0001415889-21-001042.txt : 20210301 0001415889-21-001042.hdr.sgml : 20210301 20210301165037 ACCESSION NUMBER: 0001415889-21-001042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210226 FILED AS OF DATE: 20210301 DATE AS OF CHANGE: 20210301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sadowski Michael CENTRAL INDEX KEY: 0001834962 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34761 FILM NUMBER: 21698784 MAIL ADDRESS: STREET 1: 6410 OAK CANYON STREET 2: SUITE 250 CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AutoWeb, Inc. CENTRAL INDEX KEY: 0001023364 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330711569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 NORTH ASHLEY DRIVE STREET 2: SUITE 300 CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 9492254500 MAIL ADDRESS: STREET 1: 6410 OAK CANYON STREET 2: SUITE 250 CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20100628 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20010905 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL COM INC DATE OF NAME CHANGE: 19981230 4 1 form4-03012021_010310.xml X0306 4 2021-02-26 0001023364 AutoWeb, Inc. AUTO 0001834962 Sadowski Michael AUTOWEB, INC. 400 NORTH ASHLEY DRIVE, SUITE 300 TAMPA FL 33602 false true false false EVP, CHIEF FINANCIAL OFFICER Common Stock 2021-02-26 4 A 0 20000 0 A 20000 D Employee Stock Option (Right to Buy) 2.57 2021-02-26 4 A 0 75000 0 A 2022-02-26 2028-02-26 Common Stock 75000 75000 D The forfeiture restrictions with respect to thirty-three and one-third percent (33-1/3%) of the restricted shares (adjusted to avoid the vesting of fractional shares) shall lapse on each anniversary of the award date, commencing with the first anniversary of the award Date and ending on the third anniversary of the award Date. Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. These options will become vested and exercisable as follows: (i) 33 1/3% (adjusted to avoid the vesting of fractional options) shall vest and become exercisable on February 26, 2022, and (ii) 1/36 (adjusted monthly to avoid the vesting of fractional options in any month) shall vest and become exercisable on each successive monthly anniversary thereafter for the following 24 months ending February 26, 2024. /s/ Glenn E. Fuller, Attorney-in-Fact 2021-03-01