0001415889-18-000090.txt : 20180119
0001415889-18-000090.hdr.sgml : 20180119
20180119193151
ACCESSION NUMBER: 0001415889-18-000090
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180119
FILED AS OF DATE: 20180119
DATE AS OF CHANGE: 20180119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ozima Wesley
CENTRAL INDEX KEY: 0001458093
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34761
FILM NUMBER: 18538516
MAIL ADDRESS:
STREET 1: 18872 MACARTHUR BOULEVARD
STREET 2: SUITE 200
CITY: IRVINE
STATE: CA
ZIP: 92612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AutoWeb, Inc.
CENTRAL INDEX KEY: 0001023364
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 330711569
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 18872 MACARTHUR BLVD
STREET 2: SUITE 200
CITY: IRVINE
STATE: CA
ZIP: 92612-1400
BUSINESS PHONE: 9492254500
MAIL ADDRESS:
STREET 1: 18872 MACARTHUR BLVD
STREET 2: SUITE 200
CITY: IRVINE
STATE: CA
ZIP: 92612-1400
FORMER COMPANY:
FORMER CONFORMED NAME: AUTOBYTEL INC
DATE OF NAME CHANGE: 20100628
FORMER COMPANY:
FORMER CONFORMED NAME: AUTOBYTEL INC
DATE OF NAME CHANGE: 20010905
FORMER COMPANY:
FORMER CONFORMED NAME: AUTOBYTEL COM INC
DATE OF NAME CHANGE: 19981230
4
1
form4-01192018_040137.xml
X0306
4
2018-01-19
0001023364
AutoWeb, Inc.
AUTO
0001458093
Ozima Wesley
18872 MACARTHUR BLVD.
SUITE 200
IRVINE
CA
92612
false
true
false
false
SVP, CONTROLLER
Common Stock
2018-01-19
4
M
0
2260
4.80
A
17317
D
Common Stock
2018-01-19
4
S
0
2260
8.8075
D
15057
D
Stock Option (Right to Buy)
4.80
2018-01-19
4
M
0
2260
0
D
2018-01-20
Common Stock
2260
0
D
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2017.
Includes 10,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over 3 years commencing on September 27, 2018.
This transaction was executed in multiple trades at prices ranging from $8.75 to $8.85 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected.
Subject to the achievement of certain performance goals of the Company in 2011, these derivative securities became exercisable as follows: 33 1/3% vested and became exercisable on January 20, 2012 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on January 20, 2014.
/s/ Glenn E. Fuller, Attorney-in-Fact
2018-01-19