0001415889-19-000904.txt : 20190808 0001415889-19-000904.hdr.sgml : 20190808 20190808174655 ACCESSION NUMBER: 0001415889-19-000904 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190806 FILED AS OF DATE: 20190808 DATE AS OF CHANGE: 20190808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hannan Joseph Patrick CENTRAL INDEX KEY: 0001412850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34761 FILM NUMBER: 191010802 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BLVD. STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AutoWeb, Inc. CENTRAL INDEX KEY: 0001023364 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330711569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 NORTH ASHLEY DRIVE STREET 2: SUITE 300 CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 9492254500 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20100628 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20010905 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL COM INC DATE OF NAME CHANGE: 19981230 4 1 form4-08082019_020842.xml X0306 4 2019-08-06 0001023364 AutoWeb, Inc. AUTO 0001412850 Hannan Joseph Patrick AUTOWEB, INC. 400 NORTH ASHLEY DRIVE, SUITE 300 TAMPA FL 33602 false true false false EVP, CHIEF FINANCIAL OFFICER Employee Stock Option (Right to Buy) 3.17 2019-08-06 4 A 0 75000 0 A 2020-08-06 2026-08-06 Common Stock 75000 75000 D Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. These options will become vested and exercisable as follows: (i) 33 1/3% will vest and become exercisable on August 6, 2020; and (ii) 1/36th (adjusted monthly to avoid the vesting of fractional options in any month) will vest and become exercisable on each successive monthly anniversary thereafter for the following 24 months ending on August 6, 2022; provided, however, that in addition to the vesting time schedule, the options will be subject to the satisfaction of the following additional vesting condition: if at any time after August 6, 2019 and prior to the expiration date of these options the weighted average closing price of the common stock on The Nasdaq Capital Market for the preceding 10 trading days (adjusted for any stock splits, stock dividends, reverse stock splits or combinations of the common stock occurring after the issuance date) is at or above $5. /s/ Glenn E Fuller, Attorney-in-Fact 2019-08-08