0001415889-18-000090.txt : 20180119 0001415889-18-000090.hdr.sgml : 20180119 20180119193151 ACCESSION NUMBER: 0001415889-18-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180119 FILED AS OF DATE: 20180119 DATE AS OF CHANGE: 20180119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ozima Wesley CENTRAL INDEX KEY: 0001458093 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34761 FILM NUMBER: 18538516 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BOULEVARD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AutoWeb, Inc. CENTRAL INDEX KEY: 0001023364 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 330711569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 BUSINESS PHONE: 9492254500 MAIL ADDRESS: STREET 1: 18872 MACARTHUR BLVD STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612-1400 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20100628 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL INC DATE OF NAME CHANGE: 20010905 FORMER COMPANY: FORMER CONFORMED NAME: AUTOBYTEL COM INC DATE OF NAME CHANGE: 19981230 4 1 form4-01192018_040137.xml X0306 4 2018-01-19 0001023364 AutoWeb, Inc. AUTO 0001458093 Ozima Wesley 18872 MACARTHUR BLVD. SUITE 200 IRVINE CA 92612 false true false false SVP, CONTROLLER Common Stock 2018-01-19 4 M 0 2260 4.80 A 17317 D Common Stock 2018-01-19 4 S 0 2260 8.8075 D 15057 D Stock Option (Right to Buy) 4.80 2018-01-19 4 M 0 2260 0 D 2018-01-20 Common Stock 2260 0 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2017. Includes 10,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over 3 years commencing on September 27, 2018. This transaction was executed in multiple trades at prices ranging from $8.75 to $8.85 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected. Subject to the achievement of certain performance goals of the Company in 2011, these derivative securities became exercisable as follows: 33 1/3% vested and became exercisable on January 20, 2012 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on January 20, 2014. /s/ Glenn E. Fuller, Attorney-in-Fact 2018-01-19