0001415889-18-000336.txt : 20180228 0001415889-18-000336.hdr.sgml : 20180228 20180228195351 ACCESSION NUMBER: 0001415889-18-000336 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180220 FILED AS OF DATE: 20180228 DATE AS OF CHANGE: 20180228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Ralph Randall CENTRAL INDEX KEY: 0001682661 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34761 FILM NUMBER: 18654053 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BLVD. STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AutoWeb, Inc. CENTRAL INDEX KEY: 0001023364 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330711569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 BUSINESS PHONE: 9492254500 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20100628 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20010905 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL COM INC DATE OF NAME CHANGE: 19981230 3 1 form3-02282018_040237.xml X0206 3 2018-02-20 0 0001023364 AutoWeb, Inc. AUTO 0001682661 Smith Ralph Randall 18872 MACARTHUR BLVD. SUITE 200 IRVINE CA 92612 false true false false SVP, Digital Marketing Common Stock 20000 D Employee Stock Option (Right to Acquire) 6.75 2018-04-15 Common Stock 10000 D Employee Stock Option (Right to Acquire) 3.80 2018-12-07 Common Stock 400 D Employee Stock Option (Right to Acquire) 3.90 2019-01-10 Common Stock 2000 D Employee Stock Option (Right to Acquire) 4 2020-01-24 Common Stock 5000 D Employee Stock Option (Right to Acquire) 4.72 2020-07-01 Common Stock 5000 D Employee Stock Option (Right to Acquire) 17.64 2021-01-21 Common Stock 8000 D Employee Stock Option (Right to Acquire) 14.32 2021-03-17 Common Stock 6000 D Employee Stock Option (Right to Acquire) 8.53 2021-09-16 Common Stock 5000 D Employee Stock Option (Right to Acquire) 10.20 2022-01-23 Common Stock 25000 D Employee Stock Option (Right to Acquire) 13.22 2022-05-18 Common Stock 4000 D Employee Stock Option (Right to Acquire) 17.09 2023-01-21 Common Stock 15000 D Employee Stock Option (Right to Acquire) 14.41 2023-07-15 Common Stock 22000 D Employee Stock Option (Right to Acquire) 13.81 2024-01-26 Common Stock 20000 D Includes 10,000 shares of restricted stock that vest one third on September 27, 2018, September 27, 2019, and September 27, 2020. Grant on April 15, 2011 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. All these options are fully vested and exercisable. Grant on December 7, 2011 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. All these options are fully vested and exercisable. Grant on January 10, 2012 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. All these options are fully vested and exercisable. Grant on January 24, 2013 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. All these options are fully vested and exercisable. Grant on July 1, 2013 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. All these options are fully vested and exercisable. Grant on January 21, 2014 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. All these options are fully vested and exercisable. Grant on March 17, 2014 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. All these options are fully vested and exercisable. Grant on September 16, 2014 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. All these options are fully vested and exercisable. Grant on January 23, 2015 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. All these options are fully vested and exercisable. Grant on May 18, 2015 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. 331/3% vested and became exercisable on the first anniversary of the grant date, and 1/36 vest and become exercisable thereafter each successive month ending on the 3rd anniversary of grant date. Grant on January 21, 2016 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. 331/3% vested and became exercisable on the first anniversary of the grant date, and 1/36 vest and become exercisable thereafter each successive month ending on the 3rd anniversary of grant date. Grant on July 15, 2016 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. 331/3% vested and became exercisable on the first anniversary of the grant date, and 1/36 vest and become exercisable thereafter each successive month ending on the 3rd anniversary of grant date. Grant on January 26, 2017 to reporting person of options to buy shares of Common Stock in transaction exempt under Rule 16b-3. 331/3% vested and became exercisable on the first anniversary of the grant date, and 1/36 vest and become exercisable thereafter each successive month ending on the 3rd anniversary of grant date. /s/ Glenn E. Fuller, Attorney-in-Fact 2018-02-28 EX-24 2 ex24-02282018_040239.htm POWER OF ATTORNEY

LIMITED POWER OF ATTORNEY


KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned (“Grantor”) hereby constitutes and appoints each of Glenn E. Fuller or  D. Michael Beck, signing individually, as Grantor’s true and lawful attorney-in-fact and agent, for Grantor and in Grantor’s name, place and stead, in any and all capacities, with full power to act alone, to (1) execute Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunder; and (2) do and perform all necessary or desirable acts to complete and execute any of those Forms 3, 4 or 5 or any amendments, and timely file those Forms with the Securities and Exchange Commission (“SEC”) and any stock exchange or similar authority, hereby granting unto said attorney-in-fact and agent, full power and authority to do and perform any and all acts and things requisite and necessary to be done in connection therewith, as fully to all intents and purposes as Grantor might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, may lawfully do or cause to be done by virtue hereof.


This Limited Power of Attorney supersedes any power of attorney previously executed by the undersigned regarding the purposes outlined in the first paragraph hereof (“Prior Powers of Attorney”), and the authority of the attorneys-in-fact named in any Prior Powers of Attorney is hereby revoked.


This limited power of attorney shall remain in full force and effect until Grantor is no longer required to file any of Forms 3, 4 or 5 with respect to Grantor’s holdings of, and transactions in, securities of Autobytel Inc., unless earlier revoked by Grantor in a signed writing delivered to Glenn E. Fuller, D. Michael Beck, or any substitute therefor, if any. This limited power of attorney may be filed with the SEC as a confirming statement of the authority granted herein.


Date:  February 28, 2018

Grantor



/s/ Ralph Smith

Ralph Smith