
1J.
|
ELECTION OF DIRECTOR: BARBARA A. YASTINE
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
RATIFICATION OF THE APPOINTMENT OF ERNST &
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT THE
COMPANY’S FINANCIAL STATEMENTS FOR THE
CURRENT FISCAL YEAR.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
APPROVAL, ON A NONBINDING ADVISORY BASIS,
OF THE COMPENSATION PAID TO THE COMPANY’S
NAMED EXECUTIVE OFFICERS WITH RESPECT TO
FISCAL YEAR ENDED DECEMBER 31, 2016.
|
Management
|
For
|
For
|
||||||||||||||||||
|
4.
|
THAT THE SHAREHOLDERS REQUEST THE BOARD
OF DIRECTORS TO ESTABLISH A POLICY
REQUIRING THAT THE BOARD’S CHAIRMAN BE AN
“INDEPENDENT” DIRECTOR.
|
Shareholder
|
For
|
Against
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
430,000
|
0
|
23-May-2017
|
05-Jun-2017
|
|||||||||||||||
|
FIRSTCASH, INC.
|
||||||||||||||||||||||
|
Security
|
33767D105
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
FCFS
|
Meeting Date
|
08-Jun-2017
|
|||||||||||||||||||
|
ISIN
|
US33767D1054
|
Agenda
|
934602613 - Management
|
|||||||||||||||||||
|
Record Date
|
17-Apr-2017
|
Holding Recon Date
|
17-Apr-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
07-Jun-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
|
Vote
|
For/Against
Management
|
|||||||||||||||||
|
1.
|
DIRECTOR
|
Management
|
||||||||||||||||||||
|
1
|
MR. DANIEL E. BERCE
|
For
|
For
|
|||||||||||||||||||
|
2
|
MR. MIKEL D. FAULKNER
|
For
|
For
|
|||||||||||||||||||
|
3
|
MR. RANDEL G. OWEN
|
For
|
For
|
|||||||||||||||||||
|
2.
|
RATIFICATION OF THE SELECTION OF RSM US LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2017.
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
APPROVE, BY NON-BINDING VOTE, THE
COMPENSATION OF NAMED EXECUTIVE OFFICERS
AS DESCRIBED IN THE PROXY STATEMENT.
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
4.
|
TO RECOMMEND, BY NON-BINDING VOTE, THE
FREQUENCY OF EXECUTIVE COMPENSATION
EVERY ONE, TWO OR THREE YEARS.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
1,025,000
|
0
|
05-Jun-2017
|
09-Jun-2017
|
|||||||||||||||
|
KENNEDY-WILSON HOLDINGS, INC.
|
||||||||||||||||||||||
|
Security
|
489398107
|
Meeting Type
|
Annual
|
|||||||||||||||||||
|
Ticker Symbol
|
KW
|
Meeting Date
|
15-Jun-2017
|
|||||||||||||||||||
|
ISIN
|
US4893981070
|
Agenda
|
934624380 - Management
|
|||||||||||||||||||
|
Record Date
|
28-Apr-2017
|
Holding Recon Date
|
28-Apr-2017
|
|||||||||||||||||||
|
City /
|
Country
|
/
|
United
States
|
Vote Deadline Date
|
14-Jun-2017
|
|||||||||||||||||
|
SEDOL(s)
|
Quick Code
|
|||||||||||||||||||||
|
Item
|
Proposal
|
Proposed
by
|
Vote
|
For/Against
Management
|
||||||||||||||||||
|
1.1
|
ELECTION OF DIRECTOR: DAVID A. MINELLA
|
Management
|
For
|
For
|
||||||||||||||||||
|
1.2
|
ELECTION OF DIRECTOR: JERRY SOLOMON
|
Management
|
For
|
For
|
||||||||||||||||||
|
2.
|
TO APPROVE THE SECOND AMENDED AND
RESTATED KENNEDY-WILSON, INC. 2009 EQUITY
PARTICIPATION PLAN
|
Management
|
For
|
For
|
||||||||||||||||||
|
3.
|
TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY’S NAMED
EXECUTIVE OFFICERS
|
Management
|
Against
|
Against
|
||||||||||||||||||
|
4.
|
TO APPROVE, ON AN ADVISORY BASIS, THE
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY’S NAMED
EXECUTIVE OFFICERS.
|
Management
|
1 Year
|
For
|
||||||||||||||||||
|
5.
|
TO RATIFY THE APPOINTMENT OF KPMG LLP AS
THE COMPANY’S INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR.
|
Management
|
For
|
For
|
||||||||||||||||||
|
Account
Number
|
Account Name
|
Internal Account
|
Custodian
|
Ballot Shares
|
Unavailable
Shares
|
Vote Date
|
Date
Confirmed
|
|||||||||||||||
|
000011896300
|
FMI Common
Stock Fund
|
9999
|
U.S. BANK
|
835,000
|
0
|
12-Jun-2017
|
16-Jun-2017
|
|||||||||||||||