0001415889-19-000258.txt : 20190305 0001415889-19-000258.hdr.sgml : 20190305 20190305163444 ACCESSION NUMBER: 0001415889-19-000258 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ozima Wesley CENTRAL INDEX KEY: 0001458093 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34761 FILM NUMBER: 19658938 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BOULEVARD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AutoWeb, Inc. CENTRAL INDEX KEY: 0001023364 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330711569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 BUSINESS PHONE: 9492254500 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20100628 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20010905 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL COM INC DATE OF NAME CHANGE: 19981230 4 1 form4-03052019_010331.xml X0306 4 2019-03-01 0001023364 AutoWeb, Inc. AUTO 0001458093 Ozima Wesley 18872 MACARTHUR BLVD. SUITE 200 IRVINE CA 92612 false true false false SVP, CONTROLLER Common Stock 2019-03-01 4 M 0 7500 1.75 A 22557 D Employee Stock Option (Right to Buy) 3.39 2019-03-01 4 A 0 10000 0 A 2026-03-01 Common Stock 10000 10000 D Employee Stock Option (Right to Buy) 1.75 2019-03-01 4 M 0 7500 0 D 2019-03-03 Common Stock 7500 0 D Includes 6,667 shares of Restricted Stock that will vest in two installments on September 27, 2019 and September 27, 2020. Grant to reporting person of options to buy shares of common stock in transaction exempt under Rule 16b-3. These options will become vested and exercisable as follows: (i) 33 1/3% shall vest and become exercisable on March 1, 2020, and (ii) 1/36 shall vest and become exercisable on each successive monthly anniversary thereafter for the following 24 months ending on March 1, 2022. Subject to the achievement of certain performance goals of the Company, these derivative securities became exercisable as follows: (i) 33 1/3% vested and became exercisable on March 3, 2010, and (ii) 1/36 vested and became exercisable on each successive monthly anniversary thereafter for the following 24 months ending on March 3, 2012. /s/ Glenn E. Fuller, Attorney-in-Fact 2019-03-05